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Sustainability 08 00083 PDF
Sustainability 08 00083 PDF
Article
True Green and Sustainable University Campuses?
Toward a Clusters Approach
Giulia Sonetti 1 , Patrizia Lombardi 1 and Lorenzo Chelleri 2, *
Received: 29 November 2015; Accepted: 31 December 2015; Published: 15 January 2016
Academic Editor: Marc A. Rosen
1 Interuniversity Department of Regional & Urban Studies and Planning, Politecnico di Torino and
Università di Torino, Viale Mattioli, 39, 10125 Turin, Italy; giulia.sonetti@polito.it (G.S.);
patrizia.lombardi@polito.it (P.L.)
2 Gran Sasso Science Institute (GSSI), Urban Studies Unit, Viale F. Crispi 7, 67100 L’Aquila, Italy
* Correspondence: lorenzo.chelleri@gssi.infn.it; Tel.: +34-690-253-452
Abstract: Campus greening is often the first step universities take towards sustainability. However,
the diffusion of sustainability reporting methodologies and rankings is still at an early stage, and
is biased in mainly measuring energy efficiency indicators while omitting basic features enabling
meaningful comparisons among centers or addressing social (users) aspects related to long term
sustainability transitions. This paper aims to introduce a critical perspective on sustainability
university frameworks through: (i) a review of current Campus Sustainability Assessments (CSAs);
(ii) performing and comparing the results obtained from the application of two internationally
recognized CSAs (namely, Green Metric and ISCN) to two case studies (the Politecnico di Torino,
in Italy, and the Hokkaido University, In Japan) and, finally, (iii) proposing a new CSA approach
that encompasses clusters of homogeneous campus typologies for meaningful comparisons and
university rankings. The proposed clusters regard universities’ morphological structures (campuses
nested within city centers versus outside of a city compact ones), climatic zones and functions. At the
micro scale, the paper introduces the need for indicators beyond measuring pure energy efficiency,
but which are attentive to local and societal constraints and provide long-term tracking of outcomes.
This, better than a sheer record of sustainability priority actions, can help in building homogenous
university case studies to find similar and scalable success strategies and practices, and also in
self-monitoring progress toward achieving truly sustainable university campuses.
1. Introduction
The key role of higher education institutions in the transition to a more sustainable society
has been recognized and highlighted for almost three decades [1]. In respect to the most pressing
urban and planetary sustainability challenges [2], universities are identified as key hubs within cities
for innovation and environmental education, representing a precious opportunity for enabling the
necessary generational behavioural change toward taking on more sustainable attitudes in daily
lives [3,4]. To be credible in this guidance role, the university in primis has to behave responsibly and
wisely in response to sustainability issues in the management of the energy and human resources of the
campuses. A sustainable university has been defined as a higher educational institution that addresses,
involves and promotes, on a regional or a global level, the minimisation of negative environmental,
economic, societal, and health effects generated in the use of their resources in order to fulfil its
functions of teaching, research, outreach and partnership, and stewardship in ways to help society
make the transition to sustainable lifestyles [5]. At the same time, Cole highlighted the key role
of sustainable campus communities, since “they actively engage the knowledge of the university
community to address the ecological and social challenges that we face now and in the future” [6]
(p. 30). The younger generations can indeed play a major role in addressing sustainability [7,8]
by understanding and implementing “holistic and trans-disciplinary approaches that address the
four dimensions of sustainability and their interrelations” [9] (p. 140). However, the management
of this social responsibility transition, and the adaptation of campuses’ built environment toward
a more sustainable system, is not a trivial matter [10]. For instance, educational functions account
for 17% of the overall non-residential building stock in the EU [11]. Knowing that buildings are
responsible for about 40% of total final energy requirements in Europe, the educational sector accounts
for 6.8% of the total EU energy consumption. To give an idea of magnitude beyond the European
case, the educational sector in China accounts for 40% of the total energy consumption in public
buildings [12], with 30 million students and 1.87 GJ/m2 of energy consumed in 2007 [13]. In this
way, universities are not only hubs for innovation and environmental education, but important actors
within the urban setting, which must draw on a complex set of accounting indicators, dealing not
only with environmental performances, but critically addressing economic, political, social and ethical
issues [14]. In this context, campus sustainability assessments (CSAs) have been emerging, and have
been used for more than a decade, as tools for identifying best practices, communicating goals and
experiences, and measuring progress towards achieving the concept of a sustainable campus. Even if
the literature in the late 1990s proposed detailed environmental reports, mostly by different North
American universities voluntary initiatives (one of the first was “The Student Environmental Action
Coalition—Campus ecology in 1993), there was not much relying on empirical data or common
reference frameworks [15,16]. However, with the growing interest in campus environmental impacts,
as a consistent part of the built environment, many projects launched wider initiatives for cross
comparison and campus assessment [17]. In the last decade, different CSAs have been proposed
at national and regional scales around the globe [18], varying greatly in purpose, scope, function,
state of development and closeness to an “ideal tool” [19]. Recent research on CSAs has focused on
defining and examining the role of metrics, even questioning the necessity of them [20–22]. Shriberg
reviewed 11 assessment tools and found that many excel in capturing data on environmental and
sustainability performance, as well as process-oriented information, or they also provide the grounds
for strategic planning, by stating goals and methods [19]. However, they do not provide mechanisms
for comparison (nationally and internationally), because they traditionally stress material utilization,
CO2 emissions, and regulatory compliance, which is different from country to country. Furthermore,
measuring sustainability requires a major leap beyond the energy efficiency paradigm, addressing
social, economic and environmental impacts. For instance, an eco-efficiency indicator would provide
the amount of kWh per square meter per year, while a sustainability indicator should look at the trend
in consumption reduction over the years, or the percentage of people satisfied with the comfort level
in their working environment [23]. Because of this, CSAs could be powerful tools for both triggering
and supporting the organizational change process, or dangerously used as a mere façade, contributing
to green-washing the business as usual unsustainable campus management [24]. In line with this
special issue topic and objectives, the paper reviews some of the current CSAs, underlining their limits
implementing effective improvements in the overall sustainability performance assessment method.
