Professional Documents
Culture Documents
Belfiore, E. (1984) - A Theory of Imitation in Plato's Republic PDF
Belfiore, E. (1984) - A Theory of Imitation in Plato's Republic PDF
Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at .
http://www.jstor.org/page/info/about/policies/terms.jsp
.
JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of
content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms
of scholarship. For more information about JSTOR, please contact support@jstor.org.
American Philological Association and The Johns Hopkins University Press are collaborating with JSTOR to
digitize, preserve and extend access to Transactions of the American Philological Association (1974-).
http://www.jstor.org
5 This is the view of, for example, R. Nettleship,Lectures on the Republic of Plato
(London 19012) 341 and G. Else, The Structureand Date of Book 10 of Plato's Republic
(Heidelberg 1972).
6 Some interpretations along this line are those of W. Jaeger,Paideia: T'he Ideals of
Greek Culture, transl.G. Highet (New York 1943) 2.215; R. G. Collingwood,"Plato's Phi-
losophyof Art,"Mind n.s. 34 (1925) 163-64; Nehamas (above, note 1).
7 The best known proponentof the view that Plato distinguishesbetween a "good" and
a "bad" kind of imitationis J.Tate, "'Imitation'in Plato's Republic," CQ 22 (1928) 16-23
and "Plato and 'Imitation',"CQ 26 (1932) 161-69.
8 See, for example, W. J.Oates, Plato's View of Art (New York 1972) and W. J. Ver-
denius, Mimesis. Plato's Doctrine of ArtisticImitation and Its Meaning to Us (Leiden
1962).
9 Vicaire (above, note 2) 236-60, thoughhe does not examine the Republic in sufficient
detail, is one of the few who have undertakena studyof Plato's views on poetic genres.
I. Imitation
Republic 3.393c5-6 gives the most comprehensivedefinitionof imi-
tation(T-OjAtjA0EaL) we findin our two passages:"Is it nottruethatto
make oneselfsimilar to someone else in sound or in shape is to imitate
that personto whom one makes oneselfsimilar?"(OV'KOViVTO' YE OMOLOVV
' '
EaVTOV aAAW Kaaa a VV Kara OX-a ayLALGtaL EOTLV EKELVOV w av
TL9 01AOLOL' )
10 The many parallels between the treatmentsof imitationin the Sophist and in the
Republic have been studied in detail by Else (above, note 5) 26-41. See also B. Bosanquet,
A Companion to Plato's Republic (London 19062) 85, who notes a parallel between
Plato's introductionof "huntersand imitators"into the "feverishcity" at Republic 2.373B
and his divisionsof huntingand productionin the Sophist. It is not,then,surprisingif the
Republic is also similarto the Sophist in its concernwithclassification.
11 This restrictionmeans, forexample, that we will not attemptto studyPlato's views on
music, an importantimitative art. For more comprehensivestudies of mimesis in the
worksof Plato and other Greek writerssee R. McKeon, "LiteraryCriticismand the Con-
cept of Imitationin Antiquity,"Modern Philology 34 (1936) 1-35; H. Koller, Die Mime-
sis in der Antike (Bern 1954); G. Else, "'Imitation' in the Fifth Century,"CP 53 (1958)
73-90 and addendum 245; Sorbom (above, note 1).
Imitation
making something similar to some-
thing else in sound or shape
Tragedy
tragic poetry using mixed tragic poetry using only imi-
narrative in epic verse tative narrative in iambic verse
12 See Nehamas (above, note ]) 62 fora good discussionof thisaspect of Republic 10.
mean "impersonation"(in whicha human being uses his own body to imi-
(as
tateanotherhumanbeing) in Republic 3, and to mean "representation"
a bed)inRepublic10.15
when,forexample,a painterimitates
This interpretation, however,risksimputingto Plato a distinctionin
which he is not interested.While it is true that in his Sophist (267A3-4)
Plato distinguishesimitationusing one's own body (acting,forexample)
fromimitationusingimplements(painting,forexample), in the Republic
Plato not onlyignoresthisdistinction,he also failsto distinguishimitation
of humanbeingsfromimitationof animalsor of inanimateobjects,shifting
withoutwarningfromdiscussionof theone to theother.Thus,in Republic
3, Plato equates imitationof the soundsof animalsand of naturalphenom-
ena with imitationof madmen (3.396B5-9); and in Republic 10 he shifts
unexpectedlyfromthe painterwho imitatesthe "productsof craftsmen,"
(10.598A2-3) to the painter who paints "a shoemaker,a carpenter,the
othercraftsmen"(10.598B8-Cl).16The masculinesin 3.393c5-6, then,do
nothave any theoreticalsignificanceand may be replacedby moregeneral
termsin a definitionof "imitation"(Tro't4LyL/ELoOaL).What Plato consistently
means in Republic 3 and 10 is that "To imitateis to make one thing(or
person)similarto anotherthing(or person)in soundor shape."
