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Keywords: A series of three-dimensional (3D) finite element analyses incorporated with a hyperbolic-hysteretic soil model
Earthquake were performed to investigate the seismic response of pile-raft-superstructure systems constructed on soft clay
Clay stratum, focusing on the seismic pile bending moment and superstructural responses. The seismic pile bending
Pile bending moment moment results suggested that using a lumped mass to represent the superstructure, which has been widely used
Acceleration
in many other studies, could only perform well for a relatively low-rise superstructure; on the other hand, the
Finite element analysis
Superstructure
seismic response of superstructure was found to be significantly affected by the soil-structure interaction, and
both the detrimental and beneficial effects of dynamic soil-structure interaction were observed. Hence, coupled
soil-foundation-superstructure analyses were primarily performed in this study. The influences of peak base
acceleration, pile flexural rigidity and the configuration of superstructure on both the pile bending moment and
superstructural responses were studied. Furthermore, some correlations were derived to relate the maximum pile
bending moment to the influencing factors, which can be used as useful tools for obtaining preliminary and first-
order estimates of the maximum pile bending moment for pile-raft-superstructure systems constructed on soft
clay deposits.
⁎
Corresponding author.
E-mail addresses: zhangleigeo@hust.edu.cn (L. Zhang), hbliu@hust.edu.cn (H. Liu).
http://dx.doi.org/10.1016/j.soildyn.2017.08.004
Received 21 March 2017; Received in revised form 16 May 2017; Accepted 6 August 2017
0267-7261/ © 2017 Elsevier Ltd. All rights reserved.
L. Zhang, H. Liu Soil Dynamics and Earthquake Engineering 101 (2017) 209–224
clays are still relatively limited. One significant work in this area was superstructure were presented. Given the fact that the relevant studies
carried out by Meymand [35], who conducted a series of large scale 1-g involving soft clays are still relatively few, the findings obtained from
shaking table tests to study the seismic interaction of soft clay-pile-su- the present study can provide a useful reference for practical seismic
perstructure; Hokmabadi et al. [27] also performed a series of 1-g design of pile-raft-superstructure systems constructed on soft clays
shaking table tests to investigate the seismic response of superstructure subjected to far-field ground motions.
supported by a 4×4 pile group installed in a synthetic clay bed.
Banerjee [7] and Banerjee et al. [8] performed a series of centrifuge 2. Numerical modelling procedure
tests to study the dynamic response of pile-raft system embedded in soft
kaolin clay subjected to short-duration far-field earthquakes. In their 2.1. General information
work, the pile spacing along the shaking direction was 10 times the pile
diameter or more, and their test results were largely representative of Fig. 2 shows the configuration of the clay-pile-raft-superstructure
the seismic response of single piles embedded in soft clay. Zhang [51], systems adopted in the present numerical study, which contains a su-
Zhang et al. [52,53] also performed a series of centrifuge tests to in- perstructure with storey number ranging from 0 to 20 and supported by
vestigate the influence of pile group configuration on the seismic re- a 5×5 pile-raft system installed in a soft clay bed, the properties of
sponse of clay-pile-raft systems subjected to both long- and short- which are shown in Table 1. The piles were embedded in a pure clay
duration far-field ground motions. With the exception of the studies by bed, with the toes sitting atop a 0.5 m-tick sand layer. The properties of
Ayothiraman et al. [4] and Hokmabadi et al. [27], most of the afore- the sand were adopted following Banerjee [7], which are listed in
mentioned experimental studies treated the superstructure as either a Table 2. As can be seen, these clay-pile-raft-superstructure systems are
lumped mass or a simplified single degree of freedom oscillator and self-symmetrical with respect to the ground motion orientation, hence
hence the effect of higher modes of the superstructure was not ac- only a half 3D finite model of each system was set up using ABAQUS/
counted for in these studies. On the other hand, in order to fully account Explicit 6.13. Fig. 3 shows the 3D finite element model of the 20-storey
for the nonlinear behaviour of the soil under seismic loadings, numer- building supported by a clay-pile-raft system, which contains 19200
ical simulations such as finite element analysis (e.g. [8,21,33]) and fi- linear hexahedral elements, 5760 linear quadrilateral elements, and
nite difference analysis (e.g. [27,29]) are commonly performed in time 3225 linear beam elements.
