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Forest Ecology and Management 376 (2016) 24–35

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Forest Ecology and Management


journal homepage: www.elsevier.com/locate/foreco

Spatial interpolators for improving the mapping of carbon stock of the


arboreal vegetation in Brazilian biomes of Atlantic forest and Savanna
Henrique Ferraco Scolforo a, Jose Roberto Soares Scolforo b,⇑, Jose Marcio de Mello b,
Carlos Rogerio de Mello c, Vinicius Augusto Morais d
a
Department of Forestry and Environmental Resources, North Carolina State University, 2820 Faucette Dr., Campus Box 8001, Raleigh, North Carolina 27695, United States
b
Department of Forest Science, Federal University of Lavras, Campus Universitario, Campus Box 3037, LEMAF, Lavras, Minas Gerais 37200-000, Brazil
c
Department of Engineering, Federal University of Lavras, Campus Universitario, Campus Box 3037, DEG, Lavras, Minas Gerais 37200-000, Brazil
d
Department of Forest Science, Mato Grosso State University, Rod. MT 208, KM 147 - Jardim Tropical, Campus Box 324, Alta Floresta, Mato Grosso 78580-000, Brazil

a r t i c l e i n f o a b s t r a c t

Article history: The aim of this study was to map aboveground carbon stock of arboreal vegetation in the Savanna and
Received 10 January 2016 Atlantic forest biomes in Minas Gerais State, Brazil, in order to assess the best spatial technique for
Received in revised form 27 May 2016 mapping. The dataset was obtained from 148 forest fragments of these biomes. The best form of mapping
Accepted 31 May 2016
was based on statistical criteria and mapping quality. The exponential semivariogram model was selected
for conducting the study. The geographical model developed in this study for regression-kriging
application was fitted having as input longitude and biome variables, and, globally, has presented good
Keywords:
spatial behavior of the carbon stock distributed along the Minas Gerais State. From mapping carbon stock
Geostatistics
Regression
by different techniques, it was found that regression-kriging mapping was the most efficient. In addition,
Exponential as the semivariograms were fitted for each biome using kriging and co-kriging, it is possible to stand out
GIS the flexibility for using regression-kriging, including biome as a categorical variable in the geographical
model. Another result was the high correlation found between different forms of mapping, which adds
reliability for this study. Thus, it was concluded that the carbon stock distribution in the arboreal
vegetation of these two biomes is spatially structured. Ordinary kriging and co-kriging have presented
satisfactory results, however, regression-kriging has been more reliable for mapping and estimating
carbon stock distribution, in the Minas Gerais State.
Ó 2016 Elsevier B.V. All rights reserved.

1. Introduction Savanna biomes a total of 2,401 tree species, demonstrating the


richness of the State’s vegetation, especially for the Atlantic forest
Amazon, Semi-arid woodland, Atlantic forest, Savanna, Pampas, and Savanna biomes, which represent almost the totality of the
Wetlands are the biomes that occur in Brazil, which is a country vegetation found in the state (Oliveira Filho and Scolforo, 2008).
with continental dimensions. Among the Brazilian States, Minas In the context of the FI-MG database, Scolforo et al. (2015) esti-
Gerais (MG State) encompasses landscape variations ranging from mated the aboveground carbon stock (C-stock) presents in the
Savanna, Atlantic forest, and Semi-arid woodland, representing arboreal vegetation of these three mentioned biomes. The average
57%, 41%, and 2% of the vegetation, respectively (Scolforo et al., values were 35.05, 45.73, 12.40 Mg/ha in Semi-arid woodland,
2015). Atlantic forest and Savanna biomes, respectively. The study devel-
The ‘‘Forest Inventory of Minas Gerais” (FI-MG), which was oped by Scolforo et al. (2015) calculated C-stock for MG State using
developed by Federal University of Lavras in partnership with the regression-kriging interpolation technique. However, as MG State
State Institute of Forests, generated scientific information presents an area larger than France and Belgium together and a
concerned with the quality of forest fragments in MG State. This great vegetational diversity, it becomes important to test which
project reported for the Semi-arid woodland, Atlantic forest and interpolation technique provides the best estimates in order to
guide MG State to adopt the best public policies possible. Also it
is important to check if this interpolation technique presents
⇑ Corresponding author. predictive ability, i.e., the technique is capable to facilitate the
E-mail addresses: hfscolfo@ncsu.edu (H.F. Scolforo), jscolforo@dcf.ufla.br interpretation of the results and also extrapolate the results for
(J.R.S. Scolforo), josemarcio@dcf.ufla.br (J.M. de Mello), crmello@deg.ufla.br
every part of MG State easily.
(C.R. de Mello), vemorais@gmail.com (V.A. Morais).

http://dx.doi.org/10.1016/j.foreco.2016.05.047
0378-1127/Ó 2016 Elsevier B.V. All rights reserved.
H.F. Scolforo et al. / Forest Ecology and Management 376 (2016) 24–35 25

