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Article No. jaut.1999.0295, available online at http://www.idealibrary.

com on Journal of Autoimmunity (1999) 13, 95–102

Screening Tests for Antinuclear Antibodies (ANA):


Selective Use of Central Nuclear Antigens as a Rational
Basis for Screening by ELISA

Eli Olaussen1 and Ole Petter Rekvig1,2


1
Department of Immunology, University Rational, fully automated ELISA screening tests for ANA have become
Hospital of Tromsø, N-9038, Tromsø, accessible for routine use. Full length, recombinant or purified naturally
Norway expressed antigens can be selected to deliver well defined screening tests,
2
Department of Molecular Genetics, designed to detect ANAs of established clinical significance, while unknown
Institute of Medical Biology, University of specificities with no clear biological impact are omitted. By comparing results
Tromsø, N-9037 Tromsø, Norway of ANA screening by immunofluorescence (IIF) on tissue section with HEp-2
cells, a correlation of 88% was revealed, while 86% of HEp-2-positive sera
bound tissue sections. Eighty-nine percent of HEp-2 ANA-positive sera bound
in ANA ELISA I. Seventy-five percent of ANAs detected in ELISA I also bound
in ELISA II. These correlations were statistically significant. ANAs detected in
ANA ELISA I were all detected upon retesting in both ANA screening ELISA
systems, and also by antigen-specific ELISAs. Specific ANAs defined by
ELISA, immunodiffusion or Crithidia tests were detected in both ANA ELISA
tests. These data demonstrate that most ANAs detected by immunofluores-
cence tests contain a dominating repertoire of specificities covered by the ANA
ELISA systems. The sensitivity of the different ELISA tests can easily be
Key words: antinuclear adjusted to internationally defined consensus levels, and screening for ANA
antibodies, autoimmunity, using both ELISA systems detects expected ANA specificities in ongoing
ELISA, immunofluorescence international quality assessment programs. © 1999 Academic Press

Introduction molecules, as indicated for antibodies to dsDNA by


the pioneering results of Datta et al. [7, 8]. The molecu-
Antinuclear antibodies (ANA), as a distinct group of lar mechanisms accounting for such antibodies are all,
autoantibodies, are defined as those recognizing anti- however, compatible with affinity maturation, result-
gens morphologically confined to the cell nucleus. ing in high affinity IgG antibodies; with the important
Because they react with such antigens irrespective of practical consequence that tests for most antinuclear
species origin, and also human origin, they are con- antibodies should be limited to detection of IgG
ceptually defined as true autoantibodies. However, it antibodies.
is not established that the autologous antigens always Numerous different ANAs are described, reactive
account for their production, or whether such anti- with nuclear antigens such as nucleosomal antigens
bodies are induced as a consequence of stimulation (DNA and the histone classes H1, H2A, H2B, H3 and
with heterologous antigens mimicking autologous H4), enzymes and regulatory proteins linked to tran-
antigens (molecular mimicry, see for example refer- scription, DNA repair, and others [9]. Although more
ences [1, 2]), or complexes between autologous and than several 10-folds of specificities have been
heterologous antigens [3–5] or by other events that described, only a few have proven to be clinically
may contribute to, but not as a sole factor account for, important and are thus implemented in regular
increased antibody production, such as polyclonal B diagnostic protocols [9, 10]
cell stimulation [6]. However, true autoantibodies Certain ANAs may relate to a distinct syndrome,
may also be induced by autoimmune B-cells and defining its diagnostic value [9, 10], but this does not
T-cells, both recognizing determinants on single necessarily imply that such specific ANAs are
autoantigens or complexes of different autologous involved in the pathophysiological process of a given
disease. Others again may have such an impact, as
may be the case for at least some populations reactive
Correspondence to: Ole Petter Rekvig, Department of Molecular with dsDNA (reviewed in reference [11]). However,
Genetics, Institute of Medical Biology, University of Tromsø, N-9037 subgroups of anti-dsDNA antibodies may also be
Tromsø, Norway. E-mail: olepr@fagmed.uit.no detected in patients without signs of active disease,
95
0896–8411/99/050095+08 $30.00/0 © 1999 Academic Press
96 E. Olaussen and O. P. Rekvig