mimesis only in his Republic (where the firstinstanceis that at 3.394E1), Sophist, Laws,
Epinomis, Statesman and Timaeus. Thus, since at least the firstbooks of the Republic are
generallyagreed to have been writtenbefore these other dialogues, Republic 38394E1 is
the earliestoccurrenceof an -ike formof mimesis in Plato and in extantGreek.
19 See Menza (above, note 17) 132. Chantraine (above, note 18) 141-42 notes that Plato
oftendefinesthe -ike wordsas he introducesthem. On the use of kai to introduce"a more
accurate definition"see J.D. Denniston,The Greek Particles (Oxford 1934) 291 (4).
20 According to Brandwood's data (above, note 18) these formsoccur in the Republic
only in Republic 3 (the two instanceswe have just mentioned)and in Republic 10, in 12
otherinstances:595A5, B5; 598B6; 602A11, B7, B10; 603A11, B4, cl, c5; 605A2, B7. In all of
these cases Plato is writingabout the unacceptable imitatorof many things.
21 Above, note 17, 126-33.
22 See Menza (above, note 17) 252 and note 1, p. 362.
23 This differencebetween the man with the mirrorand the painter is not usually
noticed: see, for example, Partee (above, note 1) 113-14; Annas (above, note 3) 336;
R. Cross and A. Woozley, Plato's Republic (New York 1964) 274. There is no question of
deception in Republic 10 until598c, where the painter,"if he is a good painter,"is said to
be able to deceive "childrenand fools"by showinghis works"froma distance."Imitation,
unlikethe act of carryinga mirror,requiresskilland intentto deceive.
24 Some good discussions of this topic are those of Menza (above, note 17) and
J.Moravcsik,"Noetic Aspirationand ArtisticInspiration,"in Plato on Beauty, Wisdom
and the Arts (above, note 1) 29-46.
31 On the opposition of pleasure and the useful in Plato's aesthetics see Moravcsik
(above, note 24) esp. 30, and V. Goldschmidt, "Le Probleme de la tragedie d'apres
Platon,"REG 61 (1948) 23.
little about it, and when he does, he seems at one time to imply that
there is or can be a good kind of imitation,while at anotherhe appears
to deny or ignore this possibility.Nevertheless,our analysisof mimetike
is helpfulhere also. As we will see, Plato's views on mimetikeand crafts-
manship imply that there cannot be a good kind of imitation(in the
sense of "imitation"definedabove, Section I) in painting.In the case of
poetry,however, his views do allow for a good kind of imitation,the
antithesisof imitationof "thingsas theyappear."
Those who argue for a Platonic theory of a "good" kind of
imitation32 can point to a number of passages in Republic 3 and 10 in
which Plato opposes the kind of imitation he condemns not only to
craftsmanshipbut also to imitationof "that which is," or of the good.
Thus, in Republic 3 he exiles the mimetikos,but writesthat "if they[the
guardians]imitate,they should imitate. .. brave, self-controlled, pious
and freemen" (3.395c3-5). He also permitsthe poet who is an "unmixed
imitatorof the good man" to remain (3.397D4-5). Plato is most explicit
about a good kind of art at 3.40Aff., a passage outsidethose with which
we are primarilyconcerned. Here, Plato commends poets who can "put
the image of the good dispositioninto their poems" (3.401B1-3), and
craftsmenwho can "track down the nature of the beautiful and the
graceful" (3.401C4-5), whetherin painting"images of living creatures"
or in makinghouses (3.401B5-6). In Republic 10 also, Plato opposes ver-
satile imitationof the worksof craftsmen"as they appear" to the possi-
bilityof imitationof the worksof craftsmen"as they are" (10.598A-B),
and he contrastsimitationof the "complainingethos" withthe possibility
of imitatingthe "wise and calm ethos" (604E).