The Politecnico di Torino (POLITO), in Turin (Italy), and the Hokkaido University (HOKUDAI),
in Sapporo (Japan), are assessed according to “Green Metric” and “ISCN report” CSAs. The research
design justifying such international (European–Asian) comparison relies on POLITO scoring relatively
low positions in world university rankings (in the Green Metric one, for instance, it occupies the
280th/361 vs. the 209th position of HOKUDAI, in 2014) but not reflecting a quite virtuous energy
consumption path and wise resource management practices as revealed by in-depth, focused research.
Although Turin and Sapporo Campuses do not have many similar characteristics in terms of urban
settings, population, density per square meters and functions, they are still considered in the same
international ranking as many other campuses around the globe, with evident comparability limits
and sustainability performance mismatching. A new approach is therefore proposed, aiming at
Sustainability 2016, 8, 83 3 of 23
capturing current sustainability performances and local constraints both at the macro assessment level
(i.e., within the frameworks) and at the micro-level (i.e., within indicators). The objective is to overcome
the institutional and intrinsic limits of current CSAs, and help sustainability managers to translate
strategic plans into powerful tools for self-tracking, goal setting and the promotion of transferable
practices toward truly achieving sustainable university campuses and communities.
2. Method
This paper critique of current CSAs, and their limits, has been developed through an extensive
literature review, and by proposing two case studies. The Politecnico di Torino (POLITO), in Turin
(Italy), and the Hokkaido University (HOKUDAI) have been measured by the two most used typologies
of CSAs: the “Green Metric” ranking (based on quantitative metric) and the “ISCN report” (based
on individual and qualitative display of sustainability initiatives). The reason why the Green Metric
and the ISCN have been selected is twofold: they are not country-related sustainability report tools.
They are also largely diffused, with more than 360 (Green Metric) and 70 (ISCN) participants from
20 countries. Moreover, they stand as examples of the two main functions of CSAs: the auditing
of local initiatives (ISCN), and the reporting of sustainability indicators according to a fixed set of
criteria (Green Metric). The first type encompasses a list of self-elected criteria adherent to general
areas of impacts (mobility, energy, third mission). The second one allows comparing universities’
performances (communicated via self-compiled questionnaires and retrieving public data display)
at the same ranking. Indicators to compile the two CSAs for the Turin case (Appendix B) have been
calculated drawing data from surveys, focus groups, interviews, the POLITO living lab (so from smart
metering systems and bills) and literature (official documents, maps, Archibus facility management
systems) available at POLITO. For the Hokkaido case, different fieldwork was undertaken at the
HOKUDAI campuses, recollecting the necessary data from the Hokkaido University Sustainability
Office and from stakeholders’ meetings and surveys (interviewees were selected mainly based on
their level of involvement with sustainability initiatives and their organizational position in the
university). To identify potential candidates, an extensive list was initially developed for both
studies, and adjusted based on referrals provided by the first interviewees (Appendix C). Each of the
23 interviews lasted on average 60 min, and was conducted in Italian or English. Four main themes
were covered during the interviews: sustainable campus initiatives (according to the area of expertise
and knowledge of the interviewed), in fieri activities, governance of the decision-making process and
management control systems (and more particularly about data collection and use). The interview
protocol was adapted to each event (focus group, meetings, and surveys) and to the stakeholder profile.
The various degrees of engagement in sustainability initiatives of the interviewees, and the numerous
uncoordinated sustainability initiatives that have been carried out by students and professors, opened
up the opportunity to develop a dedicated team in order to manage the different stakeholders that
emerged. This level of management would be useful both regarding the effectiveness of the actions
indicated in this report and the relationships that the University must inevitably establish with a series
of third parties. The research on this topic may also enrich the outcomes of the evaluation procedures
aimed at informing and communicating data in different ways through different indicators.
The other relevant source of information to complement the information obtained from the
interviews came from a review of all the internal and external documents. The chronology of
university sustainability initiatives (both public and private documents consisting with annual
reports, websites, activity reports, campus assessments, internal mail, PowerPoint presentations
and the POLITO Archibus data-base) was obtained online or provided by the interviewees.
The catalyser for all these crosscutting sustainability initiatives resources was the POLITO living
lab and the Hokkaido Sustainability Office. The monitoring system in POLITO is based on the
acquisition of data from different plants and flows equipped with meters, smart meters and
a heterogeneous data logger (Most of these information are accessible to everyone retrieving the website
http://smart-greenbuilding.polito.it/) The Sustainability Office in HOKUDAI acts as a collector of
Sustainability 2016, 8, 83 4 of 23
Sustainability 2016, 8, 83 4 of 24
and facility
bills, management
purchases and works closely
and facility management with
and works departments,
closely institutes institutes
with departments, and other
andrelated
other
organizations in taking steps to achieve campus sustainability.
related organizations in taking steps to achieve campus sustainability.