Remote sensing is usually applied to estimate C-stock, volume, distribution for a typical karst peak cluster depression landscape,
biomass, land use change and detection of burned areas. The in southwestern China, and they observed that ordinary kriging
majority of values used by this technique are extracted from the and co-kriging had limited predictive abilities.
Normalized Difference Vegetation Index (NDVI) and of satellite According to Mello et al. (2013), regression-kriging is a combi-
bands (Acerbi Júnior et al., 2015). However, the information gener- nation of two spatial interpolators. One interpolator is based on a
ated by remote sensing technique presents high cost-benefit and multiple regression model, which can result in good performances,
degree of uncertainty (Houghton et al., 2001), since the use of this because such models seek a relationship of cause and effect
technique requires field validation and the estimation quality between the target and the geographic variables, such as latitude,
depends on the image scale, i.e., accurate images increase costs. longitude, and altitude. However, Mello et al. (2013) drew atten-
As long as these problems remain, Houghton et al. (2001) and tion to the fact that regression models can over or under estimate
Constantini et al. (2012) pointed out that using interpolation when the input variables are out of the range of the values used for
techniques or integrating remote sensing information with inter- model fitting. To correct this limitation, it is necessary to insert a
polators will result in a gain of accuracy. stochastic process with the application of ordinary kriging of
Malhi et al. (2006) studying biomass in humid tropics used spa- residuals.
tial interpolation to understand how this variable varied with Seeking to understand and improve the mapping of C-stock
regional-scale environmental factors. Li and Heap (2011) assessed distribution, there is a scientific gap for the Brazilian scenario on
the performance of interpolation techniques using the data derived the performance of spatial interpolators. Thus, this study presents
from 53 comparative studies in environmental science, which a comparative evaluation of spatial interpolation methods to esti-
includes meteorology and water resources, ecology, agriculture, mate and map the aboveground C-stock of arboreal vegetation of
soil science and marine environment. The authors observed from the Savanna and Atlantic forest biomes in MG State, which is a
all the evaluated techniques that, in general, the methods based Brazilian State that presents great vegetational diversity.
in geoestatistical approaches resulted in better performance for Therefore, the aim of this study was to map aboveground
mapping environmental quantities. Mishra et al. (2012) also sug- C-stock of arboreal vegetation of the Savanna and Atlantic forest
gested that geostatistics can provide results more reliable. In other biomes in MG State using geostatistical interpolators such as ordi-
words, the mapping of the environmental variables through geo- nary kriging, co-kriging, and regression-kriging, evaluating the best
statistical approaches result in confident information to support spatial technique, in the sense of precision and predictive ability.
public policy and management decisions.
Recent studies related to ordinary kriging have been developed 2. Material and methods
aiming to map environmental variables. Muukkonen et al. (2009)
applied this technique to study within-site spatial variation of 2.1. Basic characterization of MG State, southeastern Brazil
C-stock in the organic layer of boreal forest soils and Wan et al.
(2011) mapped the soil organic carbon (SOC) change in the arable Brazil has a total area of 8,514,877 km2 and MG State accounts
upland soils to address the impact of future climate change on SOC for 7% of this area, i.e., 586,528 km2, being the fourth largest State
in China. of Brazil. MG is the second most populous State of the country hav-
Co-kriging has also been developed and, according to ing a population of 20.59 million inhabitants, which results in a
Yamamoto and Landim (2013), can be defined as a spatial statisti- density of 33.4 people per square kilometer. In economic terms,
cal procedure that estimates a set of several regionalized variables MG is the State with the third largest Gross Domestic Product
based on the correlation between the target variable and another (GDP), a total of 175.69 billion dollars in the end of 2010, or,
that can explain the first reasonably, being a type of multivariate 9.3% of the national GDP (IBGE, 2010).
version of the kriging process. Kunkel et al. (2011) applied Table 1 presents the descriptive statistics for the Savanna and
co-kriging and multiple linear regression to predict the spatial Atlantic forest biomes in MG State, highlighting the variability
distribution of soil C-stock across the watershed, and the authors between them. Table 1 also specifies the descriptive statistics for
observed that co-kriging successfully captured trends with respect the landscape variations belonging to each biome.
to aspect and elevation. Cunha et al. (2013) studied the rainfall MG State is geographically divided into 6 macro regions: cen-
spatial distribution in the Espirito Santo State, using kriging and tral, south-central, east, northwest, north, and west (Scolforo
co-kriging, and they found better performance using the multivari- et al., 2015). Climate data were derived from the ‘‘Economic
ate technique. Ecological Zoning in the state of Minas Gerais (ZEE-MG)”, which
Other studies related to regression-kriging also have been was developed by Federal University of Lavras in partnership with
developed around the world. Stand out Alvares et al. (2013), whose the State Institute of Forests (Carvalho et al., 2008). A total of 39
work mapped the Köppen climate classification in Brazil, and weather stations fairly distributed in MG State, belonged to
Adhikari et al. (2014), where the authors made spatial prediction Meteorological National Institute (INMET), were used to interpo-
of soil organic carbon contents and stock in Denmark. late temperature and precipitation data (Fig. 1). These stations
Authors like Zhang et al. (2012) observed that regression- present large datasets, most of them greater than 30 years. Thus,
kriging could make predictions more accurate than ordinary the interpolation of the mean values were feasible and consistent
kriging and co-kriging. The authors mapped soil carbon spatial (Carvalho et al., 2008).