In themselves,however,these passages offerlittlesupportfor a Pla-
tonic theoryof good imitation.In all of Republic 10 Plato says nothing
about this kind of imitationexcept to deny that the mimetikosengages
in it. In the passage at 3.395C he discusses this kind of imitationin
merelyhypotheticalterms:"if theyimitate...." Again,in the passage at
3.40Aff., mimesis and its cognates occur only once, in a usage appar-
ently quite differentfrom that in the earlier discussionof mimetike.33
The same passage subsumes both artists and other craftsmenunder
demiourgoi,34though elsewhere imitatorsand craftsmenare strongly
36 As White pointsout (above, note 25), 251-52 [D] and 87 [F], Plato uses the termergon
for"function"in Republic1, while in Republic10 he uses chreia.In Republic10, as I note
below, Section III.B.2, ergon refers not to "function"but to the product made by a
craftsman.
37 For thisinterpretationof the Form of the Bed see N. R. Murphy,The Interpretation
of Plato's Republic(Oxford 1951) 238; Crombie (above, note 4) 143-44; Moravcsik
(above, note 24) 38-39.
38 Graphein and cognates occur 9 times in Republic 3 and 10; zographein and cognates
occur 12 times. At Gorgias 453c6-8 Plato definesthe zographos as "he who paints living
creatures."
39 For a parallel see Gorgias 464B-466A,where Plato contraststhe crafts,medicine and
gymnastics,thatare concerned with what is best forthe body, withthatbranchof flattery
thatmerelypretendsto have thisconcern.
40 7rTp7rrovras, opa1.dv,'avOpclrovs... 7rp4ets... (10.603c4-5). Contrast Aristotle
Poetics6.1450A16-17: X' yap rpaycpLa plp4tja EorLv OVK aVGpCo'ZTCOVaAAa 7Tpa4ewscKaL
,/L'ov.R. Dupont-Roc, "Mimesis et enonciation,"in Ecriture et theorie poe'tiques (Paris
1976) 11, note 14, notes this differencein phraseologybetween Plato and Aristotle.See
the excellentinterpretation of thisdifferenceby G. Finsler,Platon und die Aristotelische
Poetik (Leipzig 1900) 42-43.
Plato's remarkat 10.603c4-5 is also interestingbecause it restrictspoetic mimetiketo
imitation of humans, and does not mention imitation of gods. Although at 10.598E2
Homer is said to claim to know all divine things,and at 10.596c8 the man withthe mirror
"makes" all thingsin the heavens,Plato is exclusivelyconcerned withimitationof humans
in the passages in which we are primarilyinterested.This restrictionfollowsfromPlato's
definitionof mimetike as imitationof the productsof craftsmen,and not of the Form
made by a god (10.598A).
45 This reading,followed by Burnet'sOCT and Adam (above, note 27) is much prefera-
ble to the alternateEiLW0o7rolovTLt. See Adam's note ad loc.
then, Plato writes,that there are two contrarythingsin his soul at the
same time (a`,a: 10.604B4). One part of his soul, which is ready to obey
reason and law (10.604B6-7), resistingpain (10.604A10), is the "wise and
calm ethos,being always nearly the same itselfto itself"(10.604E2-3).
Anotherinferiorpart,which draws him to pain (10.604B1), is the "com-
plaining ethos"(10.604E2). Plato concludes that the mimetikos imitates
only the complaining ethos, which "furnishesmuch and varied imita-
tion"and thathe does not imitatethe wise ethos because it is not easy to
imitateor to understandwhen it is imitated(10.604E1-6).46
Enduring the loss of a son, the praxis in Plato's example, is a craft
product(ergon) made by a craftsman,the "reasonable man," and it has
two "aspects,"correspondingto the carpenter'scouch "as it is" and "as it
appears." The praxis "as it appears" consistsof the many sounds and
movementsthat pain forcesthe man to make. Though he will give in to
pain more in solitude,perhaps beating his breast and wailing, even in
company he will be unable to avoid some outward signsof grief:a sor-
rowfulexpression,sighs,etc. These signsof pain are the eidola imitated
by the versatilepoet. No matterwhen or where the ignorantmimetikos
hears the reasonableman who is enduringgrief,he will grasp only these
many and varied eidola. On the other hand, the praxis "as it is," the
endurance of griefby a craftsmanwith knowledge,is resistanceto and
struggleagainst pain. This struggleremainsthe same, like the couch "as
it is," and can onlybe understoodand imitatedby anothercraftsman.
Plato's example is of emotional reactions in tragic circumstances.