3. CSA Frameworks: Why They are Not Mirroring Actual Sustainability Practices?
3. CSA Frameworks: Why They are Not Mirroring Actual Sustainability Practices?
As
As remarked
remarked in in
thethe
introduction, although
introduction, some virtuous
although universities
some virtuous disclose activities
universities disclose correlated
activities
to their green image, and have for 20 years, the diffusion of systematic sustainability reports
correlated to their green image, and have for 20 years, the diffusion of systematic sustainability (SR) is
still in early stages overall in Europe. Many literature reviews focused on different reasons for this
reports (SR) is still in early stages overall in Europe. Many literature reviews focused on different
gap, trying to seek out a new taxonomy for examining the multiple roles of campus sustainability
reasons for this gap, trying to seek out a new taxonomy for examining the multiple roles of campus
assessments in organizational change, barriers in the organizational framework [25], lack of integrated
sustainability assessments in organizational change, barriers in the organizational framework [25],
strategy among the core areas of university stakeholders [26], different purposes and drivers for their
lack of integrated strategy among the core areas of university stakeholders [26], different purposes
adoption [27], sheer green-washing goals, or lack of metrics for comparability [14]. The different classes
and drivers for their adoption [27], sheer green‐washing goals, or lack of metrics for comparability
of problems related to the current sustainability framework development and adoption are shown in
[14]. The different classes of problems related to the current sustainability framework development
Figure 1, to highlight the focus of this study and the reasons for it. In particular, In Figure 1, the left
and adoption are shown in Figure 1, to highlight the focus of this study and the reasons for it. In
yellow boxes
particular, In indicate
Figure 1, the responsibility
the for the
left yellow boxes implementation
indicate of solutions
the responsibility related
for the to the absence
implementation of
of sustainability
solutions related (SUS)
to the initiatives
absence (first block), of SUS
of sustainability reporting
(SUS) (second
initiatives block)
(first andof
block), the inefficacy
SUS in
reporting
reporting such initiatives in terms of practical outcomes (third block). In the light blue rectangle on the
(second block) and the inefficacy in reporting such initiatives in terms of practical outcomes (third
right, the process needed to maintain the achieved “truly sustainable campus” (blue ellipse) is detailed.
block). In the light blue rectangle on the right, the process needed to maintain the achieved “truly
The effective translation of the CSA framework into practice (red rhombus step) is the evaluative gap
sustainable campus” (blue ellipse) is detailed. The effective translation of the CSA framework into
this study wants to bridge. The red arrows coming from it points to the area of weaknesses more
practice (red rhombus step) is the evaluative gap this study wants to bridge. The red arrows coming
directly related to current CSAs, which can be broken down into two main levels: at the macro-level,
from it points to the area of weaknesses more directly related to current CSAs, which can be broken
the inability to compare different campuses; at the micro-level, the inefficacy of some indicators in
down into two main levels: at the macro‐level, the inability to compare different campuses; at the
representing actual sustainability performance.
micro‐level, the inefficacy of some indicators in representing actual sustainability performance.
Figure 1. Defferent classes of problems related to current sustainability framework development and
Figure 1. Defferent classes of problems related to current sustainability framework development and
adoption. Source: elaborated from authors.
adoption. Source: elaborated from authors.
Of course,
Of course, there
there is black/white
is no no black/white correspondence
correspondence amongamong the and
the boxes boxes
the and the categories
categories of
of problems
problems outlined in the diagram. For instance, there could be no correlation
outlined in the diagram. For instance, there could be no correlation at all among sustainability at all among
sustainability
assessment andassessment and reporting
reporting activities, while someactivities, while some
authors consider authors
the two consider Derrick
as synonymous. the two as
even
synonymous. Derrick even raised the questions whether these indicators actually measure
raised the questions whether these indicators actually measure what sustainability is and why, and also what
sustainability is and why, and also whether the data used for ranking systems is just another signal
whether the data used for ranking systems is just another signal of “institutional performativity” [21].
of “institutional performativity” [21]. Few studies have yet assessed and thoroughly explored the
change agents’ roles and implications for CSAs in truly contributing to higher education institutions’
Sustainability 2016, 8, 83 5 of 23
Few studies have yet assessed and thoroughly explored the change agents’ roles and implications
Sustainability 2016, 8, 83 for
5 of 24
CSAs in truly contributing to higher education institutions’ sustainability transitions [28,29]. Lang
evensustainability transitions [28,29]. Lang even warns that “there are very limited correlations between
warns that “there are very limited correlations between institutional environmental performance
andinstitutional environmental performance and adoption of campus sustainability initiatives, be they
adoption of campus sustainability initiatives, be they targeted operational or coordination and
targeted
planning bestoperational
practices, or or coordination and planning
curricular, co-curricular best practices,
or research or curricular,
activities. Conversely, co‐curricular or
there are strong
research activities. Conversely, there are strong correlations between environmental
correlations between environmental performance and campus characteristics, namely, institution type performance
andand campus characteristics, namely, institution type and climate zone” [30] (p. 474). This is a macro‐
climate zone” [30] (p. 474). This is a macro-gap recorded also by the Ministry of Education in
gap recorded also by the Ministry of Education in Japan [31], in a chart (Figure 2) where different
Japan [31], in a chart (Figure 2) where different energy consumptions of Japanese universities are
energy consumptions of Japanese universities are set against their related area in km2. Three different
set against their related area in km2 . Three different types of universities are therefore identified as
types of universities are therefore identified as displaying a second homogeneous trend of
displaying a second homogeneous trend of consumption, namely medical colleges, “megaversities”
consumption, namely medical colleges, “megaversities” (i.e., the American‐style huge and mixed
(i.e., the American-style huge and mixed campus, after Clark Kerr’s famous neologism), and colleges of
campus, after Clark Kerr’s famous neologism), and colleges of education. This, plus other evidence
education. This, plus other evidence from the cited gaps in the literature on CSAs, led this research to
from the cited gaps in the literature on CSAs, led this research to focus on how to merge similar
focus on how to merge similar campuses into clusters. This article proposes clusters including similar
campuses into clusters. This article proposes clusters including similar institution types, climate areas
institution types, climate areas and urban contexts are suggested in order to bridge the gap found at
and urban contexts are suggested in order to bridge the gap found at the macro‐level regarding the
thelack of comparability criteria of different campuses using the same CSA.
macro-level regarding the lack of comparability criteria of different campuses using the same CSA.
