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Abstract
Models of local small-scale ecological processes can be used to describe related processes at larger spatial
scales if the influences of increased scale and heterogeneity are carefully considered. In this paper we consider
the changes in the functional representation of an ecological process that can occur as one moves from a local
small-scale model to a model of the aggregate expression of that process for a larger spatial extent. We call
these changes “spatial transmutation”. We specifically examine landscape heterogeneity as a cause of trans-
mutation. Spatial transmutation as a consequence of landscape heterogeneity is a source of error in the
prediction of aggregate landscape behavior from smaller scale models. However, we also demonstrate a
procedure for taking advantage of spatial transmutation to develop appropriately scaled landscape functions.
First a mathematical function describing the process of interest as a local function of local variables is de-
fined. The spatial heterogeneity of the local variables is described by their statistical distribution in the land-
scape. The aggregate landscape expression of the local process is then predicted by calculating the expected
value of the local function, explicitly integrating landscape heterogeneity. Monte Carlo simulation is used
to repeat the local-to-landscape extrapolation for a variety of landscape patterns. Finally, the extrapolated
landscape results are regressed on landscape variables to define response functions that explain a useful frac-
tion of the total variation in landscape behavior. The response functions are hypotheses about the functional
representation of the local process at the larger spatial scale.
* Current address: Department of Biology, University of New Mexico, Albuquerque, NM 87131, USA.
240
without careful attention to scale and heterogenei- scale of the soil column to the scale of the watershed
ty. Spatial scale and heterogeneity can influence the (Luxmoore et al. 1991). This larger scale process is
mathematical description of ecological processes, probably not included in the smaller scale model,
and failure to account for these influences can in- and thus the functions describing watershed flow
troduce error into model predictions of landscape will likely differ in form from the functions describ-
behavior. ing flow in a soil column. The functions are trans-
In this paper we address the phenomenon of ‘spa- muted by the presence of a scale-dependent process
tial transmutation’. As defined by O’Neill(1979b), or phenomenon.
‘transmutation’ occurs when the mathemtaical Here we will limit our consideration to an impor-
representation of a process changes as one moves tant and prevalent cause of spatial transmutation,
from one level of hierarchical organization to the the change in spatial heterogeneity that accompa-
next. For example, a transmutation between in- nies changes in area1 extent (Meentemeyer and
dividual and population levels occurs when the Box 1987). Specifically, we consider the increase in
function describing the collective response of a spatial heterogeneity encountered in changing from
population to a change in temperature is different local models of homogeneous sites or patches to
from the function describing an individual’s tem- models of the aggregate behavior of larger heter-
perature response (O’Neill 1979b). We use spatial ogeneous landscapes. We assume that no new
transmutation to refer to transmutation that occurs phenomena or processes are encountered in the in-
in moving from one spatial scale to the next. For ex- crease in extent. The translation is limited to those
ample, a spatial transmutation occurs when the spatial scales over which all relevant phenomena
function describing the biomass dynamics of a sin- are included in the local small-scale model.
gle homogeneous patch of a few square meters is The purpose of this paper is to identify spatial
different from the function describing the ag- transmutation as a characteristic phenomenon of
gregate biomass dynamics of the many-square- heterogeneous landscapes. First, we present a theo- ~
kilometer landscape that contains that patch along retical background for the occurrence of spatial
with many others. transmutation. We then illustrate the phenomenon
The causes of spatial transmutation are varied. with a simple example, and finally we discuss how
For example, changes in level of organization often spatial transmutation can be used to advantage in
accompany changes in spatial scale as the number the functional representation of landscape be-
and types of interactions among components of the havior .
system change with area (Allen and Starr 1982). In Our presentation is intentionally general. Our
these circumstances a transmutation is expected as purpose is to illustrate the form or class of model
a consequence of the change in level of organization that is subject to spatial transmutation as a conse-
(O’Neill 1979b). Similarly, changes in spatial scale quence of landscape heterogeneity. To this end we
can alter the constraints, boundary conditions, or use canonical models and functional forms as ex-
driving forces that control the expression of a amples. We do indicate how these forms might be
process. For example, as one moves from the spa- used in ecological applications, but we urge the
tial scales of stomata to the spatial scales of cano- reader to focus on the form (e.g., linear or non-
pies and regions the appropriate functional repre- linear functions) and to not be distracted by the de-
sentation of transpiration changes and dominant tails of the indicated applications.