domain to investigate the seismic SPSI. In addition, beam-on-dynamic-
Winkler-foundation model or dynamic p-y method is also a popular
2.2. Soil model
approach to account for the dynamic SPSI (e.g. [12,38]), for which the
parameters assigned to the springs and dashpots used for the p-y curve
The behaviour of the soft clay was simulated using a hyperbolic-
are usually back-calculated from the measured pile response.
hysteretic soil model as shown in Fig. 4, which was proposed by
In this study, a total of 90 three-dimensional (3D) finite element
Banerjee [7] and calibrated using laboratory test data from cyclic
analyses were performed using ABAQUS/Explicit to investigate the
triaxial and resonant column tests on kaolin clay. The basic shear stress-
seismic response of different pile-raft-superstructure systems con-
strain relationship for this hyperbolic-hysteresis model is shown in Eq.
structed on soft clay subjected to far-field ground motions. A newly
(1).
developed VUMAT subroutine was incorporated to account for the
hyperbolic-hysteretic soil behaviour that was proposed by Banerjee [7]
⎧q − 1
⎡ 3G max
⎤ Initial loading (backbone) path
on the basis of a series of resonant column and cyclic triaxial tests for ⎪ f 3G max / qf 1 + 3G max εs / qf
⎣ ⎦
soft clay. Two approaches, namely lumped mass and detailed modelling ⎪
⎪ 2 3G max
of the superstructure, which are respectively termed "added mass" and q = − 2qf + 3G / q ⎡ 1 + 3G (ε − ε ) / 2q ⎤ + qr1 Unloading path
⎨ max f
⎣ max r 1 s f⎦
"detailed model", were used to account for the inertial effect imposed by ⎪
⎪ 2qf − 2 3G max
a superstructure during the seismic shaking event. As Fig. 1 shows, the ⎡ ⎤ − qr 2 Reloading path
⎪ 3G max / qf 1 + 3G max (εs − εr 2) / 2qf
⎣ ⎦ (1)
reference ground motion (PBA = 0.06 g) adopted in the present study ⎩
is similar to that used by Banerjee et al. [8], which represents the type where q and εs are the current deviator stress and generalized shear
of shaking that may be experienced in Singapore due to a typical far- strain, respectively;
field earthquake arising from the strike-slip Great Sumatran Fault. In
order to study the effect of different earthquake intensity, the reference qr1 and qr2 are the respective deviator stresses at the reversal points;
ground motion was scaled down to two other different peak ground εr1 and εr2 are the respective generalized shear strains at the reversal
accelerations about 0.01 g and 0.03 g. In addition, some other influ- points;
encing factors such as pile flexural rigidity, mass of the raft and storey Gmax is the small-strain shear modulus;
number of the superstructure were varied in the numerical simulations. qf is the deviator stress at failure.
The computed results of pile bending moment, deflection of the su-
perstructure, inter-storey drift ratio and shear force of the column of For normally consolidated kaolin clay, the small-strain shear
respectively
Acceleration (g)
0 0.1
0.05
PBA
0
0 5 10 15 20 25 0 2 4 6 8 10
Time (s)
Period (s)
(a) (b)
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L. Zhang, H. Liu Soil Dynamics and Earthquake Engineering 101 (2017) 209–224
Storey 2
Column
Storey 1
1.2 m Raft
Pile
Elevation View
65 m
Table 1 Table 2
Properties of clay adopted in the numerical simulations. Properties of the other materials adopted in the numerical simulations.