Table 1
Descriptive statistics of the biomes of MG State, southeastern Brazil (Scolforo et al., 2015).

Biome Phytophysiognomy C (Mg/ha) N/ha N° species


Savanna Shrub Savanna 10.47 401 202
Savanna Wooded Savanna 12.17 1,173 686
Savanna Densely Wooded Savanna 28.51 1,649 317
Atlantic forest Semideciduous Seasonal Forest 41.41 1,377 1,336
Atlantic forest Rain Forest 53.64 1,864 513

C: average C-stock; N/ha: number of individuals per hectare.


26 H.F. Scolforo et al. / Forest Ecology and Management 376 (2016) 24–35

Fig. 1. Average annual rainfall (a), average annual air temperature (b) and topography (c) along MG State, Southeastern Brazil.

Observing the climate variability in the State, it is noticed a (Scolforo et al., 2015), a high number of forest fragments were
negative rainfall and a positive temperature gradients from south sampled for each biome.
to north (Fig. 1a and b). This variability helps to explain the A total of 3,575 plots (1,000 m2 in size) were systematically
predominance of these two biomes in the State. Savanna is installed and measured for each biome, being 61 forest fragments
predominantly in the west/northwest/north/central regions, with sampled with 1,453 plots for the Savanna biome and 87 forest frag-
warmer and wetter climate during summer and a pronounced ments with 2,122 plots sampled for the Atlantic forest biome. The
dry period; and Atlantic forest occurs in the south-central and east, sampling intensity was sufficient for both biomes as shown by
with mild and rainy climate, especially in the south. Gomide et al. (2005).
The topographic characteristics of MG State were derived from The forest fragments, here considered as parcels of forests rang-
the digital elevation model (DEM) (Fig. 1c). The DEM was derived ing from 3.89 to 85,388 ha (Table 2), selected during the FI-MG
from a map matrix with 100-m resolution that was developed from represent as great as possible the current forest spectrum in MG
the ‘‘Shuttle Radar Topography Mission” (NASA-SRTM), which State (Fig. 2), which presents forest fragments in different site
allowed the extraction of the geographical and topographic qualities, different successional stages, trees with different
variables for respective cells in MG State (latitude, longitude and diameters and heights and different degrees of anthropization
altitude). The latter ranges from 100 to 2,811 m. Higher altitude (presence of human activities).
variation is found in the eastern region, from the lowest Atlantic forest biome lies in eastern portion of MG state, closer
(approximately 100 m) up to the ‘‘Pico da Bandeira” mountain to the coast and occupying mountainous region. Most of its forest
peak (2,811 m), the second highest mountain in Brazil. fragments are primary forests. Even for the fragments that were
disturbed somehow in the past, this impact taken place many years
2.2. Sampling and determination of aboveground C-stock of the ago and these forest fragments now are too close those character-
arboreal individuals of the Atlantic forest and Savanna biomes in MG ized as primary forests. On the other hand, Savanna biome variabil-
State, Brazil ity regarding past disturbances is higher. However, we noticed that
clusters exist for this biome, where the primary forests are concen-
Surveys using a multi-stage sampling methodology in each trated in the south-central, forests with recent disturbance are
region of MG State were conducted during the FI-MG in 2008, as concentrated in the central, northern and northwestern regions
described by Scolforo et al. (2015), which can be summarized as and forests with some disturbance are concentrated in western
follows. and eastern regions.
A total of 148 forest fragments were used in this study. Due to The heterogeneous nature of a native forest fragment leads to
the heterogeneous nature of the native fragments (Table 1) an increase in the variability of vegetation indicators. Therefore,
H.F. Scolforo et al. / Forest Ecology and Management 376 (2016) 24–35 27

Table 2
Minimum and maximum forest fragment areas (ha) for each biome and number of forest fragments in each size class for each biome (Size Class I: 0–100 ha, Size Class II: 100–
500 ha, Size Class III: >500 ha).

