Professional Documents
Culture Documents
By JAN W. HERLINGER
Example I
Progressions from the Lucidarium
$0
ginI 0 m :ama T
W-V. • -• a
•.•• .
Example 2
(a) Anon., Quis est iste, mm. i-8
gieuses pour le temps oi0 elles ont ete imagindes. Elles semblaient devoir crier
immediatement une nouvelle tonalitd; mais trop prematurees, elles ne furent point
comprises par les musiciens, et resterent sans signification jusqu'a la fin du seizieme
siecle"; August Wilhelm Ambros, Geschichte derMusik, 3rd ed., 5 vols. (Leipzig, I887-
1911), II, 431: "Diese fruchtbaren Ideen [concerning chromaticism] blieben unbeach-
tet"; Hugo Riemann, Geschichteder Musiktheorieim IX.-XIX. Jahrhundert,2nd ed.
(Berlin, 1921; repr. Hildesheim, 1961), p. 136, corresponding to Riemann, Historyof
Music Theory,BooksI and II, trans. Raymond H.PHaggh (Lincoln, Neb., 1962), pp.
112-13: "Marchettus himself, incidentally, proves to be a daring innovator, because
he is the first to allow chromatic progression of the voices, which he defends
intelligently. In this he is far ahead of his time."
4 Kurt von Fischer and F. Alberto Gallo, eds., Italian SacredMusic, Polyphonic
Music of the Fourteenth Century, XII (Monaco, 1976), p. 1I4; originally published in
Giuseppe Vecchi, ed., Ufici drammaticipadovani, Biblioteca dell'archivum romani-
cum, Series I, XLI (Florence, 1954), pp. io8, IIo. The same examples are given by
Pirrotta, "Marchettus de Padua," p. 65. An additional chromatic example (which,
however, does not match Marchetto's progressions so closely) appears in Uffici
drammaticipadovani, p. 63.
F. Alberto Gallo reported the discovery of archival references to Marchetto's
activity at the cathedral of Padua between 1305 and 1307; see "Marchetus in Padua
und die 'franco-venetische' Musik des friihen Trecento," Archivfiir Musikwissenschaft,
XXXI (i974), 42-43.
MARCHETTO'SDIVISION OF THE WHOLE TONE 195
attributed to Marchetto shows augmented melodic intervals (Example
3)-s Nino Pirrotta has called Marchetto's interest in chromatic alter-
ation "the reflection in theory of the taste for chromaticism which is
one of the most marked characteristics of Italian music of this time."
Example 3
Marchetto, Ave regina/ Materinnocencie,mm. 1-8, 73-78
(a) mm. I-8
[Virga pu-] ri - - - - ta
S - -t - tis.
r
s Von Fischer and Gallo, eds., Italian SacredMusic, pp. 129-31. The editors
propose chromatic solutions for musicafictaproblems in mm. 46-49 and 59-62.
Gallo convincingly justifies his attribution of the piece to Marchetto with the
discovery of the acrostic "Marcum Paduanum" in the text of the duplum; see
"Marchetus in Padua," pp. 44-48.
196 SOCIETY
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8. - - -
"the replacement of one syllable with another under the same letter
and on the same pitch,"7 a procedure that makes no allowance for
chromatic progressions; theorists, moreover, often proscribed such
progressions explicitly: "Thefa of Bb may not be mutated to the mi of
B4!or vice versa-on that particular note or on any other."' Retainring
the traditional definition of mutation, Marchetto coined a new term,
"permutation," to designate the chromatic change fromfa to mi on a
single note (e.g., Bb to B or FO to F#) or vice versa: "Permutationis a
change in the name of a syllable or note lying in the same space or on
7 "Mutatio nihil aliud est quam dimissio unius vocis propter aliam sub eodem
signo et sub eodem sono." Johannes de Garlandia (?), Plana musica,Paris, Biblio-
theque nationale, MS lat. 18514, fol. 9or. From the subsequent discussion it is clear
that the word signummeans "letter" for the author of this treatise. The definition of
mutation in the IntroductiomusicaesecundumMagistrumde Garlandia,published in
Edmond de Coussemaker, ed., Scriptorumde musicamediiaevi nova seriesa Gerbertina
altera (this collection is henceforth cited as CS), 4 vols. (Paris, I864-76), I, I6oa, is
substantially the same.