indicating that a positive ANA test and detection of as described previously [17]. Patients’ sera were
specific ANAs should be interpreted critically. screened at serum dilution 1/50 in PBS (0.2% BSA,
Another important problem that reduces the value of PBSA). Bound antibodies were detected by using
a non-selective ANA detection derives from the FITC-conjugated antibodies specific for human IgG
fact that both ANA (as a non-specified group of (Dako, Copenhagen, Denmark). Indirect immuno-
autoantibodies), and also specific ANAs may be fluorescence using HEp-2 cells as substrate was
produced after ingestion of a relatively wide variety carried out as described [18].
of drugs (reviewed in reference [12]), and not
infrequently among normal, particularly elderly, indi-
viduals [13, 14], or linked to certain infections [15, 16]. Screening ELISA systems for detection of ANA
These latter facts may reduce the impact of ANA
detection as helpful diagnostic tools. We therefore feel Two commercially available ANA screening ELISA
it is wise to perform the ANA test as a restricted systems were included in these investigations and
screening test, allowing the detection of preselected compared with each other and with an IIF test using
specificities of established diagnostic and/or patho- HEp-2 cells as substrate.
physiological significance. While the non-selective The first system, Diastat, denoted in this report as
detection of any ANA by indirect immunofluorescence ANA ELISA I, was obtained from Shield Diagnostic
(IIF) may inform as to the ‘autoimmune status’ of a Ltd. (Dundee, Scotland). The test was performed
given patient, it is not justified to use the test for that exactly as recommended in the kit information. The
purpose, due to the poor clinical value of unclassified cut-off value, determined as recommended, was
ANAs. Another approach would be to introduce tests slightly modified according to our own results, and
that detect a stringent repertoire of ANA specificities of was set to a ratio (OD test serum/OD positive refer-
established clinical significance. Thus, the latter screen- ence serum) of 0.9. However, for defining ANA
ing approach aims to diagnose syndromes known to specificities for Jo-1, Scl-70 and centromer antigens, a
include production of such distinct ANA specificities. cut-off of 0.6 was used, as these specificities gave
In this report, we compare two IIF tests with each consistently lower values in the ANA test compared to
other, and with two different ANA screening ELISAs. the other specificities (data not shown).
The results demonstrate that a large proportion of the The other system, ANA Rheuma Screen, here
ANA specificities detected by IIF are also detected by referred to as ANA ELISA II, was obtained from
the ANA ELISA screening systems and include anti- Pharmacia & Upjohn, Diagnostics GmbH & Co. KG
bodies to SSA, SSB, RNP, Sm, Jo-1, Scl-70, centromer, (Freiburg, Germany). The test protocol used in this
DNA and also potentially to histones (not tested in study was as recommended by the manufacturer. A
this study). These results strongly indicate that among serum was considered positive at a ratio ≥1.4, while
all antinuclear antibodies detected on routine bases borderline reactions (1<ratio<1.4) were considered
with either of the test systems described above, few negative when the purpose was to compare actual
bind antigens outside the selected repertoire of the results with those obtained in other test systems.
ANA ELISA plates used in this study.

ELISA automation
Materials and Methods
The different ELISA tests protocols were applied to
Sera the fully automated Behring ELISA Processor III
(Behringwerke, Marbourg, Germany), and ELISA
Sera sent to our laboratory for screening of ANA were results reported here are generated and calculated
included in the present study. For the purpose of using this equipment.
screening, random sera were tested in the order they
were received. In certain experiments, HEp-2 ANA-
positive and-negative or distinct antigen-specific sera Statistics
were selected for assessing the quality of the two ANA
screening ELISA systems (see below). The numbers Degrees of correlation between the different test
of sera included in each of the different tests are results as factors were determined by regression
indicated in each Table or Figure, and differ between analyses using the Pearson correlation coefficient.
experiments.