Biome Minimum area (ha) Maximum area (ha) 0–100 ha 100–500 ha >500 ha
Savanna 3.89 9,982.86 15 35 11
Atlantic forest 14.55 85,388.00 43 30 14

Fig. 2. Biomes and sampled fragments spatially distributed in MG State, Brazil.

the dataset used in the analysis of this study was the average of C- Atlantic forest biome
stock of the plots contained in each of the 148 forest fragments Semiciduous Seasonal Forest:
(Hershey, 1996).
From the two biomes, 1,923 trees were scaled as follows: in the C ¼ e10:95þ2:09 lnðDBHÞþ0:81 lnðHÞ ; R2 ¼ 92:67% and Syx ¼ 0:0100Mg
Savanna biome, a total of 1,091 trees were distributed in 915 for ð3Þ
the Shrub Savanna and the Wooded Savanna, and 176 for the
Rain Forest:
Densely Wooded Savanna. In the Atlantic forest biome, a total of
832 trees were distributed in 674 for the Semideciduous Seasonal C ¼ e11:32þ2:14 lnðDBHÞþ0:81 lnðHÞ ; R2 ¼ 97:79% and Syx ¼ 0:0027Mg
Forest and 158 trees for the Rain Forest. All the procedures of how
ð4Þ
trees and species were selected, divided by size classes and how
aboveground C-stock (stem and branch wood for trees with DBH where C is the aboveground C-stock (Mg) for each arboreal individ-
larger than 5 cm) of each tree was determined are described in ual; e is the base of the natural logarithm; ln is the natural loga-
Scolforo et al. (2015). rithm; DBH is the diameter measured at 1.30 m above the ground
The equations for C-stock (Eqs. (1)–(4)) were first applied to the (cm); and H is the total tree height (m).
trees of the plots of each one of the 148 sampled forest fragments.
Consequently, we summed C-stock for all the trees and according 2.3. Mapping aboveground C-stock of the arboreal vegetation of the
to the plot size we extrapolated and got the information of biomes in MG State, Brazil
C-stock per hectare. Thus, calculation of C-stock per fragment
was done (Rufini et al., 2010; Scolforo et al., 2015). The mapping of aboveground C-stock of the arboreal vegetation
of the Savanna and Atlantic forest biomes in MG State was carried
Savanna biome out by ordinary kriging, co-kriging, and regression-kriging.
Shrub Savanna and Wooded Savanna:

C ¼ e11:13þ2:38 lnðDBHÞþ0:61 lnðHÞ ; R2 ¼ 97:08% and Syx ¼ 0:0025Mg 2.3.1. Variographic study
The variographic study was established from the generation of
ð1Þ
the experimental semivariogram and its modeling for the applica-
Densely Wooded Savanna: tion of the tested interpolators.
C ¼ e10:88þ2:64 lnðDBHÞþ0:61 lnðHÞ ; R2 ¼ 94:86% and Syx ¼ 0:0057Mg In this study, the exponential model, described in Journel and
Huijbregts (1978), was fitted for obtaining the set of parameters
ð2Þ to be used in the estimation via ordinary kriging, co-kriging, and
28 H.F. Scolforo et al. / Forest Ecology and Management 376 (2016) 24–35

