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SPINE Volume 25, Number 16, pp 2126 –2132

©2000, Lippincott Williams & Wilkins, Inc.

Do Functional Tests Predict Low Back Pain?

Esa-Pekka Takala, DMSc, and Eira Viikari-Juntura, DMSc

hypothesized further that among subjects with existing


Study Design. A cohort of 307 nonsymptomatic work- disorders, low functional capacity predicts an adverse
ers and another cohort of 123 workers with previous ep- outcome.
isodes of low back pain were followed up for 2 years. The
outcomes were measured by symptoms, medical consul-
tations, and sick leaves due to low back disorders. Methods
Objectives. To study the predictive value of a set of
tests measuring the physical performance of the back in a Study Design. A set of tests describing the functional capacity
working population. The hypothesis was that subjects of the musculoskeletal system was performed on two cohorts of
with poor functional capacity are liable to back disorders. workers: 307 nonsymptomatic workers and 123 workers who
Summary of Background Data. Reduced functional had had low back pain for at least in 30 days during the previ-
performance has been associated with back pain. There ous 12 months. The selection was based on the reported total
are few data to show whether reduced functional capacity number of days with symptoms during the previous 12 months
is a cause or a consequence of pain.
and workload. The outcomes were the status of low back
Methods. Mobility of the trunk in forward and side
symptoms after 1 and 2 years determined by questionnaire, and
bending, maximal isokinetic trunk extension, flexion and
lifting strength, and static endurance of back extension medical consultations and sick leaves due to low back pain
were measured. Standing balance and foot reaction time during the follow-up of 2 years. In the nonsymptomatic cohort,
were recorded with a force plate. Clinical tests for the the workers who contracted pain during the follow-up were
provocation of back or leg pain were performed. Gender, compared with the consistently pain-free workers. In the co-
workload, age, and anthropometrics were managed as hort with previous episodes of back pain, the workers who
potential confounders in the analysis. persistently reported pain in the follow-up were compared with
Results. Marked overlapping was seen in the mea- those who reported recovery of symptoms. In both cohorts,
sures of the subjects with different outcomes. Among the patients who had had medical consultations or sick leave were
nonsymptomatic subjects, low performance in tests of
compared with those who had not. The predictors were the
mobility and standing balance was associated with future
measurements of function.
back disorders. Among workers with previous episodes
of back pain, low isokinetic extension strength, poor
standing balance, and positive clinical signs predicted Subjects. The sample was recruited to provide representative
future pain. groups of symptomatic and nonsymptomatic subjects and even
Conclusions. Some associations were found between distributions of potential confounding factors (workload, gen-
the functional tests and future low back pain. The wide der, and age). The main selection criteria were duration of pain
variation in the results questions the value of the tests in in the low back and workload. The source population consisted
health examinations (e.g., in screening or surveillance of of 6848 workers who participated in March 1992 in a ques-
low back disorders). [Key words: low back pain, muscu-
tionnaire survey in a forest industry enterprise. Postal surveys
loskeletal physiology, occupational health, prospective
were repeated in March of 1993, 1994, and 1995.
studies, range of motion] Spine 2000;25:2126 –2132
Based on the results of the surveys in 1992 and 1993, sub-
jects who fulfilled the study criteria were invited to participate
Tests measuring the functional performance of the low in laboratory tests between February and August 1993. Ex-
back have been widely used among patients with low cluded from the study were subjects in whom the tests were
considered to involve a risk to health (e.g., presence of chronic
back pain.16 Some tests have been advocated for the
cardiopulmonary disease, infection, serious back pain, preg-
screening or surveillance of low back disorders among
nancy) and subjects with disease that might have had an effect
working populations.11,17,18 The results concerning the on the test results (e.g., presence of neurologic disease, inflam-
benefits of these tests in screening have been contra- matory joint disease). Subjects older than 54 years were
dicted, however.4,7,12 excluded to avoid withdrawal due to retirement during the
The purpose of the study was to determine the predic- follow-up.
tive value of results of some tests measuring physical Cumulative number of days with pain in the low back dur-
performance of the back in a working population. The ing the preceding 12 months, classified in five categories, was
hypothesis was that subjects with poor functional capac- determined by a modified version of the Nordic question-
ity risk development of low back disorders. The authors naire.19 Three types of low back pain were considered: radiat-
ing pain or numbness below the knee, sudden attacks of pain,
From the Department of Physiology, Musculoskeletal Research Unit, and other kinds of low back pain. In the analysis the greatest
Finnish Institute of Occupational Health, Helsinki, Finland. number of days with any of these symptoms during the preced-
Supported by the Finnish Work Environment Fund. ing 12 months represented the low back pain of the subject.
Acknowledgment date: May 12, 1999. The subject was classified as nonsymptomatic if the total
First revision date: September 27, 1999.
Acceptance date: December 22, 1999.
number of days with low back pain during the preceding 12
Device status category: 10. months was fewer than 8 days and symptomatic if the number
Conflict of interest category: 14. of days with pain exceeded 30 days. The physical workload

