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CYBERPSYCHOLOGY & BEHAVIOR

Volume 6, Number 4, 2003


© Mary Ann Liebert, Inc.

From Psychotherapy to e-Therapy: The Integration of


Traditional Techniques and New Communication Tools in
Clinical Settings

GIANLUCA CASTELNUOVO, M.S., ANDREA GAGGIOLI, M.S.,


FABRIZIA MANTOVANI, Ph.D., and GIUSEPPE RIVA, Ph.D.

ABSTRACT

Technology is starting to influence psychological fields. In particular, computer-mediated


communication (CMC) is providing new tools that can be fruitfully applied in psychother-
apy. These new technologies do not substitute for traditional techniques and approaches but
they could be used as integration in the clinical process, enhancing or making easier particu-
lar steps of it. This paper focuses on the concept of e-therapy as a new modality of helping
people resolve life and relationship issues. It utilizes the power and convenience of the Inter-
net to allow synchronous and asynchronous communication between patient and therapist. It
is important to underline that e-therapy is not an alternative treatment, but a resource that
can be added to traditional psychotherapy. The paper also discusses how different forms of
CMC can be fruitfully applied in psychology and psychotherapy, by evaluating the effective-
ness of them in the clinical practice. To enhance the diffusion of e-therapy, further research is
needed to evaluate all the pros and cons.

INTRODUCTION important to study the impact of these changes as


they occur, and it is imperative that new technolog-

P SYCHOTHERAPY IS TRADITIONALLY BASED on face-


to-face interactions or other settings that in-
volve verbal and non-verbal language without any
ical competencies be developed as clinicians inte-
grate these technologies into their research and
practice.” Nickelson3 defined these scenarios with
technological mediation. However, emerging tech- the word “telehealth”: the use of telecommunica-
nologies are modifying these traditional settings. tions and information technology “to provide ac-
As indicated by Norcross et al.1 in a recent study cess to health assessment, diagnosis, intervention,
about the future of psychotherapy, “as we transi- consultation, supervision, education and informa-
tion from the industrial era to an information era, it tion, across distance.”
is imperative that we remain knowledgeable of It is important to underline that the possible in-
how changes will impact psychotherapy, psycholo- troduction of new technologies does not represent
gists and our patients” and “a growing percentage a new theoretical approach in the field of psycho-
of psychotherapy will be offered by telephone, therapy: the traditional techniques (such as the
videophone or e-mail.”1 “cognitive reframing” in the cognitive and behav-
As noted by Jerome and Zailor2: “emerging tech- ioral approach) and the key features of an effective
nology will perpetually alter the health care envi- psychotherapy (such as a good relationship be-
ronment, continuously changing the tools and tween therapist and patient) are not put in discus-
options that are available to therapists. It is thus sion in high-tech scenarios. In this frame, new tools

Applied Technology for Neuro-Psychology Laboratory, Istituto Auxologico Italiano, Milan, Italy.

375
376 CASTELNUOVO ET AL.

