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Original Research

Abuse and Neglect in Childhood:


Relationship to Personality
Disorder Diagnoses
By Linda M. Bierer, MD, Rachel Yehuda, PhD, James Schmeidler, PhD, Vivian Mitropoulou, MA,
Antonia S. New, MD, Jeremy M. Silverman, PhD, and Larry J. Siever, MD

ality disorder diagnoses or clusters and to lifetime history of suicide


FOCUS POINTS
attempts or gestures. Subjects met criteria for ~2.5 Axis II diag-
• Childhood abuse and neglect have been described in a
noses and 24% reported past suicide attempts. The Childhood
substantial proportion of personality disorder subjects.
Trauma Questionnaire was administered to assess five dimensions
Sexual abuse in childhood has been noted particularly in
of childhood trauma exposure (emotional, physical, and sexual
studies of borderline subjects.
abuse, and emotional and physical neglect). Logistic regression
• Studies reporting the highest prevalence of abuse have
was employed to evaluate salient predictors among the trauma
generally been based on inpatient samples, reflecting a
measures for each cluster, personality disorder, and history of
bias toward severity of illness. Emotional abuse, highly
attempted suicide and self-harm. All analyses controlled for gen-
correlated with sexual and physical abuse, has been less
der distribution.
frequently assessed.
Results: Seventy-eight percent of subjects met dichotomous
• The Childhood Trauma Questionnaire (CTQ) is a self-report
criteria for some form of childhood trauma; a majority reported
inventory that provides an index of five distinct dimen-
emotional abuse and neglect. The dichotomized criterion for global
sions of trauma parameters (emotional, physical and sex-
trauma severity was predictive of cluster B, borderline, and anti-
ual abuse, and emotional and physical neglect).
social personality disorder diagnoses. Trauma scores were posi-
• Results based on the CTQ administered in an outpatient tively associated with cluster A, negatively with cluster C, but
sample of personality disorder subjects indicated only were not significantly associated with cluster B diagnoses. Among
modest relationships between specific trauma dimensions the specific diagnoses comprising cluster A, paranoid disorder
and personality disorder diagnoses. Sexual and physical alone was predicted by sexual, physical, and emotional abuse.
abuse were significant predictors of paranoid and antiso- Within cluster B, only antisocial personality disorder showed sig-
cial personality disorders; emotional abuse was a qualified nificant associations with trauma scores, with specific prediction
predictor of borderline personality disorder. by sexual and physical abuse. For borderline personality disorder,
• Inferences with respect to the contribution of childhood there were gender interactions for individual predictors, with emo-
trauma to the development of personality disorders may tional abuse being the only significant trauma predictor, and only
vary considerably depending on the gender distribution in men. History of suicide gestures was associated with emotional
and selection criteria of the sample. abuse in the entire sample and in women only; self-mutilatory
behavior was associated with emotional abuse in men.
ABSTRACT Conclusion: These results suggest that childhood emotional
Background: Childhood history of abuse and neglect has been
abuse and neglect are broadly represented among personality dis-
associated with personality disorders and has been observed in sub-
orders , and associated with indices of clinical severity among
jects with lifetime histories of suicidality and self-injury. Most of
patients with borderline personality disorder. Childhood sexual and
these findings have been generated from inpatient clinical samples.
physical abuse are highlighted as predictors of both paranoid and
Methods: This study evaluated self-rated indices of sustained
antisocial personality disorders. These results help qualify prior
childhood abuse and neglect in an outpatient sample of well-char-
observations of the association of childhood sexual abuse with bor-
acterized personality disorder subjects (n=182) to determine the
derline personality disorder.
relative associations of childhood trauma indices to specific person-
C N S Spectr 2003;8(10):737-740,749-754

Dr. Bierer is clinical associate professor in the Department of Psychiatry, Dr. Yehuda is professor in the Department of Psychiatry, Dr. Schmeidler is assis-
tant clinical professor in the Departments of Psychiatry and Biomathematical Sciences, Ms. Mitropoulou is administrative director at the General Clinical
Research Center, Dr. New is assistant professor in the Department of Psychiatry, Dr. Silverman is associate professor in the Department of Psychiatry,
Dr. Siever is professor in the Department of Psychiatry, all at Mount Sinai School of Medicine in New York City.
Disclosure: This work was supported by funding from the National Institute of Mental Health grant #ROl-MH5606 to Dr. Siever, the Department of
Veterans Affairs (MERIT awards to Dr. Siever and to Dr. Yehuda, the VISN3 MIRECC award), and the National Institute of Health-Center for Research
Resources, awarded to Mount Sinai School of Medicine). Paper submitted on June 23, 2003, and accepted on August 5, 2003.
Please direct all correspondence to: Linda M. Bierer, MD, Bronx Veterans Affairs Medical Center ( O O M H ; 116-A), 130 West Kingsbridge Rd, Bronx,
NY 10468; Tel: 718-584-9000, Fax: 718-741-4775; E-mail: lmda.bierer@med.va.gov.
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737 CNS Spectrums - October 2003
Original Research

INTRODUCTION personality disorder diagnoses, to the expression of suicidal


Models of personality disorder development have posited a and self-injurious behavior, and to evaluate the possibility
central contribution of childhood trauma exposure.12 Initial that there might be gender differences in these relationships.
observations of the frequent occurrence of childhood sexual
abuse among women with borderline personality disorder3 METHODS
(BPD) have been replicated numerous times4 and extended Subjects
to include observations of childhood traumatic antecedents Subjects were either referred for research participation
associated with several personality disorders or clusters.2 to the Mood and Personality Disorders program from the
Longitudinal studies have suggested that abuse and neglect in outpatient psychiatric clinics at the Mount Sinai School
childhood generally confer an increased risk for the develop- of Medicine or the Bronx Veterans Affairs Medical Center
ment of personality disorders. 2 Specific traumatic or self-referred in response to advertisements and press
antecedents, however, have been variably and less consis- releases. Procedures for this study were approved by the
tently associated with individual personality disorders or Mount Sinai Institutional Review Board and all subjects
behavioral dimensions.5 Results based on large community- provided written informed consent. Each subject under-
based samples6'8 have often differed from those based on went a diagnostic evaluation by a trained Master's level
selected clinical samples.89 Further, discrepant results may psychologist using the Schedule for Affective Disorders
reflect differences in the source,410 clinical severity,1112 and and Schizophrenia31 and the Structured Interview for the
diagnoses"14 of the comparison groups employed. Diagnostic and Statistical Manual of Mental Disorders, Third
History of suicide attempts has also been linked to child- Edition, Revised Personality Disorders.32 The latter included
hood history of sexual and physical abuse,12131516 and has an interview with an informant close to the subject. The
become a more recent focus of study. Not only do these behav- interrater reliability K for each of the personality disorder
iors contribute directly to the diagnosis of BPD, they are associ- diagnoses were as follows: schizoid: 0.84; dependent: 0.84;
ated with psychiatric comorbidities that are often present in narcissistic: 0.82; BPD: 0.81; avoidant: 0.79; schizotypal:
personality disorder subjects.17'20 Unfortunately, studies in 0.73; passive—aggressive: 0.72; paranoid: 0.68; obsessive-
which childhood abuse has been detected among subjects with compulsive: 0.67; histrionic: 0.59; and antisocial: 0.56. All
histories of suicide attempts have not typically also assessed per- sources of available information were reviewed in a con-
sonality disorder diagnoses.10'21'23 The interrelationships among sensus conference chaired by JMS.33 Subjects were assigned
these behavioral outcomes, personality disorder diagnosis, and all diagnoses for which they fulfilled criteria, and to cluster
antecedent trauma have not been fully explored. A, B, or C if they met criteria for at least one personality
One explanation for the preponderance of studies in disorder within that cluster.
which sexual and physical abuse, in contrast to other forms Only those subjects evaluated subsequent to 1996 were
of childhood maltreatment, are reported in association with systematically questioned with respect to posttraumatic
personality disorder diagnoses is that these behaviors are stress disorder symptoms (n=130). Patients meeting crite-
readily identified and lend themselves to quantification. ria for primary psychotic disorders (including schizophre-
Appreciation of the contributions of childhood emotional nia or bipolar I disorder), lifetime history of substance
and verbal abuse, and of emotional, rather than physical dependence or intravenous drug use, alcohol or substance
neglect, has increased, however, with the development of abuse disorder within the previous 6 months, or significant
appropriate rating scales for their assessment.2425 It has been medical or neurologic disorders were excluded from the
suggested that even highly disturbing experiences can be current sample because, in such subjects, the assessment of
assimilated adaptively by children raised in the setting of a personality disorders cannot be determined with sufficient
nurturing and responsive home,26'28 drawing attention to the reliability. Patients with mood and/or anxiety disorders
possibility that repeated and prolonged abuse,29 or abuse that and patients with a lifetime history of alcohol or substance
occurs in an atmosphere of neglect,9 may be critical in deter- abuse disorders were included.
mining associations with character pathology or diagnosis.
Thus, the co-occurrence of neglect has increasingly been Childhood Trauma Questionnaire
conceived as an important moderator of morbidity associated Each participant completed the short form of the CTQ,34
with physical and sexual abuse. a self-report instrument that provides a subjective assessment
This study utilized the Childhood Trauma Questionnaire of the participant's childhood environment. Unlike scales
(CTQ),10 a self-report measure assessing emotional abuse and that account for individual occurrences of events likely to be
neglect, physical abuse and neglect, and sexual abuse in experienced as psychological or physical traumas, this instru-
childhood in a sample of well-characterized personality disor- ment evaluates the nature of the interpersonal environment
der subjects. Trauma scores were evaluated for subjects meet- in which an individual grew up and, while incorporating ref-
ing diagnoses within each of three clusters, for individual erences to traumatic events, captures a subject's recollections
personality disorders, and for history of attempted suicide and of the perceived likelihood of disturbing or traumatic occur-
self-mutilatory behaviors. Our aim was to determine the spe- rences. Items begin with phrases such as "When I was grow-
cific relationships of CTQ measures of abuse and neglect to ing up..." and are scored on a five-point Likert-type scale