Poisson's ratio 0.3 Pile Young's modulus (GPa) 30; 70; 210
Density (kg/m3) 1600 Young's moduli of raft, slab, column and 30
Frictional angle of clay 25° girder (GPa)
Small-strain modulus (kPa) 2060(p0’)0.653 Young's modulus of sand (MPa) 100
Pile flexural rigidity (kNm2) 1472,622; 3436,117;
Note: p0’is the initial mean effective normal stress, with the unit of kPa. 10,308,351
Poisson's ratio of pile, raft, slab, column and 0.2
girder
modulus can be expressed by the following equation [7], modified from
Poisson's ratio of sand 0.49
Viggiani and Atkinson [49]: Density of pile, slab, column and girder (kg/ 2500
m3)
Gmax = 2060(p0′ )0.653 (2) Density of raft for "detailed model" model 2500
(kg/m3)
Density of raft for "added mass" model (kg/ 2500–9960
where p'0 is the initial mean effective normal stress, and the units for
m3)
both Gmax and p'0 are kPa. Density of sand (kg/m3) 1600
Besides, the degradation of the backbone curve under repeated Frictional angle of sand 35°
loading was also taken into account in this soil model. The interested
readers may refer to Banerjee [7] for more detailed information on this
hyperbolic-hysteretic soil model. 2.3. Modelling of pile-raft system
In this study, the hyperbolic-hysteresis model was recoded into a
VUMAT subroutine for the 3D finite element analyses using the explicit The piles and raft were modelled as linear elastic materials, the
time integration scheme, which yields significant savings of the com- properties of which are listed in Table 2. The piles were extended
putational time [51,52]. through the overlying raft, with the same nodes shared at the interface
between the piles and raft. Three different piles with flexural rigidities
ranging from 1,472,622 to 10,308,351 kNm2 were used; according to
Singapore Standard CP4 [44], the bearing capacity of the 5×5 pile-raft
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L. Zhang, H. Liu Soil Dynamics and Earthquake Engineering 101 (2017) 209–224
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L. Zhang, H. Liu Soil Dynamics and Earthquake Engineering 101 (2017) 209–224
Table 3
Section dimensions of the columns in the four superstructures.
Table 4
First- and second-mode frequencies of the fixed-base superstructures.
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L. Zhang, H. Liu Soil Dynamics and Earthquake Engineering 101 (2017) 209–224
numerical modelling procedure adopted in this study. Fig. 7 shows the 4. Seismic response of pile bending moment
measured and computed raft acceleration responses for the 4 × 3
aluminum pile-raft model with a structural mass of 597 t, subjected to As indicated in Fig. 3, the outer pile termed "reference pile" was
the 0.06-g PBA ground motion. As can be seen, the computed and selected to present the results of pile bending moment during the
measured acceleration data compare well, with favourable agreement seismic shaking events. However, as also mentioned in the previous
observed in the peak values and the overall trend. Furthermore, Fig. 8 section, due to the pile group effect, the pile bending moment response
shows the generally favourable agreement between the computed and near pile head can be influenced by the pile location; more detailed
measured maximum pile bending moment profiles for both the outer discussions on the difference in the pile bending moment response due
and inner piles, in which the maximum pile bending moment profiles to the influence of pile location can be found in [51].
are obtained by selecting the instantaneous bending moments along the Fig. 9 shows the bending moment time history computed at the pile
pile shaft corresponding to the instant when the uppermost strain gauge head (EpIp = 3,436,117 kNm2) for pure raft model along with the
reading attains its maximum value. It is noted that, due to the pile corresponding input base acceleration time history. As can be seen,
group effect, the inertial forces transferred from the raft to the sup- there is a time lag between the peak base acceleration and peak bending
porting piles are uneven, which results in the discrepancy in the moment, which is attributed to the seismic wave propagation through
bending moment response between the outer and inner piles. the embedded piles and clay stratum. In the following subsections, the
Although not shown here, some more similarly favourable com- results of the pile bending moment will be presented in the form of
parisons of the ground acceleration and pile bending moment response envelop of pile bending moment along the pile shaft and the maximum
between the centrifuge tests and numerical simulations can be found in bending moment experienced at pile head. In addition, some compar-
other studies [8,51,52]. In the subsequent sections, the same numerical isons of the computed maximum shear force distribution along pile
procedure is used to perform a total of 90 3D finite element analyses, shaft between the “added mass” and “detailed model” models are also
with the consideration of some varying factors including peak base provided in Subsection 4.1.
acceleration, pile flexural rigidity, and storey mass and number. The
results of the pile bending moment, superstructural deflection, inter-
4.1. Typical computed envelopes of the pile bending moment and shear force
storey drift ratio and column shear force are presented in the following
sections.