2126
Efficacy of Functional Tests • Takala and Viikari-Juntura 2127

Table 1. Number of Subjects By Pain in the Lower Back in 1993, 1994, and 1995 (A), and Formation of Groups for
1 and 2 Years Follow-Up (B)
A

Pain in 1994 Pain in 1995

Pain in 1993 ⬍8 d 8–30 d ⬎30 d Missing ⬍8 d 8–30 d ⬎30 d Missing

⬍8 d 228 31 9 39 214 41 12 40
⬎30 d 16 29 65 13 21 22 53 27
Total 244 60 74 52 235 63 65 67

1 Year Follow-Up 2 Year Follow-Up

“Soft” Criteria “Strict” Criteria “Soft” Criteria “Strict” Criteria

“Consistently painfree” 228 228 214 214


“Contracted pain” 40 (⫽31 ⫹ 9) 9 53 (⫽41 ⫹ 12) 12
“Recovered” 45 (⫽16 ⫹ 29) 16 43 (⫽21 ⫹ 22) 21
“Persistent pain” 65 65 53 53

was classified according to job title as light (office work and Medical Files of the Occupational Health Service. All sick
sedentary tasks) or moderately strenuous (cleaning, various leaves and medical consultations not leading to sick leave were
tasks at the paper machine, maintenance tasks). The nonsymp- registered in the computerized medical files of the occupational
tomatic cohort included 49 men in light work and 176 in mod- health service of the company with the diagnosis classified ac-
erately strenuous jobs and 49 women in light work and 33 in cording to the International Classification of Diseases.37 If a
moderately strenuous jobs. The symptomatic cohort comprised medical physician outside the company prescribed a sick leave,
9 men in light work and 68 in moderately strenuous jobs and it was later registered in the files. The data on sick leaves and
20 women in light work and 26 in moderately strenuous jobs. medical consultations were collected in April 1995. The me-
dian follow-up time was 23.4 months. During this time, 93
Outcome. workers had a low back disorder diagnosed (40 in the non-
symptomatic and 53 in the symptomatic baseline group), and
Questionnaire Data. The outcome was based on the re-
73 of them had been on sick leave due to a low back disorder
sponses in 1994 and 1995 compared with those in 1993 (i.e.,
(34 in the nonsymptomatic and 39 in the symptomatic baseline
1-year and 2-year follow-up; Table 1). In retrospective ques-
group).
tions, misclassification bias would most likely be between ad-
jacent classes of duration of pain. To reduce the effects of this
potential bias, two kinds of criteria for the changes in the fol- Functional Tests. Mobility of the trunk in forward flexion
low-up were formed was measured with a tape measure6 and by determining the
According to the “soft” criteria, any change from the base- flexion angles of the lumbar spine and pelvic tilt with two
line was noted. Nonsymptomatic subjects in the beginning of goniometers (MIE, Medical Research, Ltd., London, UK).29
the study were classified as consistently pain free if they had Mobility in side bending was measured by determining the
had pain during fewer than 8 days in the follow-up and as distance the subject could slide the fingertips down the lateral
having contracted pain if they had had pain during 8 or more aspect of the leg.1
days. Similarly, symptomatic subjects in the beginning of the Maximal isokinetic trunk extension and flexion strength
study were classified as having persistent pain if in the fol- were measured by a dynamometer (Cybex 6000 TEF; Lumex,
low-up they had pain during more than 30 days and as recov- Ronkonkoma, NY)23 with two speeds, 30 and 90 deg/sec. Iso-
ered if the number of days with pain was 30 or fewer. kinetic maximal lifting force was measured with an apparatus
According to “strict” criteria, only changes greater than a consisting of a horizontal handlebar connected with a nonelas-
move to the adjacent class were considered. The subjects with tic rope through a hole in the supporting platform to a servo-
no change during the follow-up (consistently pain-free and per- controlled electric engine below. The subject lifted the handle-
sistent pain) were the same as in the soft classification. Non- bar with both hands starting from the ankle level with bent
symptomatic subjects in the beginning of the study were clas- knees and terminating with erect body and straight arms above
sified as “contracted pain” if the total number of days with pain the head. The subject repeated two lifts with two speeds, 0.5
was at least 30 in the follow-up. Subjects in the beginning of the and 1.0 m/sec. Maximal absolute force and maximal average
study were classified as recovered if the number of days was force from the ankle level to the hip level with both speeds were
fewer than 8. computed. Static endurance of back extension was tested ac-
Of the potential confounders, the distributions of sex, cording to the method of Biering-Sørensen.6
workload, stature, and weight were similar in the nonsymp- Coordination of the lower body was measured as standing
tomatic and symptomatic groups. The mean age of the symp- balance and foot reaction time with a force plate.34 Amplitude
tomatic subjects was approximately 3 years more than that of and velocity of sway in two-footed and one-footed stance with
the nonsymptomatic group. eyes open and closed were recorded. The time of achieving
2128 Spine • Volume 25 • Number 16 • 2000