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Original Research

indicating frequency of occurrence in childhood. Five distribution), logarithmic transformations were applied to
dimensions of childhood trauma are measured: emotional the CTQ subscales when used in logistic regression analyses,
abuse, physical abuse, sexual abuse, emotional neglect, and described below. Trauma scores were converted to dichoto-
physical neglect. The content validity of these dimensions mous ratings for each subscale and for the total score accord-
has been confirmed by factor analysis; the scale has been ing to cut-off scores developed by Bernstein and colleagues'5
shown to provide stable scores over time35 and to be consis- to indicate the presence or absence of exposure. These rat-
tent with information obtained from corroborative sources ings were used to compare the proportions of subjects report-
close to the subject.3637 ing trauma exposure with and without specific diagnoses and
cluster assignments.
Measures of Suicidality and Self-Mutilation To predict cluster assignment, or personality disorder diag-
Suicidal behavior was rated according to responses to four nosis within each cluster, on the basis of logarithmically
questions posed as part of the Schedule for Affective transformed childhood trauma variables, stepwise logistic
Disorders and Schizophrenia interview: reported history of regression procedures were performed. Gender was entered as
suicide attempts and/or "gestures," number of suicidal the first predictor so that the effect of all subsequent predic-
attempts, suicidal intent of the most serious gesture, and tors could be evaluated controlling for differences in gender
actual medical threat posed by the most serious gesture or distribution. Scores for the five CTQ subscales were entered
attempt. If subjects responded affirmatively to the question collectively in the next step; parallel analyses were per-
"Have you ever tried to commit suicide?," they were given a formed in which each trauma score was entered individually
positive rating for suicide attempt history, regardless of med- to identify the strongest significant predictors among the five
ical lethality or likelihood of success. Self-mutilation was trauma dimensions. The interactions of gender with the five
rated positively, based on questions posed during the CTQ subscales were entered in a third step, and were simi-
Structured Interview for the Diagnostic and Statistical Manual larly examined individually to identify gender interactions
of Mental Disorders, Third Edition, Revised Personality with specific CTQ measures. Suicide attempt and self-muti-
Disorders,38 for subjects who reported having caused tissue lation history were subjected to the same logistic regression
damage, whether this occurred as part of a suicide gesture or procedures. In view of the presence of several gender interac-
attempt, or as a means of modulating dysphoric affective tions, logistic regression analyses were also performed for
states without conscious suicidal intent. Examples of rated men and women separately.
behaviors included puncture wounds and biting, scratching, Since there were about twice as many men as women in
or slicing the skin to the point of causing pain and bleeding. this sample, tests of significance are not useful descriptive
statistics for comparing the strengths of associations for men
Statistical Analyses and women, respectively, of childhood trauma scores with
The responses of six subjects to the C T Q were deemed cluster or personality disorder diagnoses. For descriptive pur-
unreliable according to ratings (ie, scores >1) on an internal poses, Pearson correlations were calculated between contin-
scale designed to identify subjects with tendencies to mini- uous measures of trauma and dichotomous diagnoses
mize severity ratings. Therefore, results are reported only for (ie, point-biserial correlations) to provide measures of associ-
the personality disorder subjects (n=182) with valid CTQ ation that do not depend directly on sample size. Their tests
scores. Initial analyses were performed to check for age and of significance are identical to those for Student's t-tests
gender characteristics as possible covariates. Gender differ- comparing the means of CTQ subscales for subjects with and
ences in the frequencies of Axis I and II diagnoses were without a particular personality diagnosis, and for discrimi-
assessed using Pearson %2, with continuity correction if any nant analyses in which single CTQ subscale scores are used
expected frequency was <5. Numbers of Axis I and II diag- as diagnostic discriminators. Partial correlations, controlling
noses were compared for male and female subjects using for gender, are presented for the entire sample, and simple
analysis of variance (age was not controlled for in either correlations for men and women separately. Untransformed
analysis as it was not associated with numbers of diagnoses). C T Q measures were used for the correlational analyses so
Logistic regression, controlling for gender, was used to test that the descriptive statistics would directly relate to the
the significance of associations among measures of suicidal- means of CTQ scores.
ity, self-mutilation and Axis I and Axis II diagnoses. Since the associations of each trauma dimension with
The interrelationships among the CTQ subscales, CTQ specific personality disorder diagnoses were of interest, signif-
total score, and age were assessed by partial correlation, con- icance levels were not adjusted for multiple comparisons.
trolling for gender. Correlations were calculated separately This problem is mitigated by the use of analyses that include
for males and females. Since age was not significantly corre- all of the trauma subscales, or predict cluster assignments
lated with any of the CTQ measures, it was not controlled that provide summary variables for groups of diagnoses. In
for in analyses involving the CTQ. Since the CTQ items for addition to its interpretation as the multivariate prediction
sexual abuse (kurtosis=3.5), and to a lesser extent physical of a diagnosis by five CTQ scales, a logistic regression analy-
neglect (kurtosis=2.1), were quite kurtotic (ie, demonstrated sis may also be interpreted as an overall test of significance
more extreme values than would be expected in a normal for the individual predictors.

