Professional Documents
Culture Documents
Abstract
Objectives: The current research explores experts’ perceptions of psychosocial risks and work-related stress in emerging
economies and developing countries1. This paper focuses on knowledge of potential health impact of psychosocial risks
and preliminary priorities for action, and discusses potential barriers and solutions to addressing psychosocial risks and
work-related stress in developing countries. Materials and Methods: This research applied a mixed methodology includ-
ing semi-structured interviews, two rounds of an online Delphi survey, and four focus groups. Twenty nine experts with
expertise in occupational health were interviewed. Seventy four experts responded to the first round of an online Delphi
survey and 53 responded to the second round. Four groups of experts with a total of 37 active participants with specific or
broader knowledge about developing country contexts participated in focus group discussions. Results: High concern was
expressed for the need to address psychosocial risks and work-related stress and their health impact. Developing country
experts’ knowledge about these issues was comparable to knowledge from industrialized countries, however, application of
expert knowledge was reported to be weak in developing countries. Socio-economic conditions were regarded as important
considerations. Priorities to be addressed were identified, and barriers to implementing possible solutions were proposed.
Conclusion: The future research and action paradigms in relation to psychosocial risk management will need to be broad-
ened to include the larger social, political and economic contexts in developing countries beyond issues focusing solely on
the working environment. Work-related psychosocial risks and the emerging priority of work-related stress should urgently
be included in the research and political agendas and action frameworks of developing countries.
Key words:
Psychosocial risks, Work-related stress, Developing countries, Health outcomes, Policy development, Globalization
Address reprint request to E. Kortum, Institute of Work, Health and Organisations, International House, Jubilee Campus, Wollaton Road, Nottingham, NG8 1BB, UK
(e-mail: lwxek1@nottingham.ac.uk).
1
As of here referred to as ‘developing countries’.
Voyi’s argument becomes even stronger with the fact controlling emerging health concerns such as work-related
that 80% of the world’s GDP is produced in industrialized stress and its consequences.
countries and only about 20% in developing countries. On the one hand, there is no one common global denomi-
In other words, one fifth of the world’s working popula- nator and language on the topic of stress, but only a more
tion produces four fifths of the world GDP [5]. It follows general understanding of the phenomenon (especially
that wealth and prosperity are extremely unequally shared when comparing industrialized countries with develop-
between developing and industrialized countries. This is ing countries). On the other hand, it is well documented
despite the fact that 80% of the global workforce resides in industrialized countries that have an abundance of
in the developing world [6], and is employed in unhealthy research that psychosocial hazards have the capacity to
and unsafe working conditions [7]. affect the physical, mental and social well-being of work-
Already in 1995, the World Health Organization alerted ers and that there are a number of real risks involved.
that approximately 30–50% of workers report hazardous However, there is a true gap of coherent research in de-
physical, chemical or biological exposures or overload of veloping countries to provide an insight into the nature
unreasonably heavy physical work or ergonomic factors of work-related stress and the psychosocial working con-
that may be hazardous to health and to working capacity; ditions that may cause it.
an equal number of working people report psychological Knowledge in this area in industrialized countries is
overload at work resulting in stress symptoms [8]. World- a result of the accumulation of data consistently point-
wide there is no evidence that there has been any improve- ing to the high prevalence of these issues in the modern
ment of this unacceptable situation. workplace. In Europe, for example, the fourth European
So why is still so little being done? Some experts reiter- Working Conditions Survey [13] found that from a sample
ate that the inadequacy of funding allocations impedes the of 21 000 workers, 28–29% reported that work-related
development of international occupational health, partly stress affected their health. Mental health problems and
due to the fact that other health issues compete with occu- stress-related disorders are the biggest overall cause of
pational health [9]. Another general issue pertains to the early death and overall health concern in Europe [14].