control of transpiration shifts from stomata1 con-
ductance to radiation receipt and temperature (Jar-
vis and McNaughton 1986). A spatial transmuta- Theoretical development
tion is also likely in moving from a small-scale
model of water flow in a soil column to a model of Consider a heterogeneous landscape mosaic of
water flow through a watershed. A new process, homogeneous sites, stands, or patches (Forman and
channel flow, is encountered in moving from the Godron 1986, Risser 1987). For any homogeneous
241
patch in the landscape a process or dynamic of in- It is important to note that spatial correlation
terest is described by the mathematical function among the arguments x, p, and z does not prevent
application of the translation described by (2). In
Y = m, P, -@a principle, appropriate application of (2) is prevent-
ed only by dependencies of the forms where y at one
such that y, the local expression of the process at site i is a function of y at another site m [i.e., yi =
the scale of the patch, is a function of the vectors f(y,)] or where there are feedbacks within a patch
of local states, x, parameters, p, and driving varia- such that arguments are functions of y [e.g., xi =
bles, z, scaled by the area of the patch, a. For sim- f(ui)]. Thus, the translation of (2) is appropriate
plicity we will consider one-dimensional vectors (x, to a large number of ecological processes and the
p, and z), but the approach can be easily general- models describing them.
ized. The function f holds for all patches in the If landscape heterogeneity is defined not by in-
landscape, and for any patch, x, p, and z are cons- dividual patches but instead by the occurrence of
tants with respect to space. However, the values of discrete values of x, p, and z, then the landscape
x, p, and z vary from patch to patch across the land- value, Y, of (2) is equivalently given by
scape as spatially distributed variables.
If we consider independent patches where y of
one patch is not a function of y for another patch, Y = 5 i i f (Xj> Pk9 z[>ajk19 (3)
j=l k = l I=1
then the larger-scale landscape expression of the lo-
where ajk, is the area of the landscape over which
cal process is the sum of all local y:
simultaneously x = xj, p = pk, and z = z,, and 4,
r, and s are the numbers of discrete values of x, p,
Y = i fCxi9 Pi9 Zi)ai (2) and z, respectively. The area ajk, can be written as
i=l a fraction of the total landscape area, A, or
where Y is the landscape expression of the process,
i indexes individual patches, and n is the number of ‘jkl = g(Xj> Pk? Zl)A> (4)
discrete patches. Many local ecological processes
where g(xj, pk, z,) is the joint probability that at
are independent of the concurrent process at other
any point in the landscape, x = xj, p = pk, and z
sites, at least over bounded time intervals, and the
= zI. Substituting the right side of (4) in (3) yields
translation from patch to landscape described by
(2) is appropriate. For example, the rate of CO, ex-
change between the atmosphere and given patch of Y = A ZE i i f(xj,Pk, Z,). (5)
j = l k=l I=1
vegetation is reasonably independent of the rate of
atmospheric exchange in other patches. That is, the The triple summation in (5) is the definition of the
rate of exchange in one patch at time t is not depen- expected value of the functionf(x, p, z), denoted
dent on, is not a function of, the rate for another by E[f(x, p, z)], where x, p, and z are discrete ran-
patch at time t. Thus the translation of (2) can read- dom variables with the joint probability function
ily be applied to the problem of landscape-atmos- g(x, p, z). In landscapes where x, p, and z are con-
phere gas exchange. Similarly the translation can be tinuous random variables, the summations of (5)
applied to the population biomass dynamics of ses- are replaced by integrations and
sile organisms during the non-dispersal stage of
their life cycle, or to motile organisms over a time Y = A Ax, P, zk(x, P, z)dx dp dz, (6)
interval in which movement is negligible. Assump- sss
tions of independent forest gaps have been used in where g(x, p, z) is the joint density function for x,
a similar translation from simulated forest gap dy- p, and z. Thus, in a landscape where the landscape
namics to estimates of landscape biomass dynamics expression of the local process is the summation of
(Shugart 1984). the local process for all patches in the landscape,
242
the landscape expression of the process is the prod- mum potential growth rate of a monospecific popu-
uct of the area of the landscape and the expected lation of trees where x is the number of trees and p
value of the function describing the local small- is the maximum possible rate of growth (DeAngelis
scale process, or et al. 1986). This form might also be used to de-
scribe survivorship wherep is the probability of sur-
y = ~~uxx, p, a. (7) viving to age k and x is the instantaneous birth rate
at age k (DeAngelis et al. 1986).