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Original Research

FINDINGS of the total score, 46.7% met severity criteria for trauma
Sample Characteristics exposure. By these criteria, a greater proportion of women
Diagnoses than men reported exposure to emotional abuse (%2=9.38
Personality disorder subjects (118 men, 64 women) were df=l, P=.OO2), emotional neglect (x2=6.99, df=l, P=.OO8),
studied with mean±SD age of 37.8±8.4 years. BPD was the and sexual abuse (%2=4.30, df=\, P=.038) A majority of per-
most common diagnosis (39%), followed by paranoid (31%), sonality disorder subjects, female subjects, in particular,
avoidant (30%), and schizotypal (26%) (Table 1). showed evidence of childhood emotional abuse and neglect
Approximately 50% of the sample received cluster A and B (Figure 1). Female subjects reported higher scores than males
diagnoses, whereas a somewhat higher proportion received for C T Q subscales of sexual abuse (F= 12.22; <i/=l,178;
diagnoses in cluster C (63.2%), with 51.1% assigned to only P=.001) and emotional abuse (F=6.75; d/=l,178; P=.010).
one cluster, 32.4% to two clusters, and 16.5% to three. In consideration of these differences, gender was controlled
A pertinent example of the co-occurrence of diagnoses for in analyses involving CTQ ratings.
across clusters was the significant association, controlling for History of Attempted Suicide and Self-Harm
gender, of paranoid personality disorder (cluster A) with History of suicide gestures and/or attempts was positive in
both BPD (X2=6.O2, d/=l, P=.O14) and antisocial (%2=6.84, 23.8% subjects for whom data was available on this measure,
4f=l, P=.OO9) personality disorders (cluster B). The most and history of self-mutilatory acts was positive in 22.1% of
common comorbid lifetime Axis I diagnosis was major subjects. Self-mutilation history was fairly evenly distributed
depressive disorder (78%) which was associated with BPD among subjects with (n=22) and without (n=18) history of
(X2=9.96, df=l, P=.002), controlling for gender, but with no suicide attempts. Controlling for gender, suicidality was sig-
other personality diagnosis or cluster. nificantly associated with major depressive disorder
The prevalence of Axis 1 and II disorders for males and (%2=5.OO, df=\, P=.025), whereas self-mutilation was not
females are compared in Table 1. In this sample, similar pro- (X2=2.69, df=l, P=.101). Suicide gestures (r=.162, d/=178,
portions of men and women were diagnosed with lifetime P=.O3O), but more strongly, self-mutilation (r=.305, d/= 179,
history of major depression; but history of suicide attempts P<.0005) were associated with BPD, controlling for gender.
and self-mutilation were substantially more frequent in Thirty-one subjects reported only one prior suicide attempt
women. Women were significantly more likely to be diag- or gesture, while 12 subjects reported two or more such inci-
nosed as borderline, dependent, and histrionic, whereas men dents. There was a tendency for subjects with histories of
were more often schizoid and antisocial, consistent with gen- self-mutilation to be among those with multiple, rather than
erally reported gender distributions for these diagnoses. Men single, suicide gestures (%2=3.79 df=l, P=.052).
and women were diagnosed with similar numbers of Axis II
disorders at the time of evaluation (2.45±0.64 for women, Relationships of Trauma Ratings to Diagnoses,
2.47± 1.59 for men), and were diagnosed with disorders rep- Attempted Suicide, and Self-Harm
resented across similar numbers of clusters (1.70+0.77 for Global Ratings Based on Threshold Criteria
women, 1.63±0.74 for men). There were no relationships between meeting threshold
Trauma Ratings criteria for one or more traumatic exposures and any cluster
All of the CTQ subscales were substantially intercorre- characterization, diagnosis, suicide history, or self-mutilation.
lated. The partial correlations, controlling for gender, ranged Using the somewhat more refined measure of meeting thresh-
from 0.59-0.28 (all, d/=179, P<.0005), with the single old criteria for trauma exposure based on the total CTQ score
exception of sexual abuse and emotional neglect (r=.2O, ("trauma experience"), a positive association, controlling for
ctf= 179, P=.OO6). The strongest correlations among the gender, was found for trauma experience with cluster B assign-
CTQ measures were for emotional abuse with emotional ment (%2=5.25, df=l, P=.022) which reflected significant pre-
neglect (r=.59) and physical abuse (r=.58), respectively. diction of borderline (x2=8.25 df=l, P=.OO4) and antisocial
Similar results were apparent for CTQ subscale intercorrela- (%2=5.25, df=l, P=.O22) diagnoses, but not for suicide or self-
tions among males and females examined separately, but harm variables. These associations, however, are based on a
were generally somewhat higher among the female than global index of trauma experience that neither distinguishes
male subjects. The magnitudes of these associations suggest between moderate and severe exposure, nor illuminates the
that specific forms of abuse tend not to occur in isolation, relevance of specific trauma dimensions. The use of the five
and provide the rationale for performing logistic regression CTQ subscales scores provide more sensitive indices of the
analyses using five predictors collectively. extent of exposure of various types.
Based on normative data for the CTQ subscales,35 only a
subset of subjects met threshold criteria for exposure to spe- Descriptive Statistics for Mean Childhood Trauma
cific dimensions of abuse and neglect. These were distributed Questionnaire Scores
as follows: emotional abuse (59.9%), physical abuse (41-2%), Figure 2 displays the difference in mean CTQ ratings for
sexual abuse (32.4%), emotional neglect (57.1%), and phys- subjects with and without diagnoses in clusters A, B, and C,
ical neglect (27.5%), with 77.5% of subjects meeting criteria respectively. Tests of significance for subjects with and with-
for trauma exposure in at least one dimension. On the basis out each cluster assignment, controlling for gender, are
continued on page 749 ^
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A different path to success
in your continuing treatment
of schizophrenia

DISCOVER PROVEN EFFICACY,


TOLERABillTY, AND SAFETY FOR THE ROAD AHEAD

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road not traveled before

Unique Pharmacology Sets


Abilify Apart1

Abilify is a partial agonist that uniquely


modulates dopamine activity.12
- Functional antagonist activity at D2 receptors in a
/?j/pmlopaminergic environment 1

- Functional agonist activity at D2 receptors in a


/ i c environment 1

Serotonin antagonist activity at 5-HT2A receptors and


partial agonist activity at 5 - H T \ A receptors

Abilify has moderate affinity for alpha^adrenergic and


histamine (H^) receptors

Abilify has no appreciable affinity for cholinergic


muscarinic receptors

The mechanism of action of Abilify, as with other drugs having efficacy


in schizophrenia, is unknown.
Abilify is indicated for the treatment of schizophrenia.
Please see Brief Summary of Prescribing Information on last page of this insert.

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The Confidence of Proven Efficacy
Significant improvement as early as Week I3
t

PANSS Total Score


2

mtm Ability 15 mg
= * - Ability 20 mg
Ability 30 mg
Placebo

-15
Baseline 3
Study week

Ability 15 mg (n=202), 20 mg (n=195), 30 mg (n=196), and placebo (n=312). Analysis included data from all fixed-dose trials.
•Last observation carried forward.
|P<0.05 vs placebo.
tP<0.01 vs placebo.

• In efficacy studies, 88% of responders did not


experience sedation3

In multiple, placebo-controlled trials, somnolence was reported


in 11% of patients on Abilify compared to 8% of patients on
placebo; somnolence led to discontinuation in 0.1% of
patients on Abilify in these clinical trials. In clinical trials, the
only adverse event to have a possible dose-response relationship
was somnolence (placebo, 7.7%; 15 mg, 8.7%; 20 mg, 7.5%;
ABILIFY
and 30 mg, 15.3%).
(aripiprazole)
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course with few detours

Tolerability and Safety


for the Road Ahead

Weight3 - Mean weight change of 1 kg over 1 year

Sedation* - 1 1 % vs placebo 8%

EPS* - 6% vs placebo 6%

Hyperprolactinemia3 - 1 . 8 % vs placebo 6.9%

QTC interval - No significant difference vs placebo

* Patient-reported adverse events in 4- and 6-week placebo-controlled trials.


f i n patients with prolactin levels less than or equal to the upper limit of normal at baseline.

In a 52-week study, the percentage of patients with >7% increase in body


weight was 30% for those with BMI (Body Mass Index [kg/m2]) <23, 19% for
those with BMI 23 to 27, and 8% for those with BMI >27.
In short-term trials, there was a slight difference in mean weight gain between
Abilify and placebo patients (+0.7 kg vs -0.05 kg respectively), and also a
difference in the proportion of patients meeting a weight gain criterion of >7%
of body weight for Abilify (8%) compared to placebo (3%).

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Effect of Abilify on weight, long term

Change in Weight Over 1 year1

BMI <23 BMI 23-27 BMI >27


(low) (normal) (high)

A prospective 52-week, double-blind trial. For Abilify, BMI <23 (n=314); BMI 23 to 27 (n=265); and BMI >27 (n=260).
The percentage of patients with >7% increase in body weight was 30% for those with BMI <23, 19% for those with BMI 23 to 27,
and 8% for those with BMI >27.
f Last observation carried forward.

~ Because patients' overall health is important

Abilify is comparable to placebo on§3:


• Glucose
• HDL
• LDL
• Triglycerides

Data from a 6-week, placebo-controlled, clinical trial.


§As measured by routine serum chemistry analysis.

Please see Brief Summary of Prescribing


ABILIFY
Information on last page of this insert.
(aripiprazole)

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clear path for the journey ahead

Few patients discontinue due to adverse events


with Abilify

40-i

s • Abilify

J« 30- • Placebo
adver se eve
>iscont inuing

20-

7%* 9%
as
10-

0- •_
Pooled data from five 4 - t o 6-week, placebo-controlled clinical trials.
There is no statistical difference in the incidence of discontinuation due to adverse events, and the types of adverse events
that led to discontinuation were similar between placebo-treated patients and patients treated with Abilify.

Treatment-emergent adverse events reported at an incidence >10% and


greater than placebo include headache, anxiety, insomnia, nausea, vomiting,
lightheadedness, somnolence, akathisia, and constipation.
As with all antipsychotic medications, a rare condition referred to as neuroleptic
malignant syndrome (NMS) has been reported. As with all antipsychotic medi-
cations, prescribing should be consistent with the need to minimize the risk of
tardive dyskinesia (TD).
Abilify may be associated with orthostatic hypotension and should be used with
caution in patients with known cardiovascular disease, cerebrovascular disease,
or conditions which would predispose them to hypotension.
As with other antipsychotic drugs, Abilify should be used with caution in
patients with a history of seizures or with conditions that lower the seizure
threshold. Seizures occurred in 0.1% of Abilify-treated patients in placebo-
controlled trials.

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Please see Brief Summary of Prescribing
Information on last page of this insert.

References:
1. Burris KD, Molski TF, XU C, et al. Aripiprazole, a novel antipsychotic, is a high-affinity partial agonist at human
dopamine D2 receptors. The Journal ofPharmacology and Experimental Therapeutics. 2002;302:381-389.
2. Kikuchi T, Tottori K, Owahodo Y, et al. 7-{4-[4-(2,3-dichlorophenyl)-l-piperazinyl]butyloxy}-3,4-dihydro-2
(1 H)-quinolinone (OPC-14597), a new putative antipsychotic drug with both presynaptic dopamine autoreceptor
agonist activity and postsynaptic D2 receptor antagonistic activity. The Journal of Pharmacology and Experimental
Therapeutics. 1995;274:329-336.
3. Data onfile.Otsuka America Pharmaceutical, Inc., Rockville, Md.
Marketed by Otsuka America Pharmaceutical, Inc., Rockville, MD 20850 USA and Bristol-Myers Squibb Co., Princeton, NJ 08543 USA.
Manufactured by Otsuka Pharmaceutical Co., Ltd., Tokyo, 101-8535 Japan.
Distributed by Bristol-Myers Squibb Co., Princeton, N] 08543.
U.S. Patent Nos. 4,734,416 and 5,006,528.

