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and discusses the results of the study regarding the current organizations?
approaches (e.g. model, methodologies, process, and tools) This study involves researches and practices on KA
and issues related to challenges of KA. Third section presents discussed by researchers from 2005 to 2011 in journals,
the discussion part. Finally, the study is concluded and conference proceedings and online databases of KM. Our
implications of the review are identified in the last section. validation approach considers some informal review and
factors such as citation metrics and popularity.
II. SYSTEMATIC LITERATURE REVIEW
B. Conducting the Review
This study is investigating the approaches of KA in
During the conducting phase several activities are
organizations. The importance of applying KA in
involved such as relevant research identification, primary
organizations has been highlighted by most
studies selection, quality assessment of previous studies,
researchers[14][15][16][17][11][6]. There are various steps
required data extraction and data synthesis[18].
that need to be followed to identify, address and document KA
The first step was to find relevant articles of journals that
issues in the studies:
involves ACM Digital Library, IEEE Xplore, Science Direct
1. Identifying the information about processes, models,
Elsevier, and Springer link (refer Table 1).
methods, tools, techniques and frameworks.
2. Identifying the people involved in KA and their roles. TABLE 1 DOCUMENT SOURCES
3. Discussing the challenges of KA and its impact on the Types Title
organization. Journal Knowledge Management Research & Practice
4. Reporting the findings. Journal of Knowledge, Culture and Communication
These steps are taken based on a systematic review of Journal of Knowledge Management
previous studies, conducted in order to arrange a summary and Journal of Management Information System
to report the relevance of information. The systematic review Journal of Universal computer Science
International Journal of Technology Management
involves three main phases namely planning, conducting and
Journal of Knowledge Management Research &
reporting[18]. These main phases are illustrated in Figure. 1. Practice
Journal of knowledge management practice
Phase 1: Knowledge and Process Management
Planning
Conference 2009 International Conference on Management and
Proceeding Service Science
2008 4th International Conference on Wireless
Phase 2: Communications, Networking and Mobile
Conducting
Computing
2011 International Conference on Research and
Innovation in Information Systems (ICRIIS),
2006 European and Mediterranean Conference on
Phase 3: Information Systems (EMCIS)
Reporting Proceeding of the 28th international conference on
Software engineering - ICSE '06
Figure 1: SLR phases Online www.interscience.wiley.com (Wiley online library)
Databases http://dl.acm.org/ (ACM digital library)
A. Planning the Review http://scholar.google.com/ (Google Scholar)
The most common activities in the planning phase are http://www.sciencedirect.com/ (Science Direct)
clarifying research questions, developing and validating
review protocols. The process of validating review protocol In the second step, we search the related articles from list of
involves setting the conditions and primary studies. For considered issues namely primary studies based on keywords.
validating the protocols there are several ways such as By primary studies we meant the papers that have been
executing a pilot test, informal reviewing and conducting referred. An example of the keywords used was: “Knowledge
formal review [19]. Management AND Audit”. Table 2 shows the list keywords
While our study is generally about the practices of KA, we for searching articles.
have declared some research questions:
RQ1. What are the main practices of KA (processes, models,
methods, frameworks, tools and techniques)?
RQ2. In what fields Knowledge Audit has been conducted and
used?
RQ3. Who are involved in KA?
RQ4. What are the advantages and benefits of KA for an
organization?
RQ5. What are the current challenges and limitations of KA in
sequence. Some shortcomings were discovered in previous Enterprise culture leads, and Knowledge Management Tool
KA methodologies in [22]. The shortcomings are as listed Support. The advantage of this framework is the fine
below: classification of the processes and clear definition. The aim of
- Lack of clear strategy to find the exact place of each process is declared in details; however there is not
initiating KA. enough explanation on KA implementation based on this
- Lack of measurement criteria. model.