Spatial transmutation occurs, as a consequence For any patch i,
of landscape heterogeneity, when the expected
value of the local function f is not equal to that yi = pxiai. (10)
function evaluated at the expected value of the ran-
dom variables x, p, and z, that is, when Assuming q discrete values of x with equal proba-
bility + and applying (5) and (7),
E[f(x, P, 41 # f(E[xl, HPl, mlh (84
or for the landscape, Y = A jfl pxj+ = AE[PXl, (1 la)
or
y f MUM, ~[Plml). @b)
by the local or patch model evaluated at the means Note that the local function (9) is linear with respect
of the local-model arguments averaged over the to the random variable x. The expected value of this
landscape. linear function is equal to that function evaluated.
The inequality expressed by (8) is generally true at the expected value, the mean, X, of x. Thus no
whenever the local function, f, is a nonlinear func- spatial transmutation occurs in the translation from
tion. The inequality is not true, and transmutation the patch to the landscape.
is not expected, when f is linear or f is simply the Now consider the same landscape, but the local
product of independent random variables. How- process is now described by the function
ever, it is important to note that functions which are
linear at the scale of the patch may be nonlinear fk P) = Y = PeX. (12)
when considered from the perspective of the heter-
ogeneous landscape. Similarly, linear differential An equation of this form might be used to describe
equations may yield transmutations since their so- seed dispersal (the number of seeds a unit distance
lutions are often exponential (nonlinear) functions. from the mother plant) where p is the number of
The inequality of (8) holds for their solution, the seeds produced by the plant and x( = - k) describes
variable of interest, and a transmutation is expect- the rate of decline in dispersal with distance
ed. Some simple examples will illustrate and clarify (DeAngelis et al. 1985).
these points. For any patch i,
Consider first the simple function
yi = peXi ai, (13)
f(x, PI = Y = PX, (9)
and for the landscape,
and a landscape where p is a constant across the
landscape and x is a discrete random variable that Y = A i p&$ = AE[P~I, (144
varies among patches. An equation of this form j=l
might, for example, be used to describe the maxi-
243
Y = ADZ. Wb)
Ap 5 exj -!- # Ape”, (15)
j=l 4
In this example, the random variables p and x are
and a transmutation is expected. independent, and the expected value of the local
function is equivalent to the local function evaluat-
Consider next the local function (9) of the first
ed at the expected values, means, of the random
example but a landscape which is heterogeneous in
variables (i.e., E[px] = E[p]E[x]). A transmuta-
both p and x. For example, referring again to the
tion is not expected. If, on the other hand, the ran-
survivorship application, both survivorship p and
dom variables were not independent, it is not true
instantaneous birth rate x might vary from patch to
in general that E[px] = E[p]E[x], and a spatial
patch.
transmutation would be possible. In ecological sys-
For any patch i,
tems, correlations or interdependence among state
variables, parameters, and driving variables are
yi = pixiai (16)
likely, and spatial transmutation of models involv-
ing functions like (16) are expected. For example, in
where both p and x are discrete spatially-distributed the survivorship application the occurrence of
random variables. For the landscape transmutation depends upon whether probability
of survivorship and birth rate are dependent or in-
dependent random variables. If they are correlated
Y = A ;: E Pkxjg(P,, xj) = AHPxI. (17)
k=l j=l (dependent), perhaps as a consequence of common
dependence on environmental conditions, a trans-
In the previous use of this local function (9), only mutation is expected.
x was a spatially distributed variable and the func- Finally, consider a landscape in which the local
tion was linear with respect to the random variable functions of interest are the differential equation
(e.g., (11)). When viewed from the perspective of
the heterogeneous landscape in this example, the
function now involves the product of two random CW
variables, is nonlinear, and a transmutation may
occur. and its solution
If p and x are independent random variables, i.e.,
g(P,, Xj) = g(Pk)g(xj), then &(x, p ) = S’cb dt = b = b, eCt. GObI
r 4 to
Y = A C C Pkxjg(Pk,Xj) =
k=l j=l Functions of this form might, for example, be used
to model the initial (exponential) increase in bio-
mass of weedy species invading a disturbed patch.