Figure 2. A benchmarking method for facility management in Japanese universities. Re‐drawn from [31].
Figure 2. A benchmarking method for facility management in Japanese universities. Re-drawn from [31].
Regarding the micro‐level gap in current CSAs, the indicators’ inability to communicate
Regarding the micro-level gap in current CSAs, the indicators’ inability to communicate effectively
effectively the sustainability initiatives and performance was a pitfall already outlined by Shriberg in
the2002.
sustainability initiatives
At the base of this and performance
issue was
lies the lack of ameasurability
pitfall already(and
outlined by Shriberg
therefore in 2002.
indicators At the
and their
base of this issue
potential lies the into
translation lack of measurability
practices) (and social
of certain therefore
and indicators and their
environmental potential
inputs and translation
outputs.
into practices) of certain social and environmental inputs and outputs. Furthermore, the old “what
Furthermore, the old “what gets measured, gets done” management paradigm explains why going
beyond
gets measured,the eco‐efficiency approach
gets done” management remains hard. In
paradigm Shriberg
explains (2002),
why going11 sustainability assessment
beyond the eco-efficiency
tools developed specifically for universities were compared. This paper added to these another four
approach remains hard. In Shriberg (2002), 11 sustainability assessment tools developed specifically
forprotocols
universities(Green
wereMetric, UNI‐Metrics,
compared. ISCN,
This paper STARS),
added to include
to these recent—and
another more related
four protocols (Greento the
Metric,
EU/Italian background—CSAs. Their major weaknesses and strengths have
UNI-Metrics, ISCN, STARS), to include recent—and more related to the EU/Italian background—CSAs. been summed up in
Table 1.
Their major weaknesses and strengths have been summed up in Table 1.
Sustainability 2016, 8, 83 6 of 23
Table 1. Summary of the major strengths and weaknesses of some of the current sustainability assessmens. Source: authors, adapting the table in [19].
Table 1. Cont.
Global rankings like the Green Metric have a number of positive features, like openness and
accessibility, and the contribution to academic discourse on sustainability in education and the greening
of campuses. On the other hand, sometimes, the generality of these criteria cannot simply underpin the
local dimensions and local constraints, which sometimes penalise the university for weaknesses outside
its realm of responsibility. Voluntary reporting initiatives like the ISCN report are a good start for
collecting data inside the athenaeum, but then there is no common ground to compare one university
sustainability performance with others, since there are no common frameworks (neither qualitative nor
quantitative). Still, despite historical, social, urban and political differences and similarities, leaders of
Signatories University have accepted the principle that the future belongs to education and science,
and can benefit if the ISCN mutual learning platform to improve their own performance.
As emerging from the table, none of the tools underpin any motivation or commitment behind the
actions, which is indeed a dangerous gap. While the role of change agents and campus communities
and the reasons why sustainability actions are defined are crucial to igniting sustainability processes,
current CSAs seem to be an instrument for “tick-the-box” possible indicators fostering the green
campus image within the sustainability reports.
been provided for the most dissipative walls of the main building. Car-ride, car-pooling, electric
vehicle charge stations, subsidised public transport seasonal tickets and closed bike parking are some
of the mobility manager’s recent achievements. Zero-kilometer food, green product procurement,
paperless communications, campus differentiated waste collection points, and water dispensers are
Sustainability 2015, 8, 83
other tangible and visible efforts towards building sustainability education, as well as the introduction
of openold ones, and thermal insulation has been provided for the most dissipative walls of the main
night lectures, sustainability-dedicated courses and several international projects on campus
building. Car‐ride, car‐pooling, electric vehicle charge stations, subsidised public transport seasonal
sustainability management.
tickets and closed bike parking are some of the mobility manager’s recent achievements. Zero‐
However, POLITO is one of the many (typical European) cases of a “town-embedded campus”.
kilometer food, green product procurement, paperless communications, campus differentiated waste
Nested collection
within the city and
points, structure, it receives
water dispensers most
are other oftangible
its strengths andefforts
and visible assets, but also
towards most of the
building
sustainability education, as well as the introduction of open night lectures, sustainability‐dedicated
constraints that penalise POLITO in international university green rankings (i.e., lack of green
spaces, courses and several international projects on campus sustainability management.
poor waste management, and no dedicated mobility system, to cite just a few of them) from
However, POLITO is one of the many (typical European) cases of a “town‐embedded campus”.
this structure.
Nested within the city structure, it receives most of its strengths and assets, but also most of the
constraints that penalise POLITO in international university green rankings (i.e., lack of green spaces,
4.2. The HOKUDAI Campus
poor waste management, and no dedicated mobility system, to cite just a few of them) from this
structure.
