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D. Anderson
Institute for Electromagnetic Field Theory and EURA TOM Fusion Research (EUR EFN-),
Chalmers University of Technology, S-412 96 Goteborg Sweden
(Received 28 January 1983)
The problem of nonlinear pulse propagation in optical fibers, as governed by the non-
linear Schrodinger equation, is reformulated as a variational problem. By means of Gauss-
ian trial functions and a Ritz optimization procedure, approximate solutions are obtained
for the evolution during propagation of pulse width, pulse amplitude, and nonlinear fre-
quency chirp. Comparisons with results from inverse-scattering theory and/or numerically
obtained solutions show very good agreement.
linearity has been used to create strongly frequency for the evolution of characteristic pulse parameters
chirped optical pulses. The pulses are subsequently like the compression factor, the amplitude, and the
passed either through a sodium-vapor cell ' or a nonlinearly induced frequency chirp and, on the oth-
grating compressor, where linear dispersion er hand, provides a suggestive description of the
compresses the pulses in a way analogous to the complicated interplay between dispersive and non-
chirp radar compression scheme. linear effects.
The complicated form of the exact solution for
the NLS has motivated many numerical investiga- II. THE NONLINEAR
tions as a complementary tool towards the under- SCHRODINGER EQUATION
standing of the properties of the NLS. In view of
this, it would also be very desirable to obtain ap- In a nonlinear optical medium with a cubic non-
proximate analytical results giving some of the most linearity, the index of refraction n is given by
important features of the solutions as, e.g., the pulse
compression factor. Obviously, this cannot be done
n =np(tp)+ni(E ),
without sacrificing some of the more detailed infor- where np(cp) represents the linear part and ni deter-
mation of the solutions. On the other hand, approx- mines the nonlinear change in the refractive index
imate solutions could prove very useful for applica- due to the presence of the wave. The optical wave-
tions as well as for providing a better physical field E(r, x, t) is taken as'
of the interplay between dispersion
understanding
and nonlinear effects in connection with pulse prop-
E(r, x, t ) = Re I Q(x, t )R (r)exp[i(kpx —cppt ) ] ],
agation in optical fibers.
In the present work we will employ a variational
where g(x, t) is a slowly varying function of time t
approach involving trial functions in order to
describe the main characteristics of the pulse evolu- and x, the coordinate along the fiber. R(r) is the
tion as determined by the NLS. This approach has linear radial eigenfunction of the mode, and ko and
previously been used to investigate the related prob-
lem of nonlinear self-focusing of laser beams, '
where good agreement with numerical results has
" coo are the wave number and the frequency of the
wave [kp — np(kp)cilp/c]. The use of the linear
eigenmode for the radial dependence is motivated by
been obtained. The main advantage of the variation- the fact that the intensities considered in the present
al approach in the present context is that it provides context are far below the threshold for nonlinear
explicit, although approximate, analytical expres- self-focusing. Assuming that the nonlinear and
sions for the pulse compression/decompression fac- dispersive effects are weak, and averaging R(r) over
tor, the maximum pulse amplitude, and the induced the cross section of the fiber, one obtains
frequency chirp. These are the three most impor-
tant single parameters characterizing the pulse evo-
lution.
The main shortcoming of the use of trial func-
tions is the inability to account for changes in pulse
shape. Thus, if we use a Gaussian trial function, its where
amplitude, width, frequency, etc. , may be allowed to
vary, but the Gaussian pulse shape is assumed to be
inherently preserved. However, changes in shape do
play an important role in several circumstances.
