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John M. Ganim
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Review Essay
John M. Ganim
The city is one of the great subjects of literature, both ancient and
modern. Not surprisingly, the study of the city in literature is a mature
enterprise. Hundreds of scholarly books are devoted to the represen-
tation of the city in specific works or authors throughout various peri-
ods. That scholarship has relied on a certain conception of the city,
on a stark distinction between city and country, resolving itself into the
themes of urbanism and antiurbanism. But the notion of the strict sep-
aration of the urban and the rural, embodied in such iconic images as
the walled city of the Middle Ages, the fortified city of the seventeenth
century, the Puritan stockade staring out into the primeval forest, even
the smokestacks of the industrial city viewed from the refuge of its
hills, has given way to urban conglomerations that can be mapped only
by satellite, a landscape in which nature is preserved only by culture.
The identification of city life with civilization itself, growing out of both
etymology and a Whig sense of progress as defined by urban com-
merce, has been called into question, especially in America, where the
1 Michel Foucault, “Of Other Spaces,” diacritics, no. 16 (1986): 22 – 27; Foucault,
Power/Knowledge: Selected Interviews and Other Writings, 1972 – 1977, ed. and trans.
Colin Gordon (New York: Pantheon, 1980), 63 –77.
2 Henri Lefebvre, The Production of Space, trans. Donald Nicholson-Smith
American Homes, Neighborhoods, and Cities (Cambridge, Mass.: MIT Press, 1981).
4 Edward W. Soja, Postmodern Geographies: The Reassertion of Space in Critical Social
text. The very concepts of the city and the urban are being transformed
into different and as yet unnamed configurations.
Indeed, there is an ongoing debate about the nature of the post-
urban. During the Progressive Era improvements for working-class and
immigrant residential areas and grand Parisian neoclassical monu-
ments for city centers dominated the design of American cities. From
the 1920s on the so-called Chicago school of urban sociology studied
the demographics, planning, and social relations in the classic indus-
trial cities of the East and Midwest, replacing the sanitizing metaphors
of progressivism with a gritty understanding of the experience of
urbanism. These movements depended on traditional thinking about
centers and peripheries, about circulation and service zones. In the
1950s and 1960s Jane Jacobs wrote her eloquent defenses of urban
neighborhoods, celebrating the mixture and diversity of street life, in
ways that resonate today through debates about the “New Urbanism”
and the relationship of density to public safety.5 But in the 1970s and
1980s it was not Chicago or New York that provided the model of
urban analysis but Los Angeles, or, more generally, southern Califor-
nia. In Postmodern Geographies Soja regards such areas as no longer cen-
tered cities in the classic sense but virtually archaeological sites, where
multiple urbanisms compete with and overlay each other. Even the
division between city and suburb, let alone between either of them and
country, has been questioned in Joel Garreau’s book Edge City, whose
title has entered modern usage as an almost self-defining phrase.6
Scholars of urbanism now talk about an “L.A. school” that has taught
us how to think about the potentials and problems of the new urban,
or posturban, patterns. These new conceptions of social space and
urbanism have considerable implications for the rewriting of nine-
teenth- and twentieth-century literary history.
To varying degrees, the books under review pursue these implica-
tions. They should be thought of as continuing an animated conversa-
tion that includes such studies as Kevin R. McNamara’s Urban Verbs,
which collocates various forms of recent urban and literary theory and
urban literature; Hana Wirth-Nesher’s City Codes, which seeks a Calvino-
5 Jane Jacobs, The Death and Life of Great American Cities (New York: Random
House, 1961); Jacobs, The Economy of Cities (New York: Random House, 1969).
6 Joel Garreau, Edge City: Life on the New Frontier (New York: Doubleday, 1991).
368 MLQ ❙ September 2002
like semiotic of urban fiction and visual representation and the con-
flicting, often overdetermined signs that structure the city both in lit-
erature and in the urban environment; Carla Cappetti’s Writing Chi-
cago, which argues for the dialogue between the Chicago novel and
the Chicago school of urban sociology as akin to and equal in signifi-
cance to naturalism’s dialogue with nineteenth-century social ideas;
Priscilla Parkhurst Ferguson’s Paris As Revolution, which charts the asso-
ciation of Paris with revolutionary activity and subjectivity up through
the Exposition of 1889; and Wyn Kelley’s Melville’s City, which links
Melville’s sense of the city with popular cultural representations of New
York.7 These books share a sense of the city as more undefined and
inchoate, as more decentered physically, culturally, and in terms of
authority and power, than previous studies. They call on popular writ-
ing, technical and scientific archives, and popular culture as a dialectic
with high literature. Sometimes divided in their methodological alle-
giances between material culture and literary theory, they seek to
locate both surreal and naturalistic fictions as responses to the city. In
these studies novels become like little cities themselves, simulated
models of urbanism that plot disaster, survival, grandeur, and every-
day life. Attuned to how the imaginative representation of the city can
shape the built environment, they also read literary (and other) texts
as open forms, almost becoming part of the cities they describe.