- Lack of applying those methodologies in order to Lee et al. [14] introduced an audit methodology which tries
detect the problems as well as opportunities. to make it action-oriented and contextual[14], namely
STOCKS (Strategic Tools to Capture Critical Knowledge and
In [22] the researcher proposed a framework consisting of Skills). This methodology also has various useful stages
ten stages. The stages are identifying organization objectives including recommendations, but it is not cyclic and continuous
and process, identifying organization’s core processes, which could be considered as a disadvantage of the
prioritize and select organization’s core processes, identify methodology. Nevertheless, the most significant characteristic
key people, meeting key people, knowledge inventory, of this methodology is that it considers practical stages that
knowledge flow, knowledge mapping, auditing reporting and should be done in the implementation.
knowledge re-auditing. This framework highlights the In [20] a KM Audit model was proposed for providing an
importance to determine the core processes, and re-auditing accurate illustration of organization’s knowledge strategies
process. Besides that, it concerns on key people involved and and assets. This model considers socio-technical enablers,
cultural issues of the organization during the KA process. knowledge processes and knowledge stocks as core of KM
Furthermore, a support tool was introduced for each stage in while pays attention to KM drivers (environmental factors)
assisting the implementation. and outcomes. The model also indicates that KM is driven by
In [16] the researcher proposed a framework composed of its environment. It points towards an important issue in KA,
eight steps which are: orientation and background studies, which discusses the concept of contingency that states there is
cultural assessment, in-depth investigation, building no single solution in all situations. The researcher also
knowledge inventory and knowledge mapping, knowledge mentioned the dynamic nature of knowledge processes.
network analysis, recommendation of KM strategy, deploying Although he developed KA in real-life practice, the model
KM tools and building collaborative culture, and the last phase appears lacking of details of KA implementation.
is re-audit for measuring success of the KM implementation. Wu and Li [6] proposed a rocket-shaped model for KA
This framework tries to address the shortcomings of some implementation which is composed of three main audits
existing KA approaches, which practical value are limited for based: knowledge capitals (asset, human), structure
real-life implementation of KM initiative. The beneficial of (organizational structure) and external(organizations). Their
this framework includes consideration on KM needs, model is data pivotal as the processes in their model is mostly
strengths, weaknesses, opportunities, threats and risks. about data collection, processing and analysis. This rocket-
In [12] the researcher proposed a framework in order to shaped model is said to be a complete model but there are
describe the KM capability in their re-established triplet KM some limitations such as less consideration over the
system. This framework consists of knowledge environment, organizational culture, no real-life practical implementation
knowledge process and knowledge capability and shows that and model development limitation due to a variety of
KA is an effective and practical mean for continuously methodologies. The significant of this model however is the
improving KM capability. This framework concentrates on the introduction of the capital concept.
important role of KA in KM capability and does not provide Ganasan and Dominic [9] derived a hybrid model based on
detailed explanation of KA processes and activities. a comparison, which is scoped to core processes and also
The framework proposed in [4] consists of four main steps approaches that involve KM development and
such as knowledge map creation; knowledge taxonomy; recommendation. The six stages are listed below:
knowledge SWOT analysis (Strengths, Weaknesses, 1. Information and culture assessment
Opportunities, Threats) and knowledge mobilization. This 2. Core process prioritization
framework pays a considerable amount of attentions to 3. Knowledge health measurement
knowledge map and taxonomy. 4. Knowledge Audit reporting
In [7] the researcher proposed a process-based framework 5. Knowledge management strategies recommendation
for KM audit based on processes which consists of three main 6. Continuous re-auditing
parts: enterprise’s knowledge and its practices or basic
activities, core processes of KM audit, and support processes Processes and Activities of Knowledge Audit
of KM audit. Core processes of KM audit are Knowledge
Management Environment Audit (KM.EA), Knowledge Asset Different authors mentioned various processes in order to
Audit (KAA), Knowledge Management Capacity Audit develop KA as shown in Table 4.