Table 2. Predictors That Differed Between the Contrasted Groups “Consistently Painfree” Vs. “Contracted Pain” in the
Univariate Analysis, Classification With “Soft” Criteria. Mean Values (SD in Parentheses) of Continuous Variables and
Number of Subjects for Categorical Items
Variables “Consistently Painfree” “Contracted Pain” P

Men
1 Year Follow-Up
N 165 28
Age, years 40.2 (7.9) 41.9 (7.2) NS
Pelvic movement in forward flexion,° 65 (13) 60 (13) 0.08
Static endurance time, s 131 (61) 151 (59) 0.09
Pain in side bending, hip flexion, SLR, sit-up, or passive extension 11/165 7/28 0.002
2 Year Follow-Up
N 154 38
Age, years 39.4 (7.9) 42.4 (7.8) 0.03
Maximal lifting force at 1.0 m/s, N 947 (186) 870 (186) 0.09
(n ⫽ 109) (n ⫽ 22)
Pain in side bending, hip flexion, SLR, sit-up, or passive extension 10/154 7/38 0.02

Women
1 Year Follow-Up
N 60 12
Age, years 42.3 (7.0) 48.4 (5.1) 0.006
Mean amplitude in the two feet standing balance with eyes closed, mm 6.4 (2.1) 7.8 (2.6) 0.02
Difference between the feet in step test: backward movement time, s 0.18 (0.18) 0.36 (0.12) 0.02*
2 Year Follow-Up
N 58 15
Age, years 43.2 (7.2) 44.4 (6.7) NS
Mean amplitude in the 2 feet standing balance with eyes closed, mm 6.3 (2.1) 8.2 (2.6) 0.004
*Tested with log transformation of the variable.
P ⫽ P-values in the ANCOVA with age, workload, and anthropometry as covariates, or in the ␹2 test for categorical variables.
NS: P ⬎ 0.10.
SLR ⫽ straight leg raising; s ⫽ second; ° ⫽ degree.

balance after a step movement (backward movement time) was sistently pain-free subjects (Table 2). On the contrary,
measured in a special test measuring balance and reaction in a the women with medical consultations had more mobil-
dynamic situation.34 ity than those who had no consultation (Table 3). Sys-
A set of clinical tests was performed that produce results
tematic differences between the groups were seen in the
with known predictive value: straight leg raising (SLR) for the
provocation of back or leg pain, ability to perform a sit-up, tests of balance and coordination but not in muscular
resisted hip flexion, and passive extension of the back.22,35 Pain performance. The men who contracted pain in the 1 year
in the low back during forward and side bending of the trunk follow-up had even better results in the static endurance
was recorded. test than those who did not contract symptoms.

