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Neurophysiological Evidence of Auditory Channel

Anomalies in Developmental Dysphasia


Gerry A. Stefanatos, DPhil; Gary G. R. Green, DPhil, BM, BCh; Graham G. Ratcliff, DPhil

\s=b\ Steady-state auditory evoked re- tellectual subnormality, or psychiatric clinical populations with normal lan¬
sponses to frequency-modulated tones disorder.1 Several studies directed at guage development.12 Moreover, there
were obtained from normal children and uncovering a basis for the disorders appears to be no convincing corrobo¬
two groups of children with developmental have shown that many of these chil¬ rative evidence available from neuro-
language disorders (developmental dys- dren have particular difficulty in dis¬ physiological studies employing corti¬
phasia). Children with predominantly ex- criminating speech sounds distin¬ cal auditory evoked response tech¬
pressive language impairment produced guished acoustically by rapidly chang¬ niques to support the view that
responses not different from normal chil- ing frequency structure,25 but the disturbances of auditory processing
dren, while children with primary receptive nature of this problem and its rela¬ systematically exist in developmental
language impairment produced responses tionship to impaired language devel¬ dysphasia, let alone that an auditory
that were markedly diminished, even ab- opment is controversial. According to disorder is primary. Cortical auditory
sent. This occurred in recordings from one view, this apparent perceptual dif¬ evoked responses recorded at the ver¬
either cerebral hemisphere and at mean ficulty is simply one manifestation of a tex frequently show thresholds, ampli¬
frequency-modulation depths ranging higher-order failure in the develop¬ tudes, and latencies that are within
from \m=+-\20 to \m=+-\100Hz. Pathophysiology of ment of linguistic abilities concerned normal limits,13·14 although abnormal
auditory mechanisms concerned with fre- with the phonological and syntactic waveform morphology has been noted
quency-modulation analysis are particu- processing of speech and can thus be over temporal areas of the left cerebral
larly associated with receptive develop- regarded as a consequence of the lan¬ hemisphere.15
mental language impairment and may un- guage disorder.6·7 An alternative view, A critical feature of the evoked re¬
derlie associated difficulties in speech however, suggests that the problem is sponse studies to date is that they have
perception. attributable to deficient auditory tem¬ uniformly employed acoustically
(Arch Neurol. 1989;46:871-875) poral processing since developmental steady-state stimuli, such as pure-tone
dysphasics are also impaired in the bursts, and since the behavioral evi¬
perception of rapidly changing non- dence suggests that the perceptual def¬
"Tievelopmental dysphasia refers to a speech sounds.1·810 Such a basic audi¬ icits in dysphasics are related to pro¬
collection of disorders in children tory problem, it has been argued, could cessing rapidly changing frequency in¬
characterized by severe retardation of underlie their language impairment formation, these stimuli may not be
language development in the absence by impeding the process by which lin¬ sufficiently sensitive or, indeed, neuro-
of clear causal factors such as hearing guistically important acoustic cues in biologically appropriate probes. Ani¬
loss, gross neurological disability, in- the speech signal are encoded. Clearly, mal neurophysiological studies, for ex¬
this question has important implica¬ ample, have demonstrated that a sig¬
tions for the understanding and treat¬ nificant population of neurons in the
Accepted for publication February 6, 1989. ment of the disorders. central auditory system are relatively
From the Neuropsychology Unit, Oxford (En- The auditory hypothesis has been unconcerned with steady-state stimuli
gland) University Department of Clinical Neurol- criticized because, as a unitary expla¬ such as pure tones but are pref¬
ogy, Radcliffe Infirmary, Oxford (Dr Stefanatos),
and the Department of Physiological Sciences, nation, it does not account well for the erentially activated by tones with
The Medical School, University of Newcastle upon
Tyne, Newcastle, England (Dr Green); and the
diversity of manifestations of lan¬ stimulus characteristics that are

Departments of Neurology, Psychiatry, and Psy- guage impairment in developmental temporally varying such as modula¬
chology, University of Pittsburgh (Pa) (Dr Rat- dysphasia11 and because poor perfor¬ tions in frequency.1618 Analogous fre¬
cliff). Dr Stefanatos is now with the Medical Col- mance on behavioral measures of au¬ quency modulation—sensitive mecha¬
lege of Pennsylvania, Philadelphia. ditory temporal processing may, in- nisms have also been observed in the
Reprint requests to the Division of Child Psy- some instances, be related to factors human auditory system1921 and have
chiatry, Medical College of Pennsylvania, 3200 other than language impairment since been distinguished from neurophysio¬
Henry Ave, Philadelphia, PA 19129 (Dr
Stefanatos). deficits have also been observed in logical mechanisms selectively respon-