fact that occupational diseases emanating from physical In 2001, the European Council of Ministers concluded
and psychosocial hazards are not included in the definition that “stress and depression related problems […] are of
of easily preventable diseases. In fact, decision-makers major importance […] and significant contributors to the
in most developing countries still perceive occupational burden of disease and the loss of quality of life within the
health as a luxury, which is one reason for lack of politi- European Union”. They underlined that such problems
cal action [10], poor data collection, and weak enforce- are ‘common, cause human suffering and disability, in-
ment of occupational health and safety regulations. These crease the risk of social exclusion, increase mortality and
emerging trends are accompanied by the growth of service have negative implications for national economies’. Sub-
industries which has been associated with an increase in sequent action by the European Social Partners resulted
stress-related diseases [11]. in two framework agreements on work-related stress [15]
Work-related stress in developing countries is one of the and on harassment and violence at work [16].
areas which have not yet been quantified owing to lack of Awareness and action in developing countries is far off the
data on exposure or causality, important exposures and successes experienced in the industrialized world. Undoubt-
outcomes [12]. The lack of research in this field and the edly there are potential differences in the awareness and
struggle with other well-known and traditional occupa- knowledge about prevention of work-related stress and psy-
tional risks (chemicals, biological and physical hazards) chosocial hazards in industrialized as opposed to develop-
may present one major barrier that prevents developing ing countries. The scarcity of research does not facilitate the
countries from developing awareness and addressing and understanding of these differences, although some studies
from developing countries have replicated findings of stud- respondents’ understanding and conceptualization of
ies in industrialized countries [e.g., 17–19]. To obtain a bet- work-related stress and psychosocial risks, one question
ter general understanding, and pave the way for including that assessed the level of concern attributed to these
these emerging issues into the research and political agenda issues within the context of the developing world, one
of developing countries, this research drew on developing question that asked about effects on health of psycho-
country expert knowledge pertaining to the importance and social risks and work-related stress, and a last question
impact of psychosocial risks and work-related stress in the that addressed urgent workplace priorities for action.
developing country working environment. Twenty nine individuals from developing countries were
interviewed. Table 1 outlines the participants’ demo-
graphics. Thematic analysis was applied to analyse the
MATERIALS AND METHODS
interview data.
Study population
Experts from developing countries were actively recruited Delphi surveys
from all global regions as proposed by the WHO categoriza- A two-tiered investigation based on the Delphi sur-
tion2 to collect a suitable breadth of data, and yield a more vey methodology aimed at further exploring key issues
holistic representation of the developing world context. They identified in the interviews to complement the empirical
completed an online registration form with the following cri- exploratory data. The goal of the Delphi process is to
teria: (a) expertise in a field related to occupational health; systematically facilitate communication of information
psychology, sociology, epidemiology, medicine, psychia- via several stages and to define priorities with respect to
try, etc.; (b) number of years of experience in their respective the research area. Seventy four individuals responded
field; (c) basic knowledge on workplace interventions and/or to the first online survey. Before the second round, the
legalisation on psychosocial risks at work; and (d) a degree survey answers were analyzed and a choice of ten an-
of practical experience in the application of methods or in- swers for each question retained, which represented the
terventions that concern psychosocial risks at work. highest results yielded from the first round study. These
were used to design the questionnaire for the second
Expert interviews round of the Delphi study to which 5�����������������
3 respondents re-
An interview schedule was developed based on a sci- plied.
