Professional Documents
Culture Documents
Apa Kek
Apa Kek
Biomass derived from marine microalgae and macroalgae is globally recognized as a source of valuable chemical constituents
with applications in the agri-horticultural sector (including animal feeds and health and plant stimulants), as human food and food
ingredients as well as in the nutraceutical, cosmeceutical, and pharmaceutical industries. Algal biomass supply of sufficient
quality and quantity however remains a concern with increasing environmental pressures conflicting with the growing demand.
Recent attempts in supplying consistent, safe and environmentally acceptable biomass through cultivation of (macro- and micro-)
algal biomass have concentrated on characterizing natural variability in bioactives, and optimizing cultivated materials through
strain selection and hybridization, as well as breeding and, more recently, genetic improvements of biomass. Biotechnological
tools including metabolomics, transcriptomics, and genomics have recently been extended to algae but, in comparison to
microbial or plant biomass, still remain underdeveloped. Current progress in algal biotechnology is driven by an increased
demand for new sources of biomass due to several global challenges, new discoveries and technologies available as well as an
increased global awareness of the many applications of algae. Algal diversity and complexity provides significant potential
provided that shortages in suitable and safe biomass can be met, and consumer demands are matched by commercial investment
in product development.
The vast and largely unexplored taxonomic, genetic, and chemical diversity and complexity of marine
organisms including algae is considered an “untapped source” of valuable products and is cur- rently
investigated at many levels. Recent research has focused on a range of novel uses of algae in a wide range of
industrial sectors, from agricultural, health care and cosmetics, to pharmaceutical uses, supported by advances
in the chemical characterization and analytical techniques of new compounds and the ability to screen for
different bioactivities in high-throughput systems.
Research efforts are largely driven by an appreciation that many cultures have traditionally used
natural marine resources as foods and medicines, and the fact that 70 % of the Earth’s surface is covered by the
oceans which may provide additional opportuni- ties where terrestrial resources are limited. More recently
there has been a globally increasing search to meet demands in biomass and address the many challenges of an
expanding human population, including climate change, aging populations, and food security resulting in the
urgent need for sustainable biomass production from non-traditional sources.
Consequently, there has been a surge of investment globally in marine biotechnology, with research
primarily targeting sponges, invertebrates, microorganisms, and algae. Algae are of particular interest because
of their apparent high productivity, unequalled diversity, and because of the many new discoveries in
bioactivities and compound diversity, and technical developments in cultivation.
The term “algae” refers to a large diversity of unrelated phylo- genetic entities, ranging from
picoplanktonic cells to macroalgal kelps. Existing taxonomic and chemical diversity between and within algal
groups and its implication for commercial application is discussed in more detail by Stengel et al. [ 1 ]. Current
systematic screening of algae is commonly based on systematic screening pro- tocols, and disconnected from
traditional phycological research, despite the high likelihood that the specific chemical adaptations of algal
populations to extreme environments to yield discovery of interesting novel compounds. Algal biotechnology
has gained sig- nificant importance in agri-horticulture [ 2 , 3 ], marine functional foods [ 4 ], cosmetics [ 5 ],
and human health (e.g., 6 ) applications, including the provision of ingredients for functional foods.
The development of new products from bioresources includ- ing algae involves many steps (Fig. 1 )
that are driven by new mar- kets and consumer demands, but requires significant investment. A further
obstacle is the lengthy approval process of the relevant safety agencies ensuring consumer safety and product
and trading standards. The current dominant markets for high value products of algae are in the field of agri-
horticultural products, including animal feeds and plant stimulants, cosmeceuticals, and nutraceuti- cals. There
is also potential for new drug development although this requires longer development times and larger
investments. The “time-to-market” is likely to be shortest for products in the agri-horticultural sector and
intermediate in nutraceuticals and cosmeceuticals.
Algal biomass can be derived from natural or cultivated resources, which may or may not be
predefined by strain selection and characterization, or hybridization, or by targeted wild- harvesting of specific
phenotypes or materials which are likely to vary according to their origin [ 1 ]. Once compounds have been
chosen for product development, extraction protocols can be selected accordingly, with the choice being
influenced by the antic- ipated end-product, e.g., for food products GRAS technologies should be selected.