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sive to amplitude modulations in
sound.
It has been suggested that frequency
modulation—sensitive mechanisms
subserve the analysis of frequency
transitions in temporally complex Mean
Modulation
sounds, including speech.2224 It seemed Depth, Hz
to us that dysfunction of these mecha¬
nisms may be a possible physiological
basis for the perceptual difficulties ob¬
served in children with developmental 1 kHz
dysphasia, and this may be detect¬ -

able through examination of cortical


evoked responses to frequency modu¬
lations in sound. We, therefore, exam¬
ined responses evoked by tones whose I-250 -1 Time, ms
frequency was modulated at 10 Hz, a
rate that falls within a range relevant
to the phonetic analysis of speech.24 EDD RDD
Since traditional transient cortical 1
evoked responses diminish greatly at Mean
Modulation
frequency-modulation rates greater Depth, Hz
than about 1 Hz, we employed a re¬
cently developed steady-state auditory
evoked response technique that allows
±20
s^W
the study of neural responses to tones
frequency modulated at more rapid
rates.25 We studied these responses in
developmentally dysphasic children :60
with and without severe receptive lan¬
guage impairment and in a group of
normal children.
SUBJECTS AND METHODS

Twelve children with developmental dys¬


±100
phasia (ages 11 to 16 years) with normal
hearing thresholds and normal-range non¬
verbal intelligence (IQ, >85) were divided
\S^>
into two equal groups on the basis of their
speech and language profiles. A group with
expressive developmental dysphasia con¬ Control
sisted of children whose core symptom was
severe difficulty in producing spoken lan¬
Condition
(No Response)
<^=^
guage. Their expressive language was syn¬
tactically impoverished and their phonemic
productions were marked by omissions, Fig 1.—Top, Schematic diagram of the temporal characteristics of frequency change in the fre¬
distortions, and substitutions. Language quency-modulation stimuli. The tones vary in frequency around the carrier (1 kHz) in a sinusoidal
comprehension was relatively spared, with fashion 10 times per second, corresponding to the frequency-modulation rate. The size of these
problems becoming apparent predomi¬ frequency deviations (the modulation depth) varies sinusoidally 4 times a second, corresponding
nantly for long or complex sentences. Thus, to the depth-modulation waveform, and it is to this envelope that the responses are locked (indi¬
their expressive disabilities formed their cated by the arrows and superimposed response). Note that the amplitude of the tone is constant;
primary problems with language. A group it is the amplitude of the frequency change that is varying according to the depth modulation
of children with receptive developmental waveform. Responses are approximately periodic, with a maximum frequency component at 4 Hz.
dysphasia displayed primary problems in Bottom, Examples from each group of evoked responses to frequency-modulated tones with ± 20,
understanding language. They exhibited ± 60, and ± 100 Hz mean modulation depth recorded from the left and right cerebral hemisphere.
marked difficulties in decoding the phono¬ For the control condition responses, subjects listened to a 1-kHz pure tone. These represent "no
logical and syntactic structure of language, response" since no frequency modulations occur in this stimulus. NL indicates normal language;
resulting in gross language comprehension EDD, expressive developmental dysphasia; and RDD, receptive developmental dysphasia.
deficits, which, because of the developmen¬
tal nature, were associated with concomi¬
tant expressive language difficulties. These
groups would correspond to the mixed pho¬ pendent waveform generators and a four- late the depth of a 10-Hz sine wave. The re¬
nological-syntactic syndrome and verbal quadrant multiplier.27 The tones generated sultant waveform was then used to
auditory agnosia of Rapin and Allen,26 re¬ were composed of three component wave¬ frequency modulate a 1-kHz pure-tone car¬
spectively. A group of 6 age-matched nor¬ forms combined to form a 1-kHz tone, fre¬ rier. The depth modulation waveform
mal control children, with no history of quency modulated at a rate of 10 Hz, where therefore defines the envelope of the fre¬
neurological, audiological, or language dis¬ the depth of modulation varied sinusoidally quency modulation (Fig 1). In this experi¬
ability, were also tested for comparison between a pure tone and a fully frequency- ment, the mean modulation depth was var¬
purposes. modulated one, four times a second. This ied by ±20, ±60, and ±100 Hz to compose
The stimuli were continuous frequency- was accomplished by using a 4-Hz sinusoi¬ three experimental conditions. Mean mod¬
modulated tones, generated by an audio dal waveform, termed the "depth modula¬ ulation depth is defined as half the maxi¬
signal generator consisting of three inde- tion waveform," to 100% amplitude modu- mum deviation in frequency around the

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nl
+ 180°
Hi EDD
RDD

>
a.