Hokkaido University was founded in 1876 and is located in the centre of the city of Sapporo
(1.9 million population, 2011 census) on the northern Japanese island of Hokkaido. It encompasses
4.2. The HOKUDAI Campus
31 schools (12 undergraduate and 19 graduate) and at the time of the survey (2012), had over
Hokkaido University was founded in 1876 and is located in the centre of the city of Sapporo (1.9
18,000 students. The campus is situated in downtown Sapporo and covers an area of 1,776,249 m2
million population, 2011 census) on the northern Japanese island of Hokkaido. It encompasses 31
including the entire park in which buildings are located. Hokkaido University follows a series of
schools (12 undergraduate and 19 graduate) and at the time of the survey (2012), had over 18,000
sustainability initiatives in order to reduce its environmental impact. These initiatives
students. The campus is situated in downtown Sapporo and covers an area of 1,776,249 m 2 including could be
categorised in four key groups: sustainable campus core schemes, sustainability programs, human
the entire park in which buildings are located. Hokkaido University follows a series of sustainability
resourceinitiatives in order to reduce its environmental impact. These initiatives could be categorised in four
development and education, leading sustainability networks and campus sustainability
assessment groups:
key schemes. sustainable campus core
The university runsschemes,
periodical sustainability programs,
stakeholder human
meetings resource
in order to bring
development and education, leading sustainability networks and campus sustainability assessment
expertise from outside the university regarding implemented programs and feedback on areas
schemes. The university runs periodical stakeholder meetings in order to bring expertise from
requiring improvement. A series of voluntary student activities to enhance campus sustainability
outside the university regarding implemented programs and feedback on areas requiring
(e.g., “Hokudai GenkiA project”,
improvement. series of “Sustainable Campus
voluntary student Contest”,
activities “Candle
to enhance Night”,
campus “Sustainable
sustainability Campus
(e.g.,
tour”, “Hokkaido University
“Hokudai Genki Campus
project”, VisitCampus
“Sustainable etc.) are“Candle
Project”,Contest”, held byNight”,
different university
“Sustainable departments
Campus
tour”, “Hokkaido University Campus Visit Project”, etc.) are held by different university departments
and groups. Efforts are being made as well to cultivate human resources by fostering a series of
and groups.
sustainability Efforts among
programs are being
themade as well
student to cultivate human resources by fostering a series of
body.
sustainability programs among the student body.
However, as shown in Figure 3, energy consumption per source has been basically steady or even
However, as shown in Figure 3, energy consumption per source has been basically steady or
slightlyeven slightly increasing (for gas and total PE) since 2008.
increasing (for gas and total PE) since 2008.
Figure 3. Energy consumption trends from 2008 to 2011 weighted for energy source at the Hokkaido
Figure 3. Energy consumption trends from 2008 to 2011 weighted for energy source at the
University Campus. Source: author elaboration of data by the Hokkaido University Sustainability
Hokkaido University Campus. Source: author elaboration of data by the Hokkaido University
Office.
Sustainability Office.
9
Sustainability 2016, 8, 83 10 of 23
Sustainability 2015, 8, 83
4.3. ISCN and Green Metric Results: Campus Comparison
4.3. ISCN and Green Metric Results: Campus Comparison
In this section, critical insights on metrics and report results are used in order to compare two
In this section, critical insights on metrics and report results are used in order to compare two
very different campuses. Indeed, HOKUDAI’s 516,509 m2 of university campus area is 40% smaller
very different campuses. Indeed, HOKUDAI’s 516,509 m2 of university campus area is 40% smaller
than that of Turin. Its 16,418 users consume 1,731,798 GJ of PE. To put this into perspective, while PE
than that of Turin. Its 16,418 users consume 1,731,798 GJ of PE. To put this into perspective, while
consumption per capita in Turin is 6.71 GJ, in Sapporo it is 105 GJ (1471% more). The cost of this
PE consumption per capita in Turin is 6.71 GJ, in Sapporo it is 105 GJ (1471% more). The cost of this
(calculate for the year 2014) is 117 € per capita in Turin, versus 2779 € in Sapporo (a difference of
(calculate for the year 2014) is 117 € per capita in Turin, versus 2779 € in Sapporo (a difference of 2275%).
2275%). These data are displayed in Figure 4.
These data are displayed in Figure 4.
Figure 4. Comparison
Figure 4. Comparison of HOKUDAI vs.
of HOKUDAI vs. POLITO
POLITO for total university users,
for total university users, surface,
surface, yearly
yearly costs
costs of
of
primary energy consumption (PE), and PE per capita and square meters. Source: author’s elaboration
primary energy consumption (PE), and PE per capita and square meters. Source: author’s elaboration
from data collection at Hokkaido University Sustainability Office and Politecnico di Torino’s Living Lab.
from data collection at Hokkaido University Sustainability Office and Politecnico di Torino’s Living
Lab.
Back to CSAs, the ISCN annual report only outlines the gold standard practices and celebrates the
Back to CSAs, the ISCN annual report only outlines the gold standard practices and celebrates
diversity of responses to challenges of campus sustainability according to each campus’s peculiarities.
the diversity
The aim is to pool of responses to challenges
global knowledge on howof campus sustainability
universities can best supportaccording to each
sustainable campus’s
development
peculiarities. The aim is to pool global knowledge on how universities can best support sustainable
through their research and education, and putting principles into practice in their own operations,
development through their research and education, and putting principles into practice in their own
showcasing their achievements. However, this can result in a too auto-referential and limited vision of
operations,
the showcasing
actual situation of thetheir achievements.
campuses. However,
Neither POLITO northis can result
HOKUDAI in a too any
displayed auto‐referential
negative dataand
or
limited vision of the actual situation of the campuses. Neither POLITO nor HOKUDAI displayed any
ways to overcome real problems for sustainability implementation.
negative data or ways to overcome real problems for sustainability implementation.
Figure 5 stresses the Green Metric scores for POLITO and HOKUDAI in 2014, with the differences
Figure 5 stresses
(in percentage) the points
on the total Green acquired
Metric scores
for eachfor POLITO
category of and HOKUDAI
criteria. According in to2014,
thesewith the
metrics,
differences
the position (in percentage)
of HOKUDAI ison the total
higher than points acquired
POLITO’s for each category
by 71 positions. However, of ifcriteria. According to
energy consumption
these metrics, the position of HOKUDAI is higher than POLITO’s by 71 positions. However, if energy
per capita and per square meter (Figure 4) is taken into account, metrics would have suggested totally
consumption per capita and per square meter (Figure 4) is taken into account, metrics would have
different rankings and results. Of course, energy consumption is not, as it should not be, the only
suggested totally different rankings and results. Of course, energy consumption is not, as it should
and main criteria, but it is still the main output of a good sustainability performance (in terms of
not be, the only and main criteria, but it is still the main output of a good sustainability performance
emissions reduction and minimum wastage of resources). While having more than 10 times less
(in terms of emissions reduction and minimum wastage of resources). While having more than 10
energy consumption, POLITO is penalised for being located within a city that does not allow, due to
times less energy consumption, POLITO is penalised for being located within a city that does not
physical and legal framework constraints, more green spaces (owned by the university), a special
allow, due to physical and legal framework constraints, more green spaces (owned by the university),
waste treatment system, or a dedicated transportation system.
a special waste treatment system, or a dedicated transportation system.