Purified or crude extracts containing mixtures of compounds are screened for bioactivities of interest.
Following a positive result, extracts are fractionated and the purified active ingredient chemically and
structurally analyzed. One or several avenues to ensure a sustainable and consistent supply of the bioac- tive
compound may be pursued; if the source organism can be cultivated to provide sufficient biomass and
compounds, cultiva- tion techniques can be applied and potentially optimized to achieve higher target
compound yields. Knowledge of the biological func- tion of the compound, and the wider field of chemical
ecology, will make an invaluable contribution here with such biological insight additionally likely to give
insight into the biochemical mechanisms that will downstream support, for example, drug development.
Depending on the organism, metabolic or genetic engineering approaches may be possible, if sufficient
genomic information for the organism is available, as well as the metabolomics and tran- scriptomics of the
compound biosynthesis. Where the cultivation of the source organisms or genetic approaches are not feasibl
chemical synthesis may be an avenue for supplying sufficient quantities for further testing and eventual
product development. Considerable financial investment and long-term commitment from industry will be
necessary at this point to conduct human trials for the downstream development of nutraceuticals and
cosmeceuticals, and in particular
2 Algal Diversity
In contrast to land plants which all shared a single common ances- tor ~470 million years ago, algal diversity
encompasses several only distantly related groups of mainly photoautotrophic organisms predominantly
inhabiting aquatic environments.
Recent focus has been on marine macroalgal groups, as they comprise a large (known) diversity, with
conspicuous biomass vis- ible along coastlines and traditionally attracting attention from coastal communities.
The vast taxonomic diversity of microalgae has received comparatively less attention due to limited access to
sufficient mono-specific biomass, cultivation requirements, as well as taxonomic complexities (e.g., 7 ).
The chemical diversity of algae and its implications have recently been reviewed [ 1 ], and algal
chemistry is evidently linked to evolution but phenotypic modifications also result from envi- ronmental and
biological pressures. Local conditions at the collec- tion site such as light, nutrient, and temperature regimes
considerably impact on metabolite levels and thus bioactive com- position. Additionally, the biological status
of algae including life cycle- and developmental-stage, as well as macroalgal thallus struc- ture, influences
biochemical composition and the eventual value of the algal source material. The major algal groups were
traditionally classified according to their chemical composition, but recent tech- nological advances have
allowed more detailed differentiation within compound families. These have revealed an even greater chemical
richness, suggesting complex biochemical pathways and adaptive mechanisms, which promise to exceed the
anticipated commercial potential for natural product development. However, more precise analytical
techniques providing added definition also demand more careful sampling as to algal origin, time of collec-
tion, or culture conditions as well as, for macroalgae, thallus parts which display critical chemical distinctions [
1 ].
The richness and diversity of algal compounds with conceiv- able commercial interest may be
explained by complexities includ- ing a vast taxonomy of algal species groups and species within groups,
significant chemical diversity correlated with the genetic diversity of these groups and the geographical
distribution (large and small scale). Biological stimuli enhance the chemical diversity as individual populations
and individuals exhibit considerable phe- notypic plasticity and adaption to their habitats. Specific limitations
5 Algal Biomass for Biotechnological Applications
of individual species fall within the physiological restrictions that delimit their biogeographic boundaries.
However, because they live in stressful and highly fluctuating environments, most algae have evolved complex
chemical mechanisms to facilitate short- or medium-term acclimations to stressors (e.g., UV radiation, salinity
and temperature stress) as well as to defend themselves from bio- logical pressures such as competitors,
grazers, epiphytes, or para- sites. Chemical ecology is a fascinating and rapidly expanding field at the interface
of algal biology and natural product chemistry. It encompasses the study of chemicals involved in defining
species interactions, either between different algal species, or between algae and herbivores, or the secondary
metabolites (e.g., phenolic compounds in brown algae, or mycosporine-like amino acids (MAAs) in red algae,
some Cyanobacteria, and dinoflagellates) produced by algae to protect themselves against environmental
stressors such as UV radiation. The next chapter (Chapter 2 ) pro- vides an overview of the major classes of
chemical compounds that have important biological functions in defense and signalling but also have been
identified as having potentially valuable applications as natural products.