1 -
er

180°
±20 ±60
J L
Control Mean Modulation Depth, Hz

Fig 2. Histograms represent the mean response magnitudes for each group at each modulation depth examined: NL indi¬
cates normal language; EDD, expressive developmental dysphasia; and RDD, receptive developmental dysphasia. The as¬

sociated error bars represent the SD of the phase of responses at the various frequency-modulation depths.

carrier (1 kHz). The average evoked re¬ phones with a flat frequency response over For purposes of statistical analysis,
sponse to these stimuli has the same fre¬ the frequency region tested. the magnitude of the 4-Hz component
quency as the depth modulation waveform was computed from the Fast Fourier
RESULTS
(4 Hz) and is time locked to its envelope.25 Transform of each response and sub¬
The responses are contingent on the analy¬ Representative responses for each jected to a three-way ANOVA (group
sis of the instantaneous frequency changes group, for each modulation depth, are by cerebral hemisphere by frequency-
of the tones. Accordingly, a continuous tone
without the frequency changes does not represented in Fig 1. It can be seen that modulation depth). The analysis con¬
in the control condition using the pure- firmed the highly significant differ¬
produce a significant response at 4 Hz.
Differential recordings from the left and tone stimulus, responses were flat and ence between groups (f[2,15] 62.64,
=

right cerebral hemispheres were obtained without consistent or substantial spec¬ < .001), which was readily apparent
with chlorided silver disk electrodes, placed tral peaks. There did not, therefore, from visual inspection. There was also
on F3 and F4 of Jasper,28 each referred to appear to be phase locking of the elec¬ a significant effect of frequency-modu¬
their respective ipsilateral mastoid, with a troencephalogram to the sampling pe¬ lation depth (f[2,39] 8.54,
= < .01)
common ground on the forehead. These riod. Since these potentials represent and a significant group by fre¬
sites span primary auditory cortical areas the averaged activity of the electroen¬
and have previously been used with normal quency-modulation depth interaction
adult subjects.29 Signals from each side of cephalogram when no frequency mod¬ (f[4,30] =4.16, < .05). The main effect
the head were amplified (system gain, ulations are present in the stimulus, of cerebral hemisphere was not signif¬
25 X 10"), and band-pass filtered between 2 they can be regarded as a "no icant. Comparing the means defined by
and 10 Hz, before entering the analog- response" condition. Responses to the the interaction, t tests indicated that
to-digital converter of a minicomputer (In¬ frequency modulated tones in the nor¬ subjects in the group with receptive
tertechnique Multi-20). Trigger pulses, mal group and expressive developmen¬ developmental dysphasia had exceed¬
used to initiate the acquisition of 250-milli- tal dysphasic group are similar to ingly small mean response magni¬
second samples of electroencephalographic those obtained in normal adults, ap¬ tudes, compared with both the normal
activity by the computer, were locked to the proximating sinusoids with a fre¬ group and the group with expressive
depth modulation waveform and thus oc¬
curred every 250 milliseconds. Acquisitions quency of 4 Hz and with consistent developmental dysphasia, across all
containing artifact (>50 u\) were rejected. phase characteristics. Responses of modulation depths examined. The
Response acquisition occurred continu¬ the receptive developmental dysphasic enormous gap between the profiles of
ously, so the averaging epoch was also 250 group, however, deviated markedly the mean response magnitudes of the
milliseconds. Eight hundred acquisitions from this pattern: their responses did receptive developmental dysphasic
were summed to produce an average evoked not have the characteristically large group and the normal and expressive
response and three responses were obtained 4-Hz frequency component or a con¬ dysphasic group is depicted in the his¬
for each frequency-modulation depth. To sistent phase of that component. In¬
obtain artifact levels, a control condition
tograms in Fig 2. The effect of modu¬
was introduced in which responses were
deed, their responses to the frequency- lation depth can be seen in the decreas¬
modulated tones were much like the ing pattern of means from ±20 to
also obtained using a 1-kHz continuous
pure-tone stimulus and the same sampling
control responses of each group. This ±100 Hz. There were no significant
parameters. All stimuli were delivered bin- suggests that the frequency-modu¬ differences between the normal group
aurally at 60 dB above audiometrie thresh¬ lated tones used herein did not evoke a and the group with expressive devel¬
olds through a pair of calibrated head- detectable response in these children. opmental dysphasia at any modulation