Statistical Analysis. The contracted pain group was com- Logistic Regression. In the 1 year follow-up with appli-
pared with the consistently pain-free group and the persistent cation of soft criteria, age and clinical findings were the
pain group with the recovered group. Differences between the only statistically significant predictors of future low back
groups were studied by analysis of covariance (ANCOVA) pain in the men. In the women, age and difference be-
with sex, age, workload, and anthropometrics as covariates. tween the feet in backward movement time in the dy-
Categorical variables were investigated by ␹2 test. namic step test were included in the final model. With
The variables that had shown the largest differences be-
application of strict criteria, the final model included age,
tween the groups in the first analysis (P ⬍ 0.10) were included
in logistic regression models. Only the variables statistically workload, spinal movement, and difference between feet
significant at P ⬍ 0.05 were included in the final model. The in the step test. In the 2-year follow-up, trends similar to
time until the first medical consultation or sick leave after the those of the first year were seen but the associations were
measurements was studied by survival analysis with Cox’s pro- weaker.
portional hazards regression models. Lumbar spine–pelvic movement ratio and clinical
Results findings were associated with medical consultations
among the men. Among the women only one variable
There were several differences among the contrasted describing balance (difference in sway velocity between
groups. With application of strict criteria, the differences feet during one-footed stance) showed constant statisti-
were generally of the same direction as those with appli- cal significance. The lumbar spine–pelvic movement ra-
cation of soft criteria. tio and the step test (difference between the feet in back-
Nonsymptomatic Subjects ward movement time) were associated with future sick
Among the men, those who contracted symptoms during leaves in the men, but no combination of the predictors
follow-up had generally less mobility than did the con- was statistically significant among the women.
Efficacy of Functional Tests • Takala and Viikari-Juntura 2129

Table 3. Predictors That Differed in the Univariate Analysis When Medical Consultations Were Used as Outcome.
Nonsymptomatic Subjects in the Beginning of the Study. Mean Values (SD in Parentheses) of Continuous Variables
and Number of Subjects for Categorical Items
Medical Consultation

Variables No Yes P

Men
N 194 29
Age, years 39.6 (7.8) 42.9 (8.1) 0.04
Movement of the lumbar spine in forward flexion,° 49 (9) 46 (9) 0.08
Lumbar spine/pelvic movement ratio 0.81 (0.25) 0.70 (0.17) 0.03
Difference in mean amplitude between feet in one foot stance, mm 0.12 (0.09) 0.15 (0.12) 0.05
Pain in side bending, hip flexion, SLR, sit-up, or passive extension 16/194 6/29 0.04

Women
N 70 11
Age, years 43.4 (7.1) 46.0 (5.9) NS
Pelvic movement in forward flexion,° 73 (16) 82 (11) 0.04
Total movement in forward flexion,° 119 (18) 122 (11) 0.09
Difference in sway velocity between feet in one foot stance, mm/s 23 (21) 38 (22) 0.02
P ⫽ P-values in the ANCOVA with age, workload, and anthropometry as covariates, or in the ␹2 test for categorical variables.
NS: P ⬎ 0.10.
SLR ⫽ straight leg raising; ° ⫽ degree.

The models classified correctly 95% to 100% of the tional tests (P ⫽ 0.001). Among the women a greater
consistently healthy subjects but only 0% to 33% of the difference in balance sway velocity between feet pre-
subjects who contracted pain, had medical consulta- dicted a shorter time until the first consultation (P ⫽
tions, or took sick leaves. 0.025).
Survival Analysis. Among the men lower lumbar spine– Symptomatic Subjects
pelvic movement ratio, greater difference in the ampli- Mobility was not systematically associated with the per-
tude between feet in the balance test, and lower power in sistence of symptoms (Tables 4 and 5). Men with persis-
maximal flexion test with 90-deg/sec speed predicted tent pain had better results in the static endurance test,
shorter time until the first consultation after the func- and the women were stronger in the trunk flexion test

Table 4. Predictors That Differed Between the Contrasted Groups “Persistent Pain” Vs. “Recovered” in the Univariate
Analysis, Classification with “Soft” Criteria. Mean Values (SD in Parentheses) of Continuous Variables and Number of
Subjects for Categorical Items
Variables “Recovered” “Persistent Pain” P