Richard Lehan’s City in Literature may seem the least affected by
new urban and spatial theory, but that is partly because of his polemi-
cal engagement with much recent writing on urbanism and literature,
especially Jean Baudrillard’s celebration of simulation and Fredric
Jameson’s classic article “Postmodernism; or, The Cultural Logic of
Late Capitalism,” and partly because Lehan takes on many centuries of
writing about the city. (On the other hand, he demonstrates a sympa-
thetic reading both of Baudelaire and of Walter Benjamin’s definitive
7Kevin R. McNamara, Urban Verbs: Arts and Discourses of American Cities (Stan-
ford, Calif.: Stanford University Press, 1996); Hana Wirth-Nesher, City Codes: Reading
the Modern Urban Novel (Cambridge: Cambridge University Press, 1996); Carla Cap-
petti, Writing Chicago: Modernism, Ethnography, and the Novel (New York: Columbia
University Press, 1993); Priscilla Parkhurst Ferguson, Paris As Revolution: Writing the
Nineteenth-Century City (Berkeley: University of California Press, 1994); Wyn Kelley,
Melville’s City: Literary and Urban Form in Nineteenth-Century New York (Cambridge:
Cambridge University Press, 1996).
Ganim ❙ Recent Studies on Urbanism and Literature 369
8 Jean Baudrillard, America, trans. Chris Turner (London: Verso, 1989); Fredric
Jameson, “Postmodernism; or, The Cultural Logic of Late Capitalism,” New Left
Review, no. 146 (1984): 53 – 93; Walter Benjamin, Charles Baudelaire: A Lyric Poet in the
Era of High Capitalism, trans. Harry Zohn (London: Verso, 1983).
9 Erich Auerbach, Mimesis: The Representation of Reality in Western Literature, trans.
Prospects (New York: Harcourt, Brace and World, 1961); Mumford, The Culture of
Cities (New York: Harcourt, Brace, 1938).
370 MLQ ❙ September 2002
the point of its redevelopment (a point that Carlo Rotella begins with
in October Cities). In so doing, Lehan provides elegant summaries not
only of urban planning and development during these centuries but of
major literary and intellectual movements, including the Enlighten-
ment, Romanticism, naturalism, modernism, and postmodernism. His
thesis sounds simplistic: the realistic novel through Dickens represents
the city in mechanistic and financial terms; the complexity of the
industrial city is found in the modernism of T. S. Eliot and James Joyce;
and the inscrutable nature of the postindustrial city has an analogue in
the postmodernism of Pynchon. Lehan’s subtle readings, however, are
anything but simplistic. His favored genre, despite fine readings of
William Carlos Williams and Hart Crane, is the novel, and his favored
theme is the consciousness of the self in relation to the city. Lehan’s
city, for all his awareness of urban history and his commitment to a plu-
ralist politics, is a city of alienation, the city of the existential tradition
that he has so persuasively elucidated previously. It is a site of anxiety, in
keeping with a sociology of the city that includes Georg Simmel and
Oswald Spengler. This city is always at the point of dissolution or chaos,
always subject to entropy. Indeed, the latter parts of the book are the
most striking and original, especially the part dealing with more or less
popular fiction — Bram Stoker, Arthur Conan Doyle, H. Rider Hag-
gard — and with the high literature that exploits that tradition, that is,
Pynchon. Lehan makes some excellent points consonant with recent
postcolonial studies when he suggests that these novels often feature
foreigners as interlopers and crowd scenes populated by colonial for-
eigners; thus they reveal an anxiety about the nature of Englishness. In
this very good big book there may be, in fact, a great little book on
underground cities, on the imaginary cities that, Calvino-like, always
underlie the cities we think we live in.
This foray into noncanonical or quasi-canonical literature is a rare
treat in a book that spends much of its time on widely studied authors.