T|N|=7 Bristol-Myers Squibb Company Otsuka America Pharmaceutical, Inc.


ABILIFY
©2003, Otsuka Pharmaceutical Co., Ltd., Tokyo, Japan
D6-K0047 A4232/05-03 June 2003 Printed in USA © Printed on recycled paper.
(aripiprazole)

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discontinuation of ABILIFY in the double-blind phase of the study (causes of Dose-Related Adverse Events: The only adverse event to have a possible
Rx only
1 death were pneumonia, heart failure, and shock). The fourth patient (age 78 dose response relationship, and then most prominent only with 30 mg, was

ABILIFY FTM years) died following hip surgery while in the double-blind portion of the study.
The treatment-emergent adverse events that were reported at an incidence of
>5% and having a greater incidence than placebo in this study were accidental
somnolence (placebo, 7.7%; 15-mg, 8.7%; 20-mg, 7.5%; 30-mg, 15.3%).
Extrapyramidal Symptoms: In short-term, placebo-controlled trials, the incidence
of reported EPS for aripiprazole-treated patients was 6% vs. 6% for placebo.
(aripiprazole) Tablets injury, somnolence, and bronchitis. Eight percent of the ABIUFY-treated patients
reported somnolence compared to one percent of placebo patients. In a small
Objectively collected data from those trials on the Simpson Angus Rating Scale
(for EPS), the Barnes Akathisia Scale (for akathisia), and the Assessments of
Brief Summary of Prescribing Information. For complete prescribing information pilot, open-label, ascending-dose cohort study (n=30) in elderly patients with Involuntary Movement Scales (for dyskinesias) also did not show a difference
please consult official package circular. dementia, ABILIFY was associated in a dose-related fashion with somnolence. between aripiprazole and placebo, with the exception of the Barnes Akathisia
The safety and efficacy of ABILIFY in the treatment of patients with psychosis Scale (aripiprazole, 0.08; placebo, -0.05). Laboratory Test Abnormalities: A
INDICATIONS AND USAGE associated with dementia have not been established. If the prescriber elects to between group comparison for 4- to 6-week placebo-controlled trials revealed
ABILIFY (aripiprazole) is indicated for the treatment of schizophrenia. The treat such patients with ABILIFY, vigilance should be exercised, particularly for no medically important differences between aripiprazole and placebo groups in
efficacy of ABILIFY in the treatment of schizophrenia was established in short- the proportions of patients experiencing potentially clinically significant changes
the emergence of difficulty swallowing or excessive somnolence, which could
term (4- and 6-week) controlled trials of schizophrenic inpatients (see CLINICAL
predispose to accidental injury or aspiration. Clinical experience with ABILIFY in in routine serum chemistry, hematology, or urinalysis parameters. Weight Gain:
PHARMACOLOGY: Clinical Studies). The long-term efficacy of aripiprazole in
patients with certain concomitant systemic illnesses (see CLINICAL PHARMA- In short-term trials, there was a slight difference in mean weight gain between
the treatment of schizophrenia has not been established. The physician who
elects to use ABILIFY for extended periods should periodically re-evaluate the COLOGY: Special Populations: Renal Impairment and Hepatic Impairment) is aripiprazole and placebo patients (+0.7 kg vs. -0.05 kg, respectively), and also
long-term usefulness of the drug for the individual patient. limited. ABILIFY has not been evaluated or used to any appreciable extent in a difference in the proportion of patients meeting a weight gain criterion of >7%
patients with a recent history of myocardial infarction or unstable heart disease. of body weight [aripiprazole (8%) compared to placebo (3%)]. ECG Changes:
CONTRAINDICATIONS Patients with these diagnoses were excluded from premarketing clinical studies. Between group comparisons for pooled placebo-controlled trials revealed no
ABILIFY is contraindicated in patients with a known hypersensitivity to the product. Information for Patients: Physicians are advised to consult full prescribing significant differences between aripiprazole and placebo in the proportion of
information to review issues to be discussed with patients for whom they patients experiencing potentially important changes in ECG parameters; within
WARNINGS prescribe ABILIFY (aripiprazole). the dose range of 10 to 30 mg/day, aripiprazole tended to slightly shorten the
Neurolaptic Malignant Syndrome (NMS): A potentially fatal symptom complex QTC interval. Aripiprazole was associated with a median increase in heart rate of
sometimes referred to as Neuroleptic Malignant Syndrome (NMS) has been Drug-Drug Interactions: Given the primary CNS effects of aripiprazole, caution 4 beats per minute compared to a 1 beat per minute increase among placebo
reported in association with administration of antipsychotic drugs, including should be used when ABILIFY is taken in combination with other centrally acting patients. Other Adverse Events Observed During Clinical Trials: Following is a list
aripiprazole. Two possible cases of NMS occurred during aripiprazole treatment drugs and alcohol. Due to its ai-adrenergic receptor antagonism, aripiprazole of modified C0START terms that reflect treatment-emergent adverse events
in the premarketing worldwide clinical database. Clinical manifestations of NMS has the potential to enhance the effect of certain antihypertensive agents. reported by patients treated with aripiprazole at multiple doses >2 mg/day dur-
are hyperpyrexia, muscle rigidity, altered mental status, and evidence of auto- Potential for Other Drugs to Affect ABILIFY: Aripiprazole is not a substrate of ing any phase of a trial within the database of 5592 patients. It is important to
nomic instability (irregular pulse or blood pressure, tachycardia, diaphoresis, and CYP1A1, CYP1A2, CYP2A6, CYP2B6, CYP2C8, CYP2C9, CYP2C19, or CYP2E1 emphasize that, although the events reported occurred during treatment with
cardiac dysrhythmia). Additional signs may include elevated creatine phospho- enzymes. Aripiprazole also does not undergo direct glucuronidation. This sug- aripiprazole, they were not necessarily caused by it. Frequent events occurred in
kinase, myoglobinuria (rhabdomyolysis), and acute renal failure. The diagnostic gests that an interaction of aripiprazole with inhibitors or inducers of these at least 1/100 patients; infrequent events occurred in 1/100 to 1/1000 patients;
evaluation of patients with this syndrome is complicated. In arriving at a diag- enzymes, or other factors, like smoking, is unlikely. Both CYP3A4 and CYP2D6 rare events in fewer than 1 /1000 patients. Body as a Whole: Frequent - flu syn-
nosis, it is important to exclude cases where the clinical presentation includes are responsible for aripiprazole metabolism. Agents that induce CYP3A4 drome, peripheral edema, chest pain, neck pain, neck rigidity; Infrequent- pelvic
both serious medical illness (e.g., pneumonia, systemic infection, etc) and (e.g., carbamazepine) could cause an increase in aripiprazole clearance and pain, suicide attempt, face edema, malaise, photosensitivity, arm rigidity, jaw
untreated or inadequately treated extrapyramidal signs and symptoms (EPS). lower blood levels. Inhibitors of CYP3A4 (e.g., ketoconazole) or CYP2D6 (e.g., pain, chills, bloating, jaw tightness, enlarged abdomen, chest tightness; Rare -
Other important considerations in the differential diagnosis include central anti- quinidine, fluoxetine, or paroxetine) can inhibit aripiprazole elimination and throat pain, back tightness, head heaviness, moniliasis, throat tightness, leg
cholinergic toxicity, heat stroke, drug fever, and primary central nervous system cause increased blood levels. Ketoconazole: Coad ministration of ketoconazole rigidity, neck tightness, Mendelson's syndrome, heat stroke. Cardiovascular
pathology. The management of NMS should include: 1) immediate discontinua- (200 mg/day for 14 days) with a 15-mg single dose of aripiprazole increased the System: Frequent - hypertension, tachycardia, hypotension, bradycardia;
tion of antipsychotic drugs and other drugs not essential to concurrent therapy; AUC of aripiprazole and its active metabolite by 63% and 77%, respectively. The Infrequent- palpitation, hemorrhage, myocardial infarction, prolonged QT inter-
2) intensive symptomatic treatment and medical monitoring; and 3) treatment of effect of a higher ketoconazole dose (400 mg/day) has not been studied. When val, cardiac arrest, atrial fibrillation, heart failure, AV block, myocardial ischemia,
any concomitant serious medical problems for which specific treatments are concomitant administration of ketoconazole with aripiprazole occurs, aripipra- phlebitis, deep vein thrombosis, angina pectoris, extrasystoles; Rare - vasovagal
available, There is no general agreement about specific pharmacological treat- zole dose should be reduced to one-half of its normal dose. Other strong reaction, cardiomegaly, atrial flutter, thrombophlebitis. Digestive System:
ment regimens for uncomplicated NMS. If a patient requires antipsychotic drug inhibitors of CYP3A4 (itraconazole) would be expected to have similar effects and Frequent - anorexia, nausea and vomiting; Infrequent - increased appetite, gas-
treatment after recovery from NMS, the potential reintroduction of drug therapy need similar dose reductions; weaker inhibitors (erythromycin, grapefruit juice) troenteritis, dysphagia, flatulence, gastritis, tooth caries, gingivitis, hemorrhoids,
should be carefully considered. The patient should be carefully monitored, since have not been studied. When the CYP3A4 inhibitor is withdrawn from the gastroesophageal reflux, gastrointestinal hemorrhage, periodontal abscess,
recurrences of NMS have been reported. Tardive Dyskinesia: A syndrome of combination therapy, aripiprazole dose should then be increased. Quinidine: tongue edema, fecal incontinence, colitis, rectal hemorrhage, stomatitis, mouth
potentially irreversible, involuntary, dyskinetic movements may develop in Coadministration of a 10-mg single dose of aripiprazole with quinidine ulcer, cholecystitis, fecal impaction, oral moniliasis, cholelithiasis, eructation,
patients treated with antipsychotic drugs. Although the prevalence of the syn- (166 mg/day for 13 days), a potent inhibitor of CYP2D6, increased the AUC of intestinal obstruction, peptic ulcer; Rare - esophagitis, gum hemorrhage, glos-
drome appears to be highest among the elderly, especially elderly women, it is aripiprazole by 112% but decreased the AUC of its active metabolite, dehydro- sitis, hematemesis, melena, duodenal ulcer, cheilitis, hepatitis, hepatomegaly,
impossible to rely upon prevalence estimates to predict, at the inception of aripiprazole, by 35%. Aripiprazole dose should be reduced to one-half of its nor- pancreatitis, intestinal perforation. Endocrine System: Infrequent - hypothy-
antipsychotic treatment, which patients are likely to develop the syndrome. mal dose when concomitant administration of quinidine with aripiprazole occurs. roidism; Rare - goiter, hyperthyraidism. Hemic/Lymphatic System: Frequent -
Whether antipsychotic drug products differ in their potential to cause tardive Other significant inhibitors of CYP2D6, such as fluoxetine or paroxetine, would ecchymosis, anemia; Infrequent - hypochromic anemia, leukopenia, leukocyto-
dyskinesia is unknown. The risk of developing tardive dyskinesia and the likeli- be expected to have similar effects and, therefore, should be accompanied by sis, lymphadenopathy, thrombocytopenia; Rare - eosinophilia, thrombocythemia,
hood that it will become irreversible are believed to increase as the duration of similar dose reductions. When the CYP2D6 inhibitor is withdrawn from the com- macrocytic anemia. Metabolic and Nutritional Disorders: Frequent - weight loss,
treatment and the total cumulative dose of antipsychotic drugs administered to bination therapy, aripiprazole dose should then be increased. Carbamazepine: creatine phosphokinase increased; Infrequent-dehydration, edema, hypercho-
the patient increase. However, the syndrome can develop, although much less Coadministration of carbamazepine (200 mg BID), a potent CYP3A4 inducer, with lesteremia, hyperglycemia, hypokalemia, diabetes mellitus, SGPT increased,
commonly, after relatively brief treatment periods at low doses. There is no aripiprazole (30 mg Qp) resulted in an approximate 70% decrease in Cmax and hyperlipemia, hypoglycemia, thirst, BUN increased, hyponatremia, SGOT
known treatment for established cases of tardive dyskinesia, although the syn- AUC values of both aripiprazole and its active metabolite, dehydro-aripiprazole. increased, alkaline phosphatase increased, iron deficiency anemia, creatinine
drome may remit, partially or completely, if antipsychotic treatment is with- When carbamazepine is added to aripiprazole therapy, aripiprazole dose should increased, bilirubinemia, lactic dehydrogenase increased, obesity; flare- hyper-
drawn. Antipsychotic treatment, itself, however, may suppress (or partially sup- be doubled. Additional dose increases should be based on clinical evaluation. kalemia, gout, hypernatremia, cyanosis, hyperuricemia, hypoglycemic reaction.
press) the signs and symptoms of the syndrome and, thereby, may possibly When carbamazepine is withdrawn from the combination therapy, aripiprazole Musculoskeletal System: Frequent-musc\e cramp, /nfregue/tf-arthralgia, bone
mask the underlying process. The effect that symptomatic suppression has upon dose should then be reduced. No clinically significant effect of famotidine, val- pain, myasthenia, arthritis, arthrosis, muscle weakness, spasm, bursitis; Rare -
the long-term course of the syndrome is unknown. Given these considerations, proate, or lithium was seen on the pharmacokinetics of aripiprazole (see CLINI- rhabdomyolysis, tendonitis, tenosynovitis, rheumatoid arthritis, myopathy.