can be used for enhancing the traditional treat- based intervention for people with panic disorder:
ments. Possible applications are extended support the treatment condition was associated with signif-
in particular steps of the clinical process (e.g., follow- icant reductions in all variables, except anxiety sen-
up) or as an augmentation of face-to-face commu- sitivity and depressive affect.9
nication during the central and final parts of the Botella et al.10 developed a telepsychology sys-
psychotherapy. The focus is not upon the technol- tem for the treatment of public speaking fear. The
ogy but upon the process of the psychotherapy, of system, composed of three main parts, is a struc-
diagnosis, or of other psychological activities that tured assessment protocol that gives the patient a
can be enhanced with the use of technological diagnosis of his/her problem, a structured proto-
media and tools. col for the treatment of the pathology previously
As noted by Grohol,4 e-therapy “is a new modal- discovered, and an outcome protocol that as-
ity of helping people resolve life and relationship sesses treatment effectiveness at every intermedi-
issues. It uses the power and convenience of the In- ate step.10
ternet to allow simultaneous (synchronous) and One of the possible advantage of using e-mail as
time-delayed (asynchronous) communication be- an adjunct to therapy is the patient’s involvement
tween an individual and a professional.” This au- in treatment.11 Murdoch and Connor-Greene11 re-
thor noted that “it would be inappropriate to ported two interesting clinical cases where thera-
compare it to traditional face-to-face psychother- peutic alliance and impact improved with the use
apy, assessment or traditional services,”4 because of e-mail homework reporting. The authors attrib-
e-therapy is only a resource that can be added to uted this improvement to the fact that some pa-
traditional treatments.4,5 tients have fewer problems when they talk about
Another key issue to consider in the possible ap- personal issues using e-mail than when they are in
plications of e-therapy is the provision of appropri- a face-to-face setting.
ate health assistance in remote areas where Also, in the outpatient treatment of anorexia ner-
specialized staff and facilities are not widespread: vosa, good results have been obtained using e-mail
in these situations, the Internet could be the only as a therapeutic adjunct.12 Results of this study
solution to allow daily health care. The AKAMAI showed a clinical improvement for all patients in-
Telemedicine Program, in the case of Hawaii, and cluded in the experimental group. Furthermore,
Alaska Telemedicine Program, in the case of patients accepted the use of e-mail as a therapeutic
Alaska, are two examples.6 adjunct, and they considered it fruitful.
Bouchard and colleagues13 used videoconference
to enhance a cognitive-behaviour protocol for the
POSSIBLE APPLICATIONS treatment of patients suffering from panic disorders
OF e-THERAPY with agoraphobia. According to the authors, tele-
psychotherapy demonstrated statistically and clini-
The Internet—a global computer network that cally significant improvements of target symptoms
connects ever-growing numbers of local networks (frequency of panic attacks, panic apprehension, se-
and computers—is now one of the predominant verity of panic disorder, perceived self-efficacy) and
communicational tools. A number of psychological measures of global functioning (trait anxiety, general
resources are already available for professionals improvement). Furthermore the authors noted that a
and lay users.2,6,7,8 There are two main areas in psy- good therapeutic alliance was built also using video-
chotherapy where the Internet could provide conference (and not real face-to-face interactions)
enhancing solutions for clinical applications: indi- after the first telepsychotherapy session.13
vidual therapy and self-help therapy.
Self-help therapy
Individual telepsychotherapy
Self-help information is characterized by written,
Individual telepsychotherapy could be indicated visual, audio, recorded, etc. material whose content
in many situations for remote psychological con- is a treatment program (or part of it) that may be
sultations. Although efficacy of the use of remote self-administered by patients with or without the
consultation in psychotherapy is not yet fully ex- therapist’s guidance.10 The utility of self-help pro-
plored, technological advances have allowed the cedures has been acknowledged for a wide variety
publication of some pioneering work with good of psychological problems, such as phobias, obe-
and promising results. Klein and Richards, for ex- sity, sexual dysfunctions, and tobacco addiction.
ample, investigated the effectiveness of an Internet- Scogin et al.14 performed a meta-analysis review of
FROM PSYCHOTHERAPY TO e-THERAPY 377