regression-kriging. This model was chosen because in previous tance from the coast, among others. This interpolator globally cap-
studies it has shown a desirable performance for quantities such tures the general patterns of the target variable, i.e., the one to be
as rainfall mapping (Mello et al., 2012) and mapping of the above- mapped. The geostatistical interpolator allows for characterizing
ground C-stock of a Mexican conifer afforestation (Galeana-Pizana the stochastic process in the mapping procedure (Mello et al.,
et al., 2014). The exponential model fitting was conducted by 2013).
weighted least squares. These fittings were made using the According to Mello and Silva (2009), the aboveground C-stock of
R3.0.0 software (R Development core team, 2013), through the the arboreal vegetation in MG State is influenced by longitude. The
geoR package (Ribeiro Jr. and Diggle, 2001). Also GS+ software authors observed that such geographic variable is correlated to cli-
(Robertson, 1998) was used to perform co-kriging fittings. mate conditions of MG State, which affects the biomes and their
distributions along the State as noted above and therefore can be
2.3.2. Ordinary kriging and co-kriging geographically modeled. To assume this point, Pearson’s correla-
The prediction of non-sampled points by ordinary kriging was tion coefficients between longitude and C-stock (Mg/ha) were stat-
described initially by Journel and Huijbregts (1978). Kriging is ically significant presenting values of 0.53 and 0.21 for Savanna
based on the spatial autocorrelation structure, where the spatial and Atlantic forest, respectively.
dependence of a given regionalized variable means that is possible Using the topographic characteristics of MG State, the
to model part of the prediction error associated with the geograph- georeferenced continuous cells with dimensions of 100 m  100
ical position of the spatially distributed points. The experimental m (1 ha) were created over the vegetation length in MG State.
semivariogram is modeled by fitting a theoretical semivariogram Thus, using the ArcMap software (ESRI, 2010), it was possible to
based on the estimation of 3 parameters (nugget effect, range estimate C-stock for each one of the cells and, consequently,
and sill). In this study, the experimental semivariogram was generating the global map based on the geographical fitted
modeled separately by fitting a theoretical model for Savana and model.
Atlantic forest biomes, in the sense to reduce the vegetational Derived from the estimates of the geographical fitted model,
variability found in MG State and thus enable the modeling of residuals (observed less estimated values) were calculated. From
the spatial structure for the C-stock variable. these estimations, the ordinary kriging map of the residuals was
The ordinary kriging estimator is given by the following developed by behavioral analysis of the spatial continuity of the
equation: residues, fitting a theoretical semivariogram model to the experi-
mental semivariogram.
X
n
b X0 ¼
Z ki Z xi ð5Þ For the application of regression-kriging, after the generation of
i¼1 the global map for each one of the cells created along the MG
State’s biomes, a residuals map was created and merged into this
where Zb X0 is the estimation of the value in position X0; n is the
global map previously developed based on the fitted regression
number of neighboring sample points used for the prediction of model. This procedure allows for removing the trends on the esti-
the non-sampled value Z b X0 (in the kriging vicinity); ki is the i-th mates made by the geographical model, promoting a final unbiased
weight assigned to each i-th observation of the variable of interest map.
in the position X; and Zxi, is the observed value. Fitting the geographic model, longitude (Lo) and biome as a
The estimation of non-sampled points through co-kriging was categorical variable were used. To this end, the tested model was
described by Yamamoto and Landim (2013), among others, which presented in Eq. (7), which proposed differentiation in C-stock dis-
is an extension of kriging, where one or more easier measured vari- tribution for each biome:
ables help to explain the target variable as they are correlated (Wu
ln C ¼ Biome þ b1  Lo ð7Þ
et al., 2009). For this approach, the identification of the neighbors’
weight was made with the fitted parameters of the crossed semi- where ln C is the natural logarithm of aboveground C-stock
variogram. The crossed semivariogram was fitted for Atlantic forest [ln(Mg/ha)]; Biome is a categorical variable with 2 factors, i.e.,
and Savanna biomes separately, where the secondary variable was Atlantic forest and Savanna; Lo is longitude in meters (Albers coor-
the annual precipitation (mm). The linear correlation between C- dinates); and bi are the parameters to be estimated by regression.
stock and precipitation of 0.34 and 0.56 for the Atlantic forest Variance Inflation Factor (VIF) test was done, which detects
and Savanna biomes, respectively, were statistically significant. collinearity between input variables (Hair et al., 1998). Eq. (7)
These correlation coefficients are relevant because a good correla- was fitted using R 3.0.0 software.
tion between the auxiliary and target variables make co-kriging
more effective (Basaran et al., 2011). The co-kriging estimates are 2.4. Mapping procedures comparison for aboveground C-stock of the
given by: arboreal vegetation of the biomes in MG State, Brazil
X
n1 X
n2
b X0 ¼
Z k1i Z 1i þ k2i Z 2i ð6Þ The comparison between the studied interpolators was desired
i¼1 i¼1 to study the performance of the modeling methods (ordinary
kriging, co-kriging, and regression-kriging), which was based on
b X0 is the estimation of the value in position X0; n is the
where Z statistical criteria and mapping quality.
number of neighboring sample points used for the prediction of Mapping quality was performed using the Spatial Analyst
non-sampled value Z b X0 (in the kriging vicinity); and ki and k2i are module, embedded in the ArcMap program (ESRI, 2010), through
the i-th weights assigned to each i-th observation of the variables the multivariate tool - Band Collection Statistics. For this tool, the
Z1i (target variable) and Z2i (observed co-variable). pixels must be common among the maps. In this way, the tool
provides a pixel-to-pixel analysis between the maps in order to
2.3.3. Regression-kriging observe the correlation between them along the area of interest.
Regression-kriging is a mixed spatial interpolator that combines Therefore, a correlation matrix is generated between the maps.
a global interpolator (fitted regression model to predict the target The statistical criteria or the goodness-of-fit was based on
variable, which is C-stock in this case) and a geostatistical interpo- precision statistics obtained from 32% (48) of the total forest
lator. The global interpolator is a linear regression model having as fragments. These forest fragments were separated exclusively for
inputs geographical variables, i.e., latitude, longitude, altitude, dis- validation, and they were randomly selected and weighted for each
H.F. Scolforo et al. / Forest Ecology and Management 376 (2016) 24–35 29