The pulse-compression technique demonstrated by and c is the velocity of light. Finally, we introduce
Grischkowsky et al. , 5' uses the deformation of the the convenient variable w=t — kox and arrive at the
pulse towards a rectangular shape. This form has nonlinear Schrodinger equation
the advantage of creating a lincer frequency chirp
through nonlinear self-phase modulation. The sub-
sequent dispersive pulse compression then results in
a pulse with strongly reduced wings. Furthermore,
effects like the higher-order soliton splitting' are ob- where a=—,ko' and a =—co~2/4e. Particular solu-
viously out of reach in the present analysis and will tions of Eq. (4) have been found, 7 the simplest ones
only be indicated as a pulse broadening. being the single bright soliton solution (~/a ~ 0)
With these caveats in mind, the present approach,
on one hand, gives useful approximate expressions g =pp[sech(r/rs ) ]e (5)
27 VARIATIONAL APPROACH TO NONLINEAR PULSE. . . 3137
(L)
If we multiply Eqs. (17) and (18} with A' and 3,
rcspcctlvcly, wc obtain by subtracting and add1ng
—«3 fA f
2 4b2+— the following equations:
dx
(a fA f
)=0,
xafA (16)
2
f
dx dx
—«3A 4b + —+v 4
2sa A
f f
A,
By comparing Eqs. (19}and (22) we have
5 L =0 ~ iaA')— d
(
a
db
dx
—4aab + a3— ir
a 2 2
q — fA f~
a
=0,
5A dx
= — dA,
which can be combined with the derivative form of
+A'a 3db Eq. (25) to yield
)a
dx dx
d2a 4a2
—«'A' 4b'+ —+v2~a
r fA
~~ f
(27)
a' fA f'A, dx a
We finally eliminate A by means of the constant f f
b(x) =—
1 dlna
(30)
II(y) = ~ —p (36)
dX
and the general form of II(y) is given in Fig. 1. The
and the absolute value of the amplitude A(x) is
~ ~
mechanical analogy implies that a particle released
determined by the constant of motion, Eq. (23). Fi- from rest at y =1 will move towards larger y and
nally the phase P(x) of A(x) (writing descend the potential slope with ever increasing
A(x)= ~A(x) exp[if(x)]) is obtained from Eq.
~
speed. This obviously corresponds to the ordinary
(22), using also Eq. (26) monotonous dispersive spreading of a wave pulse in
a dispersive medium. The analysis can be made
SW2
(31) more quantitative by solving Eq. (31) for the varia-
dx a2 8
tion of a (x). This directly yields
The potential well description for the variation of
4a x
a(x), as given by Eqs. (28) and (29), conveys a sug- y (x)=1+2@x =1+ (37)
ap4
gestive physical picture of the competition between
dispersive and nonlinear effects. This will be dis- From Eq. (30) we obtain
cussed in more detail in the next section.
ax/ap 2
V. THE POTENTIAL WELL DESCRIPTION
b(x) =- +~ x /ap)
(38)
ap( 1
For the further analysis of Eqs. (28) and (29), The variation of A (x) ~ ~
is found from Eq. (23)
describing the evolution of the pulse width, it is
2X2
convenient to introduce the normalization JA(x) = /Ao 1+4 (39)
a(x)/ao — a,4
[ [
y(x) and the constants
ap
axEp
3
(32)
ap
K= —.
C
2
ap
This yields
1 dy
+n(y) =0 (33)
2 dx
FIG. 1. Qualitative plot of the potential function II(y)
with in the linear case (v=O).
3140 D. ANDERSON 27
2
(40)
ao
The solution given by Eqs. (37)—
-li(+pl
(40) is more than
an approximate solution; it coincides with the exact
solution for the well-known dispersive spreading of
a Gaussian pulse, viz. ,
1/2
y(x, r)= ~AQ I—2l QX
~
This result gives an indication of the power of ap- the possible values of v/p into four distinct regions,
proximation of the variational approach. characterized by very different properties.
Region I: v/p & 0 (normal dispersion, a/v & 0).
B. Qualitative nonlinear theory
The qualitative behavior of H(y) in this region is
The dynamic interplay between dispersion and shown in Fig. 2. The potential curve is found to lie
nonlinearity is reflected in the properties of the po- below that of the linear case for y & 1. The physical
tential function which turn out to depend crucially inference is that the nonlinearity increases the pulse
on the sign and magnitude of the ratio v/p, i.e., on spreading, making the pulse broaden at a faster rate
the relative importance of dispersion and nonlineari- than in the purely linear case.
ty. The following properties are sufficient to under- Region II: — I & v/p ~ 0 (anomalous dispersion,
stand the qualitative behavior of H(y): a/a &0, and weak nonlinearity). A qualitative plot
of II(y) for this range of values is shown in Fig. 3.
oo, y~0 The nonlinearity is seen to oppose the dispersive
(i) H(y) ~ '
—(p+v), y~ ~ spreading of the pulse, but is not strong enough to
cancel the linear pulse broadening effect.