I missed, for instance, a consideration of the understudied writers,
such as John O’Hara, Norman Mailer, and Gore Vidal, who do a fine
job of dramatizing the reconfiguration of power in the postwar Amer-
ican city. Lehan’s emphasis on the academic canon of American and
British literature is, however, complemented by the study of non-
canonical and semipopular writers in the other three books under
Ganim ❙ Recent Studies on Urbanism and Literature 371
review. Lehan’s history (and his version of the city) begins to wind
down in the 1950s and 1960s, roughly when Rotella’s October Cities
begins. Where Lehan does cover more recent fiction, it is to trace the
tradition of existential dread in writers such as Don DeLillo and Paul
Auster, whose cities are in many ways still the cities of the 1950s and
1960s. Hence Rotella pursues a question that Lehan only touches on:
what happens to urban literature in a posturban, postindustrial cul-
ture? Rotella takes three concrete cases — Chicago, Philadelphia, and
New York — at a specific moment, the postwar era of “redevelopment”
in America’s older industrial cities. Familiar with the classic studies of
the Chicago school of urban sociology, Rotella notes how its models
fail to account for the corrosive changes of the 1950s and 1960s. He
takes some marginal literary texts as his examples, Nelson Algren’s
Man with the Golden Arm for Chicago, for instance, and suggests that
their status is related to our inability to understand the urban trans-
formation they discussed and were part of.11 Algren’s world is of a
neighborhood abandoned by the sweeping changes around it, and the
few inhabitants who cannot escape view these changes with nostalgia
yet also apocalyptic imaginings. Rotella suggests that not only these
characters — the mentally ill, addicts, small-time crooks, people too
weak or tired or poor to get out —but Algren himself are victims of
these changes and have no viable way to avoid them. Just as Lehan’s
narrative is one of existential anxiety as the individual turns to the city
for meaning, so Rotella’s is one of heroic (or antiheroic) resistance by
unlikely protagonists against great odds. In Rotella’s account, Algren
sometimes seems to join his characters in this regretful elegy but at
other times seems to be persecuted for writing about what a newly for-
malist literary establishment deemed no longer worthy of representa-
tion. That is, Rotella seems to treat Algren as if he were a character in
his own plots, and, indeed, by the early 1960s Algren seems to have
thought of himself in much the same way. While the “urban crisis” that
crystallized in the late 1960s was interpreted largely in terms of racial
conflict, Rotella demonstrates how older American cities were already
dramatically changing in the early 1950s.
11 Nelson Algren, The Man with the Golden Arm (Garden City, N.Y.: Doubleday,
1949).
372 MLQ ❙ September 2002
12 Claude Brown, Manchild in the Promised Land (New York: Macmillan, 1965).
Ganim ❙ Recent Studies on Urbanism and Literature 373
“brick and steel and stone, inhabited by people of flesh and blood”
(3) in a dialectical relation to ideas and literary representations. In
one of his most striking analogies, Rotella points out that contempo-
rary theory uses the term traffic to describe “a constructed set of ideas
about the circulation of people and goods” but that theory can empha-
size the textual nature of social phenomena only so far, since “there is
something powerfully unconstructed about being flattened by a speed-
ing car” (3). For New York, Rotella uses not only Manchild but a host of
minor novels. While Chicago and New York have clearly defined if
quite different literary traditions, few readers are likely to consider
Philadelphia in the same league as those cities, but Rotella makes a
convincing case for a literary Philadelphia of recent years, with a dis-
tinct urban tone. The urban patterns and structures of these cities are
quite particular to them, and it is impressive how Rotella makes liter-
ary discriminations that parallel without merely reflecting these differ-
ences. Moreover, his book entirely reorients us to the importance of
writers like Algren and Brown, whom many admire but few can say
much about.
Rotella attempts to take a nonnostalgic attitude to social change.
Instead of lamenting the loss of the neighborhood and the city street,
he shows what happened to them and how people felt about it as it
happened. Indeed, what marks his understanding of the city is his
sense of the neighborhood, which in his readings takes on the quality
of a little province, always in anxious relationship to the city center.
What marks the economic changes of the period Rotella covers, as he
himself points out, is the flow of economic power and wealth from the
ethnic neighborhoods to an increasingly centralized core. The neigh-
borhood, the characters in it, and its resistance to or acceptance of
change are more often buried inside the newspaper than splashed
across the headlines, and it is interesting how many of Rotella’s writers
are also journalists and how easily he moves between their fiction and
nonfiction. He even calls the large body of novels he treats “neighbor-
hood novels.” He does not discuss Los Angeles, the capital of film and
literature noir, however, presumably because during this period it was
not in decline and was not (at least not obviously) an industrial center.