8 "Fa, quod est in I fa acuto, non potest mutari in mi, quod est in ? mi acuto, nec e
converso (in his et in omnibus aliis clavibus)"; Hieronymus de Moravia O.P.,
Tractatusde musica,ed. Simon M. Cserba, Freiburger Studien zur Musikwissenschaft,
2nd Series, II (Regensburg, 1935), p. 49. Earlier prohibitions appear in "Odo,"
Musicaeartis disciplinae(GS, I, 268a), and Guido, Micrologus8. I 2 (GuidonisAretini
Micrologus,ed. Joseph Smits van Waesberghe, Corpus scriptorum de musica, IV
[Rome, 1955], p. 124).
9 "Permutatio est variatio nominis vocis seu notae in eodem spatio seu linea in
diverso sono"; Lucidarium8. 2 (GS, III, 89ab). Marchetto's definition of mutation:
"Mutation is a change in the name of a syllable or note lying in the same space or on
the same line and with the same pitch." ("Mutatioest variatio nominis vocis seu notae
in eodem spatio, linea & sono.") Lucidarium8. 3 (GS, III, 90oa).
0oConsidering that a melody may fail to achieve the prescribed limits of its mode
or may exceed them, and may show characteristics of its plagal or authentic
counterpart or of some other mode altogether, Marchetto devised a constellation of
terms to account for such cases: modes, he said, may be perfect, imperfect,
pluperfect, mixed, or mingled ("perfecti, imperfecti, plusquamperfecti, mixti, et
commixti"); Marchetto's treatment of the modes appears in Treatises IX-XIII (GS,
III, 95-119). On Marchetto's theory of modes, see Beate Regina Suchla, Studienzur
Provenienzder Trecento-Ballata,G6ttinger musikwissenschaftliche Arbeiten, VI (Kas-
sel, 1976), pp. 59-00oo;on the influence of these theories, which extended into the
sixteenth century, see Klaus Wolfgang Niem6ller, "Zur Tonus-Lehre der italien-
ischen Musiktheorie des ausgehenden Mittelalters," KirchenmusikalischesJabrbuch, XL
(1956), 23-32.
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Observing duple division of the breve, Marchetto not only developed a system of
notation for duple meter, but differentiated between French and Italian practice;
Pomerium(Marchetide Padua Pomerium,ed. Giuseppe Vecchi, Corpus scriptorum de
musica, VI [Rome, 1961], pp. 157-80). The Pomeriumis the earliest datable treatise
dealing with imperfect meter.
" For a list of these manuscripts see Herlinger, "Lucidarium," pp. 57-59.
12Some of these are discussed by Marie Louise Martinez-G6llner, "Marchettusof
Padua and Chromaticism," L'arsnova italiana del trecento,III (Certaldo, 1970), 187-
202. See also nn. 30, 43, 48, 49 below.
13 Marchetto's demonstration of the division of
the whole tone, Lucidarium2. 4-5
(GS, III, 70-73), is analyzed in detail, with specific references to the writers named,
in Herlinger, "Lucidarium,"pp. i6-40. See also Giuseppe Vecchi, "Primo annuncio
del sistema proporzionale di Marchetto in un passo del Lucidarium,"Quadrivium,IX
(1968), 83-86.
Marchetto shows his Pythagorean bias most clearly when he treats musical reality
as founded on numerical relationships and numerological considerations: "It is certain
that music consists in notes, and notes in numbers; therefore the relationships
obtaining among notes will be like those obtaining among numbers." ("Certum est,
quod ipsa musica est de notis, & ipsae notae sunt de numeris; ita erit ergo de ordine
ipsarum notarum, sicut est de numeris.") Lucidarium9 (GS, III, 96ab).
'4 Lucidarium,Epistola(GS, III, 65b); cf. Pomerium1. 6 (Vecchi ed., p. 36).
DIVISIONOF THE WHOLETONE
MARCHETTO'S 199
towardPythagorean views;andexplainfinallyhowhisdivisionof the
toneintofifthsbecamea turningpointin thehistoryof musictheory.
"Truthis containedin numbers,"
astheninth-century
commenta-
tor Remi d'Auxerreobserved;this sentence,paraphrased
in the
Lucidarium,5sis the tenor on which Marchetto builds the argument
demonstrating his division of the whole tone. He begins that argu-
ment by positing an association between the generation of numbers
and the division of a continuum-here borrowing a passage from
ed. Gottfried Friedlein (Leipzig, 1867), p. 193: "A line that is continuous is always
divisible to infinity . . . wherefore number always increases to infinity, continuous
quantity is diminished to infinity." ("Linea enim, quae continua est, in infinita
semper partitione dividitur. .... Quocirca numerus semper in infinita crescit,
continua vero quantitas in infinita minuitur.")