40 well-designed outcome studies of self-help treat- • Privacy: Information exchanged in on-line self
ments. The overall conclusions were that self-help help groups could be typed, recorded, copied,
is clearly more effective than no treatment at all and distributed, reducing clients’ privacy.
and just as effective in most cases as treatment ad-
ministered by a therapist. However future technological developments
In order to avoid indiscriminate use of self-help (e.g., improved encryption systems) and practical
material that could strengthen (and not reduce) the adjustments (e.g., restricting on-line group psycho-
psychological problems, more research is needed. 15 therapy membership to local residents who can be
Botella10 noted that this risk of worsening the trou- screened personally before therapy begins) could
ble instead of alleviating it depends on whether the solve these problems.
information is offered without following a gradual
therapeutic process.
NEW TOOLS IN e-THERAPY
Online self-help groups
As noted by Stamm,6 “Psychologists do not have
On-line self-help groups are composed by bul- to become technology specialists to be competent
letin boards, chat rooms, news, and discussion providers of telehealth services . . . However, to
groups operating within health-related web best know when and how to use technology to sup-
pages, list servers (groups in which each individ- port healing . . . psychologists will need more tech-
ual message is copied and e-mailed to all sub- nology proficiency, particularly with computers,
scribers), and other electronic forum focused on than has been the norm. This is particularly true for
sharing and solving psychological disturbances.16 those who will be establishing their practices in the
Some are simply unstructured discussion groups. coming decades.”
Others are led by an individual (usually a non- However, in 1996, a survey on a sample of 213 Cal-
professional) who shares the problem that the ifornian psychologists showed that only a fraction of
group addresses. psychologists was making use of computers for any-
The principle at the core of these groups is the thing other than simple word processing.22
sharing of experiences, strengths and hopes be-
tween members in order to solve their common
Synchronous and asynchronous
problem. These groups offer both an alternative
computer-mediated communication
and adjunct to the traditional psychotherapy ap-
proach. Madara17 noted that possible advantages of In the interaction between therapist and patient,
a self-help group are social support, practical infor- synchronous and asynchronous computer-mediated
mation, shared experiences, positive role models, communications (CMC) could be fruitfully ap-
helper therapy. plied.23,24 There are different possible scenarios: the
The effectiveness of online self-help groups is client and therapist could sit at their computers at
generally high: different researches proved their ef- the same time interacting with each other at that mo-
ficacy as support tools in the treatment of eating ment (synchronous CMC) or when communication
disorders,18,19 depression,20 and headache.21 is not simultaneous (asynchronous CMC).
Humphreys and colleagues16 noted that ethical About asynchronous CMC, electronic mails
problems have to be taken into account for psychol- (e-mails) are messages left by a sender in a re-
ogists in Internet-based groups: ceiver ’s electronic letterbox, which the receiver
must open before he can read the message; it can be
• Location: It is very difficult for a psychologist used to facilitate electronic communications be-
to competently execute ethical responsibilities tween patients and care providers. According to
where on-line group members usually come Yager,12 there are several reasons for which e-mail
from a broad geographical area, overall in situa- can be considered as a positive enhancing tool in
tions of emergency (e.g., a client residing in an- therapy. Firstly, e-mail increases the frequency and
other state becomes suicidal). amount of time contact with clinicians and thera-
• Identity: Without reliable systems of encryption, peutic processes. Secondly, the emotional value of
an individual with access to a client’s computer e-mail is relevant because patients can initiate con-
(e.g., a family member) could sign into on-line tacts when they feel most inspired and need most
group psychotherapy by using the password to be in contact with their clinician. A third factor is
and the name of the actual client. Individuals represented by the observation that quasi-daily e-
cannot be easily identified over the Internet. mail reports require patients to be constantly aware
378 CASTELNUOVO ET AL.

