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Keywords: A method to characterising the surface water relations of coated fresh fruit has been developed. Based on a
Plum modification of the Fick’s law of diffusion, application of this method allows for a quantitative assessment of the
Edible coatings impact of produce type and of production method of coating, and environment on water losses both of the fruit
Starch body and the coating. Resistances in the water vapour pathway were analysed to determine the effects of coating
Whey protein
on the surface water relations of plums. Experiments were conducted, evaluating the dynamic behaviour of two
Water relations
Postharvest behaviour
different starch-based coatings both at high and low potential water losses. Applying three layer-coatings, both
starch and starch-whey protein coatings increased the total resistance in the water vapour pathway of individual
plums by 60–75% at high transpiration potentials. Even at low transpiration potentials, an increase of 11–20%
was observed. The starch coating tended to have a slightly lower effectiveness than the coating enriched with
20% whey protein.
⁎
Corresponding author at: Department of Horticultural Engineering, Leibniz-Institute for Agricultural Engineering and Bioeconomy (ATB), Max-Eyth-Allee 100,
14469 Potsdam, Germany.
E-mail address: ewelina.basiak@interia.pl (E. Basiak).
https://doi.org/10.1016/j.postharvbio.2018.09.020
Received 22 June 2018; Received in revised form 28 September 2018; Accepted 29 September 2018
0925-5214/ © 2018 Elsevier B.V. All rights reserved.
E. Basiak et al. Postharvest Biology and Technology 147 (2019) 166–173
167
E. Basiak et al. Postharvest Biology and Technology 147 (2019) 166–173
4 h in the first phase and at 40 min intervals (over 12 h) in the second 2.2.2. Equilibrium water content
phase. The analysis of thermal images (temperature distribution and The sorption isotherm of films was determined to be 25 °C. Samples
averaging) was performed using the IRBIS Professional 3 software of films were cut into small pieces (2 cm × 2 cm) and weighed to the
package (Infratec, Dresden, Germany). When determining the tem- nearest 0.1 mg into pre-weighed vials. Films were brought up to the
perature, an emissivity of the fruit surface of 0.96 was considered equilibrium humidity and stored to equilibrium humidity in desicca-
(Hellebrand et al., 2001). tors, containing a saturated salt solution that fixed the relative hu-
The climate parameters in sufficient distance to the produce surface midity. A wide range of relative humidity (RH) was selected: lithium
were measured using a FHAD 36 combination sensor (Ahlborn, chloride (11%), potassium acetate (22%), magnesium chloride (33%),
Holzkirchen, Germany) for air temperature (measuring range is -100 to potassium carbonate (43%), magnesium nitrate (53%), sodium nitrite
+200 °C, accuracy ± 0.02 K) and relative humidity (measuring range (65%), sodium chloride (75%), ammonium sulphate (81%) and am-
∼0 to 100% RH, accuracy ± 1.8% RH) as well as an FDA 612SA monium dihydrogenphosphate (93%). Film samples were weighted
barometric pressure sensor (measuring range 700–1050 hPa, accu- periodically, until the equilibrium was reached. The final (equilibrium)
racy ± 0.5% of full scale) and logged with the above mentioned water content was measured by drying the films at 105 °C for 24 h. The
Almemo 2590-4S. amount of water absorbed is expressed as kg of water per kg of dry
The produce surface area of plums as a function of the fresh mass matter. Measurements were taken in triplicate for each film recipe.