Fig. 10 shows some of the computed envelopes of the pile bending
moment, which were obtained by selecting the maximum bending
moments experienced at each of the points (nodes) along the pile shaft
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L. Zhang, H. Liu Soil Dynamics and Earthquake Engineering 101 (2017) 209–224
215
L. Zhang, H. Liu Soil Dynamics and Earthquake Engineering 101 (2017) 209–224
to-mass ratios up to about 5 and remains relatively unchanged for large consistent with the findings of many previous studies performed on soft
stiffness-to-mass ratios greater than about 20, which is consistent with clays [8,34,39,47]; the response spectra of the raft accelerations un-
the findings observed from the centrifuge tests performed on different derlying different superstructures may have different magnitudes, but
pile-raft systems installed in soft kaolin clay bed [53]. they have almost the same two characteristic frequencies of about
0.68 Hz and 1.1 Hz and mainly depend on the input ground motion as
well as the dynamic characteristics of clay deposit. As a result, the su-
5. Seismic response of the superstructure perstructures supported by pile-raft systems installed in soft clay de-
posit likely also experience amplified deformation and load during the
Fig. 18 shows the typical comparisons of time history and response seismic shaking events.
spectrum between raft acceleration and the corresponding input base In the following subsections, some results of the maximum lateral
acceleration. As can be seen, the raft accelerations are generally dif- deflection, maximum inter-storey drift ratio and maximum column
ferent from the free-field accelerations plotted in Fig. 5, and they are shear force of the superstructure are to be presented, which were
significantly amplified due to the presence of soft clay deposit, which is
216
L. Zhang, H. Liu Soil Dynamics and Earthquake Engineering 101 (2017) 209–224
calculated based on the numerical models with detailed modelling of h is the height of the storey.
the superstructure. The maximum lateral deflection of the super-
structure and maximum inter-storey drift ratio are respectively defined Similar to the pile bending moment response, the columns at the
by the following two expressions. same storey level usually do not evenly share the inertial force arising
from the above storeys; the inner columns C2 and C5 shown in Fig. 3
Defi = max Ui (t ) − U0 (t ) (8)
tend to experience comparatively larger shear force responses than the
Dri i = max Ui (t ) − Ui − 1 (t ) / h (9) outer columns C1, C3, C4 and C6 shown in the same figure. In this
study, the averaged column shear force of columns C1 to C6 is pre-
wherein Defi, Drii are the maximum lateral deflection and maximum
sented rather than that of any individual column, which can better
inter-storey drift ratio at the ith level, respectively;
reflect the overall trend of shear force demand for the superstructures.
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L. Zhang, H. Liu Soil Dynamics and Earthquake Engineering 101 (2017) 209–224
Fig. 15. Normalized maximum pile bending moment at the pile head versus PBA (totally
45 analyses).
Fig. 12. Influence of storey number of superstructure on the maximum bending moments
computed at the pile head for analyses involving both "added mass" and "detailed model"
(EpIp = 1,472,622 kNm2).
Fig. 16. Influence of pile flexural rigidity on the maximum bending moment at pile head
(PBA = 0.06 g).
Fig. 13. Normalized maximum bending moment at the pile head against the storey
number of superstructure for analyses involving "detailed model" (totally 45 analyses).
Fig. 17. Maximum pile curvature plotted against stiffness-to-mass ratio of the pile-raft-
superstructure system, for different pile types (PBA = 0.06 g).
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L. Zhang, H. Liu Soil Dynamics and Earthquake Engineering 101 (2017) 209–224
of SSI between the 4- and 20-storey superstructures can be partly ex- fundamental frequencies of the 4- and 20-storey superstructures being
plained by comparing the first-mode frequencies of these two super- respectively close to and departing from the dominant frequency of the
structures (respectively 2.28 Hz and 0.60 Hz as listed in Table 4) with raft motion. In general, decreasing difference between the first-mode
the dominant frequency of the raft/free-field motion of about frequency of a superstructure and the dominant frequency of the base
0.66–0.68 Hz as shown in Figs. 5 and 18; the SSI tends to reduce the motion leads to more intense seismic response, and vice versa.