entific literature review. This paper discusses key find- Table 2 outlines the demographics of the participants. Re-
ings in relation to three questions that explored the spondents were asked to rank their answers in the order
of most important to least important. The ten top choices
2
The Americas (AM), the African (AF), Eastern-Mediterranean (EM),
European (EU), South-East Asian (SEA), and Western-Pacific (WP) regions. were prioritized and the five highest results were retained
Participants
Regions Professional background*
Delphi I Delphi II
Primary region AF (11)** AF (3) Psychiatry, social work, medicine,
AM (14) AM (8) psychology, epidemiology,
OH expert, sociology, ergonomics
EM (4) EM (5)
EU (29) EU (24) Others:
SEA (7) SEA (7) environmental management/
OH&S (hazard identification/risk
WP (9) WP (6)
assessment); HR development
Secondary region, AF (11) AF (6) & organization development;
if indicated AM (13) AM (10) work-organizational psychology;
EM (5) EM (5) environmental health,
OH psychology; anthropology
EU (30) EU (19) and development; organizational
SEA (7) SEA (9) behaviour/HR management;
WP (8) WP (4) OH&S; social epidemiology; health
psychology; social psychology;
Countries including AF: Angola, Botswana, Burkina Faso, Ghana, Kenya, Namibia, Nigeria,
stress & health; work physiology,
primary and South Africa, Uganda, Zimbabwe
occupational medicine
secondary regions AM: Australia, Canada, Chile, Colombia, Haiti, Mexico, Panama,
Puerto Rico, Trinidad and Tobago, United States of America
EM: Afghanistan, Brunei Darussalam, Egypt, Iran (Islamic
Republic of), Pakistan, Tunisia
EU: Albania, Belgium, Bosnia and Herzegovina, Bulgaria, Czech
Republic, Denmark, Finland, France, Germany, Ireland, Kyrgyzstan,
Lithuania, Netherlands, Poland, Portugal, Norway, Spain, Sweden,
Switzerland, Turkey, UK, USA
SEA: India, Indonesia, Nepal, Republic of Korea, Sri Lanka, Thailand
WP: Australia, China, Malaysia, Micronesia (Federated States of),
Viet Nam
According to the WHO classification of the world: AF — African region; AM — Americas; EM — Eastern Mediterranean; EU — Europe;
SEA — South-East Asia; WP — Western Pacific region.
* The Delphi survey provided the possibility for several choices.
** The number in brackets are the number of nationals who participated in the study.
OH — Occupational Health, OH&S — Occupational Health and Safety.
Focus groups
Four focus groups with multi-disciplinary experts, with ex- RESULTS
pertise, or related expertise, in occupational health were Understanding of psychosocial risks
held between March and November 2008. Thirty seven ac- Findings from interviews, a two-tiered Delphi survey,
tive members contributed to the discussions. They were and focus groups contributed to a reasonably good un-
from, or had broad knowledge about, developing country derstanding of psychosocial risks and work-related stress.
working environments. Table 3 outlines the participants’ The two concepts seemed interchangeable and par-
backgrounds. Focus groups are based on a technique that ticipants did not make significant distinctions between
Secondary country
Primary country Professional
Sex or developing country N
or country of origin background
best known
F Australia Occ Psychologist 3
F Australia Malaysia Ergonomist 1
F Chile OH expert 1
M China Occ Health Medicine 1
F China OH expert 1
M China OH expert 2
F Colombia OH expert 2
M Colombia OH expert 1
F, M Egypt OH expert 2
F Germany Occ Psychologist 1
M Germany India Occ Health Medicine 1
F Hong Kong Occ Psychologist 1
M India Occ Psychologist 1
F India OH&S expert 1
M Mexico OH Expert 4
M Nigeria OH Expert 1
M Panama OH Medicine 1
F Peru OH Expert 1
F Philippines OH&S expert 1
F Poland OH Expert 1
M Portugal Occ Psychologist 1
F Serbia Occ Psychologist 1
F South Korea Occ Health Medicine 1
F Taiwan OH expert 1
F Turkey OH&S expert 1
F UK Occ Psychologist 1
F Ukraine Psych Therapist 1
F USA African country Occ Psychologist 2
Total 37
F — female, M — male.