ABILIFY should be prescribed in a manner that is most likely to minimize the CAL PHARMACOLOGY: Drug-Drug Interactions). Potential for ABILIFY to Affect Nervous System: Frequent - depression, nervousness, increased salivation,
occurrence of tardive dyskinesia. Chronic antipsychotic treatment should gener- Other Drugs: Aripiprazole is unlikely to cause clinically important pharmacoki- hostility, suicidal thought, manic reaction, abnormal gait, confusion, cogwheel
ally be reserved for patients who suffer from a chronic illness that (1) is known netic interactions with drugs metabolized by cytochrome P450 enzymes. In in rigidity; Infrequent - dystonia, twitch, impaired concentration, paresthesia,
to respond to antipsychotic drugs, and (2) for whom alternative, equally effec- vivo studies, 10- to 30-mg/day doses of aripiprazole had no significant effect on vasodilation, hypesthesia, extremity tremor, impotence, bradykinesia, decreased
tive, but potentially less harmful treatments are not available or appropriate. In metabolism by CYP2D6 (dextromethorphan), CYP2C9 (warfarin), CYP2C19 libido, panic attack, apathy, dyskinesia, hypersomnia, vertigo, dysarthria, tardive
patients who do require chronic treatment, the smallest dose and the shortest (omeprazole, warfarin), and CYP3A4 (dextromethorphan) substrates. Additionally, dyskinesia, ataxia, impaired memory, stupor, increased libido, amnesia,
duration of treatment producing a satisfactory clinical response should be aripiprazole and dehydro-aripiprazole did not show potential for altering cerebrovascular accident, hyperactivity, depersonalization, hypokinesia, restless
sought. The need for continued treatment should be reassessed periodically. If CYP1 A2-mediated metabolism in vitro (see CLINICAL PHARMACOLOGY: Drug- leg, myoclonus, dysphoria, neuropathy, increased reflexes, slowed thinking,
signs and symptoms of tardive dyskinesia appear in a patient on ABILIFY, drug Drug Interactions). Alcohol: There was no significant difference between hyperkinesia, hyperesthesia, hypotonia, oculogyric crisis; Rare - delirium,
discontinuation should be considered. However, some patients may require aripiprazole coadministered with ethanol and placebo coadministered with euphoria, buccoglossal syndrome, akinesia, blunted affect, decreased
treatment with ABILIFY despite the presence of the syndrome. ethanol on performance of gross motor skills or stimulus response in healthy consciousness, incoordination, cerebral ischemia, decreased reflexes, obsessive
subjects. As with most psychoactive medications, patients should be advised to thought, intracranial hemorrhage. Respiratory System: Frequent - dyspnea,
PRECAUTIONS avoid alcohol while taking ABILIFY. Carcinogenesis, Mutagenesis, Impairment pneumonia; Infrequent- asthma, epistaxis, hiccup, laryngitis; Rare - hemopty-
General: Orthostatic Hypotension: Aripiprazole may be associated with orthosta- of Fertility: (Please see Full Prescribing Information). sis, aspiration pneumonia, increased sputum, dry nasal passages, pulmonary
tic hypotension, perhaps due to its ui -adrenergic receptor antagonism.The inci- edema, pulmonary embolism, hypoxia, respiratory failure, apnea. Skin and
dence of orthostatic hypotension associated events from five short-term, place- Pregnancy Category C: There are no adequate and well-controlled studies in Appendages: Frequent - dry skin, pruritus, sweating, skin ulcer; Infrequent -
bo-controlled trials in schizophrenia (n=926) on ABILIFY (aripiprazole) included: pregnant women. It is not known whether aripiprazole can cause fetal harm acne, vesiculobullous rash, eczema, alopecia, psoriasis, seborrhea; Rare -
orthostatic hypotension (placebo 1%, aripiprazole 1.9%); orthostatic lighthead- when administered to a pregnant woman or can affect reproductive capacity. maculopapular rash, exfoliative dermatitis, urticaria. Special Senses:
edness (placebo 1%, aripiprazole 0.9%), and syncope (placebo 1%, aripiprazole Aripiprazole should be used during pregnancy only if the potential benefit out- Frequent - conjunctivitis, ear pain; Infrequent-dry eye, eye pain, tinnitus, otitis
0.6%). The incidence of a significant orthostatic change in blood pressure weighs the potential risk to the fetus. Labor and Delivery: The effect of arip- media, cataract, altered taste, blepharitis; Rare - increased lacrimation, frequent
(defined as a decrease of at least 30 mmHg in systolic blood pressure when iprazole on labor and delivery in humans is unknown. Nursing Mothers: blinking, otitis externa, amblyopia, deafness, diplopia, eye hemorrhage,
changing from a supine to standing position) for aripiprazole was not statistical- Aripiprazoie was excreted in milk of rats during lactation. It is not known whether photophobia. Urogenltal System: Frequent - urinary incontinence; Infrequent-
ly different from placebo (14% among aripiprazole-treated patients and 12% aripiprazole or its metabolites are excreted in human milk. It is recommended cystitis, urinary frequency, leukorrhea, urinary retention, hematuria, dysuria,
among placebo-treated patients). Aripiprazole should be used with caution in that women receiving aripiprazole should not breast-feed. amenorrhea, abnormal ejaculation, vaginal hemorrhage, vaginal moniliasis, kid-
patients with known cardiovascular disease (history of myocardial infarction or Pediatric Use: Safety and effectiveness in pediatric and adolescent patients ney failure, uterus hemorrhage, menorrhagia, albuminuria, kidney calculus, noc-
ischemic heart disease, heart failure or conduction abnormalities), cerebrovas- have not been established. Geriatric Use: Of the 5592 patients treated with turia, polyuria, urinary urgency; Rare - breast pain, cervicitis, female lactation,
cuiar disease, or conditions which would predispose patients to hypotension aripiprazole in premarketing clinical trials, 659 (12%) were >65 years old and anorgasmy, urinary burning, glycosuria, gynecomastia, urolithiasis, priapism.
(dehydration, hypovolemia, and treatment with antihypertensive medications). 525 (9%) were >75 years old. The majority (91 %) of the 659 patients were diag-
Seizure: Seizures occurred in 0.1% (1/926) of aripiprazole-treated patients in nosed with dementia of the Alzheimer's type. Placebo-controlled studies of arip-
short-term, placebo-controlled trials. As with other antipsychotic drugs, aripipra- OVERDOSAGE
iprazole in schizophrenia did not include sufficient numbers of subjects aged 65
zole should be used cautiously in patients with a history of seizures or with con- Management of Overdosage: No specific information is available on the treat-
and over to determine whether they respond differently from younger subjects.
ditions that lower the seizure threshold, e.g., Alzheimer's dementia. Conditions ment of overdose with aripiprazole. An electrocardiogram should be obtained in
There was no effect of age on the pharmacokinetics of a single 15-mg dose of
that lower the seizure threshold may be more prevalent in a population of case of overdosage and, if QTC interval prolongation is present, cardiac monitor-
aripiprazole. Aripiprazole clearance was decreased by 20% in elderly subjects
65 years or older. Potential for Cognitive and Motor Impairment: In short-term, (>65 years) compared to younger adult subjects (18 to 64 years), but there was ing should be instituted. Otherwise, management of overdose should concen-
placebo-controlled trials, somnolence was reported in 11% of patients on trate on supportive therapy, maintaining an adequate airway, oxygenation and
no detectable effect of age in the population pharmacokinetic analysis in schiz-
ABILIFY compared to 8% of patients on placebo; somnolence led to discontinu- ventilation, and management of symptoms. Close medical supervision and mon-
ophrenia patients. Studies of elderly patients with psychosis associated with
ation in 0.1% (1/926) of patients on ABILIFY in short-term, placebo-controlled itoring should continue until the patient recovers. Charcoal ~ In the event of an
Alzheimer's disease, have suggested that there may be a different tolerability
trials. Despite the relatively modest increased incidence of somnolence com- overdose of ABILIFY, an early charcoal administration may be useful in partially
profile in this population compared to younger patients with schizophrenia (see
pared to placebo, ABILIFY, like other antipsychotics, may have the potential to preventing the absorption of aripiprazole. Administration of 50 g of activated
PRECAUTIONS: Use in Patients with Concomitant Illness). The safety and effica-
impair judgment, thinking, or motor skills. Patients should be cautioned about charcoal, one hour after a single 15 mg oral dose of aripiprazole, decreased the
cy of ABILIFY in the treatment of patients with psychosis associated with
operating hazardous machinery, including automobiles, until they are reasonably mean AUC and Cmax °f aripiprazole by 50%.
Alzheimer's disease has not been established. If the prescriber elects to treat
certain that therapy with ABILIFY does not affect them adversely. Body such patients with ABILIFY, vigilance should be exercised. DRUG ABUSE AND DEPENDENCE
Temperature Regulation: Disruption of the body's ability to reduce core body Controlled Substance: ABILIFY (aripiprazole) is not a controlled substance.
temperature has been attributed to antipsychotic agents. Appropriate care is Abuse and Dependence: Aripiprazole has not been systematically studied in
ADVERSE REACTIONS
advised when prescribing aripiprazole for patients who will be experiencing con- humans for its potential for abuse, tolerance, or physical dependence. In physical
Aripiprazole has been evaluated for safety in 5592 patients who participated in
ditions which may contribute to an elevation in core body temperature, e.g., dependence studies in monkeys, withdrawal symptoms were observed upon
multiple-dose premarketing trials in schizophrenia, bipolar mania, and dementia
exercising strenuously, exposure to extreme heat, receiving concomitant med- abrupt cessation of dosing. While the clinical trials did not reveal any tendency for
of the Alzheimer's type, and who had approximately 3639 patient-years of expo-
ication with anticholinergic activity, or being subject to dehydration. Dysphagia:
sure. Adverse Findings Observed in Short-Term, Placebo-Controlled Trials of any drug-seeking behavior, these observations were not systematic and it is not
Esophageal dysmotility and aspiration have been associated with antipsychotic possible to predict on the basis of this limited experience the extent to which a
Patients with Schizophrenia The following findings are based on a pool of five
drug use. Aspiration pneumonia is a common cause of morbidity and mortality CNS-active drug will be misused, diverted, and/or abused once marketed.
placebo-controlled trials (four 4-week and one 6-week) in which aripiprazole
in elderly patients, in particular those with advanced Alzheimer's dementia. Consequently, patients should be evaluated carefully for a history of drug abuse,
was administered in doses ranging from 2 to 30 mg/day. Adverse Events
Aripiprazole and other antipsychotic drugs should be used cautiously in patients
Associated with Discontinuation of Treatment in Short-Term, Placebo-Controlledand such patients should be observed closely for signs of ABILIFY misuse or
at risk for aspiration pneumonia (see PRECAUTIONS: Use in Patients with abuse (e.g., development of tolerance, increases in dose, drug-seeking behavior).
Trials: Overall, there was no difference in the incidence of discontinuation due to
Concomitant Illness). Suicide: The possibility of a suicide attempt is inherent in
adverse events between aripiprazole-treated (7%) and placebo-treated (9%)
psychotic illnesses, and close supervision of high-risk patients should accompa-
patients. The types of adverse events that led to discontinuation were similar Marketed by Otsuka America Pharmaceutical, Inc, Rockville, MO 20850 USA
ny drug therapy. Prescriptions for ABILIFY should be written for the smallest
between the aripiprazole and placebo-treated patients. Adverse Events and Bristol-Myers Squibb Co, Princeton, NJ 08543 USA
quantity of tablets consistent with good patient management in order to reduce
Occurring at an Incidence of >2% Among Aripiprazoie-Treated Patients and
the risk of overdose. Use in Patients with Concomitant Illness: Safety Experience Manufactured by Otsuka Pharmaceutical Co, Ltd, Tokyo, 101-8535 Japan
Greater than Placebo in Short-Term, Placebo-Controlled Trials: Treatment-emer-
in Elderly Patients with Psychosis Associated with Alzheimer's Disease: In a flex- Distributed by Bristol-Myers Squibb Co, Princeton, NJ 08543 USA
gent adverse events that occurred during acute therapy (up to 6 weeks) at an
ible dose (2 to 15 mg/day), 10-week, placebo-controlled study of aripiprazole in
incidence of 2% or more of patients treated with aripiprazole (doses >2 mg/day)
elderly patients (mean age: 81.5 years; range: 56 to 95 years) with psychosis ^ Bristol-Myers Squibb Company % Otsuka America
and for which the incidence was greater than the incidence reported for place-
associated with Alzheimer's dementia, 4 of 105 patients (3.8%) who received Princeton, N| 08543 U.S.A. ™ Pharmaceutical, Inc.
bo were: BodyasaWhole—headache, asthenia, and fever; Digestive System —
ABILIFY died compared to no deaths among 102 patients who received placebo
nausea, vomiting, and constipation; Nervous System — anxiety, insomnia, light-
during or within 30 days after termination of the double-blind portion of the D6-B001A-06-03 A4115/10-02 Revised: May 2003
headedness, somnolence, akathisia, and tremor; Respiratory System — rhinitis
Downloaded
study. Three offrom https:/www.cambridge.org/core.
the patients New York
(age 92, 91, and 87 years) died following the University, on 03 Feb 2017 at 16:21:16, subject to the Cambridge Core terms of use, available at
and coughing; Skin and Appendages — rash; Special Senses — blurred vision. ©2003 Otsuka Pharmaceutical Co, Ltd, Tokyo, 101-8535 Japan
https:/www.cambridge.org/core/terms. https://doi.org/10.1017/S1092852900019118
!
Original Research
• ^ continued from page 740