was calculated using an approximation equation. In preliminary ex-
periments, 30 plums were captured consecutively with a camera-sup- 2.3. Methodological fundamentals
ported ScanBook3D measuring system (Scanbull, Hameln, Germany) on
a turntable (max. 72 images per revolution), each from two camera The determination of the resistance in water vapour pathways is
perspectives. From the maximum 144 shots, the 3D ScanWare based on the modified Fick's law of diffusion in terms of resistance,
Enterprise 3.8 software generates a wire frame model with more than describing the rate of water loss E as the ratio of a potential difference
30.000 nodes and calculates the surface area of the object inter alia. Via Δx to the total resistance rtot (Gates, 1980; Woodward and Sheehy,
a correlation and regression analysis using TableCurve 2d (Systat 2013). For uncoated fruits, E is known as the area related to the tran-
Software Inc., San Jose, CA, USA) a relationship between surface area spiration rate (in kg m−2s-1).
and fresh mass was determined and used to calculate the surface area
x p−x a Δx
from the measured fresh mass of the produce. E= =
rT + rB rtot (1)
Table 1
Basic psychrometric relations for the determination of various air parameters from measured temperature, relative humidity and barometric pressure (Berliner,
1979).
Number Formula Unit Description
a
2 (6.4142801 + 0.0996709 × Ta) Pa Partial pressure of water vapour at saturation depending on air temperature (Ta)
psa = e (1 / 0.004197225 × Ta)
3 pda = psa × (rH /100) Pa Partial pressure of water vapour (pda) depending on saturation vapour pressure (psa) and relative humidity (rH); partial
pressure of water vapour (pda)
4 (Ra / Rwv × pda ) kg kg−1 Mass related water content depending on partial pressure of water vapour (pda) and barometric pressure (pbar)
xa =
(pPa − pda )
5 (1 + x a) × pPa kg m−3 Density of air depending on water content (xa), temperature (Ta) and barometric pressure (pPa)
ρa =
(Ra / Rwv + x a) × Ta
6 xa* = x a × ρa kg m−3 Volume related water content depending on mass related water content (xa) and density (ρa)
**Symbols used in formulas: ´Ra … Gas constant of air; Rwv … Gas constant of water vapour.
a
Calculated approximation equation based on data from (Baehr, 1961).
168
E. Basiak et al. Postharvest Biology and Technology 147 (2019) 166–173
humidity, air temperature and barometric air pressure following the rc = rC1 + rC 2 + …. + rCn (9)
same basic relations (Table 1).
The values of these resistances are determined in each case from the
ΔFM difference to the previous value. In the case of fruits without coating, if
E=
A × Δt (7) the boundary layer resistance rB is known, the water vapour con-
centration at the produce surface xpS can be determined by the mod-
The changes in fresh matter ΔFM were measured by means of a
ification and rearranging of Eq. (1).
precision balance (0.1 mg).
The surface area of the produce item A is determined from produce- x pS −x a
E=
specific, easily measurable parameters such as fresh weight and / or rB (10)
possibly geometric dimensions (diameter, length) in the preliminary
test. From the measured mean air temperature and relative air humidity After substituting xpS into Eq. (4) and rearranging, the partial
in sufficient distance to the produce surface, the volume related water pressure of water vapour can be calculated. The relative humidity at the
content of air (sometimes referred to absolute humidity, moisture ratio produce surface is then calculated using Eq. (3). Similarly, the humidity
or specific humidity (Singh and Heldman, 2009)) is determined ap- on the surface can be determined in the case of fruits with coating,
plying the known laws of psychrometry. Similarly, the parameters of taking into account the partial resistances of the individual layers of the
the air in the intercellular spaces were calculated from the produce coating.
temperature at saturation state. Thus, the total resistance of an in-
dividual fruit can be determined by equating and rearranging Eqs. (1)
2.4. Determination of coating thickness
and (7).