Algae have traditionally been used as human food; famously Nori ( Pyropia / Porphyra ) and kelp ( Laminaria
, Saccharina , Undaria ) species have been consumed in the Far East, but there is also evi- dence that the
Cyanobacteria, Nostoc , Arthrospira / Spirulina , and Aphanizomenon , have served as human food for
thousands of years in China [ 18 , 25 , 26 ], Chad and Mexico [ 26 ]. In the West, algal consumption has
predominantly been restricted to red seaweeds; particularly Palmaria palmata (Dulse), Chondrus cripsus and
Mastocarpus stellatus (Irish Moss) in Ireland, Scotland, Brittany, and North America. The main microalgal
genera used today as food or food ingredients include mainly freshwater representatives of the genera
Chlorella , Arthrospira / Spirulina , Nostoc , Aphanizomenon , Haematococcus and Dunaliella [ 19 ]. Whilst
chemical composition can vary according to species and growth environment (e.g., 27 ), microalgae contain
high levels of nutri- tional constituents such as proteins [ 28 ], vitamins [ 29 ], and miner- als [ 30 ], as well
as bioactive compounds (e.g., anticancer, antibacterial, antiviral etc., see 25 for review) and considerable
interest and investment has focused on microalgal biomass production for human consumption. Several
reviews have outlined the feasibility of macroalgae (e.g., 31 ) and microalgae as a source of proteins (e.g., 28
) and nutraceuticals (e.g., 17 , 19 ), but algal chemical composition and associated bioactivity levels are
species- and sample-specific (e.g., 28 , 31 , 32 ).
A search for new sources of polyunsaturated fatty acids (PUFAs) has led to intensive screening of
the natural fatty acid composition of macroalgae and microalgae; e.g., detailed studies of macroalgal species
demonstrated that most are rich in polyun- saturated fatty acids (PUFAs) and have an advantageous n6/n3
ratio (0.61–5.15:1). However, fatty acid composition and propor- tions of C18 and C20 PUFAs vary within
and between different phyla [ 33 – 35 ]. Algal pigments including carotenoids, such as β-carotene,
fucoxanthin and astaxanthin, and phycobilins, as well as UV-absorbing MAAs are of interest to the food
industry as dyes and for their strong antioxidant and health promoting properties (e.g., 36 – 38 ).
Algae absorb minerals from the surrounding water but can also take up heavy metals, if present,
which means that water quality and good management of cultivation procedures are critical. Marine algae
can hyperaccumulate iodine which has associated health risks, but iodine content and bioavailability depend
on spe- cies, with generally higher levels in kelps [ 39 ], and also vary sea- sonally and geographically (for
review see 40 ).
Besides Cyanobacteria-derived microalgal food extracts, Chlorella products are commonly used in
powder or tablet form to supplement dietary requirements. However, a recent analytical study of commercial
Chlorella products revealed that not only were many products not monospecific (as claimed), containing
several bacterial contaminants, but the biochemical composition also dif- fered containing breakdown
products rather than the intended compounds [ 41 ]. This highlights that to ensure consumer safety there is a
necessity for greater taxonomic awareness of industry, as some microalgal species (such as Chlorella ) are
difficult to differen- tiate, as well as careful reinforcement of environmental controls in cultivation and
manufacturing to prevent bacterial contamination and processing-derived degradation of algal products.
According the Food and Agriculture Organization of United Nations (FAO; 12 ), 1.1 million tonnes of
wild algal stocks are har- vested annually, with the majority of biomass used in the phycocol- loid and food
industries [ 11 ]. Sustainable exploitation of natural resources needs to take into account the impact of
harvesting which is known and monitored in only very few cases; for example long-term data on kelp
populations have been invaluable to assess effects of commercial exploitation of kelps (e.g., in Brittany, France
[ 69 ]) and the highly complex structure of kelp forests and poten- tial ecological impacts of mechanical
harvesting have repeatedly been demonstrated (e.g., 70 , 71 ). Even though detailed studies have been
undertaken in some locations, data on productivity, recruitment, population structure and demography cannot
be extrapolated to other populations [ 72 ]. On the other hand, there are several examples where overharvesting
reduced natural popula- tions (e.g., 73 ), and where biomass supply by cultivation was pur- sued initially by
land-based and, subsequently, open-shore cultivation to meet demands [ 74 ].