presented in Table 2. Self-rated trauma is generally reported abuse: sexual abuse (%2=6.11, df=l, P=.O13) physical abuse
by subjects with cluster A and B diagnoses, and is reported (%2=5.54, df=l, P=.O19) and emotional abuse (%2=4.O3, df=l,
relatively less by subjects meeting diagnoses in cluster C. P=.045) There were no significant gender interactions for
Since gender interactions were apparent in a considerable either cluster A assignment for paranoid personality disorder.
proportion of the logistic regression analyses described below, Inspection of the correlation coefficients for abuse parameters
simple correlations for males and females, respectively, are with paranoid personality disorder suggests that these rela-
summarized in Table 3. The diagnoses represented in Tables tionships may be somewhat stronger for males than females.
2 and 3 are limited to those for which significant associations Indeed, logistic regression results for paranoid personality dis-
with trauma ratings were found using logistic regression. order confined to male subjects were as strong as for the
entire sample, for collective trauma scores (%2=17.75, df=5,
Prediction of Cluster Diagnoses Using Specific P=.OO3), and for the three measures of abuse (physical:
Childhood Trauma Questionnaire Subscale Scores X2=6.55, df=l, P=.010; sexual: X2=6.51, df=l, P=.011; and
Trauma scores were significant predictors of a cluster A emotional abuse: %2=4-03, df=l, P=.045). As an explanation
diagnosis (%z=11.97, df=5, P=.O35). Individual predictors for the lack of findings pertaining to paranoid personality dis-
were sexual (%2=7.58, df=l, P=.OO6) and physical abuse order using the cruder measure of threshold severity based on
(%2=4-37, df=l, P=.O37). Among the diagnoses that comprise total C T Q score, the mean CTQ score (equivalent to the
cluster A, only paranoid disorder showed a significant associa- sum) was not significantly correlated with paranoid personal-
tion with childhood trauma scores (%2=18.81, df=5, P=.OO2) ity disorder, because emotional and physical neglect had neg-
with significant specific associations for all three measures of ative associations with the disorder, offsetting the significant
positive associations with sexual and physical abuse. Global
measures, therefore, may obscure important relationships
Male(n=118)
Females (n=64) apparent at more refined levels of observation.
There was no significant association of trauma variables
with the presence of a cluster B diagnosis, despite the finding
of an association with the threshold rating based on the
CTQ total score. There was, however, a significant gender
interaction for sexual abuse and cluster B membership
reflecting the significant prediction, among males only, of a
Emotional Physical Sexual Emotional Physical cluster B diagnosis by sexual (%2=4-56, df=l, P=.O33) and
Abuse Abuse Abuse Neglect Neglect
physical abuse (x 2 =4.06, df=l, P=.O44). Among cluster B
diagnoses, only antisocial personality disorder showed signifi-
FIGURE 1. Percent of Subjects Meeting CTQ cant associations with trauma scores, considered collectively
Threshold Criteria for Abuse and Neglect (%2=11.32, df=5, P=.O45), and specifically, with physical
CTQ=Childhood Trauma Questionnaire. abuse (%2=7.71, df=l, P=.OO5) and sexual abuse (%2=6.83,
Bierer LM, Yehuda R, Schmeidler J, Mitropoulou V, New AS, Silverman JM, df=l, P=.OO9). Since only two women in this sample were
Siever L. CNS Spectr. Vol 8, No 10. 2003.
assigned a diagnosis of antisocial personality disorder, inter-
actions with gender could not be evaluated. In analyses lim-
ited to males, results similar to those for cluster B were found
• Cluster A (n=92)
• Cluster B (n=94) for antisocial personality disorder, for all trauma predictors
D Cluster C(n=115) (X2=13.73 df=5, P=.017), and for sexual (x 2 =7.46, d/=l,
P=.OO6) and physical abuse (x2=6.91, d/=l, P=.OO9).
No significant associations were apparent for any trauma
variable with BPD, but several gender interactions were pre-
sent for individual trauma predictors. As for antisocial person-
ality disorder, the only significant findings were in males, for
whom emotional abuse was a significant predictor (%2=6.89,
df=l, P=.OO9), with trend findings for sexual abuse (%2=3.69,
-2.5
EA PA SA EN PN
df=l, P=.O55), and for emotional (%2=2.93, df=l, P=.O87) and
physical neglect (x2=2.90, df=l, P=.O88). For women, there
FIGURE 2. Differences in Mean CTQ Subscale Scores for were non-significant negative correlations of all trauma sub-
Subjects With and Without Cluster A, B, and scales with both borderline diagnosis and cluster B assignment,
C Diagnoses offsetting the positive associations present for males, and
CTQ=Childhood Trauma Questionnaire; EA=emotional abuse; PA=physical explaining the lack of findings for the total sample.
abuse; SA=sexual abuse; EN=emotional neglect; PN=physical neglect.
Lastly, for cluster C membership, there was a significant
Bierer LM, Yehuda R, Schmeidler J, Mitropoulou V, New AS, Silverman JM,
Siever L. CNS Spectr. Vol 8, No 10. 2003.
association with all trauma items (%2= 14.08, df=5, P=.015),
and specifically, with physical (%2= 8.74, d/=l, P=.OO3) and