Y = A j, p,g(p,) if, xjg(xj). (18) At the local scale, within any patch, the differen-
tial equation is linear. For any patch i, if b and b,
244
are spatially distributed variables, c is a constant bles [(16)-(19)] applies to the differential equation
across the landscape, and patch area does not (23a and 24a). A transmutation of the differential
change with time, equation is not expected.
The independence of the random variables does
db. not, however, prevent the transmutation of the
ai L = cbiai, Wa)
dt differential equation’s solution (23b and 24b). Even
for independent b, and c, the expected value of
and
(20b) is not equal to that function evaluated at the
expected value of b, and c:
bi = hoi ai ecf. @lb)
E[b, ect] # E[bo]eEIC]*, (25)
For the landscape
and transmutation is likely. Caution must be used
A$ = A i? cb,+ = AE[cb], (2W in assessing the likelihood of transmutation solely
j=l
from the structure of the differential equations
used to model local processes.
and
In summary:
1. If a local process at the scale of the patch is
B = A i boj ec* i = AE[b, ect]. Wb) described by a linear function, spatial transmuta-
j=l
tion is unlikely, although care must be taken that
Both the differential equation and its solution are the function is not truly nonlinear when viewed
linear with respect to the random varibles b and b,, from the perspective of the landscape;
respectively, and thus there is no transmutation in 2. If a local process is described by a nonlinear
moving from the local to the landscape. function, spatial transmutation is expected in the
On the other hand, if c of (20) is also a spatially translation to the larger landscape; however,
distributed variable, for any patch i, 3. The transmutation of nonlinear functions that
are the simple products of random variables will in
db. general depend upon correlation (covariance)
ai L = cibiai, (234
dt among variables.
r1' I 'I " ' ' " l-l-I aged over the landscape (Rastetter et al. 1991). In
1 .oo
the following example we illustrate the first and
more extreme case.
0.75
An example of spatial transmutation
I ‘I
4 SOLVE THE LOCAL MODEL y = f(x, f~. z)
0.25
‘I ’ I I 0
15 17 19 21 23 25
TEMPERATURE (‘C)
6 REPEAT STEPS 3 5 FOR n SITES IN LANDSCAPE j
0.75
d 1 .oo
1’1’1’1’ . 11
. .
0. . .&c**. d
l l *
.
.
I+ P
I
d 0.50 d 0.50
0.25 0.25
0 0 I I I I I I I I I I
15 17 19 21 23 25 15 17 19 21 23 25
TEMPERATURE (‘C) TEMPERATURE (‘C)
Fig. 4. The transmuted relationship between rate and tempera- Fig. 5. The transmuted relationship between rate and tempera-
ture for landscapes with normally distributed fc (means of 20°C ture for landscapes with normally distributed t c (means of 20°C
and variances of l.O”C for each landscape) and normally dis- and variances of l.O”C for each landscape) and normally dis-
tributed t. The means for t are uniformly distributed among tributed t. The means for t are uniformly distributed among
landscapes from 1YC to 25OC; the variance of t is 6.25”C for landscapes from 15°C to 25°C; the variance of t is uniformly
each landscape. distributed among landscapes from O.OOOl”C to 25°C.
Let us now assume that temperature is no longer point, landscape heterogeneity induces a transmu-
constant across each landscape but is instead nor- tation from a simple mathematical function for the
mally distributed. The mean t for each landscape is stand to a more complex representation for the
different and varies among landscapes according to landscape.
a uniform distribution with a minimum of 15°C In the next case the stand variables, t and t,, are
and a maximum of 25°C. The within-landscape normally distributed on any given landscape, and
variance in t is the same for each landscape; we use the means and variances of each differ among land-
a value of 6.25”C. Within and among landscape scapes. The means for t, are uniformly distributed
heterogeneity in t, is not different from the preced- between 17°C and 23”C, and the variances are uni-
ing case. formly distributed between O.OOOl”C and 4.O”C.