10
Sustainability 2016, 8, 83 11 of 23
Sustainability 2015, 8, 83
5000
total score
setting and infrastructure
3750 energy and climate change
waste
water
2500 transportation
education
1250
0
POLITO HOKUDAI
(a)
∆ HOKUDAI vs POLITO
total score
setting and infrastructure
energy and climate change
waste
water
transportation
education
5. Discussion: toward a “Cluster Approach”, beyond EE Indicators
5. Discussion: toward a “Cluster Approach”, beyond EE Indicators
From the above illustrated comparison it can be observed that both types of frameworks (Green
From the above illustrated comparison it can be observed that both types of frameworks (Green
Metric and
Metric and ISCN)ISCN) present
present limits
limits related
related to: action-based
to: (i) (i) action‐based approaches,
approaches, which which are quantitative,
are quantitative, precise,
precise, but not very flexible, in the case of Green Metric; and (ii) ISCN is definitely open, and within
but not very flexible, in the case of Green Metric; and (ii) ISCN is definitely open, and within its
its objective‐based approach suggests actions and indicators, but these are not mandatory, not forcing
objective-based approach suggests actions and indicators, but these are not mandatory, not forcing
institutions to apply certain “minimum” standards. In order to overcome those gaps, this research
institutions to apply certain “minimum” standards. In order to overcome those gaps, this research
paper proposes
paper proposes aa twofold
twofold approach:
approach: (i)
(i) from
from one side it
one side it introduces
introduces the
the need
need to
to cluster
cluster university
university
campuses according to homogeneous features (allowing meaningful comparisons) and (ii) it frames
campuses according to homogeneous features (allowing meaningful comparisons) and (ii) it frames a
a set
set of indicators
of indicators enabling
enabling the underpinning
the underpinning of broad, of integrated
broad, integrated
and long and
termlong term sustainability
sustainability transitions
transitions beyond improving energy efficiency only. Three clusters are
beyond improving energy efficiency only. Three clusters are therefore proposed in therefore proposed in the
the following
following Subsections 5.1–5.3 (respectively related to urban morphology, climatic zone and hosted
Subsection 5.1, Subsection 5.2 and Subsection 5.3 (respectively related to urban morphology, climatic
functions) while a set of indicators are suggested in Subsection 5.4.
zone and hosted functions) while a set of indicators are suggested in Subsection 5.4.
5.1. Cluster 1: Urban Morphology (Delimited Units or Town‐Scattered)
5.1. Cluster 1: Urban Morphology (Delimited Units or Town-Scattered)
As mentioned in the results section, notwithstanding POLITO is more than 10 times less energy
As mentioned in the results section, notwithstanding POLITO is more than 10 times less energy
consuming than HOKUDAI, it is penalised in green metrics for its low performances in terms of green
consuming than HOKUDAI, it is penalised in green metrics for its low performances in terms of green
spaces, special waste treatments or dedicated transportation systems. Because it is dispersed within
spaces, special waste treatments or dedicated transportation systems. Because it is dispersed within
a city, those indicators are simply nonsense, due to the physical and legal frameworks constraints
a city, those indicators are simply nonsense, due to the physical and legal frameworks constraints
(POLITO indeed is using city centre green spaces and cannot own them, or build more because of the
prohibitive costs of building new green spaces within a dense historical Italian city centre, and the
11
Sustainability 2016, 8, 83 12 of 23
(POLITO indeed is using city centre green spaces and cannot own them, or build more because of the
prohibitive costs of building new green spaces within a dense historical Italian city centre, and the
same justifications can be used for waste treatment or mobility). Indeed, indicators in the “Setting and
Infrastructure” criteria, asking for instance the “1.9—Area on campus covered in vegetation in the
form of forest”, or “1.10—Percentage of area on campus covered in planted vegetation (include lawns,
gardens, green roofs, internal planting)” or “1.11—Non-retentive surfaces on campus as percentage
of total area for water absorption” (Green Metrics reports, Appendix B) account for 15% of the total
score, penalising POLITO for issues not relating to its own failing, but to constraints embedded in all
the campuses nested within city centres. Therefore, in order to make sense of university comparisons
within green rankings, two (at least) macro categories are proposed: (i) universities that could be
considered as “urban units” themselves, outside the city centre, defined as the college typology by
Le Corbusier (“College? Americans constantly say: ‘At college...’ It reflects the presence in their
hearts of a great and fine period—the fine period in their lives.... Colleges and universities, then,
have a very particular character. Everything in the interest of comfort, everything for the sake of
calm and serenity, everything to make solid bodies. Each college or university is an urban unit in
itself, a small or large city. But it is a green city. Lawns, parks, stadiums, cloisters, dining halls,
a whole complex of comfortable quarters. Often the style is Gothic-that’s the way it is! -rich, luxurious,
well made....The American university is a world in itself, a temporary paradise, a gracious stage of
life.” [32] (p. 135)) (HOKUDAI campus best fits this category) and (ii) a scattered group of buildings
and infrastructure nested within the town (like POLITO). Most notably, the two typologies allow
consistent comparison when dealing with indicators of setting and infrastructure, transportation and
waste management criteria. A comparison with a third campus like the Polytechnic of Milan, could be
the test for such clusters, since it fits with the POLITO morphology type and bypasses all the problems
related to the lack of a defined border of university properties. Indeed, the indicators “5.2a—Number
of cars entering the university daily”, “5.2b—Number of motorcycles entering the university daily”
or “5.6—Campus bus service” as found in the Transportation category (see Green Metric Reports in
Appendix B), presume the existence of a urban unit and its border to allow suitable measurements,
while the embedded campus would ask for dedicated types of indicators to underpin users’ adoption
of sustainable transport systems.