Demands on seaweed biomass have multiplied driven by a globally increasing awareness, as well as a
larger pool of scientific evidence, of their potential benefits and the many applications within various sectors,
but also involve shifts in algal sources sup- plying existing markets. For example, the harvested kelp biomass
in Europe primarily for the production of alginates increased from about 5,000 tonnes to 30,500 tonnes
between 1999 and 2009, whilst harvesting of the Pacific kelp Macrocystis decreased from 35,000 to 5,000 over
the same period [ 11 ]. Prudent resource management is thus critical not only to support local industries and
related socioeconomic benefits of coastal communities in the long- term but also to avoid habitat loss and
damage to marine ecosys- tems as the macroalgae as primary producers and habitat providers are essential
functional constituents of coastal systems (e.g., 75 ).
An additional consideration when utilizing natural resources is the potential variability in chemical
composition of natural stocks. This may be advantageous in some instances where the most suitable sites and
harvesting times can be selected. However, the natural variation in biomass composition and quality [ 50 ] may
not be appropriate for all applications such as high value food products (e.g., 76 ).
Suitability of the available harvesting technologies, i.e., various hand- and mechanical methods, as
well as harvesting regimes and intensities needs to be tested and adapted to individual seaweed species and
locations (e.g., 77 ). Effects of multiple and interacting impacts of recently observed indicators of global
change, including eutrophication, increased water temperatures, changes in CO 2 lev- els and associated
processes leading to ocean acidification, on com- mercial (and other) seaweed stocks and their productivity are
yet to be quantified. Environmental impacts of harvesting natural popu- lations also include effects on non-
target species. Also, the risk of contaminants in the water that may be absorbed or adsorbed by macroalgae
reducing their value or limiting their application should thus be of concern not only from a safety but also
economic per- spective [ 78 ].
Nutrienst levels are often assumed to be directly related to algal biomass production, as eutrophic waters are
usually characterized by higher algal biomass, to the extent that oceanic or coastal nutri- ent levels are used as
a proxy for algal productivity (e.g., 110 ). However, relationships between nutrients, chlorophyll, cell number,
cell size, and actual algal biomass production are not necessarily directly correlated. Although several specific
growth media are suitable for growth of different algal groups under labo- ratory conditions [ 111 ], economic
constraints usually do not allow their application to commercial scale.
Early studies have demonstrated the potential for enhance- ment of total protein levels in Chlorella
grown for potential food production by increasing nitrogen levels [ 112 ]. Experiments on microalgal growth
responses to nutrient addition were also con- ducted to establish simple ways to achieve cheap algal biomass at
large volumes, e.g., by testing impacts of commercial fertilizers [ 113 ]. Very high nitrogen concentrations
result in nitrite accumu- lation and overall growth reduction in a bloom-forming Microcystis species. CO 2
-enrichment under these conditions enhanced growth, suggesting that intracellular nitrite accumulation is linked
to high external nitrate levels [ 114 ]. However, the direct observations from natural environments that high
nutrient concentrations gen- erally result in high productivity, have led to over-simplified assumptions
regarding algal cultures, without considering species- specific impacts of types of nutrients, nutrient ratios, or
impacts of different nutrients on biochemical composition.
High nitrogen levels, in principle, achieve increases in levels of proteins or other N-containing
compounds, which, in red algae include proteinaceous phycobilins. Thus simple nutrient adjust- ments and
balances may be used to increase phycocyanin and phy- coerythrin levels; both are compounds of commercial
interest (e.g., 37 , 115 ). Alternatively, some responses to nutrient enhance- ment and interactions with other
environmental parameters can be utilized to optimize protein levels are species- and group-specific (e.g., 116 ).
Total protein levels can be directly and significantly (up to 9.2-fold) enhanced by growing microalgae, e.g.,
Chlorella sp., under different nutrient regimes [ 112 ], and the composition and levels of high-value
polysaccharides of Arthrospira / Spirulina in batch culture were increased under nitrogen limitation [ 117 ].