(KM.CA), and Knowledge Management Performance Audit
(KM.PA). Support processes of knowledge management audit
are defined as Knowledge Management System Standards,
TABLE 4: KNOWLEDGE AUDIT PROCESSES KA is implemented in four phases including: knowledge need
No. Researchers Processes analysis; knowledge inventory analysis; knowledge flow
1. Planning analysis and knowledge mapping [28].
2. Data collection
WU[6] 3. Data processing Each phase consists of several activities such as background
1. study, draft initial knowledge need/inventory/flow matrices
(2008) 4. Data analysis
5. Reporting and knowledge map, verifying knowledge
6. Summary need/inventory/flow matrices and knowledge map and
1. Knowledge acquisition reporting. KA was implemented in governmental environment
2. Knowledge storage and recognized the following local knowledge processes such
Jiuling[7]
2. 3. Knowledge sharing
(2010)
4. Knowledge transfer
as transfer lessons, gather intelligence, share tacit knowledge
5. Knowledge application and look for ideas[20].
1. Knowledge Audit Steps
2. Knowledge Audit Techniques Techniques and Tools for Knowledge Audit
3.
3. Knowledge Audit Methods Several existing techniques and tools can be utilized during
4. Knowledge Audit Tools the KA process and implementation. Concerning this, it is a
1. Knowledge analysis vital issue to select and determine the right tool and that will
2. Knowledge inventory analysis
4. Rahman[8] effect on the end-results [11]. Common techniques of KA
3. Knowledge mapping
(2011) represented by most researchers are questionnaires,
4. Competency analysis
1. Mapping core business activities interviews, surveys, workshops, focus groups, site
2. Key knowledge gap identification observation, document studies and narration techniques,
5. 3. Knowledge sharing activity control Social network analysis (SNA), meta-matrix and Software
4. Knowledge issues identification agents[1],[30],[17],[13],[28].
5. Drafting suitable initiatives
1. Knowledge need analysis
Sukiam [28] 2. Knowledge inventory analysis Advantages of Knowledge Audit
6. The importance of KA as the first step of knowledge
(2009) 3. Knowledge flow analysis
4. Knowledge mapping management process and activity is its ability to picture
1. Lessons transformation accurate identification, qualification, measurement and
2. Intelligence gathering assessment of both tacit and explicit knowledge of the
Handzic [20]
7. 3. Tacit knowledge sharing organization, and knowledge networks inside the organization.
(2008)
4. Idea lookup
Other advantages of KA are knowledge prioritization, and gap
identification. The output of KA can also be used as a
Herman Schimmel simply stated that questionnaires is the measurement tool for knowledge asset and also training need
first step of KA. In order to picture the current status of analysis [8]. Available, required and missing knowledge
knowledge, behavior, and attitude of knowledge workers, this identification as well as knowledge management strategy
step is needed which is followed by interviews and then recommendations are also mentioned as benefits of KA [28].
analysis[27]. It can be assumed that data gathering is actually Besides the above benefits two more can be mentioned based
considered as the first step of KA processes. on the findings in [29]:
WU and LI have gone through more details and suggested 1. KA provides a better understanding of knowledge
six processes in their rocket-shaped model which are: creation process and
planning; data collection; data processing; data analysis; 2. KA is a tool for Knowledge transfer evaluation.
reporting and summary[6]. On the other hand, Jiuling et. al Furthermore, KA helps to recognize the organizations
considered knowledge as the main factor in KA processes and readiness for knowledge management implementation and will
introduced knowledge acquisition, knowledge storage, identify the challenges and problems of KM implementation
knowledge sharing, knowledge transfer and knowledge before falling into them without preparation[25]. KA is a
application as processes involved in KA [7]. success factor and an important tool for KM effectiveness
A. Rahman et al. [8] introduced four steps in KA: monitoring[11] and demonstrating its ability to shareholders
implementing KA; data acquisition techniques; analysis [6].
methods and tools. They studied two Malaysian organization’s
Challenges and Limitations of Knowledge Audit
KA processes and recognized two different set of processes in
Various challenges have been recognized by different
each organization; one of them followed these steps:
researchers in KA. Most of the problems are regarding the
knowledge analysis, knowledge inventory analysis, knowledge
lack of the following:
mapping and competency analysis. They listed mapping core
business activities, key knowledge gap identification, Culture assessment; in order to evaluate the readiness of
knowledge sharing activity control, knowledge issues organization.
identification and at last drafting suitable initiatives for the A clear strategy for starting KA.
other organization [8]. the degree of significance of the things being audited.
In some cases such as developing KA on special children, Measurement criteria; to find out the impact of
REFERENCES
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