Occ — Occupational, OH — Occupational Health, OH&S — Occupational Health and Safety.
them. They were explained in terms of work content and Work context includes the organization of work, work
work context. Work content pertains to the working en- schedule, physical safety provisions and interpersonal
vironment and conditions3 and employment conditions4. relationships. Macro issues, beyond the workplace, were
3
General conditions of work define, in many ways, people’s experience of work. also reported and included socio-economic conditions
Minimum standards for working conditions are defined in each country but the such as conflict, poverty, job insecurity, unemployment,
large majority of workers, including many of those whose conditions are most
in need of improvement, are excluded from the scope of existing labour protec- social, political, economic, cultural and religious struc-
tion measures. Source of extract: http://www.ilo.org/public/english/protection/
condtrav/wordcond/index.htm tures, the prevalence of HIV/AIDS, and the impact of
4
Conditions or circumstances in which a person is engaged in a job or occupa-
tion. Very frequently this involves an agreement or relationship between an em- globalization. All participants responded that psychoso-
ployer that hires workers and an employee who offers his/her labour power… in
poor countries agreements are not explicitly subject to any contract, and the in-
cial risks are of concern to workers’ health and should
formal sector employment forms a high proportion of total employment. Source be addressed in developing countries. Table 4 provides
of extract: World Labour Report 2000. Income security and social protection in
a changing world. Geneva: ILO; 2000, and other sources. the details.
Table 4. Understanding of psychosocial risks and work-related stress. Results from interviews, Delphi survey, and focus groups
Potential health impact of psychosocial risks the interrelationship between mental and physical health
in developing countries outcomes as outlined in Table 5.
Data from the interviews on health outcomes that relate to
psychosocial risks and work-related stress pointed to three Priorities for action
main themes: physical and mental health impact, and be- Priorities concerning urgent workplace issues and oc-
haviours affecting health outcomes. Participants stressed cupational risks that need to be addressed in developing
Table 5. Health outcomes from exposure to psychosocial hazards & work-related stress. Results from expert interviews
general barriers and the solutions identified, which were traditional view of work context and content. Macro is-
broad and included actions by employers, experts, policy sues such as socio-economic conflict and conditions with
makers, or the research community. reference to job insecurity and precarious employment
were major issues discussed by the participants. Effects
of globalization and the emergence of new and insecure
DISCUSSION sectors and working arrangements are felt at global level
Limitations to this study pertain, firstly, to the samples and are not restricted to industrialized countries. A recent
used in this study, which were not randomised. Hence it European survey identified the ten most important emerg-
cannot claim either representativeness or generalisability, ing psychosocial risks for Europe [22] as being precarious
both in terms of regional and country sub-groups (these did contracts in the context of the unstable labour market,
not contain comparable numbers of countries, and some increased vulnerability of workers in the context of glo-
countries had two or more participants whilst others only balization, new forms of employment contracts and the
had one) and in terms of occupational health expertise. feeling of job insecurity. This was confirmed by the PRI-
It is possible that perceptions and understanding would MA-EF European-wide survey conducted thereafter [23].
differ considerably if a different set of professionals was These were issues of importance for the participants and
chosen, depending on their personal expertise and level research outlines that the experience of job insecurity has
of experience. Particularly participants stressed the lack of been associated with poorer physical and mental health
research data from developing countries to complement outcomes [24].
their experiences and knowledge from the scientific litera- Table 5 outlines a number of health outcomes from ex-
ture of industrialized countries. posure to psychosocial risks and work-related stress, in-
It is, however, an exploratory attempt to reach experts cluding physical and psychological symptoms, as well as
in developing countries and to ask them to express their health behaviours detrimental to the worker, as known
views on a large array of issues concerning occupational by the participants. Already in 1996, Cooper wrote that
health and safety, and psychosocial risks and work-related exposure to psychosocial risks could lead to anxiety, de-
stress in particular. One of the strengths of the sample for pression and post-traumatic stress syndrome, chronic
this research is its multi-disciplinarity, which may have fatigue, musculoskeletal problems, coronary heart dis-
provided less biased and broader-minded results than ease, certain types of cancer and series of minor health
would have been the case from participants from the same complaints, such as psychosomatic symptoms, migraine,
background. stomach ulcers and allergies [25]. Also workers under sit-
There are many definitions of work-related stress. For ex- uations of precarious employment may face greater de-
ample, at international level, the World Health Organiza- mands or have lower control over the work process, two
tion defines work-related stress as a “pattern of physio- factors which have been associated with higher levels of
logical, emotional, cognitive and behavioural reactions to stress, higher levels of dissatisfaction, and more adverse
some extremely taxing aspects of work content, work orga- health outcomes.