Figure 4 shows the landscape rates, R, plotted The means for t are uniformly distributed between
against the mean landscape temperatures, i = T. 15.O”C and 25.O”C, and the variances are uniform-
The introduction of within-landscape variance in t ly distributed between 0.0001”C and 25.O”C. The
results in a flattening of the earlier sigmoidal curve result is a mixed collection of 100 landscapes with
(Fig. 3), and the transmuted function describing the different spatial heterogeneity in both t and t,.
temperature dependency of the landscape rate ap- The spatial transmutation for this latter case is
proaches a straight line. shown in Fig. 6. The step function dependency on
If the within-landscape variance in t is not cons- temperature of the stand rate is virtually obliterat-
tant among landscapes (but is instead uniformly ed, and the sigmoidal dependency seen in the first
distributed between O.OOOl”C and 25.O”C), the transmutation is barely discernable. Landscape rate
transmutation is more complex (Fig. 5). The land- is dependent upon mean landscape temperature,
scape rates are dispersed, although a sigmoidal de- but the transmuted relationship is complex. Any
pendency on temperature is still discernable. At this functional representation of the temperature de-
248
1.00
0.75
h 1.00 -
0.75 -
1 ’
.
1’1’1’1’
.
.
. . ’
.
8
. .,” .*’
.O
0.
.
*I
‘.
l l **
.
. . l .
.
F
I
$ 0.50 . P *. 0’. .*:
.
d 0.50 - .= .: . t l
. . be
. 9.. l
: . ,’ . .* a.*
.
l * . . 9. .
0.25 . 3 . .
. . . 0.25 --. . .
.
.:’ a.. . a.’ l . .. la . 2 l
.
.
0 J ‘1 ’ I’ I I I I . .
85 17 19 21 23 25
o- I I I I I I I II,
TEMPERATURE (“C)
15 17 19 21 23 25
TEMPERATURE (‘C)
1 ’ I ’ I ’ I ’ I ’ l- 1 ’ I ’ I ’ I
P’ 0: l ‘:+%.
. . ./. .
R=-1.48+0.1016T . .*.
R = -1.34 + 0.0945T
.>
1 .oo (r2= 0.92) . . . ..&,,&. (r2 = 0.69)
4 s'‘8
l ** ‘r” . .
. /.
+* . . .
. ’
*a.
Y .
. l .
/ e .
2 0.50 0. .* . la .
:. l*
.
0.25
0. . .**
-* /
. .
. . .
0.25 /
;* . . . .<..‘.’ ..
0
5 17 19 21 23 25
0 J 11 ’ 1 ’ 1 ’ 1 ’ I- TEMPERATURE (‘C)
1’ I ’ I ’ I ’ I ’ I
!=I = 17.9224- 0.0024T3+ 0.1477T2-2.8499T Fig. 9. A linear regression of landscape rate, R, on landscape
1 .oo 0 2= 0.94) . l . ..pp - temperature, T(the mean of the stand temperatures in that land-
. a.* scape), for the landscape data of Fig. 6.
l l *
. .
. /-
matical function. Certainly, using the transmuted scape behavior with small-scale models or functions
function to predict or model landscape behavior describing local processes. Incorporation of spatial
can be easier than explicitly resealing or translating heterogeneity in an explicit translation from small-
from site to landscape each time we wish to predict scale to large-scale model accounts for a major
landscape behavior. This is especially true for large, cause of transmutation and reduces the error as-
complex, and computer intensive models. There- sociated with using functions developed at small-
fore, provided we can determine landscape be- scales to model the expression of local processes at
havior over the appropriate range of independent the larger scales of the landscape. Calculation of
variables, either by the translation of site models or the expected value of the local model can accom-
direct observation, we need only develop adequate plish this translation for a large class of ecological
mathematical representations of landscape be- phenomena and the models that describe them, and
havior as a function of larger-scale landscape varia- Monte Carlo methods provide generality in cal-
bles that can easily be quantified. We can use these culating the expected value (King et al. 1989, King
functions as models of landscape behavior. These 1991). Furthermore, the results of these transla-
models might be used to predict the behavior of tions can be used to define simple and appropriately
different landscapes, or they might be used to anal- scaled models for the landscape. These methods en-
yze the behavior of the same landscapes under hance our ability to deal with the conceptual and
changing conditions. The models might also be part operational problems of extrapolation from cur-
of regional or global models that incorporate the rent understanding of local small-scale processes to
landscapes as smaller-scale components. an improved understanding of larger-scale land-
scape, regional, and global phenomena.
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