For a history of the association of the generation of numbers with the division of a
continuous quantity, see Pierre Duhem, LeSystemedu monde, vols. (Paris, 1913-59),
io
I, 177-80;, VII, 20-88.
17 Lucidarium2. 4 (GS, III, 71b): "Quia in numero novenario consistat perfectio
divisionis continui et partium [GS: continuarum partium] . . . ." ("Because the
perfection of the division of the continuum and its parts consists in the number
9 . . .")
" In associating the number 9 with perfection, Marchetto stands in the
mainstream of Pythagorean numerology. Cf. for instance Martiani Minnei Felicis
CappellaeDe nuptiisPhilologiaeet Mercuriilibri IX , ed. Adolf Dick (Stuttgart, 1925),
p. 375, and Remi's comment on that passage, MartianusCapella375. Io, 12, 16, 19
(Lutz ed., II, i94-95).
18 Lucidarium2. I (GS, III, 70a): "Dicit enchiridion Ubaldi [i.e., Musicaenchiriadis
9 (GS, I, I59a)], quod tonus est legitimum spatium a sono in sonum."
19The association of the whole tone and the number 9 no doubt arose from the
fact that the string of the monochord is divided into nine parts-of which eight are
then taken-to produce the whole tone.
MARCHETTO'SDIVISION OF THE WHOLE TONE 20I
esse debeant inaequales, ita quod alternative remaining is that its [two]
unus [GS: una] sit prima pars; de segments must be unequal, so that
uno ad tres, secunda; de tribus ad [the even numbers having been omit-
quinque, tertia; de quinque ad sep- ted from consideration] I is its first
tem, quarta; de septem ad novem, part; from I to 3, the second; from 3
quinta; & talis quinta pars est quin- to 5, the third; from 5 to 7, the
tus numerus impar totius novenarii. fourth; and from 7 to 9, the fifth; and
Sic patet, quod tonus non potest this fifth part is the fifth odd number
habere nisi quinque partes, neque of the whole 9. Thus it is manifest
plures neque pauciores; ita quod that the whole tone can have only
Deinde tonus per naturamsui in Then the whole tone, by its na-
duo dividi sibi aequa non poterit: ture, cannot be divided into two
cum enim ex novenarionumerocon- equal parts, since it consists in the
stet, novemautemnumquamaequa- number9, and 9 can neverbe divid-
liter dividantur,tonus in duas dividi ed into [two]equalparts:it is impos-
medietatesrecusat.22 sible to divide the whole tone into
equal halves.
22
MacrobiiAmbrosiiTheodosiiCommentariiin CiceronissomniumScipionis2. I. 22, ed.
Ludwig
23
Jan (Quedlinburg and Leipzig, 1848), pp. 135-36.
Remigius, MartianusCapella44. i i(Lutz ed., I, 149). The words in capitals are
from Martianus Capella, De nuptiisPhilologiaeet Mercurii,on which Remi comments.
Marchetto quotes this passage in the Lucidarium6. 3 (GS, III, 85a). Cf. Martianus
Capella370. 4 (Lutz ed., II, 188): "VIRILIS EST quia non potest dividi. Femineus
sexus recipit quasi sectionem. Omne quod dividitur in duas partes secabiles femi-
neum dicitur." ("IT IS MASCULINE because it cannot be divided. The female sex
admits division, as it were. Everything that is divided into two parts is said to be
feminine.")
MARCHETTO'S DIVISION OF THE WHOLE TONE 203
odd numbers, I, 3, 5, 7, 9 to show that the tone must have five parts--
and thus to justify his own system of tone division.
Why does Marchetto need such a complex argument to prove that
the whole tone has five parts? What, indeed, is his purpose in dividing
the tone into five parts?
The basic medieval scale in Pythagorean tuning, with intervals measured in cents
C 204 D 204
E F 204
G 204
A gB
90 B 90 C
90 xx4
There can be little doubt that Marchetto intends his enharmonic
Example 5
Marchetto's enharmonic and diatonic semitones
A k L
• u u •
Traditionally, the whole tone was divisible only into limma and
Example 6
Marchetto'schromatic semitone and diesis
--- -
N A'sNi
i
When is the division of the whole tone into chromatic semitone and
diesis preferable to the division into diatonic and enharmonic semi-
tones?
28
"Chromaticumsemitonium est id, quod de quinque diesibus, quas habet tonus,
quatuor comprehendit, &, ut praedicitur, semper cum diesi tonum perficit....
Prima pars toni sic divisi, si per ascensum fiat, erit maior, quae dicitur chroma: pars
quae restat, diesis est, ut hic [Example 6]." Lucidarium2. 8 (GS, III, 74b).