of their behaviours and of being in therapy. Finally, one or more distant locations using video cameras,
e-mail can reduce the emotional burden of patients monitors, and communications. VTC can represent
by encouraging and enabling them to say whatever a fruitful solution in rural areas, where mental
they care to say. Emotions can be simulated, to health services are limited,2,7 and patients tend to be
some extent, by using symbolic or graphics expres- undertreated, receiving treatment only in emergen-
sions (i.e., the emoticons). As underlined by Yager,12 cies. Moreover, VTC can provide opportunities for
there are also potentially negative effects, such as clinical consultation, assessment, diagnosis, super-
lack of privacy in receiving e-mail messages, clini- vision, home health care, medication management,
cian failure to respond in a timely and adequate continuing education, and administrative review.
fashion, difficulty to recognize urgent and troubled An important issue to consider in using VTC is
communications meriting phone and/or face-to- that patient acceptance is high, even when individ-
face contact. uals are acutely or chronically psychotic or agi-
In the field of asynchronous CMC, an important tated.2,7 This result is confirmed by the study of
role is played by newsgroups, electronic notice Ghosh et al.26: no differences in the therapeutic al-
board on which users can post messages referring liance were found when they compared 10 psycho-
to a specific topic or area of interest. Users can read therapy sessions conducted by video conference
the messages by opening the notice board, and with 10 sessions conducted face to face.
send their own messages in turn. As with e-mail, Unlike conventional telephone communications,
there is no real-time link between the computers of where parties are limited to only hearing each
the interacting subjects. other, video teleconferencing utilizes both audio
Unlike asynchronous CMC, the most important and video communications enabling participants
feature of synchronous CMC is that it does provide to see and hear each other as if they were in the
a real-time link between users’ computers.23 Al- same room. VTC operates with a camera, a monitor
though the most frequently cited example is the and a computer processor. According to Stamm,6
videoconference, the most widespread system is in- on the market there are different types of basic
ternet relay chat (IRC). VTC: dedicated VTC units, desktop computer VTC
IRC is a form of synchronous CMC which en- units that pass data via telephone lines or via the
ables a group of users (a chat) to exchange written Internet and retrofit units that use existing televi-
messages and interact with each other in two dif- sions and telephones.
ferent ways, by sending a message either to a speci-
fied user, or to all members of the chat.24 IRC allows
Shared hypermedia tools
more frequent patient-therapist communications,
facilitating the tracking of a patient’s progress and Hypermedia can be described as “on-line setting
eliminating the need for an office visit.5 IRC has where networks of multimedia nodes connected by
been successfully used by self-help organizations. links are used to present information and manage
The principle of the self-help group is that mem- retrieval.” 27 While a hypertext consists of textual
bers are allowed to share experiences, strengths information in the first place, hypermedia include
and hopes in order to solve their common prob- multiple information formats (such as visual or
lems. These groups offer both an alternative and musical) and animation elements. When hyperme-
adjunct to the traditional psychotherapy arena. dia are used as communication tools, they are de-
They have in common the fact that members partic- fined as shared hypermedia tools (SHs).28,29
ipate with the expectation of receiving emotional SHs integrate the communication potential of-
support and finding new ways to help themselves fered by Internet with the richness of different
cope with their shared problems. By far the largest multimedia contents. Different users, who are si-
segment of these groups deal with substance abuse multaneously browsing the same website, can com-
problems (i.e., Alcoholics Anonymous). municate with each other and share files or web
Suler25 has analyzed the pros and cons of syn- addresses. Furthermore, each user can get a con-
chronous and asynchronous communication in stantly updated list of all the other online users
telepsychotherapy. Results of this evaluation are re- who are visiting the same website.29 Usually, a SH
ported in Table 1. allows the user to conduct group and private chats,
Among synchronous CMC, video teleconferenc- to exchange information and files, and even to
ing (VTC) is one of the most important tool for tele- share the same web pages. On any website, SH
health.2,7 VTC allows participants to conduct users can see a list of other users and talk with
visually interactive electronic meetings between them on group and private levels.
FROM PSYCHOTHERAPY TO e-THERAPY 379

TABLE 1. PROS AND C ONS OF DIFFERENT TYPES OF CMC ACCORDING TO SULER25

Type of CMC Pros Cons


Synchronous • The ability to schedule sessions defined • The difficulties and inconvenience in
by a specific, limited period of time; having to schedule a session at a
• A feeling of presence created by being particular time, especially if the
with a person in real time; client and therapist are in very
• Interaction may be more spontaneous, different time zones;
resulting in more revealing, uncensored • There is less “zone for reflection”—
disclosures by the client. the time between exchanges to think
• Making the effort to be with the person and compose a reply—with the possible
for a specific appointment may be exception of lag, which offers a small
interpreted as a sign of commitment zone for reflection
and dedication; • In the mind of the client, “therapy” may
• Pauses in the conversation, coming be associated specifically with the
late to a session, and no-shows are not appointment and be less perceived as
lost as psychologically significant cues. an ongoing, daily process.
Asynchronous • There are no difficulties in having to • The professional boundaries of a
schedule a specific appointment time; specific, time–limited “appointment”
different time zones are not a problem; are lost.
• There is the simple convenience of • There is a reduced feeling of “presence”
replying when you are ready and able because the client and therapist are not
to reply; together in the moment.
• There is an enhanced “zone for reflection” • Some of the spontaneity of interacting
that allows the therapist and client to “in the moment” is lost, along with
think and compose a reply. what spontaneous actions can reveal
about a person.
• There may be some loss of the sense of
commitment that “meeting with me
right now” can create.
• Pauses in the conversation, coming late
to a session, and no-shows are lost as
psychologically significant cues
(although pacing and length of replies in
asynchronous communication may
serve as cues).