Lipid and fatty acid levels and composition may also be also modified under environmental control
including nutrient levels. Although most studies have concentrated on the impact of nitro- gen on lipid and
fatty acid levels (e.g., 27 , 118 ), they were shown to be modified by different phosphorous regimes in the
diatom Phaeodactylum tricornutum and the green alga Dunaliella tertio- lecta [ 119 ]. Also fatty acid and lipid
composition of some green algae were altered during N-starvation but such effects were not seen for
Cyanobacteria (e.g., 20 ).
Different nutrient combinations, including different levels and ratios of nitrogen and phosphate, as well as
different nitrogen sources, were the subject of a detailed study to improve growth, life cycle development, and
astaxanthin production in Haematococcus pluvialis [ 44 ] for optimized large-scale production.
In this instance, carotenoid production was stimulated by nitrogen starvation which, in turn, was
enhanced by lower phosphate levels. Whilst overall findings were comparable to reported
positive impacts of nutrients on carotene formation for other green algae (e.g., Dunaliella sp.
[ 121 ]), results also indicated important strain- specific preferences for nitrogen source. Silica
deficiency also influ- enced lipid composition in some diatom species [ 122 ] but such effects
would not be expected for other algal groups with a lower demand for silica. Overall these
examples illustrate the importance of nutrient source-, species- and even strain-specific studies
with regard to optimized compound production.
4.4.3 Temperature
Besides the obvios impacts of temperature on microalgal growth and productivity, with different
microalgal species or strains exhibiting temperature optima according to their origin, growth
temperature induce physiological changes in a range of species; e.g., reduced n commercially
value components, including fatty acids and 23 ]. Similarly, combined impacts of temperature
and light erved in Cyanobacteria (e.g., 102 ), but both extreme high tive effects on phycobilin
levels, irrespective of growth irradiance.
As for other compounds of interest, the production of pro- teins, lipids, and phenolic
compounds by Arthrospira / Spirulina platensis did not occur at their optimum growth rates, but
at higher temperatures, suggesting a compromise between optimum pro- duction of biomass
and that of desired compounds needs to be achieved under commercial conditions [ 27 , 118 ].
4.4.4 salinity
While the genomes of just over 20 algal (mostly microalgal) species have been fully sity of algal
taxa is far greater than that of vascular plants, typic plasticity and the occurrence of many
strains within mplex life cycles which usually involve several generations. de to genetically
modify seaweeds (largely Saccharina / a species) and microalgae. However, in compari- son to
uding genetic engineering, limited progress has been made in applying genetic modification
(GM) technologies to algae. Considering the vast taxonomic and genetic diversity, especially of
microalgae, com- pared to plant diversity, the have successfully been developed is minute
outputs can be anticipated given the technological developments.
Future successes of algal genetic engineering, and particularly that of seaweeds with
complex multi-stage life cycles, will require the development of new vectors and specific
transformation meth- ods suitable for seaweeds [ 144 , 145 ]. In contrast genetic transfor-
mation of microalgae which has been successful for about 30 strains [ 146 ], many belonging to
the “model” organisms Chlamydomonas, Chlorella , Dunaliella salina (Chlorophyta; e.g., 147 )
and diatoms such as Thallasiosira (Bacillariophyceae 148 ). Genomes of seaweeds are large
and complications arise from com- plex life cycles, and large diversity of strains within species,
and the presence of bacterial symbionts (e.g., 149 ). Transformation meth- ods for commonly
used plants have yielded limited success in sea- weeds. Techniques based on particle
bombardment, electroporation, and use of glass beads have largely been success- ful.
However, other commonly used methods for transforming plants for example using
Agrobacterium or viruses are less easily applied to algae; the latter (amongst other constraints)
due to more complex interactions between algae and viruses and com- monly lethal effects of
infections in algae. It may be anticipated that the application of transposons routinely used in
food plants, may represent a route forward [
144 ].
Gene regulation for key enzymes involved in biosynthesis of high value compounds is
poorly understood despite significant research on processes to enhance biofuel production by
microalgae [ 145 , 146 ] by greater and specific lipid accumulation suitable for applications as
biodiesel, biohydrogen production, and more effi- cient photosynthesis for higher productivity
rates (e.g., 80 , 150 ). Compared to macroalgae, transcriptomic analyses have been more
commonly applied to microalgae over several decades ( see 151 ), and are currently subject of
a large, integrated multi-institutional scale investigation via the Marine Microbial Eukaryote
Transcriptome Sequencing Project [ 152 ].