(ii) H(y)=0 for y =1 andy= —(1+v/p) '—
=y. , Region III: — 2 &v/p & —I (anomalous disper
sion, a/~&0, and intermediately strong nonlineari-
(iii) H'(y)=0 for y =y = —2p/v,
ty). From Fig. 4, we see that the nonlinearity is now
(iv) H'(1) = —p(2+ v/p), strong enough to create a potential well between
y =1 and y =y. = —
— (1+v/p) '. A mechanical
(v) H(y~)= —(2p+v) /(4p) &0 . analogy suggests a solution which oscillates between
These results imply that it is convenient to divide the zeros of H(y). Thus, in this case, the dispersive
v(yl
-2( —11
Il C
-1
vly)
—= ~a
1
I I
2~2a J posech(r/rt, )dt
1/2
1.054 .
and the phase variation P(x) of the pulse becomes a I poexp( r dt
/2a o )—
simple wave number shift given as This good agreement between the variational solu-
P(x) = —
3' 8
i
Ao ~
x . (43)
tion and the exact nonlinear soliton solution pro-
vides a further confirmation of the power of approx-
imation inherent in a variational approach. It is ob-
This compares very favorably with the relations be- vious that if we had based our trial functions on hy-
tween the soliton parameters as given by Eqs. (5) perbolic secant shaped solutions, the variational pro-
and (6). The general agreement between the exact cedure would have reproduced the exact soliton
soliton curve and the approximate "Gaussian soli- solution and instead given a good approximation for
ton" is also good as is evident from Fig. 5. Finally the linear Gaussian solution describing the disper-
we note, as a further comparison, that the integral sive spreading of an initially Gaussian pulse.
contents under the curves also are very close, viz. , Region IV: v/)M & — 2 (anomaloas dlsperslon,
a/a & 0, and strong nonlinearity). In this region a po-
tential well is created for values of y less than 1 (see
Fig. 6), since y. = —(1+v/p) '~1. Thus again,
a/Pa
where
tion.
f =1 corresponds
Soliton
to the single soliton solu- 2. 0—
Pm
theory predicts that such pulses during f)s
propagation will perform a sequence of more or less
complicated oscillations in an asymptotic develop-
ment towards a pure ¹oliton solution, where N is 1.5-
determined as the largest integer, which satisfies
N&f+ —, . (46)
Pm =f~po ~ (47)
where
f„=1+25 (48)
I I I
f
and the pulse shape settles down to 0.8 1.0 1. 2 1.4
FIG. 7. Comparison between the numerically (Ref. 9)
1/2
obtained results for peak amplitudes p~ (0) and asymptot-
~
g„(x,r) =p„sech p„
~
2Q
(49) ic amplitudes p„(+
), and the analytical predictions for
p. ( ) and pm =—(po+p~)/2 ( —.—.—.
) as given by
In connection with these exact results we emphasize Eq. (50).
the following points obtained from the approximate
analysis.
(i) The marginal case, for which nonlinear effects
are strong enough to stop the dispersive spreading, is
denote the maximum (or in the case &1 the
minimum) value of the amplitude in the first oscilla-
f
v/p= —1. The corresponding pulse amplitude p, tion by pz. In Fig. 7 we compare the numerical re-
for fixed pulse width, is related to the soliton ampli- sults for p~ (from Ref. 9) with the corresponding
tude p, as analytical prediction for p. as obtained from Eq.
(50). The agreement is seen to be quite good.
The variational analysis is unable to account for
which agrees, at least qualitatively with the lower the damping of the amplitude oscillations. Howev-
bound amplitude p, /2 obtained from soliton theory. er, the natural choice for the asymptotic amplitude
(ii) For v/p& —1 the approximate variational limit would be the arithmetic mean of the upper and
analysis predicts that the amplitude p will oscillate lower amplitude bounds. Indeed, as Fig. 7 also
as the inverse square root of the pulse width. This shows, the agreement between p — = (po+p. )/2 and
implies that p will vary between the limits p„ is remarkably good.