One of the key advantages of SHs is the consoli- search/surf techniques in the Internet with rele-
dation of different forms of CMC (e-mail, IRC) into vant information tailored to their needs.29
one fully integrated interface. Many SHs also have
a search engine that can be used to find a user who
meets specific requirements (i.e., age, interests). In EVALUATION OF CMC TOOLS IN
this way, it is relatively easy for a therapist, for ex- CLINICAL PRACTICE
ample, to set up a group with common interests,
such as eating disorder or other mental illnesses. In order to evaluate the clinical effectiveness of
Some SHs have a feature called “web tour” that is these telemedicine tools, many dimensions have to
very interesting for the possibility given to the ther- be taken into account. Fineberg and colleagues30
apist to provide patients who are not familiar with distinguished several process and outcome dimen-
380 CASTELNUOVO ET AL.

sions that might appropriately be assessed by ies in different therapeutic areas that reported
evaluators: significant improvements of patient who were
included in Internet-supported therapy pro-
• Technical capacity—whether a technology is grams.31 Further research is needed to demon-
safe, accurate, and reliable strate whether this technology (and related ones,
• Diagnostic accuracy—whether a technology con- like SHs) can really improve patients’ health and
tributes to a correct diagnosis well being. Although there is still a lack of exper-
• Diagnostic impact—whether a technology pro- imental and clinical outcomes evidencing the ef-
vides diagnostic information that is useful in mak- fectiveness of CMC tools in psychotherapy, these
ing a diagnosis (e.g., after the telemedicine consult, preliminary results are encouraging.
is face-to-face consultation still necessary?)
• Therapeutic impact—whether a technology in-
fluences patient management or therapy CONCLUSION
• Patient outcome—whether a technology im-
proves patients’ health and well being E-therapy could represent a useful integration
between technological tools and traditional clinical
However, a more detailed point-to-point analysis techniques and protocols in order to improve the
is needed to evaluate the clinical effectiveness of effectiveness and efficiency of therapeutic process.
CMC tools: The impact of these new possibilities in psycho-
therapy might be very strong.
• Technical capacity. The technical capacity and de- In the field of psychology, e-therapy has been
velopment of CMC tools are ensured by their ap- adopted only by a few clinicians, and a widespread
plications for commercial purposes and massive change in health-care organizations would be nec-
distribution over the Internet. They are first in- essary in order to increase the use of e-therapy
tended to be effective, safe, accurate and reliable tools.32 It is necessary to consider changes in these
communication tools. Their success depends pri- areas: consultations and referral patterns, ways of
marily on these aspects, including human- payment, specialist support for primary healthcare,
interface and ergonomic issues. Of course, there co-operation between primary and secondary
are some differences concerning the level to healthcare, defining geographical catchment areas,
which each particular CMC tools meets these re- and “ownership” of patients.33
quirements (i.e., not all CMC tools have a user- Although the main problem for the success of
friendly interface). e-therapy is non-technical,34 actual technology—
• Diagnostic accuracy and diagnostic impact. Despite hardware, software, and transmission—is far from
of the great range of communication features that perfect 35: the main limits are insufficient image
characterize most of this software, they cannot re- quality, low framing rate, flickering, and delays
motely convey the richness of information (ver- that make working in front of a video terminal un-
bal and non verbal) provided by direct, face to attractive and in particular very tiring. New trans-
face (f2f) interaction. The present and future chal- mission technologies, including Digital Subscriber
lenge for CMC tools is to allow the remote recon- Line (xDSL) and cable modem, promise to provide
struction of the clinical setting, at least for the relevant increases in dependable bandwidth for
elements more important to ensure a functional a small increment of price. For the success of
relationship between therapists and patients. e-therapy applications widespread access to the In-
• Therapeutic impact. CMC tools have the potential ternet is also required. Many applications currently
to fruitfully influence both patient management demand only moderate bandwidth and latency,
and therapy. This forecast is supported by the meaning that standard modem access to the Inter-
observation that simpler Internet-related tech- net, at 56 kbit/s may suffice.
nologies (i.e., e-mail or text-chat) have signifi- Ensuring health-services “on-line” could also re-
cantly and positively affected the outcomes of duce gaps of quality in treatments between differ-
mental health sessions.31 ent demographic groups,36 traditionally without
• Patient outcome. Up to now, the majority of pro- the same possibility to reach Health-care organiza-
grams that have applied Internet related tech- tions: in fact there are considerable differences in
nologies for the treatment of mental disorders the access to psychological services in the world.
have encountered positive, if not even enthusias- Other important issue to discuss is related to se-
tic, reactions by patients. There are several stud- curity, legal protection, and ethical aspects.37,38 In
FROM PSYCHOTHERAPY TO e-THERAPY 381

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