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Original Research

emotional abuse (x2=5.77, df=l, P=.O16). Unlike clusters A (%2=11.21, df=5, P=.O47), whereas in women, emotional
and B, in cluster C, having higher trauma scores was associ- abuse predicted suicide history (%2=5.61, df=l, P=.O18).
ated with the relative absence, rather than the presence of History of self-mutilation was not predicted by collective
each diagnosis (that is, "relative absence" in comparison trauma scores in either gender, but was predicted by emo-
with other personality disorder subjects for whom, as a group, tional abuse significantly in men (x2=3.94, df=l, P=.O47).
increased trauma scores are found [Table 2 and Figure 2]). Results for suicide attempts and self-mutilation were similar
Specific findings are not presented for diagnoses within clus- when additionally controlling for lifetime history of major
ter C since negative associations do not indicate which dis- depressive disorder.
orders may be present among subjects identified for the
absence of a specified diagnosis. DISCUSSION
While trauma exposure was represented in - 8 0 % of this
Predictors of Suicide and Self-Harm personality disorder sample, only a few distinct relationships
Prediction of suicide attempt history approached statisti- were shown for the associations of specific trauma dimensions
cal significance for trauma variables considered collectively with individual personality disorders or clusters. Sexual and
(%2= 10,62, df=5, P=.O59), with emotional abuse being the physical abuse, however, were relatively important predictors of
only significant specific predictor (%2=8.02 , d/=l, P=.005). antisocial and paranoid personality disorders, with relationships
Significant gender interactions were not apparent for either to antisocial personality disorder being somewhat more robust.
suicide attempts or self-mutilation. The five trauma dimen- Paranoid personality disorder was additionally predicted by
sion scores significantly predicted suicidal behavior in men childhood emotional abuse. Contrary to expectations, BPD did

TABLE 1. DISTRIBUTION OF AXIS 1 AND AXIS II DIAGNOSES ACCORDING TO GENDER

Total Male Female


(n=182) (n=118) (n=64)
Diagnosis N (%) N (%) N (%) X2(ctf=D P

Axis I
Major depressive disorder 30 (24.2) 19(22.1) 11 (28.9) 0.68 NS
Bipolar-type II 33(18.1) 18(15.3) 15 (23.4) 1.87 NS
Cyclothymia 14(7.7) 6(5.1) 8(12.5) 3.21 NS
PTSD* 30 (24.2) 19(22.1) 11 (28.9) 0.68 NS
Other anxiety disorders: 66 (36.3) 41(34.7) 25 (39.1) 0.34 NS
Social anxiety disorder 21(11.5) 15(12.7) 6 (9.4) 0.45 NS
Panic anxiety disorder 20(11) 12(10.2) 8(12.5) 0.23 NS
Simple phobia 20(11) 8 (6.8) 12(18.8) 6.08 .014
Obsessive-compulsive disorder 19(10.4) 13(11.0) 6 (9.4) 0.12 NS