fundamental frequency of the superstructure, which results in the The foregoing discussions and comparisons suggest that SSI has a
219
L. Zhang, H. Liu Soil Dynamics and Earthquake Engineering 101 (2017) 209–224
220
L. Zhang, H. Liu Soil Dynamics and Earthquake Engineering 101 (2017) 209–224
221
L. Zhang, H. Liu Soil Dynamics and Earthquake Engineering 101 (2017) 209–224
building base motion of about 0.68 Hz as shown in Fig. 18. As the pile with a fundamental frequency of 0.8 Hz under the fixed-base condition.
flexural rigidity increases, the fundamental frequency increases; as a It is largely due to SSI effect which can effectively reduce the funda-
result, the fundamental frequencies of the 4- and 20-storey super- mental frequency of the superstructure; as a result, the 15-storey su-
structures supported by pile foundation approach and depart from the perstructure likely has an actual fundamental frequency comparatively
dominant frequency of the building base motion, respectively. closer to the dominant frequency of the building base motion.
From the above discussions, the pile flexural rigidity can effectively Hence, the influence of storey number on the seismic response of
influence the seismic response of a superstructure. However, its influ- superstructure is also frequency-dependent, which depends on the dy-
ence on the seismic response of a superstructure is less significant as namic characteristics of the input ground motion as well as the soil-
compared to that on the pile bending moment response. foundation-superstructure system.
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L. Zhang, H. Liu Soil Dynamics and Earthquake Engineering 101 (2017) 209–224
−0.509 influenced by the former two factors, while affected to a lesser extent by
E I l p −0.595 ⎛ (∑ EP IP ) ρsoil Hsoil
2
⎞
Mmax , 0 = 6.68 × 10−3 ⎛ P P ⎞ ⎛ ⎞ ⎜ ⎟
⎜ 3 ⎟ the pile flexural rigidity. Besides, the coupled soil-foundation-super-
⎝ r r
⎠⎝ ⎠ ⎝ G m
soil str p l ⎠ structure analysis with a detailed modelling of the superstructure is
−0.3
mstr ⎞ highly recommended as the SSI and the configuration of a super-
× PBA1.092 ⎛⎜ ⎟
structure can significantly influence the seismic responses of both the
⎝ ρsoil l p Araft ⎠
foundation and superstructure.
ρpile ⎞0.29 ⎛ Hsoil ⎞0.893
× M−0.032 ⎛⎜ ⎟ ⎜ ⎟
This study provides a useful reference for the practical seismic de-
⎝ ρsoil ⎠ ⎝ l p ⎠ (11) sign of pile-raft-superstructure systems constructed on soft clay de-
posits. The findings drawn from the present study may be only valid for
wherein Mmax, 0 is the predicted maximum pile bending moment for
pile-raft-superstructure systems subjected to small to moderate far-field
pile foundation supporting a pure raft, same as that defined in Eqs. (3)
ground motions, where the pile-raft-superstructure systems can still be
and (4);
modelled by linear elastic materials. Future studies can be performed to
further examine the seismic response of the pile-raft-superstructure
Araft is the area of raft footprint;
systems when strong ground motions, more sophisticated super-
Hsoil is the thickness of soil;
structure and plastic deformation of the pile-raft-superstructure systems
M is the slope of critical state line, which can be expressed as M =
are taken into consideration.
6sinϕ/(3-sinϕ) (ϕ is the effective internal friction angle of soil);
ρpile and ρsoil are the densities of the pile and soil, respectively;
Acknowledgements
Gsoil is the average maximum soil shear modulus which can be re-
presented by the following equation:
The first author is grateful to Associate Professor Siang Huat Goh,
Hsoil
∫0 Gmax dz Professor Fook Hou Lee and Assistant Professor Subhadeep Banerjee for
Gsoil = their invaluable guidance and help in centrifuge and numerical mod-
Hsoil (12)
elling of soil-structure systems subjected to seismic base shakings. The
where Gmax is the depth-dependent maximum or small-strain shear centrifuge tests were carried out with the support and assistance of the
modulus of the soil, which can be obtained from Eq. (2). technical staff at the Centre for Soft Ground Engineering, NUS.
Apart from the three factors as those considered in this study, five
more factors namely pile length, soil stiffness, soil frictional angle, soil References
thickness and pile density were considered in Eq. (11).
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