206 JOURNAL MUSICOLOGICAL
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It is in caseswherethirds,sixths,andtenthsproceedto perfect
consonances,of course, that theoristsgenerallycall for musicaficta
to
introducea leadingtone and thus bringaboutthe closestapproach
froman imperfectconsonance to a perfectone. ButMarchettois the
firstwriterto advocatea leadingtoneraisedbeyonditsnormalpitch--
a practicepossiblyas commonin his timeas it is in ours.30
theLucidarium,
shows.31Directchromaticism
andtheintroduction
of
an unusually narrow semitone are closely related, however: both
represent an intensificationof normal musicaficta practice. The
applicationof the "closestapproach"principleprovesstrongenough
to overridethe traditionalproscriptionof directchromaticprogression
and leads to the use of an interval smaller than the minor semitone so
that the imperfectconsonanceis yet more closely assimilatedto the
perfectone towardwhich it tends.32
lt--IP
The whole tone . .. is not divisible into any numberof equal parts:
neither into two halves nor three thirds nor four fourthsnor five fifths
norsix sixths, andso forth. For no superparticularproportionis divisible
into equal parts;thereforethe sesquioctaveproportionis not so divisi-
ble and, consequently,neitheris the whole tone.36
36 "Tonus . . nullo modo diuisibilis est in partes equales quoniam nec in duas
medietates nec in tres tercias nec in quatuor quartas nec in quinque quintas nec in sex
sextas et sic ultra. Nam nulla proportio superparticularisin discretis diuisibilis est in
partes equales quare nec nec [sic] proportio sexquioctaua et per consequens nec
tonus." D. Raffaello Baralli and Luigi Torri, "Il 'Trattato' di Prosdocimo de'
Beldomandi contro il 'Lucidario' di Marchetto da Padova," Rivista musicaleitaliana,
XX (1913), 743. The reference to Marchetto's "errors, evils, and falsehoods" ("mala
atque falsa et in musica erronea") is found on p. 731.
37 In a chapter entitled "On the proportions of the whole tone, the enharmonic
semitone, and the diatonic semitone" (Lucidarium2. 9; GS, III, 75ab) Marchetto
defines the enharmonic semitone/minor semitone/limma as the ratio 18:17 and the
diatonic semitone/major semitone/apotome as the ratio 17:16, definitions which
would produce semitones quite different in size from those based on fifths of tones. In
this passage Marchetto seems not so much to be describing the actuality of a musical
system as attempting in yet another way to justify his semitones on Pythagorean
grounds: he attempts to grant them a degree of legitimacy by founding them on
superparticularratios, which-along with multiple ratios-the Pythagoreans regard-
ed as having primacy over the others. Marchetto, in fact, here paraphrases the
staunchest representative of the Pythagorean tradition, Boethius (Musica I. 16;
Friedlein ed., pp. 202-203).
On the special properties of superparticularand multiple ratios, see Boethius, De
musica1. 6 (Friedlein ed., pp. 193-94) and Edward A. Lippman, MusicalThoughtin
Ancient Greece(New York and London, 1964), p. 154.
38 Marchetto defines the whole tone as 9:8 in Lucidarium 2. 3 (GS, III, 7ob), 2. 4
210 JOURNALOF THE AMERICANMUSICOLOGICALSOCIETY
drewthe distinctionmoreacidly:
JohannesAffligemensis
Nor, it seems, shouldwe omit thatthe musicianandthe singerdiffernot
a little from one another. Whereas the musician always proceeds
correctlyand by calculation,the singerholdsthe rightroadintermittent-
ly, merely throughhabit. To whom then should I better comparethe
singerthanto a drunkenman who does indeedget home but does not in
the leastknowby what pathhe returns.Yet even a mill wheel sometimes
Erich Reimer has shown that for medieval theorists the essential
demarcation between musicians and singers was drawn not between
theorists and performers-as Boethius had it-but between perform-
ers whose practice is rationally founded and performers who proceed
by rote, lacking true understanding of what they do.42 By calling
Marchetto a "simple performer" Prosdocimo clearly meant to rank
discrepant. Nam cum musicus semper per artem recte incedat, cantor rectam
aliquotiens viam solummodo per usum tenet. Cui ergo cantorem melius compara-
verim quam ebrio, qui domum quidem repetit, sed quo calle revertatur penitus
ignorat? Sed et molaris rota discretum aliquando reddit stridorem, ipsa tamen quid
agat nesciens, quippe quae res est inanimata."Johannes Affligemensis, Musica2. 8-I I
(Smits van Waesberghe ed., p. 52). English translation from Hucbald,Guido,andJohn
on Music, trans. Warren Babb, ed. Claude V. Palisca (New Haven and London,
1978), p. 105.