Figure 6. Comparison between Torino and Sapporo weather data from for 2010, 2011, 2012. Source:
Figure 6. Comparison between Torino and Sapporo weather data from for 2010, 2011, 2012. Source:
Figure 6. Comparison between Torino and Sapporo weather data from for 2010, 2011, 2012. Source:
Ecotect archives.
Ecotect archives.
Ecotect archives.
5.3. Cluster 3: University Functions
5.3. Cluster 3: University Functions
5.3. Cluster 3: University Functions
The need for this third cluster comes directly from the observation of outliers in the consumption
The need for this third cluster comes directly from the observation of outliers in the consumption
The need for this third cluster comes directly from the observation of outliers in the consumption
profiles of different buildings within the HOKUDAI campus. It represented a perfect case to study
profiles of different buildings within the HOKUDAI campus. It represented a perfect case to study
profiles of different buildings within the HOKUDAI campus. It represented a perfect case to study
this cluster, since, differently from POLITO, each department occupies a single building, allowing to
this cluster, since, differently from POLITO, each department occupies a single building, allowing to
this cluster, since, differently from POLITO, each department occupies a single building, allowing to
accurately measure consumption thresholds and patterns. Indeed, from the chart in Figure 7, it
accurately measure
accurately measure consumption
consumption thresholds andand
thresholds patterns. Indeed,
patterns. fromfrom
Indeed, the chart
the in Figure
chart in 7, it appears
Figure 7, it
appears clear the differences in the electricity consumption of a humanities department (bar No.1),
clear the differences in the electricity consumption of a humanities department (bar No.1), engineering
appears clear the differences in the electricity consumption of a humanities department (bar No.1),
engineering department (No.9), hospital (No.30) or library (No.38).
department (No.9), hospital (No.30) or library (No.38).
engineering department (No.9), hospital (No.30) or library (No.38).
Figure 7. Annual electricity consumption breakdown for different departments (The comprehensive
Figure 7. Annual electricity consumption breakdown for different departments (The comprehensive
Figure 7. Annual electricity consumption breakdown for different departments (The comprehensive
list of department and their associated number is shown in Appendix D) in HOKUDAI during 2012.
list of department and their associated number is shown in Appendix D) in HOKUDAI during 2012.
list of department and their associated number is shown in Appendix D) in HOKUDAI during 2012.
Source: [36].
Source: [36].
Source: [36].
Further research on the typologies of functions that display homogeneous ranges of energy
Further
Further research
research on the typologies
oncarried
the typologies of
of functions
functions that
that display
display homogeneous
homogeneous ranges
ranges of energy
consumption has to be out. In HOKUDAI, in 2012, electricity consumption for of
all energy
the 38
consumption
consumption has to
has to be carried
be MWh/year out. In HOKUDAI,
carried out.on Inaverage;
HOKUDAI, in 2012,
in 2012,electricity consumption
electricity consumptionfor all the the
38
departments was 2983 the top five “energivorous” buildings for all
were the
departments
38 departments was 2983
was 2983 MWh/year
MWh/year on average;
on average; the top five “energivorous” buildings were the
University Hospital, and the Engineering, Science, the top fiveand
Medicine, “energivorous” buildings were
Agriculture departments. the
From
University Hospital, and the Engineering, Science, Medicine, and Agriculture departments. From
2008 to 2012, these departments accounted for 60% of the total campus electricity energy
2008 to 2012, these departments accounted for 60% of the total campus electricity energy
consumption.
consumption.
13
13
Sustainability 2016, 8, 83 14 of 23
University Hospital, and the Engineering, Science, Medicine, and Agriculture departments. From 2008
to 2012, these departments accounted for 60% of the total campus electricity energy consumption.
Clusters accounting for these differences may allow a fair comparison among campuses having
similar functions, and may help in setting average thresholds of energy consumption for each
department. In the case of peaks due to experiments on behalf of third parties (i.e., when universities
are commissioned by industry to do some test requiring intensive energy consumption, like resistances
trials on new materials), it can be suggested that each department pay for extra energy consumption.
“Nominal” energy bills could also allow a fairer distribution of economic resources among departments
and less energy wastage.
Table 2. The frequency of indicators related to physical elements in five CSAs frameworks. Squared in
red, the indicators retrieved in all of the five CSAs. Source: author elaboration from [41].
College
Evaluation UI Green
Area Indicator STARS Uni-Metrics Sustainability
Category GreenMetric League
Report Card
Greenhouse Gas
Air and
Emission * * * * *
Climate
Reduction
Design and
* * * * *
Construction
Table 2. Cont.