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depth. The group by frequency-modu¬ only in children with receptive devel¬ guistic studies that have shown that
lation depth interaction is clearly seen opmental dysphasia. These children linguistic deficits analogous to those
as the different rates of decline of re¬ might therefore be expected to experi¬ postulated by Cromer to underlie re¬
sponse magnitude in the three groups ence prominent auditory perceptual ceptive developmental dysphasia can
across the three frequency modulation difficulties when required to process be observed in the linguistic perfor¬
depths. In the normal group, the re¬ rapid frequency changes, and their mance of the profoundly deaf.34 Clearly
sponses at ±20 Hz are significantly problems with speech may be only one then, these linguistic deficits alone are
greater than at ±60 or ±100 Hz manifestation of this problem. Their not indicative of primary receptive
(P < .01 for both), while in the expres¬ difficulties may be particularly evident language impairment, since such dif¬
sive developmental dysphasic group or severe in the perception of speech ficulties can arise as secondary conse¬
the responses at ± 20 and ± 60 Hz were sounds characterized by rapid formant quences of peripheral auditory dys¬
significantly greater than responses at frequency transitions5 because these function.
±100 Hz (P<.05 and .01, respec¬ transitions often provide essential These results contrast with previous
tively). In the group with receptive de¬ cues for discrimination,3133 whereas cortical evoked potential studies,
velopmental dysphasia, response mag¬ the discrimination of many other en¬ which have not found remarkable dif¬
nitudes were consistently small and vironmental sounds can often be ac¬ ferences in the amplitude or latency of
did not vary significantly as a function complished by using other acoustic transient cortical evoked responses in
of frequency-modulation depth. cues that may be neurally encoded children with developmental dyspha¬
Means and SDs of the phase of the more adequately. Indirect support sia when compared with normal chil¬
4-Hz component of responses to each that children with receptive develop¬ dren or when subgroups are examined.
modulation depth for each group are mental dysphasia do have more gen¬ These investigations have illustrated
also depicted along side the histo¬ eral problems with frequency modula¬ that transient cortical responses are of
grams in Fig 2. It can be seen that the tion analysis may be evidenced by somewhat limited utility in the differ¬
phase of responses in the normal and their particularly poor performance on ential diagnosis of receptive develop¬
expressive dysphasic groups are simi¬ nonverbal tasks that implicitly require mental dysphasia, largely restricted to
lar and consistent. The phase of re¬ the analysis of frequency modulations. excluding hearing impairment and
sponses in the receptive group, how¬ It is possible, for example, that re¬ gross central auditory dysfunction as
ever, are extremely variable. Again, ported deficits in their ability to dis¬ causes of the language disorder. The
this is consistent with the interpreta¬ criminate the temporal order of rap¬ abnormal steady-state evoked re¬
tion that children with receptive de¬ idly presented tones differing in fre¬ sponses to frequency-modulated tones
velopmental dysphasia show no de¬ quency may lie, in part, in a frequency- were observed in receptive develop¬
tectable response to the frequency- modulation analysis deficit in this mental dysphasics without exception.
modulated tones used in this study. group, although, since this is a complex Consequently, this measure may pro¬
COMMENT
task, other factors may also determine vide a useful adjunct method of screen¬
performance. Such tasks place de¬ ing young children when there is some
The observed effects are not due to mands on a number of abilities includ¬ suspicion of primary receptive lan¬
the periodicity of the depth modula¬ ing attention, memory, associative guage impairment.
tion waveform. In a separate study,30 learning, and sequential response pro¬ It is significant that abnormal re¬
with the same groups, responses were gramming, among others. This may sponses were observed in the receptive
obtained to a 1-kHz pure tone 100% contribute to the nonspecificity noted developmental dysphasic group in re¬
amplitude modulated by a 4-Hz sinu¬ earlier of such tasks to developmental cordings from either cerebral hemi¬
soid. This stimulus was employed be¬ language disorders.12 sphere. This would suggest that the
cause the envelope defined by the stim¬ Several studies have suggested that underlying pathophysiology is imped¬
ulus and the response it produces are auditory perceptual deficits in children ing the elaboration of responses bilat¬
the same frequency as the envelope with developmental dysphasia are erally, but the level of the dysfunction
and response elicited by the frequency- epiphenomena of linguistic or cogni¬ remains difficult to specify. Arlinger et
modulated tones used herein. There tive processing deficits. Cromer,6 for al35 have determined through magnet¬
were no significant differences among example, has reported that children ic-field recordings that the neural gen¬
the three groups using such stimuli. It with receptive developmental dyspha¬ erators of cortical responses to fre¬
appears that envelope periodicity per sia are unable to abstract the hierar¬ quency modulations are localized in
se does not account for the poor re¬ chical structure of language and has the temporal lobes, and it seems possi¬
sponses to the frequency-modulated suggested that this deficit reflects a ble that bitemporal pathophysiology
tones of the group with receptive de¬ cognitive-linguistic impairment that may underlie the observed pattern.
velopmental dysphasia. Rather, it can readily explain some of their ap¬ This would be concordant with a single
seems that the crucial factor is the parent auditory processing deficits, as postmortem study36 of a child with
composition of the envelope, that is, well as their problems with the recep¬ "congenital aphasia" and severe recep¬
whether or not it is defined by rapid tion of speech. By contrast, our data tive language impairment that re¬
changes in frequency. There does not, suggest that an auditory deficit that vealed gross degeneration of the insula
therefore, appear to be a general inhi¬ occurs at the level of coding of sensory and temporal opercula bilaterally, ex¬
bition of rapid auditory processing, information, preceding the cognitive tending down to and including the me¬
resulting in generally poor steady- and linguistic processing of speech, is dial geniculate bodies. Both auditory
state auditory evoked responses, but fundamental in this group and con¬ nerves were apparently histologically
rather poor responses specifically to tributes significantly to the emergence intact. A recent cerebral blood flow
rapid frequency modulations in sound. of language deficits by impeding the study noted hypoperfusion over poste¬
Our analysis indicates that central perception of linguistically important rior sylvian regions bilaterally in a
auditory mechanisms concerned with acoustic features in speech. The pri¬ child with severe receptive problems
the analysis of rapid frequency modu¬ macy of the auditory disorder in these and a normal computed tomographic
lations in sound are grossly abnormal cases is also suggested by psycholin- scan, suggesting that dysfunction can