42 "Uberblickt man die unterschiedlichen
Fassungen der musicus-cantor-Dichoto-
mie, so ist festzustellen, dass diese simtlich insofern von Boethius abweichen als in
ihnen die entscheidende Trennungslinie nicht mehr zwischen Theorie und Praxis
gezogen wird, sondern zwischen rational fundierter und gewohnheitsmassiger Musik-
ausubung." Erich Reimer, "Musicus und Cantor: Zur Sozialgeschichte eines musika-
lischen Lehrstiicks," Archivfiir Musikwissenschaft,XXXV (1978), 17. The reference to
Boethius concerns MusicaI. 34 (Friedlein ed., pp. 223-25; translated in Strunk, Source
Readings,pp. 85-86).
Edward E. Lowinsky earlier showed the same to be true of Renaissance theorists,
exemplified by Tinctoris; see his "Music of the Renaissance as Viewed by Renais-
sance Musicians," in TheRenaissance Imageof Man and the World,ed. Bernard O'Kelly
(Columbus, Ohio, 1966), p. 140.
43 Even Prosdocimo, who attacked Marchetto's mathematics so bitterly, found his
discussion of the practice of plainchant exemplary: "He wrote many things in the
Lucidariumthat he misunderstood, and that are false. From the beginning of the
Lucidariumto about the middle he designed to touch upon some points in the theory of
music, a theory he misunderstood completely; but from roughly the middle to the
end, where he turned to the practice of plainchant, he wrote uncommonly well, so
that there he was beyond reproach." ("Multa namque scripsit in suo Lucidario quae
ignorabat et falsa. A principio namque Lucidarii usque circa medium tangere voluit
aliqua in theorica musicae, quam theoricam totaliter ignorabat. Sed a circa medium
usque ad finem, ubi se transtulit ad practicam musicae planae, scripsit egregie, sic
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It is significant,
too, thatMarchetto's
proposalseemsto havebeen
promptedby the desireof a to makeproblemsof tuning
choirmaster
to
readilycomprehensible performing musicians.EdwardLowinsky
has describedthe transitionfrom medievaltheoryto that of the
Renaissancein these words:
The stage moves from the quiet monasticcell, in which most medieval
workson music were conceived,to the noisy placesof musicalperform-
ance, the choirloft,the rehearsalroomsof town musicians,the houseof
Duke University
Royale, II 785, fol. 13v, an Italian source of the late fifteenth century. I discuss the
contents of this manuscript in an article, "A Fifteenth-Century Compilation of Music
Theory," to appear in Acta musicologica.
Fractional division of the whole tone had, of course, been proposed by Aristox-
enus (fourth century B.C.) in a system that Boethius transmitted with obvious
disapproval; theorists of the Middle Ages, inclining-with Boethius-toward the
Pythagorean view, typically rejected Aristoxenus' system. Marchetto never mentions
the name of Aristoxenus, though the great number of his references to Boethius
suggests that he knew the Greek theorist's system. On Aristoxenus, see Richard C.
Crocker, "Aristoxenus and Greek Mathematics," in Aspectsof Medievaland Renaissance
Music:A BirthdayOfering to GustaveReese,ed. Jan LaRue (New York, 1966), pp. 96-
i io. On the reception of Aristoxenus in the Renaissance, see Lowinsky, "Adrian
Willaert's Chromatic 'Duo' Re-examined," pp. 7-13.
50 Lowinsky, "Music
of the Renaissance," p. i30.
51 In this respect Marchetto anticipated Zarlino, who declared that the theoreti-
cian can never put into practice anything he has newly discovered without the help of
the artisan, or of a "tool": for such speculation, even if it should not be in vain, will
appear fruitless if it is not led back to its ultimate goal, which is the exercise of the
human voice and of instruments ("non pu6 lo Speculativo produrre cosa alcuna in
atto, che habbia ritrovato nuovamente, senza l'aiuto dell'artefice overo dell'istru-
mento: percioche tale speculatione, se bene ella non fusse vana, parrebbe nondimeno
senza frutto, quando non si riducesse all'ultimo suo fine, che consiste nell'essercitio de
naturali et arteficiali istrumenti"). Istitutioni harmoniche(Venice, I573; repr. ed.,
Ridgewood, N.J., 1966), p. 26, quoted by Reimer, "Musicus und Cantor," p. 24.