nization and work environment” [7]. The response may be As pertains to the macro issues referred to in Table 4,
experienced when workers encounter demands and pres- self-perceived job insecurity has been found to be the
sures at work that do not match their knowledge and abili- single most important predictor of a number of psycho-
ties and which may challenge their ability to cope [20]. logical symptoms such as mild depression [26]. Work
Results presented in Table 4 refer to work content and stressors have been associated with psychological disor-
context, as also indicated by the well-known Job-Demand- ders, such as depression and anxiety in a number of stud-
Support model [21]. However, experts’ understanding of ies [27,28], and������������������������������������������
depression has been linked to occupation-
psychosocial risks and work-related stress go beyond the al stress [e.g. 29,30]. In fact, 8% of depression has been
attributed globally to environmental factors, in particular abroad [46]. Participants felt there was lack of policies to
occupational stress [29,33]. address these issues.
Generally, poverty and economic insecurity have mul- One of the most widely studied physical health outcome
tiple effects on exposure and vulnerability, mediated is cardiovascular disease, along with its risk factors,
by housing, working conditions, and access to nutrition such as hypertension, cigarette smoking, and diabe-
and education [32]. Downsizing, which can lead to in- tes [e.g. 47–49]. The multi-country INTERHEART study
creased job insecurity, has also been shown to be a risk confirms that psychosocial stressors are associated with
to the health of employees, as a significant linear rela- increased risk of acute myocardial infarction [50], and
tion between the level of downsizing and long periods research also confirms the development of hypertension
of sick leave, attributable to musculoskeletal disorders as a global epidemic in parallel with urbanization and in-
and trauma, has been observed [33]. Overall, research dustrialization, and the economic globalization [e.g. 51].
on self-reported job insecurity and workplace closure Hence, it can be concluded that the health impact from
presents consistent evidence that they have significant psychosocial risks and work-related stress is consider-
adverse effects on self-reported physical and mental able in developing countries and should be regarded as
health [e.g. 34–38], as well as produce detrimental psy- a threat to public health.
chological and physio-pathological changes leading to
poorer health outcomes [39]. Priorities identified
These stressors may increase the risk of developing nega- With respect to Figure 1, workplace priorities that require
tive health-related behaviours, and research outlines that urgent attention encompass both traditional and psycho-
people impaired by stress engage in less health-promoting social risks and work-related stress. Injuries and accident
behaviours (see Table 5). A relation has been demonstrat- prevention is clearly one of the prevailing problems in
ed between stress at work and smoking; the decision to workplace safety. The increasing transfer of industrial
stop smoking, in particular, has been shown to be nega- processes including partly obsolete machinery and inad-
tively related to various job stressors [40,41]. Alcohol has equate social and technical infrastructure in developing
been found to be a major contributor to the disease bur- countries poses a problem for tackling occupational haz-
den accounting for 1.5% of all deaths and 3.5% of the total ards, which shows in work-related injuries and diseases.
disability-adjusted life years [42]. There is some evidence Out of 2700 million workers in the world, about two mil-
that temporary employment is associated with increased lion deaths per year are due to occupational diseases and
death from alcohol-related causes and smoking-related injuries and data for nonfatal injuries are not available for
cancers [43,44]. This confirms an earlier study, which states most of the globe, so these statistics are gross underesti-
that economic stress within a community may exacerbate mates [52]. The risk for fatal accidents may thus be 10–20
tensions between social groups, magnify workplace stres- times higher in the newly industrialized and developing
sors, and induce ‘maladaptive’ coping behaviours, such as than in the industrialized countries [3].