biome. The precision statistics were the Mean Absolute Error (MAE, 3. Results and discussion
%), Maximum Absolute Error (MaE, %), Mean Bias Error (T, %) and
the Agreement Willmontt Index (D), whose formulas are pre- 3.1. Variographic modeling for ordinary kriging and co-kriging of
sented, respectively, as follows: aboveground C-stock of arboreal vegetation in biomes of MG State,
Brazil
P48 jOi Pi j
i¼1 Oi
MAE ð%Þ ¼  100 ð8Þ The use of co-kriging is recommended for those cases when the
48 primary and secondary variables present not only statistical signif-
icance but also high correlation (Basaran et al., 2011). Therefore,
P48 Oi Pi  the crossed semivariograms for Atlantic forest and Savanna biomes
i¼1 Oi
T ð%Þ ¼  100 ð9Þ were modeled with the aid of the average annual precipitation.
48 This greater correlation is linked to the fact that precipitation
affects C-stock distribution, since Atlantic forest biome is concen-
P48 trated in regions with similar temperatures, but different rainfall
i¼1 ðOi  P i Þ2
D¼1P 2
ð10Þ regimes, i.e., as greater the rainfall, greater the C-stock. Similar pat-
48
i¼1 ðjOi  Q j  jP0i  Q jÞ tern happens in the Savanna biome (Mello and Silva, 2009).
In Fig. 3, it is possible to observe the experimental and modeled
where Oi, Pi and Q are predicted and observed C-stock values, and semivariograms for aboveground C-stock of the arboreal vegeta-
average of the observed C-stock values, respectively. tion of the Atlantic forest biome (a), the experimental and modeled
MAE represents a measure of the average error, T indicates a crossed semivariograms for the same variable in the Atlantic forest
prediction bias and is centered around zero and Willmontt’s D biome with the aid of precipitation as secondary variable (b), the
index has been used for evaluation of accuracy of models/methods. experimental and modeled semivariograms for aboveground
This index reduces the outliers’ effect in statistical value C-stock of the arboreal vegetation of the Savanna biome (c) and
(Willmontt, 1984) and as higher is D value greater is the model the experimental and modeled crossed semivariograms for the
(Angulo-Martinez et al., 2009). In addition to these statistical same variable in the Savanna biome with the aid of precipitation
indices, the scatterplots of the predicted values around 1:1 as secondary variable (d).
line and Shapiro-Wilk test (at a = 0.05 of probability) were Exponential model was fitted for all the cases, allowing for
evaluated. characterization of the spatial continuity of the target variable

Fig. 3. Theoretical and experimental semivariogram (a, c) and theoretical and experimental crossed semivariogram (b, d) for the aboveground C-stock of arboreal vegetation
(Mg/ha) of Atlantic forest and Savanna biomes, respectively.
30 H.F. Scolforo et al. / Forest Ecology and Management 376 (2016) 24–35

(C-stock). The values of the nugget effect and sill enabled the
characterization of an appropriate spatial dependency structure
(Cambardella et al., 1994), however, it is stronger for the crossed
semivariogram, which indicates a spatial structure gain whether
precipitation is used as secondary variable. Thus, it is clear that
aboveground C-stock of arboreal vegetation in the biomes of MG
State have a multivariable nature, which can be modeled based
on rainfall pattern or even by the geographical location within
the State as suggested by Scolforo et al. (2015).
The practical range for the modeled semivariograms, which rep-
resents the maximum distance within which the spatial autocorre-
lation occurs, for the univariate and multivariate approaches were,
respectively, 93 km and 105 km in the Atlantic forest biome, and
898 km and 900 km in the Savanna biome, respectively.
The average density of sampling points in both biomes was
similar. However, the Atlantic forest biome concentrates the
vegetation in the phytophysiognomes of Semideciduous Seasonal
Forest and Rain Forest, and then presents greater species richness
when compared to the Savanna biome. Thus, this point makes
harder capturing the existence of the spatial structure of C-stock
distribution in this biome when compared to the Savanna biome. Fig. 4. Theoretical and experimental semivariogram for the residuals from the
Savanna biome changes smoothly the phytophysiognomes geographical model estimates of abovegound C-stock of arboreal vegetation [ln(Mg/
ha)] of the biomes in MG State, Brazil.
along MG State, thus this biome presents greater practical range
and lower nugget effect when compared to the Atlantic forest
biome.
The ranges found in this study for both biomes are compatible The fitted geographical model (Table 3) resulted in a coefficient
with the territorial extension and the average density of sampling of determination equal to 0.55, which is reasonable taking into
points of fragments for each biome in MG State. Comparatively, account the large variability found in the dataset as previously
Hengl et al. (2007), studying the mapping of soil organic matter mentioned. Among several sources of variability, we can highlight
in Croatia, found a range of 84.13 km. that the use of the biomes as categorical variable to differentiate
C-stock distribution, helped to reduce the variation found in the
3.2. Regression-kriging data, which consequently brought flexibility and power of general-
ization for the geographical model.
Regression-kriging is presented in three parts: (i) geographical The semivariogram of the residuals derived from the geograph-
model for estimating aboveground C-stock of the arboreal vegeta- ical model, which was modeled by an exponential model, is shown
tion of biomes in MG State; (ii) residual kriging map; and (iii) in Fig. 4. It is observed that the spatial structure was reasonable
removal of trends by sum of the both maps (global + residual). modeled, with a range of 339 km. The values of the nugget effect
Pearson’s coefficients between C-stock and longitude for the and sill enabled the characterization of a moderate spatial
Atlantic forest and Savanna biomes presented significant correla- dependency structure (Cambardella et al., 1994), however, lower
tions as previously mentioned. This is an important step for setting than those obtained by kriging and co-kriging.
a consistent geographical model, because this test demonstrates The geographical model estimated adequately the spatial
how the geographical variables can explain the dependent vari- behavior of C-stock, which consequently reduced possible trends
able. Table 3 shows the statistics of the fitted regression, estimated for specific areas. Thus, including biome as a categorical variable
coefficients and the statistical significance of each fitted parameter provided C-stock estimates for each biome (different intercept
and also the Variance Inflation Factor test values. level), bringing the geographical model closer to the reality.
Analyzing the fitted model, all tested variables were highly sig- Residuals ordinary kriging map (Fig. 5a) presents low values
nificant, which implies, in addition to the importance of the and considerably balance between the over and under-estimates
selected variables, non-existence of the multi-colinearity between of the residuals generated by geographical model. This map shows
input variables, which was confirmed by VIF test. The low estimate over-estimates (negative values) for three regions occupied mainly
errors of the fitted parameters also deserve to be highlighted which by Savanna biome (northern and western regions), but also occu-
strengthen the high statistical significance of the input selected pied by Atlantic forest biome. The inverse behavior can be
variables in the model (Mello et al., 2013). Finally, the simplicity observed for those regions with predominance of Atlantic forest
of the model can be highlighted, which means that the model pre- biome, like in south-central and eastern regions, for which the
sented an appropriate statistical behavior and can be easily inter- model produced underestimates (positive values), and for the cen-
preted and applied as well. tral region that is occupied mainly for Savanna biome. Meusburger
et al. (2012) using regression-kriging for rainfall erosivity mapping
Table 3 in Switzerland, comment on this issue (balanced distribution of the
Geographical model setting with estimated coefficients by regression, statistical residues), which means the residuals require a balanced spatial
significance of the estimated coefficients and Variance Inflation Factors (VIF). distribution, suggesting no trend for the estimates from the geo-
Parameter Variable Coefficient Standard error VIF graphical model, and thus, the model is appropriate for the study
b0 Intercept 3.976a 0.466 1.003
area, as presented and discussed earlier.
AF 1.161a 0.112 Fig. 5b presents the C-stock map generated by the geographical
b1 Lo 9.312  107a 2.997  107 1.003 model. As discussed before, the geographical model is appropriate
AF is a constant associated with Atlantic forest, since Savanna biome is the intercept
for its estimates in the study area. From the global map, some
baseline; Lo is longitude in meters. discussion of the characteristics related to the C-stock distribution
a
Significant at 5%. in MG State can be highlighted. The central, northwestern and
H.F. Scolforo et al. / Forest Ecology and Management 376 (2016) 24–35 31