With further developments and progress on transformed algae, cultivation methods for
genetically modified algae need to be reconsidered since they pose a potential threat to aquatic
ecosys- tem biodiversity. For example the open-water cultivation of GM algae, as may be
anticipated if successful for food species such as Porphyra or kelps, raises concerns regarding
biosafety due to the far less controllable aquatic systems where potential escapes and their
subsequent dispersal will be difficult to manage. Additionally, the complex life cycles of many
species which have resulted already in
the interbreeding of cultivated strains in open water, again increase the risk of cross-
contamination and spread of GM materials in the environment.
Amongst the few macroalgal species that have been fully sequenced, knowledge of the
genome of the filamentous brown macroalga Ectocarpus siliculosus [ 153 ] has triggered
significant detailed genetic insights so far unprecedented for other macroalgae (e.g., 154 ,
155 ). Advances in sequencing capabilities coupled with decreasing sequencing costs extended
to algae have led to recent promising progress in algal transcriptomics, when assessing algal
responses to external cues; for gene expression patterns under environmental or biotic stress
scenarios, light or grazing stress in kelps have been described. For example, Konotchik et al.
[ 156 ] assessed expressed sequence tags in Macrocystis pyrifera blades grown under different
light regimes which suggests that light is an important regulator for gene expression that allows
small-scale and temporal acclimations of the blade to changing regimes. As further examples of
an increasing research activity in this field, Leblanc et al. [ 157 ] identified defense-related gene
transcripts for molecu- lar responses of kelps to grazing, and Cosse et al. [ 158 ] reported
defenses against pathogens. Several further studies have examined gene expression in
economically valuable crop species (e.g., 159 , 160 ). Such information, in addition to the
knowledge of the bio- logical function of valuable compounds will underpin potential genetic or
metabolic engineering of natural products in future commercial development.
The concept of synthetic biology has latetly been extended to algae, and has been proposed as away
forward for example by using algalcells as factories for desired compounds after targeted genetic
modifications (146,161), in particular in biofuel research, where current algal production capabilities are
below the threshold of economic feasibility.
Following recent developments in plant and microbial bio- technology (e.g., 162 , 163 ), the concept
of “molecular pharming” which uses genetically modified plants or microbes to produce valuable proteins such
as mammalian antibodies and vaccines and other therapeutic substances has recently been incorporated into
algal biotechnology (e.g., 164 – 166 ) as eukaryotic algae might be considered as safe as plants since they are
generally free from human pathogens. So far progress has been hindered largely by a lack of available
technologies to achieve algal transformation [ 145 ]. However, genetic tools for algal transformation are in
develop- ment and likely to make an important contribution to algal biotechnology.
Further research needs to focus on sustainable harvesting and economic cultivation procedures:
Critical assessment of harvesting regimes and a better under standing natural local populations dynamics of
●
macroalgae
●Cost and energy-efficiency of cultivation and harvesting pro- cesses to make it economically viable with regard
to end- product value and consumer safety
Developments are required for new extraction and purification techniques, detection methods to better
characterize algal resources. Continued technological progress will achieve new dis- coveries and an improved
understanding of functional implications of the observed chemical diversity. Natural compound variability within
algal biomass and stability during processing are likely to remain a major focus. In parallel, more detailed
fundamental biol- ogy is required to decipher the metabolic processes that control the levels and composition of
compounds, and to link these to observed bioactivities within different groups of algae.
Some developments in high-tech processing for precise and efficient extraction of valuable compounds are
currently not con- sidered economically viable and are unlikely to be up-scaled com- mercially in the near future.
On the other hand, some processes currently used by algal industries are recognized as unsuitable for yielding
high-value products. Additionally source traceability and quality control of processes, including addressing
environmental concerns, will be essential to ensure a high quality product that meets regulatory requirements and
public and environmental safety.
Further research will need to explore the level of bioavailability of extracted compounds and their efficacy,
which may, in turn, be supported by chemical ecological knowledge. The many animal trials and human
intervention studies, including clinical trials required, will demand long-term industrial investment to match the
current, largely academic research, efforts funded from public monies. Recently increased public awareness and
consumer accep- tance of algal products may encourage private investment in fur- ther market and product
development.