Men
1 Year Follow-Up
N 28 40
Age, years 40.7 (6.7) 45.0 (6.0) 0.008
Maximal side bending, mean of left and right, mm 183 (46) 189 (41) 0.05
Static endurance time, s 94 (61) 108 (66) 0.08
Difference in sway velocity between feet in one foot stance, mm/s 32 (29) 44 (27) 0.05
2 Year Follow-Up
N 29 31
Age, years 40.7 (7.1) 46.5 (4.5) 0.0004
Mean amplitude in the two feet standing balance with eyes open, mm 4.5 (0.8) 4.1 (1.2) 0.07

Women
1 Year Follow-Up
N 16 25
Age, years 42.7 (6.8) 45.3 (6.4) NS
Total work of maximal flexion 30°/s, J 141 (32) 156 (21) 0.05
Average power in maximal flexion 30°/s, W 46 (11) 51 (7) 0.03
Mean amplitude in the two feet standing balance with eyes closed, mm 6.8 (1.6) 8.2 (2.4) 0.06
Sway velocity in the two feet standing balance with eyes closed, mm/s 23 (6) 27 (9) 0.10
2 Year Follow-Up
N 14 22
Age, years 43.2 (6.0) 45.9 (6.7) NS
Extension/flexion force ratio with 30°/s 0.80 (0.19) 0.90 (0.26) 0.08
P ⫽ P-values in the ANCOVA with age, workload, and anthropometry as covariates, or in the ␹2 test for categorical variables.
NS: P ⬎ 0.10; s ⫽ second; J ⫽ joole; W ⫽ watt.
2130 Spine • Volume 25 • Number 16 • 2000

Table 5. Predictors That Differed in the Univariate Analysis When Medical Consultations were Used as Outcome.
Symptomatic Subjects in the Beginning of the Study. Mean Values (SD in Parentheses) of Continuous Variables and
Number of Subjects for Categorical Items
Medical Consultation

Variables No Yes P

Men
N 38 39
Age, years 41.8 (6.6) 43.7 (6.7) NS
Extension/flexion force ratio with 30°/s 1.07 (0.23) 0.91 (0.19) 0.01
Extension/flexion total work ratio with 30°/s 1.01 (0.20) 0.91 (0.19) 0.04
Extension/flexion average power ratio with 30°/s 1.00 (0.22) 0.89 (0.20) 0.04
Difference in mean amplitude between feet in one foot stance, mm 0.09 (0.07) 0.15 (0.12) 0.01
Pain in side bending, hip flexion, SLR, sit-up, or passive extension 15/38 28/39 0.004

Women
N 31 14
Age, years 43.7 (7.1) 44.9 (5.2) NS
Maximal flexion force, 90°/s, Nm 140 (26) 119 (43) 0.05
Pain in resisted hip flexion 4/31 6/14 0.03
Pain in SLR 3/31 5/14 0.03
Pain in resisted hip flexion or in SLR 5/31 7/14 0.02
P ⫽ P-values in the ANCOVA with age, workload, and anthropometry as covariates, or in the ␹2 test for categorical variables.
NS: P ⬎ 0.10.
SLR ⫽ straight leg raising.