However, since pain and pleasure attend all our actions (10.603C6-7,
10.606D1-3), in comic and other circumstancesas well, someone with
knowledgewill create craftproductsand will also exhibitoutwardsigns
of emotion that may be mistakenfor "that which is" by the ignorant.
Certain kindsof actionsalso require otherspecificapplicationsof knowl-
edge: thatof how to make people betterin war, forexample. The crafts-
men of these actions or activitieswill not only give outward signs of
emotion,they will also make sounds and movementsthat may be mis-
taken for the practice of their specificcraft,for example, generalship.
We will discussimitationof thissortof action in SectionIV.C.
We have found, then, that Plato distinguishestwo kinds of mime-
tike, versatilepaintingand versatilepoetry.Versatilepaintingimitates,
IV. CriteriaforDistinguishingGenres
of VersatilePoetry
Plato mentionsfourkindsof versatilepoetry:epic, tragedy(together
these are oftencalled "tragicpoetry"),comedy, and lyric.Epic, tragedy,
and comedy are distinguishedon the basis of style(lexis),meter,actions
imitated,and specificeffectson the audience theyaim at.
A. Style(Lexis)
In all imitativepoetry,whethermimetike or not,the poet of Repub-
lic 3 uses imitativenarrative,thatis, he "makes his speech (lexis)similar
to that of someone else" (3.393c1-2). This is true in Republic10 also,
where sound is the medium of poetryand human speech is what imita-
tive poetryimitates.
Differentpoeticgenres,however,differin theiruse of imitativenarra-
tive,thatis, of dramaticdialogue. Plato liststhreekindsof lexis:(1) "plain
narrative"(a'rA7 bLt/y o-EL: 3.392D5), narrative"by reportof the poet him-
self,"which the dithyrambuses exclusively(3.394c2-3);47 (2) "imitative
narrative"(bL'qy 'o-EL bLaMLM?juae-)E;3.392D5), in which the poet speaks "as
thoughhe were someoneelse" (3.393c1), the kindof narrativetragedyand
comedy use exclusively(3.394C1-2); and (3) "mixed narrative,"a combi-
nationof (1) and (2), used by epic (3.392D6, 3.394c4).
Plato then uses a second lexisclassificationto distinguishthe versatile
poet fromthe non-versatilepoet (3.396B10-397D5). There are two "un-
mixed" styles(3.397D1-2): (4) plain narrativewith littleimitativenarra-
tive (3.396E4-8), the style of the "unmixed imitator of the good"
(3.397D4-5), and (5) "imitationof everything"(3.397A3), that is, either
imitativenarrativealone or imitativenarrativewith littleplain narrative
(3.397B1-2). There is also (6) a "mixed" style(3.397C8-10, D6), a combi-
nation of (4) and (5). Plato accepts only the person who uses (4), the
"unmixedimitatorof the good" (3.397D4-5), and he bans the user of (5)
and (6) on the grounds that the imitatorof everythingis a "manifold
man" who is not in harmonywith the ideal state (3.397D10-398s4). The
C. ActionsImitated
As we have seen (above, Section III.B.2), all versatilepoetryimitates
actions (praxeis). Presumably,differentgenresimitatedifferentkinds of
actions,but Plato is specificonly in the case of "tragicpoetry"(tragedy
and epic). Tragedy and its leader Homer are said by theiradvocates to
know "all the craftsand all human thingsabout arete and kakia, and all
divine things"(10.598D7-E2). This list includes the entire range of the
subject matterof tragic poetry.In the paragraph at 10.599B9-E4, how-
ever, Plato says that he will not examine Homer on medicine and the
othertechnai (10.599B9-C6) and proposesinstead to question him about
"wars and generalshipsand the governmentof cities and the education
of human beings" (10.599C7-D1). These are the "greatest and finest
things"Homer writesabout (10.599C7). Plato thenbeginshis questioning
of Homer by asking him if he is someone with knowledgeor merelyan
imitator,"thirdfromthe truthconcerningarete" (10.599D2-3). It is clear
that arete refersto the "greatestand finestthings"just mentioned,that
is, to a particularpart of Homer's total subject matter.The less impor-
tant technai, such as medicine, are excluded, but importantdiscoveries
and inventionsare included,at 10.600A4-7. In the conclusionat 10.600E,
Homer and the poets are again said to be "imitatorsof the eidola of
arete and of the otherthingstheywriteabout."