Results
Indirect immunofluorescence (IIF) for detection of
ANA Correlation between two IIF techniques using
tissue sections or HEp-2 cells as substrate for
Tissue sections of mouse kidney/mouse stomach detecting ANA
were used for IIF (referred to below as IIF on tissue
sections), 4 ìm thick freeze-sections were prepared, In order to investigate the degree of correlation
dried and subjected to indirect immunofluorescence between two classical IIF tests (tissue sections vs.
Screening of ANA by ELISA 97

Table 1. Comparison of different ANA screening test systems. ANA detected in each of the screening tests are analysed for
reproducibility in the other screening tests

Number (%) of ANA-positive sera upon retesting by:


Number of
Serum ANA defined by: ANA ELISA
sera IIF HEp-2 cells IIF tissue sectionsa
Ib IIc

IIF tissue sectionsa 117 103 (88%)


IIF on HEp-2 cells 57 49 (86%)
IIF on HEp-2 cells 123 110 (89%)
ANA ELISA I 81 70 (86%)
ANA ELISA Ib 173 130 (75%)

a
IIF on tissue sections refers to indirect immunofluorescensce using sections of mouse kidney/stomach as substrate.
b
ANA ELISA I refers to ANA screening ELISA obtained from Shield.
c
ANA ELISA II refers to ANA screening ELISA obtained from Pharmacia & Upjohn.

Table 2. Comparison of ANA screening methods: highly compared to the high number of different ligands in
significant correlation between ANA screening by IIF using intact cell nuclei. The repertoire of ANAs detected by
HEp-2 cells as substrate vs. the use of ANA ELISA I ANA ELISA I, therefore, seems to represent a domi-
nating spectrum of antibodies in randomly selected
ANA ELISA I patients’ sera.
Positive Negative

Positive 110 13 Central ANA specificities are detected in ANA


IIF HEp-2 screening by ELISA
cells
Negative 27 471 To verify that the ELISA screening for ANA enables
detection of central ANA specificities, 105 sera con-
a
P<0.0001. taining antibodies to SSA, SSB, Sm or RNP as deter-
mined by double immunodiffusion, and 41 Crithidia
luciliae anti-dsDNA antibody-positive sera were
HEp-2 cells as substrates), 117 sera reacting with re-analysed by the ANA ELISA I. All sera contained
nuclei presented by tissue sections were selected. Of antibodies interacting with ligands present in the
these 117 sera, 103 (88%) reacted with nuclei of HEp-2 coated wells (data not shown). Since these antibodies
cells (Table 1). Conversely, of 57 HEp-2 ANA-positive are selected by relatively insensitive techniques com-
sera, 49 (86%) reacted upon retesting with nuclei of pared to ELISA (immunodiffusion or Crithidia tests)
tissue sections (Table 1). Thus, by determining the the latter results confirm that at least strong specific
correlation bi-directionally, more than 85% (but less ANAs are detected in this ANA ELISA.
than 90%) of the ANAs reacted in both IIF test systems
upon retesting.
Correlation between two different ANA screening
ELISA systems for detection of ANA
Correlation between IIF using HEp-2 cells with
ANA ELISA I for detection of ANA In the next series of investigations, selected ANA-
positive and-negative sera (a total of 423) were tested
In the next series of experiments, we tested whether in parallel using ANA ELISA I (Shield) and ANA
ANAs detected in the HEp-2 assay could be detected ELISA II (Pharmacia & Upjohn). These two ELISA
upon retesting in the ANA ELISA I. Of 123 HEp-2 systems have an almost identical composition of
ANA-positive sera, 110 (89%) could be detected in this ligands in their coated wells. However, the former
ANA screening ELISA (Table 1), while of 81 ANA contain mostly immunopurified naturally produced
ELISA I-positive sera, 70 (86%) bound in the HEp-2 ligands, while in the latter mostly recombinantly pro-
assay (Table 1). Similarly, as demonstrated in Table 2, duced ligands are used. As demonstrated in Figure 1,
of 498 HEp-2 ANA-negative sera, only 27 tested a strong correlation was observed between results
positive in the ANA ELISA I, while of 484 ANA ELISA obtained using the same sera in the two tests. How-
I-negative sera, only 13 were positive upon retesting ever, more than 20% of the ANA-positive sera reacted
in the HEp-2 assay. Thus, the ANA results obtained in in only one of the tests (Table 1): 173 sera tested
the two principally different assays using the same positive in the ANA ELISA I, while only 130 of these
sera correlated in a highly significant way (P<0.0001). 173 sera were positive in the ANA ELISA II. Among
This is a surprisingly strong correlation, as the the 423 selected ANA ELISA I-positive or -negative
number of antigens in the ANA ELISA coat is limited, sera tested in both ANA screening ELISAs, 130 were
98 E. Olaussen and O. P. Rekvig

