I. Leverage-expecting the profits made to be greater than the interest payable.

II. Capital Restructuring is a corporate operation that involves changing the mixture of debt
and equity in a company's capital structure. It is performed in order to optimize
profitability or in response to a crisis like bankruptcy, hostile takeover bid, or changing
market conditions.
• Private placement (or non-public offering) is a funding round of securities which
are sold not through a public offering, but rather through a private offering,
mostly to a small number of chosen investors. PIPE (Private Investment in
Public Equity) deals are one type of private placement.
• Strategic Alternative Studies
• Regulation "D" Offerings: Regulation D (Reg D) is a Securities and Exchange
Commission (SEC) regulation governing private placement exemptions.
Reg D allows usually smaller companies to raise capital through the sale of
equity or debt securities without having to register their securities with the SEC.

• IPOs: An initial public offering (IPO) is the first time that the stock of a private
company is offered to the public. IPOs are often issued by smaller, younger
companies seeking capital to expand, but they can also be done by large
privately owned companies looking to become publicly traded.
• Capital Raising Growth Equity:
• PIPES: A private investment in public equity, often called a PIPE deal, involves
the selling of publicly traded common shares or some form of preferred stock or
convertible security to private investors.

• Recapitalizations: Recapitalization is a type of corporate reorganization involving substantial

change in a company's capital structure. Recapitalization may be motivated by a number of
reasons. Usually, the large part of equity is replaced with debt or vice versa.

 Corporate advisory: Corporate finance advisory means the advisory services that are

provided to the various corporate bodies about the financial aspect of their operations. •
These services may be provided by the advisory boards of the companies or by
professional bodies who deal in such services.
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