Fig. 5. Residual kriging (a) and geographical model (b) maps for aboveground C-stock of arboreal vegetation of the biomes in MG State, Brazil.

northern regions presented low values of C-stock. Savanna biome rence of the phytophysiognomy Densely Wooded Savanna, which
is predominant in these regions, which helps to explain the low presents the highest C-stock for the Savanna biome in MG State
amount of C-stock. In addition, the low C-stock in these regions (Table 1). This higher C-stock compared to northern, northwestern
results from the combination of temperatures exceeding 25 °C and central regions can be associated to the fact that this region
and low annual rainfall (Carvalho et al., 2008). The western region has favorable conditions for tree growth, warming combined with
presents a mix between Atlantic forest and Savanna biomes. Thus, water and nutrient availability (Carvalho et al., 2008). Finally, the
C-stock founded in this region is greater than in typical regions of predominance of the Atlantic forest biome in the eastern and
Savanna biome. In addition, in this region, there is a unique occur- south-central regions in MG State, resulted in a high concentration
32 H.F. Scolforo et al. / Forest Ecology and Management 376 (2016) 24–35

Fig. 6. Distribution of the predicted values around the 1:1 line of C-stocks estimated by the different methods (a: ordinary kriging; b: co-kriging; c: regression-kriging).

Table 4
Precision statistics generated by the ordinary kriging, co-kriging, and regression-kriging interpolators.

Variable Techniques MAE (%) MaE (%) T (%) D Shapiro


C-stock (Mg/ha) Ordinary kriging 62.97 99.2 36.91 0.54 0.1148
Co-kriging 61.97 96.4 36.91 0.54 0.1301
Regression-kriging 57.95 90.9 16.88 0.67 0.1404