10

8
ANA ELISA II
7 Ratio ≥ 1.4
+ –

ANA ELISA II
6

ANA ELISA I
ratio ≥ 0.9
+ 130 43
5
– 8 242
4

2 p < 0.001

0 1 2 3 4 5 6 7 8 9 10
ANA ELISA I
Figure 1. Comparison of results obtained by ANA ELISA I (x-axis) with those obtained by ANA ELISA II (y-axis). For this
comparison, 173 ANA ELISA I-positive and 250 ANA ELISA I-negative sera were selected and retested in ANA ELISA II. The
inserted 2×2 table for comparison of the results presented in the plot demonstrates a highly significant correlation between
the tests (P<0.001)

Table 3. ANA specificity determination of ANA detected by detected. The distribution and numbers of specificities
ANA screening ELISA I and II in these latter 35 sera are presented in Figure 2. In
Figure 3, results are presented for 780 sera tested in
Number of Number of the ANA ELISA II. The results of the 59 ANA-positive
Method ANA-positive ANA with % ‘Hits’ sera with regard to fine specificities vs. strength of the
sera defined specificityb
ANA ELISA signals indicate that there is no apparent
correlation between any distinct ANA specificity and
ANA ELISA Ia 626 378 60 strength of the ANA test result of a given serum
ANA ELISA IIa 59 35 59 (Figure 3). This was not established with serum anti-
bodies to Jo-1 during this part of the investigation.
a
Composition of the ligands used in these ANA screening ELISAs Sera with multiple specificities tended to give stronger
are viturally identical, and compromise DNA, histones, SSA, SSB, ANA ELISA signals than monospecific sera (Figure 3).
RNP, Sm, Jo-1, Scl-70 and centromer.
b
Specificity of ANA-positive sera is established by using ELISA
plates individually coated with each of the antigens present in the
ANA screening wells, except for histones which were not How to determine amounts of a given antibody
included in these investigations.
In order to quantify antinuclear antibodies, three
different approaches are widely used. Except for
double-positive while 242 were double-negative for serum titration, which requires the use of several
ANA (P<0.0001; see Figure 1, inserted 2×2 table). wells, results (as an optical density) obtained from a
single serum dilution is often related to a positive
standard reference serum (as a simple ratio), or to a
standard curve (as a unit). Whether values given as
Specificity of ANAs detected in ANA screening ratio could substitute for values (units) obtained by
ELISA II standard curves was tested. By comparing these two
factors observed for antibodies to dsDNA (Figure 4A)
ANA-positive sera detected by ANA ELISA II were or for thyroid peroxidase (TPO) (Figure 4B), a very
examined further to define their specificities. Specific strong correlation between the two values was indeed
ELISAs were performed, with a repertoire corre- observed (r=0.938 and r=0.913 for anti-TPO and anti-
sponding to the antigen repertoire in the ANA screen- dsDNA antibodies respectively).
ing ELISAs, except that the histone specific ELISA was
not included in this study. As shown in Table 3, of 626
ANA-positive sera as determined by ANA ELISA I, Discussion
378 (60%) sera could be shown to contain distinct
ANA specificities. For ANA ELISA II, of 59 ANA- Our knowledge relating to the molecular and cellu-
positive sera, in 35 (59%) specific ANAs could be lar origins of antibodies detected in autoimmune
Screening of ANA by ELISA 99