than those who recovered. Low extension–flexion ratio Patients with low back pain often have reduced mo-
was associated with medical consultations and sick bility of the spine. In this study of nonpatient population,
leaves. The recovered workers had generally better mea- limited mobility of the spine was associated with future
sures of balance and coordination than the workers with back problems among men who had been nonsymptom-
persistent symptoms. These associations were even atic in the beginning of the study. In contrast, nonsymp-
stronger when medical consultations and sick leaves tomatic women with future medical consultations had
were used as outcomes. Clinical tests provoking low more mobile backs in comparison with those who did
back pain were associated with the persistence of symp- not seek medical advice. These controversial findings and
toms, medical consultations, and sick leaves in both the wide variation in the measures limit the predictive
genders. value of the measurements of back mobility and their use
Logistic regression. Age was the only variable statisti- for screening purposes.5
cally significantly associated with the persistence of Isometric lifting strength did not predict back injury
symptoms. Clinical findings showed associations with claims in the prospective Boeing study,3 but isometric
medical consultations: pain in side bending, resisted hip lifting capacity in relation to the lifting requirements of
flexion, SLR, sit-up, or passive extension of back among the job has shown an association with back injuries.11,21
the men; pain in resisted hip flexion or SLR among the Isokinetic strength measures have been recommended,
women. Low extension–flexion force ratio was the only although their validity has been questioned.13,15,27,30 –32
predictor of sick leaves among the men and pain in re- In the current study, low isokinetic extension–flexion
sisted hip flexion among the women. strength ratio was associated with the outcomes but only
Survival Analysis. A shorter time until the first medical in the previously symptomatic subjects. This finding
consultation was predicted by the lower extension– should be interpreted with caution. In extension, the
flexion force ratio (P ⫽ 0.002) among the men and by back muscles work against the weight of the upper body,
pain in side bending (P ⫽ 0.001), in resisted hip flexion and in flexion the gravity erroneously increases the mea-
(P ⫽ 0.003), or in SLR (P ⫽ 0.005) among the women. sured output of muscle force. The manufacturer of the
dynamometer (Lumex) does not provide information
Discussion about the principle that governs the calculation of out-
In the occupational health service, the focus of actions is put, and therefore the authors could not make biome-
on prevention of diseases. Measures for screening and chanical corrections according to the the weight of the
surveillance of diseases should have predictive value. upper body. The results do not support the use of isoki-
The current study was designed to test the value of netic measurements as a screening tool in physically light
results of functional performance tests in the predic- or moderately strenuous work. Neither did short endur-
tion of low back pain among nonsymptomatic work- ance time in the static back extension test predict future
ers and among those who had symptoms but were low back pain, although such associations have been
working despite them. reported in two previous studies.6,25
Efficacy of Functional Tests • Takala and Viikari-Juntura 2131

Patients with low back pain have been reported to statistical significance to be included into the final mul-
have low performance in balance tests.2,10,24,26 The as- tivariate models when low back disorders were out-
sociation between the measurements of balance and co- comes.
ordination and future low back symptoms in a working The most probable explanation for the current results
population is a new finding. Sudden loss of postural bal- is that so many additional intervening factors affect the
ance is common in daily work, and it causes corrective course of low back pain during a long follow-up period
muscular reactions. It can be hypothesized that the cor- that single measurements have little significance in an
rective pendulous movements of subjects with poor mus- individual outcome. The onset and course of low back
cular control have a larger deviation from neutral joint pain is a dynamic process with numerous interactions
postures than those of subjects with good control. These between the external and individual factors over time.9
larger deviations result in greater lever arms and greater In conclusion, the results did not contradict the au-
instantaneous load moments on the lower back. Some of thors’ hypothesis that persons with low functional ca-
these mechanical impulses could be strong enough to pacity are liable to low back disorders and that those
cause microscopic traumas within the tissues. Therefore, with existing disorders have an adverse outcome if their
the frequency of potentially injurious accidents and even functional capacity is poor. The associations were weak,
losses of balance may be greater among subjects with however, and some findings of muscle strength were even
poor muscular control than among those with good con- inverse to the hypothesis. The power to identify individ-
trol. Another explanation for our finding is that absence uals with future low back pain by results of the tests
of coordination may make people unwilling or less capa- studied was poor in a nonpatient population.
ble of training their musculoskeletal system.
The clinical tests for the provocation of pain had the
greatest power to predict persistent pain. Although these Key Points
findings were scanty among the originally nonsymptom- ● Predictive value of tests measuring the physical
atic subjects, positive associations were seen with future performance of the back in a working population
pain. The current results support the view that these sim- was studied.
ple clinical tests are useful in the examination of subjects ● Low performance in mobility, standing balance,
with back pain in primary health care.4,35,36 extension strength, and positive clinical signs pre-
One reason for the contradictory results in different dicted future pain.
studies may be the differences in outcomes. Some of the ● The wide variation in the results questions the
studies have used simple dichotomized questions, such as value of the tests in health examinations.
the prevalence of back pain during the past 12
months6,25 or claims of back injuries.3,5,7 Two indepen-
dent sources of information and several classifications Acknowledgments
were used in the current study to determine outcomes. The authors thank Marja-Riitta Suikki, Aija Moilanen,
Although the current study had a prospective design, the Sirpa Rauas, and Dr. Sirpa Lusa-Moser for help in per-
questionnaires used dealt with retrospective health out- forming the measurements.
comes. To reduce misclassification due to the recall bias,
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