College
Evaluation UI Green
Area Indicator STARS Uni-Metrics Sustainability
Category GreenMetric League
Report Card
Green Areas
* *
Preservation
Biodiversity *
Preserved
Soil and *
Existing Areas
ecosystem
Connected Green
*
Areas
Community’s
*
Memories
Open Space Areas * *
Physical
Commute Modal
Elements * * * * *
Split
Bicycle Program * * * * *
Transportation
Accessibility to
the Public * * *
Transport
Waste
Waste Minimization, * * * * *
Recycling
Water
Water * * * * *
Conservation
Food & Organic, local
* * *
Recycling food
From looking at the most pressing elements to fixing prebound/rebound effects, such as incorrect
maintenance of appliances, or occupant behavioural patterns, it seems more effort needs to be
directed towards checking and testing the occupant satisfaction of universities and behavioural
patterns in relation to sustainability. The tailoring of user behaviours can be in turn evaluated by
ex-ante and ex-post evaluations of proposed actions, crossing-checking data with that from similar
institutions and public buildings of similar cultures. Setting “personal” and room-based thresholds
for thermo-hygrometric comfort according to the actual building occupants would serve also to point
out other factors influencing occupants having a higher level of tolerance to discomfort; for instance,
those related to having a higher degree of personal control over indoor temperature, being located in
a historical building, or to be socially awarded among colleagues for virtuous energy use. For instance,
a higher acceptance of discomfort means that users are more willing to collaborate with the University
on energy reduction initiatives and to wear extra layers when the temperature drops below 20 ˝ C.
Further research on the social aspects of energy use may also involve cross-checking these cultural
and attitudinal profiles with smart sensor and smart meter data charts, in order to tune the institutional
strategies according to the changing (daily and yearly) population of this complex portion of the city.
6. Conclusions
The paper reviews the most common and international Campus Sustainability Assessments
(CSAs), outlining their limits in (i) not providing mechanisms for comparison (nationally and
internationally); (ii) emphasising mainly Eco-Efficiency (EE) borne indicators, over a range of long-term
social and built-environment sustainability measures; and, finally, (iii) because some of them are too
narrow and qualitative without normative targets.
The case of Politecnico di Torino POLITO, Italy, has been used to analyse its sustainability
performance according to the “Green Metric” and “ISCN report” (two of the most adopted and
diffused CSAs), and are then compared with the performance of Hokkaido University HOKUDAI,
Sustainability 2016, 8, 83 16 of 23
Japan. Results emphasize the gaps among virtuous sustainability actions (in the case of POLITO)
and the Green Metric rankings. Therefore, on the bases of the analyses and results of both cases, and
accounting for their structural and functional differences (POLITO is campus sprawled through the city
centre, while HOKUDAI is a campus outside the city), a new CSA approach is suggested, proposing
“clusters of different university typologies”. In order to build a meaningful comparison among different
cases, the cluster approach introduces the need to consider and classify cases according to the following
macro-features: (i) spatial structure (scattered throughout the city or compact campuses outside the
city); (ii) climatic zone and (iii) hosted functions for each case. At the micro-scale, the need for revising
and substituting current eco-efficiency-driven indicators with more life cycle and user-centric related
metrics is also proposed, with some examples regarding the energy issue. The adoption of annual
user satisfaction surveys can offer great opportunities to track the post-occupancy effect of strategies
for energy reduction, to profile the levers and the cultural attitudes of the university community,
and to tailor internal temperature thresholds according to single margins of acceptance. Such a new
approach—attentive to local constraints and long-term tracking of outcomes rather than an absolute
record of taken actions—can help build homogenous university case studies, framed accordingly
within clusters, to find similar and scalable successful practices, and also in self-monitoring progress
toward achieving a truly sustainable university campus.
Acknowledgments: This research was supported by a Marie Curie International Research Staff Exchange Scheme
Fellowship within the 7th European Community Framework Program, Marie Curie IRSES Grant Agreement
Number: PIRSES-GA-2010-269161, named “UNI-Metrics/Value Metrics and Policies for Sustainable University
Campus”. More info on the website: http://www.uni-metrics.polito.it/.
Author Contributions: The superintendence of Lombardi let the data collection run smoothly along the
two institutions. The bold revision process that gave the article the present structure, introduction and conclusion
was put in place by Chelleri. Sonetti was in charge of the chapters’ contents.
Conflicts of Interest: The authors declare no conflict of interest.
Abbreviations
The following abbreviations are used in this manuscript:
Appendix A
The ISCN criteria and three principles held by POLITO.
The Politecnico di Torino has opted to divide the activities it carried out in the field of sustainability
into five dimensions which highlight the most specific points of interest and which represent it in the
most appropriate light possible.
This dimension highlights POLITO’s focus on the reuse of sections of the city and pre-existing
buildings, in continuing restoration and modernization for sustainability, and economic and
energy efficiency.
Sustainability 2016, 8, 83 17 of 23
Table A1. The five dimensions (in bold) crossed to three ISCN principles (in italic) as described in the
POLITO ISCN report.
Appendix B
Table A2. The Green Metric 2014 report for HOKUDAI and POLITO.
Appendix C
List of interviewed stakeholders:
‚ Key stakeholders in the sustainability management at POLITO:
(1) Prof. Masahiko Fuji, Associate professor at the Graduate School of Environmental Science,
Member of the Sustainable Low-Carbon Society Project 2010
(2) Prof. Takao Ozasa, Associate Professor, Laboratory of Urban Design, Division of
Architectural Design, Faculty of Engineering, Director of the Office for Sustainable Campus
(3) Dr. Maki Komatsu, Coordinator, Office for a Sustainable Campus
(4) Mr. Tomohiro Morimoto, Unit chief, Facilities Department, Sustainable Campus Promotion
Division, Office for Sustainable Campus
(5) Mr. Takashi Yokoyama, Project Manager, Office for a Sustainable Campus
(6) Prof. Takeo Ozawa, Faculty of Engineering, Architectural and Structural Design, Human
Settlement Design
Students of attending the Candle Night 2013 event, members of Art Challenge “Takikawa” and
the Environmental Promotion Section, master students at the Public Policy School, and international
students at the Graduate School of Environmental Science.
Appendix D
Table A3. The HOKUDAI buildings analysed for their electricity consumption.
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