40

35

30

25
Number

20

15

10

0
ANA-positive SSA SSB Sm RNP Jo 1 Scl Centr DNA
sera Number of ANA specificities classified by specific
Pharmacia & Upjohn ELISAs
Figure 2. Distribution and number of antigen-specific ANAs detected by screening of 780 sera for ANA using ANA ELISA II.
Of 59 ANA-positive sera, 35 reacted in the indicated antigen-specific ELISA tests (also see Figure 3 for details).

7 SSA
SSB SSA
Sm SSB
6 RNP Sm RNP
DNA
CL
Cent
Cent
ANA ELISA II Ratio

5
SSA SSA SSA
RNP SSA SSB SSB
4 SSB SSB DNA
SSB Cent SSA
DNA Scl DNA
DNA
3 CL SSA
DNA SSA DNA
SSA DNA
SSA CL DNA CL
Scl SSB
2 Cent DNA Scl Sm DNA
Scl Sm DNA DNA Scl
DNA DNA
1

0 100 200 300 400 500 600 700 800


Number of tested serum samples (n = 780)
Figure 3. Of 780 sera tested, 59 were ANA-positive when screened in ANA ELISA II. The individual specificities of these
sera for selected nuclear antigens are indicated, and the strength of the ANA screening reaction (as ratio) is plotted against
these specificities. As indicated, there is a tendency for stronger binding in the ANA ELISA II for sera with multiple
ANA specificities.

syndromes are steadily evolving (for example see community has determined as clinically central (for
references [7, 8, 19–21] for antibodies to DNA). In example see references [9, 10] and the ANA ELISA
general, since ANA screening is mostly aimed at, and kit inserts obtained from Shield Diagnostics and from
designed for, the detection of IgG antibodies, such Pharmacia & Upjohn). Such new tests are now com-
antibodies are presumably (auto-) antigen driven, T mercially available. Until recently, the presence of
helper cell-dependent immune responses. Further- serum antinuclear autoantibodies has been analysed
more, diagnostic tests for determining autoimmune using cell nuclei of different origins [17, 18], and
syndromes are continuously improving both at the positive tests are further defined by specific immu-
analytical and the technical level. This new analytical noassays such as immunodiffusion and more recently
insight may have important conceptual consequences. by specific ELISA systems. However, the only analyti-
For example, in the context of testing for antinuclear cal limitation of ANA specificities detected by this
antibodies, new test principles for screening of this approach is the number of available antigens in the
group of autoantibodies have been developed aimed nucleus. Thus, the possible presence of unclassified
at diagnosing ANA specificities that the scientific specificities we have no specific tests for, and we
100 E. Olaussen and O. P. Rekvig

A B
250 1000

200 800

150 600
Units

Units
100 400

50 200

r = 0.913 r = 0.938

0 1 2 3 4 5 6 7 0 1 2 3 4 5 6 7
Ratio Ratio
Figure 4. Correlation between ratio and units as quantitative values for antibodies to dsDNA (A) or to TPO (B)
(autoantibodies to thyroperoxidase).