The tissue resistance rT of an individual produce item is determined
When calculating the thickness of the coatings, it is assumed that
from the difference between the total resistance rtot and the boundary
the coating material is uniformly distributed over the fruit surface. The
layer resistance rB at unrestricted free convection.
thickness of the coating on the fruit surface changes primarily de-
The boundary layer resistance characterises the flow conditions
pending on its water content. The percentage water content of the
adjacent to the produce surface. This resistance is exclusively depen-
coating material WC was calculated from the mass of water in the
dent on the shape, dimensions and surface structure of the object
coating MW and the total mass of the coating MC according to the re-
(produce), and the known properties of the fluid (air) (Kays, 1991).
lationship
The phase after application of the coating material (initially con-
sisting 95% of water) to the fruit surface is characterised by the fact that MW
for certain periods, moisture is released into the surrounding air ex- WC = × 100
MC (11)
clusively from the coating. During this time, the tissue resistance can be
set to zero (rT = 0 s m−1). Thus, with Eqs. (1) and (7) the boundary The mass of the coating material MC initially present on the fruit
layer resistance can be calculated from the linear slope down in fresh surface is determined by differential weighing between the coated and
material (fruit + coating) (see also Fig. 2 below). The following tran- uncoated fruit.
sition phase is caused by different local mass transfer due to varying
local flow conditions (Gottschalk and Meszaros, 2012). MC = FMpC−FMp (12)
After application of the coating material, a third series resistance rC
The initial water content of 95% is quickly reduced because water
in the water vapour pathway in addition to tissue resistance and
from the coating evaporates until a balance between produce, coating
boundary layer resistance is present (Fig. 1).
and environment is established. Diffusion of water from the coating into
xP −x a the outer tissues of the fruit is neglected. The variable density of the
E=
rT + rB + rC (8) coating ρC was determined from the mass fractions of the two compo-
nents starch and water. The density of starch was considered with
However, this resistance is not effective until an equilibrium state
1500 kg m−3(Marousis and Saravacos, 1990) and the density of water
between the produce, coating and environment is reached.
with 998 kg m-3 (VDI-Wärmeatlas, 2002).
Subsequently, when several layers are applied, these layers will have
implications as more additional series resistance. ρC = 0.998 × WC + 1.50 × (100−WC ) (13)
From the mass and density, the volume of the coating material VC
can then be calculated according to the known relationship.
MC
VC =
ρC (14)
VC
e=
Ap (15)
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E. Basiak et al. Postharvest Biology and Technology 147 (2019) 166–173
170
E. Basiak et al. Postharvest Biology and Technology 147 (2019) 166–173
far below the saturation state of the air. Thus, for appropriate post-
harvest scenarios (for example in the selection of suitable films or
coatings) it needs to be examined to what extent the assumption of a
saturation state on one side of the film is justified. With larger boundary
layer resistance (several produce items contacting each other at re-
stricted free convection in packages) relevant higher air humidity will
be present adjacent to the produce surface (Linke and Geyer, 2001).
As the number of layers increases, the humidity at the produce
surface increases as expected. At high transpiration potential, an in-
crease in the humidity at the produce surface of slightly more than 20%
was achieved by the protective effect of the 3 coating layers. The lower
protective effect at low transpiration potential can also be recognised
by the only slightly higher humidity values at the produce surface.
Fig. 4. Relative changes (fruit = 100%) in the resistances in the water vapor
3.4. Resistance in the water vapour pathway pathway (mean values ± SD of coated plums with 3 layers each) at high water
loss potentials (20.86 °C; 33.3% rH; unrestricted free convection) after coating
3.4.1. Boundary layer resistance at unrestricted free convection process. Values denoted by the same letter were not significantly different
The boundary layer resistance of single fruits (in s m−1) at unrest- (p < 0.05).
ricted free convection was calculated as follows: Eqs. (1) and (7) based
on the linear slope down immediately after dipping (see also Fig. 2). In the experiments undertaken at low transpiration potential, the
The values determined in this way were related to the respective fresh coating materials protected against water losses less effectively. Starch
mass (in g). In the context of a linear correlation and regression ana- films are hydrophilic and their properties will change with variations in
lysis, the following relationship using TableCurve 2d was found: RH, i.e. their barrier properties decrease with increasing RH (Olivas and
rB = 0.0167 × FM + 1.758 (17) Barbosa-Cánovas, 2009).