Indeed, the city’s wartime and postwar economy newly industrialized
it. But Rotella leaves out Los Angeles also because it did not have
374 MLQ ❙ September 2002
13
Marshall Berman, All That Is Solid Melts into Air: The Experience of Modernity
(New York: Simon and Schuster, 1982).
14 Mike Davis, City of Quartz: Excavating the Future in Los Angeles (New York:
Verso, 1990); Davis, Ecology of Fear: Los Angeles and the Imagination of Disaster (New
York: Metropolitan, 1998).
Ganim ❙ Recent Studies on Urbanism and Literature 375
life was avoided; even incidental details were suppressed. Fictions about
haunted houses, allowing a mythic representation of domestic anxiety,
suggest a contradiction between a “domestic ideology” (89) of privacy
and the impulse of realism itself to visualize private life.
Though only a minority of London households could afford single-
family houses, Paris increasingly developed zoning laws to encourage
them after midcentury. One implication of Marcus’s account, then, is
to call into question Paris’s reputation as a city of spectacle in the enor-
mous literature on Haussmannization. Pace Baudelaire and Benjamin,
Marcus points out that late-nineteenth-century Parisian planners went to
great lengths to preserve domestic privacy, pursuing, for instance, strict
separations of commercial and residential zones and an ever sharper
distinction between public and private rooms in households. Against
the prevalent notion of separate spheres for men and women, Marcus
claims that normative heterosexuality required that women move
through the streets as if they were “exterior bedrooms” (40), while a
rhetoric of family values encouraged men to involve themselves in
household affairs. Spinsters and younger single women were depicted
with negative force, especially the concierge, presumably for her surveil-
lance of male visual and physical incursions. Zola’s Pot-Bouille provides
an image of the newly sexualized and gendered apartment house,
which represented a threat to patriarchal order. Pot-Bouille suggests the
return of an earlier Paris repressed against the new morality of late-
nineteenth-century France. At the same time, the narration itself moves
from inside to outside, both involved and objective, as if mirroring the
contradictions of the apartment house itself. Where Balzac repre-
sented the permeability of interior and exterior, Zola presents an
image of obsessive interiority, contained to the point of explosion.
If Marcus upsets our received notions of nineteenth-century Paris,
London, and, by extension, the European metropolis that had defined
urbanity since the Enlightenment, Jurca in White Diaspora upsets our
received notions of one of the understudied aspects of American literary
culture, the suburban novel. Just as the suburbs have been the embar-
rassment of American urbanism, so too the suburban novel seems some-
thing of an embarrassment to literary history. The Jeffersonian notion of
culture, embodied in Crèvecoeur’s picture of the American farmer in
his library, informs much of the antiurban tradition of American litera-
378 MLQ ❙ September 2002
15 The Sociology of Georg Simmel, ed. and trans. Kurt H. Wolff (Glencoe, Ill.: Free,
16 See David Frisby, Fragments of Modernity: Theories of Modernity in the Work of Sim-
ed. Peter Demetz, trans. Edmund Jephcott (New York: Harcourt Brace Jovanovich,
1978).
Ganim ❙ Recent Studies on Urbanism and Literature 381
and the novels and other writings they analyze, offer an avenue to
understanding both the built environment and our responses to it that
escapes more intentionalist and programmatic descriptions. In react-
ing against the grand schemes of modernist design, architects, histori-
ans, and planners have concerned themselves increasingly with human
scale. Richard Sennett’s Flesh and Stone charts the tactile, somatic, olfac-
tory, and other sensual dimensions of cities and the costs of ignoring
them.18 Jacobs’s work has influenced neotraditional planning based on
the importance of the street and the pedestrian experience. Christo-
pher Alexander et al.’s Pattern Language and other studies illustrate the
sometimes haunting emotional and ritual qualities of the smallest
physical details of domestic and public designs, especially entrances,
alcoves, hallways, and windows.19 Rotella, Jurca, Marcus, and Lehan all
help us see how to relate local knowledges and experiences to the
large temporal and physical forces that so often in urban history
threaten to obliterate them. They make a claim for language and liter-
ature in the overwhelmingly visual and physical worlds of architecture
and urbanism.
18 Richard Sennett, Flesh and Stone: The Body and the City in Western Civilization
(New York: Norton, 1994).
19 Christopher Alexander et al., A Pattern Language: Towns, Buildings, Construc-