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be quite subtle.37 However, given the iology of central mechanisms con¬ separate processing channels involved
nature and paucity of the evidence, it is cerned with frequency-modulation in frequency- and amplitude-modula¬
not possible to discount a possible sub- analysis exists in receptive language- tion analysis and demonstrate that
cortical contribution that may serve to impaired children, and this represents these channels can be selectively im¬
degrade bilaterally the elaboration of a major impediment to language de¬ paired.
responses at the cortical level: neurons velopment; (3) poor steady-state audi¬
responsive insome fashion to fre¬ tory evoked responses appear to be ex¬
quency modulation are found through cellent neurophysiological markers of We thank Freda Newcombe, DPhil, the Neu¬
much of the upper central auditory receptive developmental dysphasia in ropsychology Unit, Department of Clinical Neu¬
nervous system.24 children. Furthermore, the results rology, Radcliffe Infirmary, Oxford, England, and
We conclude that (1) children with provide clinical evidence to support the Roy H. Kay, DPhil, the University Laboratory of
receptive developmental dysphasia suggestion that frequency-modulation Physiology, Oxford (England), for supporting this
differ significantly from those with project and allowing the use of facilities in their
analysis is critically involved in the laboratories. We thank W. John Bannister, for his
expressive developmental dysphasia auditory analysis of speech since ab¬ excellent technical assistance. We are also grate¬
and normal children in cortical re¬ normal cortical evoked responses to ful to John Lea, MSc, Moor House School, Oxted,
England, Sandya Naidoo, MA, Dawn House
sponses evoked by rapid frequency- frequency modulations are so strongly School, Mansfield, England, and Martin Roberts,
modulated tones; (2) a fundamental associated with severe speech recep¬ MA, Cherwell School, Oxford, England, for orga¬
auditory problem rooted in pathophys- tion problems. They also underline the nizing our testing of their pupils.

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