While it has been recognized that arete' (the "greatestand finest
things")is Homer's subject matter,our analysis suggeststhat, because
Homer is the representativeof only one kind of poetry,tragic poetry,
arete is the subject matterof this kind of poetry,markingit offfrom
other kinds of poetry.51This inferenceis supportedby some unnoticed
featuresof Plato's use of the termarete in Republic 10.598E-600E.
This section of the Republic deliberatelyplays on several different
meanings of arete. Arete, in the technical,Platonic sense, refersto the
order in the soul (Republic 4.444D13-E2) and not to activity.In a less
strictPlatonicsense it can referto usefulactionsdone withknowledgeof
moral excellence,and would include activitiessuch as enduringthe loss
of a son, which are certainlynot among the "greatestand finest"things
Plato discussesin the passage at 10.599C-600E. In the "Homeric" sense,
on the other hand, arete is the excellence of someone with high social
standing,successfulin war and leadership.52Arete in this sense is the
subject matterof the epic poets who sing the klea andron.53In showing
of formermen / And the blessed gods" (Hesiod, Th. 100-101). Compare Plato's statement
at Republic 10.598E1-2 that some people claim that Homer knows "all human things
concerningarete and kakia, and divine things,"and see Ion 531c. On the close connection
between KAEos and poetryin the Greek traditionsee G. Nagy, Comparative Studies in
Greekand Indic Meter (Cambridge 1974) 229-61.
54 In fact,Plato argues at 10.598E-601Athat Homer was not successful,not that he was
ignorant.Since success is a criterionof Homeric, but not of Platonic arete, Plato has only
proved that Homer lacks Homeric arete, not Platonic,as he leads us to believe. The dem-
onstrationthat he lacks Platonic arete is given in a later section of Republic 10 (603-6),
when Plato argues thatHomer represents"a man claimingto be good, who lamentsout of
season" (10.606B2-3).
55 For a detailed analysisof thistopic see Belfiore(above, note 13).
comedy arouses laughter (10.606C2-9). While Plato links pity and fear
elsewhere,in Republic10 he says that tragic poetryarouses "pity and
praise" (10.606B3) and omitsfear.56
Conclusion
In Republic3.392C-398B and 10.595A-608B Plato maintainsa clear
and consistentview of the relationshipsand distinctionsamong the visual
and poetic imitativearts.To imitatein the mostgeneral sense is to make
somethingsimilarto somethingelse in sound or shape, that is, to tryto
make people mistakethe imitationforsomethingelse. Plato distinguishes
imitationin thisgeneral sense froma particularkind of imitation,imita-
tion of many things,for which he inventsa technical vocabulary,the
-ike forms of mimesis (mimetike,mimetikos).Mimetikealone is
attacked in Republic3 and 10. In Republic10 Plato explains what he
only suggestsin Republic3, that mimetike imitatescraftproducts,in the
sense of thingsmade or done withknowledgeof the useful.Then, intro-
ducing another technical term, Plato shows that mimetikecan imitate
and make only eidola,the worksof craftsmenas they appear. This art
thus turnsout to imitate not many differentthings,but only one thing
over and over, an eidolon.Plato also implies that therecan be a kind of
imitativepoetry,differentfrommimetike in that it imitateswithknowl-
edge, but that there cannot be a kind of painting that imitates with
knowledge. Plato adopts the traditionalview that epic and tragedy,
which he classifiesas kinds of mimetike, deal with the "greatestand
finestthings,"arete. But his theoryallows him to condemn them for
imitatingonly the eidola of arete,which are the mere soundsand shapes
the ignorantassociate with arete. Finally, Plato holds that the aim of
mimetikeis to produce pleasure,and that the aim of tragedyis also to
produce pity.
In sketchingthis outline of Plato's theoryof the imitativearts we
have deliberatelyleftmany problemsunexamined,even in thosesections
of the Republicto which we have restrictedour inquiry. Our outline
may neverthelessprovidea usefultool withwhich to studysome of these
otherproblems.It will in any case have served its purposeif it has dem-
onstratedthat Plato's theoreticaltreatmentof mimesisin Republic 3 and
10 is, however obscurelypresented,at least much more consistentand
coherentthathas oftenbeen thought.57
57 Portionsof this paper were read at the annual meetingof the Classical Associationof
the Middle West and South,Columbus, Ohio, April, 1983. I wish to thankmy colleagues,
George Sheets and Marcia Eaton, and the anonymous refereesand editor of TAPA for
theirhelpfulcriticismsof an earlier draftof this paper, and the Universityof Minnesota
for a Faculty Single Quarter Leave in the fall of 1982, during which this paper was
completed.