of C-stock, which can be explained by the high stand density found cannot capture well extreme values, since this variable is highly
in this biome (Table 1), reasonable edaphic conditions and better correlated with climate data, which is not stand level specific.
spatial and temporal rainfall distribution (Carvalho et al., 2008). Therefore, easy and simple new variables should be measured in
the future to help the interpolation in reducing this noisy.
3.3. Comparison of the studied interpolators The performance of the interpolators was especially affected by
kriging and co-kriging inability to predict the lowest values,
In Fig. 6, it is possible to observe the distribution of the pre- especially those lower than 10 Mg/ha, while regression-kriging
dicted values around 1:1 line for ordinary kriging (a), co-kriging presented this inability mainly to predict the highest values, espe-
(b) and regression-kriging (c). In addition, in Table 4, the precision cially those larger than 70 Mg/ha. Thus, as the dataset is concen-
statistics for the studied interpolators are presented. trated around ±1 standard deviation (Mg/ha) and the occurrence
As shown in Table 4, regression-kriging showed the best results of the lowest values were more often than the highest values,
for all evaluated statistics. All the studied methods resulted in regression-kriging tended to lesser errors. This can be noticed by
relatively large MAE and MaE, which is an indication of how the the predicted values around the 1:1 line (Fig. 6).
dataset variation impacts the results. For Bias (T, %) and Wilmontt’s Independent of the problems described above, the analysis
D index, regression-kriging performed much better than kriging made from Fig. 6 and Table 4 show that regression-kriging
and co-kriging. The combination between a global and a geostatis- presented more accurate estimates than co-kriging and ordinary
tical interpolator represented better the C-stock distribution along kriging. Mishra et al. (2012), while studying C-stocks estimates
the MG State. from the methodology proposed by the IPCC, demonstrated that
On average, all the interpolators appropriately estimated the use of techniques that incorporate geostatistics, more specifi-
C-stock. However, underestimation and overestimation occurred cally regression-kriging, may result in higher prediction accuracy
for extreme values of C-stock (Fig. 6). Since data variation is high, when the existence of spatial dependence is observed.
none interpolator is robust enough to capture the pattern for It is also interesting to mention that because of the high vari-
extreme values. Even for regression-kriging, longitude by itself ability of the data and considerable range of longitude, soil types,
H.F. Scolforo et al. / Forest Ecology and Management 376 (2016) 24–35 33

climatic variability, stage of fragment conservation and even the respectively, lower when compared to the observed total). Again,
succession of the vegetation found in MG State, the statistical val- regression-kriging technique presented closer values of what was
ues can be considered satisfactory, mainly for regression-kriging, observed in the field.
which is featured as an estimator with low bias (Table 4). This clearly indicates the reliability of the study, being capable
The results demonstrate that the multivariate kriging methods to capture specific details that rendered regression-kriging most
need to be considered instead of ordinary kriging application for efficient in the aboveground C-stock mapping of arboreal vegeta-
C-stock in large areas, like MG State, where mainly the longitude tion of biomes in MG State.
can be used as secondary variable, as demonstrated here. Ordinary kriging and co-kriging presented appropriate maps as
Galeana-Pizana et al. (2014), while mapping aboveground a result of the coefficients of these techniques being dependent on
C-stocks of a Mexican coniferous forest population, observed the spatial variations between the sampling points (Hudak et al.,
greater performance of regression-kriging, thus being a more effec- 2002) as shown by the fitted semivariograms (Fig. 3).
tive technique for mapping, thus adding reliability to the result. However, the best performance is attributed to regression-
A relevant factor regarding the quality of the estimates from the kriging due to the fact that there was correlation between C-stock
geostatistics interpolators can be seen from the similarity pre- and the geographical variable (longitude). Hence, the hybridization
sented by the C-stock maps of the biomes in MG State (Fig. 7). method (geographical model combined with ordinary kriging of the
The correlation between the pixels throughout the State in cells residuals derived from the geographical model) allows capturing
of 100  100 m (1 ha) is 99% for the final maps of ordinary kriging details regarding the distribution of C-stock in the biomes of MG
and co-kriging; 97% for the final maps of regression-kriging and State, as it promotes a correction of the estimates for locations
ordinary kriging; and 97% between the final maps of regression- where the geographical model did not perform properly, showing
kriging and co-kriging. In addition, when comparing the estimated higher estimation errors. For regression-kriging, since their coeffi-
C-stock given by the interpolators with the forest inventory data- cients depend only on the correlation between the dependent and
set, we noticed that all interpolators presented total C-stock for independent variables, this presents itself as the most appropriate
MG State very close with the C-stock provided by the forest inven- technique for spatial mapping of the target variable, thereby com-
tory. For the Savanna biome, all the interpolators tended to slightly bining the advantages of a deterministic and stochastic methods
overestimate C-stock (total estimates of kriging, co-kriging and (Yao et al., 2013). In addition, while co-kriging and ordinary kriging
regression-kriging were 5%, 5% and 4%, respectively, greater when were performed separately for each biome, regression-kriging was
compared to the observed total), while for the Atlantic forest done considered the whole vegetation in one dataset. The fitted
biome they presented the opposite behavior (total estimates of regression model provided by adding biome as a categorical
kriging, co-kriging and regression-kriging were 9%, 8% and 7%, variable the predictive ability to estimate C-stock for each biome

Fig. 7. Aboveground C-stocks maps of arboreal vegetation of biomes in MG State obtained through ordinary kriging (a), co-kriging (b), and regression-kriging (c).
34 H.F. Scolforo et al. / Forest Ecology and Management 376 (2016) 24–35

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