Irrespective of the coating materials, any further increase in re-
Eq. (17) for which a coefficient of determination of R² = 0.96 was sistance became smaller with the addition of further layers; no effect at
calculated is valid in the fresh-mass range between 40 and 80 g. Thus, all could be detected in case of the addition of a third layer (Fig. 5).
for example, a boundary layer resistance of 250 s m−1 is obtained for a Nevertheless, starch plus whey protein coatings are slightly but sig-
fruit with a fresh mass of 45 g, and this value increases to 300 s m−1at a nificantly more effective than pure starch coatings. As in the case of
fresh mass of 75 g. high potential for water loss, the efficiency with respect to the protec-
tion against water loss decreases as the number of layers increases.
3.4.2. Tissue resistance of uncoated plums
The initial tissue resistance of the plums ranged from 3900 to 8900 s
3.5. Equilibrium water content and thickness of coating layers
m−1. The changes within one measuring cycle were negligibly small
compared to others as a result of the additional protection by the
For starch coatings, equilibrium water contents were at 0.342 kg
coating layers.
kg−1 or 0.870 kg kg−1 for high and low water loss potentials (Fig. 6;
In addition to a pronounced varietal dependence, tissue resistance
Table 2), while those for starch-whey protein (80/20 ratio) coatings
depend in particular on the pre-harvest conditions. Such relatively large
were 0.334 kg kg−1 and 0.770 kg kg−1 respectively.
variations in produce properties are primarily caused by pre-harvest
The average thickness of the coatings at a state of equilibrium,
factors (natural variability, position on the tree, climate, water and
calculated according to Eqns. 11–15, is dependent on the composition
nutrient supply etc.) but also in postharvest effects such as climatic
of the individual components as well as the ambient conditions
variations (in particular the air flow close to the produce) or different
(Table 4).
packaging units (Linke and Geyer, 2001).
At low air humidity and a correspondingly low equilibrium, the
moisture content of the mean layer thickness was 30.5 μm for starch
3.4.3. Resistance of coated plums coatings or 12.1 μm for starch-whey protein coatings, while the layer
Changes in the water vapour transfer resistance of coated relative to thickness for starch coatings was 35.5 μm and 19.3 μm for starch-whey
uncoated plums at high water loss potential are shown in Fig. 4. This
type of presentation was chosen due to varying initial tissue resistances
of the investigated plums.
The total resistance at unrestricted free convection increased to
160% (starch) and 175% (starch-whey protein) as a result of the three
coating layers. Coatings from pure starch tend to have a slightly but
significantly lower effectiveness than those enriched with whey protein
(Basiak et al., 2015; Versino et al., 2016).
Irrespective of the coating material use, the first layer produced the
greatest effects. It is presumed that this layer at least partially closed the
preferred gas exchange pathways between produce and environment.
Fruit surfaces are normally covered with epicuticular waxes to protect
against water loss amongst other factors. However, this is not a com-
pletely homogeneous layer, because the protective mechanisms of the
plant (the tree) are formed depending on pre-harvest conditions (water
supply, climate conditions…). By such means an inhomogeneous wax
layer consisting of wax platelets is produced in the growth phase of the Fig. 5. Relative changes (fruit = 100%) in the resistances in the water vapor
fruit, with the preferred paths (lenticels, microcracks…) for gas ex- pathway (mean values ± SD of coated plums) at low water loss potentials
change (Ben-Yehoshua and Rodov, 2003; Riederer and Schreiber, (20.10 °C; 80.8% rH; unrestricted free convection) after coating process. Values
2001). denoted by the same letter were not significantly different (p < 0.05).
171
E. Basiak et al. Postharvest Biology and Technology 147 (2019) 166–173
*Values denoted by the same letter were not significantly different (p < 0.05; None.
treatments: capital letters; layers: small letters).
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