smoking and alcohol use [45]. The next priorities listed by participants are psychosocial
The socio-environmental context, which was stressed by risks, work-related stress, and violence and harassment at
participants (Table 4) includes the prevalence of HIV/ work. Reasons are provided in the discussion above with re-
AIDS, an additional burden to workers, which is a very spect to negative health impact, but also high absence due
important issue to consider in many African but also other to illness and the ensuing costs. Statistics from industrialized
developing countries. In this study African participants al- countries show that the collective cost of stress is high for
luded to this burden particularly. A report by the World national economies. In the United Kingdom, stress costs the
Health Organization warns about this urgent problem economy an estimated 5–10% of the GNP per annum [53],
that impacts on caretakers’ health and their wish to work and it has been suggested that over 40 million working days
are lost each year due to stress-related disorders. In the priority in all developing countries. However, this is closely
United States, over half of the 550 million working days followed in importance by monitoring, surveillance of psy-
lost each year due to absenteeism are stress-related [39]. chosocial risks and work-related stress. Other priorities alert
Canada reported that absence for psychological reasons in- to the need to improve health care, health and safety stan-
creased 400% between 1993 and 1999 [54]. In many devel- dards, the development of occupational health services and
oped countries, 35–45% of absenteeism from work is due to policy and legislation, as well as their enforcement. Partici-
mental health problems [55]. In the United Kingdom, for pants also felt that a comprehensive legislatory framework
example, mental health problems are the second most im- that includes the informal sector, better data collection and
portant reason for absence from work, accounting for be- the creation of a safety culture would be a priority.
tween 5 and 6 million lost working days annually [56]. Based on the prioritization through the Delphi surveys, the
Other priorities refer to infectious diseases and the prob- table of priorities in industrialized and developing coun-
lem of HIV/AIDS, substance abuse and risky behaviours, tries developed by Rantanen et al. [5], has been adapted
which were discussed above, as well as chemicals, noise, to these new findings and is proposed as Table 7. The table
and biological agents, and musculo-skeletal disorders was last updated in 2004 and lists as its priorities in order
which are also the number one problem in Europe [13]. for developing countries dangerous sector work (agricul-
In developing countries they are, for example, to be ex- ture, mining, construction, forestry), transfer of hazardous
plained by the growth of service industries which have technologies, accidents, chemicals, etc. For industrialized
been associated with an increase in musculoskeletal dis- countries stress and the ageing workforce are top priori-
orders from repetitive and forceful movements and stress- ties. Below is the adapted Table of prioritization based on
related diseases [11]. the recent results.
Priorities for action in occupational health and safety in gen- The importance ascribed to psychosocial risks, work-re-
eral, are listed in Figure 2. Capacity building is an absolute lated stress, substance abuse and risky behaviours only
Table 7. Occupational health & safety priorities in industrialized & developing countries*. Results from Delphi surveys
* Adapted from Rantanen J. Global estimates of fatal occupational accidents. In: 16th International Conference of Labour Statistics,
Geneva, 1998 Oct 6–15; Geneva, Switzerland. Geneva: ILO 2001; and based on 2009 Delphi study.
nine years later, shows that these issues are coming to solutions might be. However, the actors that inherently
a level of concern that requires addressing for the sake of have the power to affect change need to become the
workers’ health, businesses, public health, and national champions for this cause, and for that understand its im-
economies at large. pact and importance.
this study should facilitate the proposal to include issues 10. Nuwayhid IA. Occupational health research in develop-
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proaches to occupational health and safety. 137–42.
12. Concha-Barrientos M, Imel Nelson D, Driscoll T, Steen-
land NK, Punnett L, Fingerhut MA, et al. Selected occu-
ACKNOWLEDGEMENTS
pational risk factors. In: Ezzati M, Lopez AD, Rodgers A,
The authors express their special thanks to Juliet Hassard, Kasia Murray CJL, editors. Comparative quantification of health
Rezulska, and Elizabeth Phinn for their kind support to this re- risks: global and regional burden of diseases attributable to
search project. selected major risk factors. Geneva: World Health Organiza-
tion; 2004. p. 1651–801.
13. Parent-Thirion A, Fernández Macías E, Hurley J, Vermey-
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