therefore have no clinical insight into, will also inter- transcription factors [23], whereas others are shared
fere with such screening tests. This is an analytical by virtually all dividing cells, such as components of
drawback, as, in a rational sense, ANA as a phenom- nucleosomes.
enon reflects the presence of undefined arrays of By testing HEp-2-positive sera in ANA ELISA I, up
antibodies, some of which have no proven value for to 90% of the sera bound in the latter assay, although
autoimmune diseases. A consequence of these consid- the repertoire of antigens present in the ELISA is
erations would be to converge the spectrum of ANA highly restricted compared to the theoretically high
specificities towards a preselected repertoire of ANAs numbers of reactive ligands in the HEp-2 cell nucleus.
with established clinical impact. Combining knowl- The ANA ELISA I was found useful as a screening test
edge gained over the last decades, there seems to exist for the following reasons. Selected sera containing
a consensus core repertoire of specific ANAs consist- diverse specific ANAs directed against ligands
ing of antibodies against nucleosomal antigens (DNA present in the ANA ELISA wells, all bound. Further-
and histones, [22]) and extractable nuclear antigens more, up to 60% of all ANAs detected in the screening
(ENA) (e.g. SSA, SSB, RNP, Sm, Jo-1 Scl-70 and ELISA possessed specificities that could be deter-
centromer, [9, 10]). In fact, both Shield Diagnostics and mined by subsequent specific ELISA tests. When
Pharmacia & Upjohn have recently developed ANA applying specific tests on ANA detected by IIF, the
screening ELISA systems largely aimed at detection of frequency of ‘hits’ may even be lower (data not
a limited and selected spectrum of antibodies. Here, shown). The reason why 40% of the ANA-positive
we present results deriving from our continuous sera contained specificities that we were unable to
evaluation program for analytical tests, using ANA determine may be due to the fact that a specific test for
screening ELISA systems from Shield Diagnostics and histone antibodies, which may be detected in the
from Pharmacia & Upjohn, both implementing the screening test, was not included in this study.
repertoire of nuclear antigens given above. The main Secondly, the screening by ANA ELISA I is designed
differences between these ELISA kits refers to the to detect IgG and IgM antibodies, while the specific
source of the antigens and to the immunoglobulin tests, except for dsDNA, only detect IgG antibodies.
classes detected; both factors that may influence the Alternatively, there may be some differences in the
results when comparing the two tests. While ANA sensitivity of specific ELISA tests compared to the
ELISA I (Shield) uses immunopurified antigens from ANA screening ELISA.
cells, the system developed by Pharmacia & Upjohn As ANA detection by the HEp-2 test correlated
(ANA ELISA II) uses mostly recombinantly produced strongly with that for ANA ELISA I, the two ANA
antigens (see kit information). Furthermore, in the ELISA screening systems correlated to a lower degree,
ANA ELISA I, both IgM and IgG antibodies are although still highly significantly (see Table 1). Thus,
detected, while only IgG antibodies are detected in the more ANAs were selectively detected in ANA ELISA I
ANA ELISA II. compared to ANA ELISA II. This difference may again
By bi-directional testing and comparison, we found be explained by the fact that for the former ELISA,
that 85–90% of the serum ANAs bound in both both IgM and IgG antibodies are detected, while
immunofluorescence assays (IIF on tissue sections vs. the latter is limited to detection of IgG antibodies.
HEp-2, and vice versa). Thus, 10–15% of the antibodies Alternatively, there may be differences in the antigen
were selectively detected by one or the other IIF test, structures between naturally and recombinantly
indicating a difference in specificity rather than in formed ligands that could account for these differ-
sensitivity of the tests. Indeed, many functional ences. As IgM antibodies are of less clinical value [24],
nuclear components are cell-specific, such as certain the detection of this immunoglobulin class should
Screening of ANA by ELISA 101

probably be avoided in the next generations of the Nossent for advice, support and critical comments.
Shield ELISA. We are thankful to Shield Diagnostics and Pharmacia
Nevertheless, both ELISA systems seem to fulfill & Upjohn for their support during parts of this work.
necessary qualitative requirements. This is further
strengthened by the fact that our participation in
national and international quality assessment pro- References
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