P=po=fps ~
I: —1
+xt/2= I [(}tt+v)y — — ] '/dy
vy p, . (51) A. Case v/p, & (regions I and II)
The explicit solution of Eq. (51) will be of two quali- In this case the evolution corresponds to a mono-
tatively different forms depending on whether II(y) tonous spreading of the pulse and we obtain the full
has one or two zeros, i.e., if v/p g —1 or v/p & —1. solution in the implicit form
1+
x t/2p = 1
(y —1) y + 1
+ —,g(1+/) 3/ ln
t/I+/ 1+/ 2+(
(52)
I
where for convenience we have introduced g=v/}u. Note that asymptotically we obtain [cf. Eq. (53)]
The variation of pulse width, with distance of prop- '
2/3
agation as determined by Eq. (52), is shown in Fig. 3x
8. For large y, Eq. (52) and Fig. 8 imply an asymp- 2
totic straight-line dependence, viz. ,
y=x[2p(1+/)]'/ B. Case II: v/p g —1 (regions III and IV)
which reduces to the dispersive result [cf. Eq. (37)]
when (=0. The solution corresponds to an oscillation of the
An important parameter is the characteristic dis- pulse width the limits
between y = 1 and
tance xD required for the pulse width to become y =y. = — (1+v/p) '. Giving only the expressions
twice its initial value. %e obtain for the first half cycle we obtain
.. ~2p= "+"""+&(I+()-'"
I+/ 2
(a) — 2 & v/}Lt & —1 (initial pulse spreading):
1
2[(I+()(3+2))]'"+&+3(
2+/
2. 0--
and the variation of xD with g is shown in Fig. 9.
Limit case: v/p = —l.
In this limit case the solu-
tion becomes especially simple, viz. ,
v 2}u=(y+2)t/y —1 . 5 5--
2
1.0--
05--
12 18 20 24 28
x P6t
xp$2p
1.0
25--
0.8--
20--
0.6--
15--
04--
10--
0.2 "-
5--
X f2@
0.4 0.8 1.2
with distanceof propagation x for two values of initial 0.8 1.0 1.2 1.4
amplitude, f =1.25 and f =1.4, respectively. FIG. 11. Comparison between numerically (Ref. 9) ob-
—,
tained results for the period x~ of the amplitude oscilla-
tions (p) and the variationally obtained result ( )
given by Eq. (60).
]/2
(1 —
1 1
x~2@=
[-(1+g)]'"
q~ y) y+ 1+4
~14'
+ —,4[ —(1+4)] '" xp ~2p =
I
I
1+(I 3/2
(59)
X arcsin
2(1+ )y—
2+)
n /2— (57)
In order to compare with results obtained in Ref. 9,
we rewrite Eq. (59) in terms of the factor [cf. Eq. f
(45)]
(b) —2 & v/p (initial pulse compression):
2mf
xp 2@= (60)
(2f —1)
1/2
(1 —
1 1
xv2p= »
[-(1+4)]'" y) y+ '+
The period of oscillation xz as a function of is f
shown in Fig. 11, where points corresponding to nu-
+-, ([-(1+4)] '" merically obtained results (from Ref. 9) are also in-
serted. The agreement is again very good.
X arcsin
2(1+()y- —n'/2 . (5g) VIII. CONCLUSION
2+g
The variation of pulse width with distance of propa- With the present analysis we have demonstrated
gation is given in Fig. 10 for initial pulse amplitudes the possibilities of a variational approach in connec-
characterized by f f
=1.25 and =1.4, respectively
[cf. Eq. (45)]. Since we have already discussed and
tion with the nonlinear Schrodinger equation and
nonlinear pulse propagation in optical fibers. The
compared the results for the peak amplitudes and/or main results of the analysis can be summarized as
pulse compression ratios, the remaining crucial com- follows:
parison relates to the dynamical period of oscilla-
tion. From Eqs. (56) and (57) we obtain the period (i) The potential well description provides a clear
xp as and physically suggestive picture of the dynamic
VARIATIONAL APPROACH TO NONLINEAR PULSE. ..
balance between nonlinear and dispersive effects. In Thus, the present analysis should prove useful, not
particular, the qualitative results inferred from the only as a qualitative approach towards a better
characteristic potential function II(y) are in good physical understanding of the dynamics of nonlinear
agreement with exact results from inverse-scattering pulse propagation in optical fibers, but also a quan-
theory and/or numerically obtained results. titative tool, complementary to inverse-scattering
(ii) Very good quantitative agreement is also theory and numerical analysis.
found for the evolution of optical pulses, whose ini- Finally, we also want to emphasize that the non-
tial pulse forms are "close" to the single soliton linear Schrodinger equation is truly universal, ap-
shape, in the sense discussed in Secs. V and VI. In pearing as it does in almost every field of physics.
particular, pulse width, pulse amplitude, and period Thus, the presently obtained results have a much
of amplitude oscillations are found to be in very wider area of applicability than simply pulse propa-
good agreement with numerically obtained results. gation in optical fibers.
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