Axis II
Cluster A 92 (50.5) 61 (66.3) 31 (33.7) 0.18 NS
Paranoid 57(31.3) 35 (29.7) 22 (34.4) 0.43 NS
Schizoid 23 (12.6) 21 (17.8) 2(3.1) 8.09 .009
Schizotypal 48 (26.4) 36 (30.5) 12(18.8) 2.96 .086
Cluster B 94(51.6) 56 (59.6) 38 (40.4) 2.36. NS
Histrionic 35(19.2) 17 (14.4) 18(28.1) 5.03 .025
Antisocial 17 (9.3) 15(12.7) 2(3.1) 4.50 .034
Borderline 71 (39) 39(33.1) 32 (50) 5.01 .025
Narcissistic 31(17) 21(17.8) 10(15.6) 0.14 NS
Cluster C 115(63.2) 75 (63.6) 40 (34.8) 0.02 NS
Obsessive-compulsive disorder 39(21.4) 28 (23.7) 11(17.2) 0.06 NS
Dependent 20(11) 8 (6.8) 12(18.8) 6.08 .014
Avoidant 55 (30.2) 36 (30.5) 19(29.7) 0.01 NS
Passive-aggressive 36(19.8) 24 (20.3) 12(18.8) 0.07 NS
Not otherwise specified 16 (8.8) 11 (9.3) 5 (7.8) 0.12 NS

Attempted suicide* 43 (23.8) 11(9.4) 32(50) 37.65 <.0005


Self-mutilation 40 (22) 15(12.7) 25 (39.1) 16.80 <,0005
* Research diagnosis for PTSD only performed in a subset of subjects (n=130)
f
Suicide attempt history unavailable for one male subject (n=181)
NS=non-significant; PTSD=posttraumatic stress disorder.
BierertM, Yehuda R, Schmeidler J, Mitropoulou V, New AS, Silverman JM, Siever L. CNS Spectr. Vol 8, No 10. 2003.

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not tend to be as strongly associated with either abuse parame- inferences. The analytic strategies that were employed, how-
ter, and was significantly predicted by emotional abuse only in ever, accounted for this, and as well for uneven gender distri-
men, and to a lesser extent (trend findings) by sexual abuse, butions within specific personality disorder diagnoses, and
and emotional and physical neglect. across trauma ratings. The sporadic findings in which the
The latter result contrasts with the positive finding for relative absence of a diagnosis was predicted are a conse-
BPD using a global threshold severity rating as the predictor. quence of the analytic strategy in which comparisons are
History of suicide attempts or gestures, a diagnostic criterion confined within the cohort of personality disorder subjects,
for BPD, was predicted by emotional abuse in the entire sam- and do not include an unaffected comparison group.
ple, and was as well in women subjects considered separately. Without exception in this study, even significant associa-
In men, emotional abuse proved a significant predictor of tions of childhood trauma variables with personality disorder
self-mutilatory behaviors, a more direct correlate of BPD. diagnoses were not large. The most substantial correlations
To the degree that suicidality and self-mutilation can be represented were in males, respectively, for antisocial person-
interpreted as indices of degree of severity, perhaps particu- ality disorder with physical (0.27) and sexual abuse (0.26),
larly among borderline subjects, history of emotional abuse and physical neglect (0.25), followed by correlations for
was a more salient predictor of borderline pathology1925 than paranoid personality disorder diagnosis with sexual (0.24)
either sexual or physical abuse. That we interpret the associ- and physical abuse (0.24). These results are similar to those
ations found with BPD in this series to reflect severity of ill- reported by Modestin and colleagues40 who studied the rela-
ness, rather than specific determinants, is consistent with the tionship of physical and sexual abuse to personality disorder
findings of Bernstein and colleagues39 using the CTQ who diagnoses in 90 consecutively admitted subjects to an inpa-
reported emotional abuse to be a broad risk factor for person- tient psychiatry ward, of whom 43 (20 males) met criteria for
ality disorder expression. axis II diagnoses. In that series, the association of physical
Quite generally, physical and sexual abuse appear in this and/or sexual abuse with paranoid personality disorder
sample as antecedent traumatic occurrences in disorders with (r=.34) was greater than that with BPD diagnosis (r=.26),
externally directed psychopathology (paranoid and antiso- with both correlations strengthened by the inclusion of sub-
cial personality disorders), whereas emotional abuse was jects not meeting diagnostic criteria for personality disorders
principally associated with a disorder characterized by affec- in the analysis.
tive instability and impulse dyscontrol, often expressed as Fossatti and colleagues41 performed a meta-analysis of
self-directed aggressive behaviors (ie, BPD). These associa- 21 studies published between 1980 and 1995 in which a
tions were strongest, and indeed, only significant for analyses mean pooled r (used as an index of effect size) of 0.28 was
limited to men. While the disproportionate number of men found for the association of childhood sexual abuse with
in the current study represents a contribution to a literature BPD diagnosis, reflecting data from -2,500 subjects. As the
comprised of studies based predominantly on female samples, majority of the studies reviewed in the latter analysis were
it presents a limitation with respect to gender-specific derived from inpatient samples, there is a strong likelihood

TABLE 2. SIGNIFICANT PARTIAL CORRELATIONS OF CTQ 1MEASURES ACCORDING T O PERSONALITY


DISORDER (DF=1 79]

Emotional Physical Sexual Emotional Physical Mean


Diagnostic Abuse Abuse Abuse Neglect Neglect Score
Group n % r P r P r P r P r P r P
Cluster A 92 50.5 .115 NS .172 .021 .216 .004 -.051 NS .034 NS .134 .071
Paranoid 57 31.3 .137 .065 .181 .015 .173 .020 -.099 NS -.035 NS .105 NS

Cluster B 94 51.6 .103 NS .073 NS -.014 NS .042 NS .042 NS .070 NS


Histrionic 35 19.2 .036 NS .067 NS -.068 NS -.059 NS -.099 NS -.026 NS
Antisocial 17 9.3 .072 NS .214 .004 .138 .065 .024 NS .146 .049 .155 .037
Borderline 71 39.0 .273 .089 .024 NS .026 NS .083 NS .061 NS .091 NS

Cluster C 115 63.2 -.179 .016 -.236 .001 -.094 NS -.070 NS .028 NS -.163 .028
Avoidant 55 30.2 -.097 NS -.169 .023 -.034 NS -.000 NS .047 NS -.078 NS
Passive 36 19.8 -.142 .057 -.091 NS -.034 NS -.162 .029 .014 NS -.125 .093
-aggressive
Attempted 43 23.8 .041 NS .207 .005 .033 NS .088 NS .109 NS .141 .059
suicide*
Self 40 22.0 -.047 NS .124 .096 .023 NS .028 NS .051 NS .054 NS
mutilation
* Attempted suicide unavailable for one male subject (n=117)
CTQ=Childhood Trauma Questionnaire; NS=non-significant.
Bierer LM, Yehuda R, Schmeidler J, Mitropoulou V, New AS, Silverman JM, Siever L CNSSpectr. Vol 8, No 10. 2001

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Original Research

that contributors to severity of illness, including history of instance, factor analyses did not conform to the generally
childhood abuse and neglect, are well represented. The accepted cluster distribution of diagnoses (data not shown).
authors interpreted this pooled r as indicating a lack of sup- Further, significant proportions of subjects with paranoid dis-
port for consideration of sexual abuse as a critical antecedent order diagnoses (cluster A) were also diagnosed respectively
of BPD, a finding consistent with the results of the current with antisocial and BPDs (both cluster B). The similarity of
study. Collectively, these results speak to the necessity of the relationships of childhood physical and sexual abuse to
including additional factors, including genetic and constitu- both paranoid and antisocial personality disorders, and to a
tional predispositions, to descriptive models of personality lesser extent to BPD, suggests that these disorders may share
disorder pathogenesis. at least some behavioral characteristics related to similar
That childhood trauma variables may be differentially adverse childhood exposures.
associated with cluster assignments is effectively illustrated Diagnoses, rather than behavioral dimension scores, were
in Figure 2. The heuristic value of this distribution, however, used as the dependent measures for analysis in this study.
is dependent on the construct validity of the cluster formula- This procedure may have obscured the demonstration of
tions as they are now conceived. Paranoid interpretations or associations between childhood trauma variables and char-
projections are likely to be elicited and sustained in the ser- acter traits.1033'42 That personality disorder subjects typically
vice of affect regulation, identity stabilization, and may actu- meet criteria for more than one diagnosis43 (in this study,
ally delay impulsive action. In the current series, for -2.5 diagnoses), simply underscores the need for broadly

TABLE 3. SIGNIFICANT CORRELATIONS OF CTQ MEASURES WITH MALE AND FEMALE


PERSONALITY DISORDER SUBJECTS

Emotional Physical Sexual Emotional Physical Mean


Diagnostic Percent Abuse Abuse Abuse Neglect Neglect Score
Group n (%) r P r P r P r P r P r P
Males (n=118)
Cluster A 61 51.7 .091 NS .056 .092 .132 NS -.069 NS .047 NS .093 NS
Paranoid 35 29.7 .172 .062 .238 .009 .243 .008 -.099 NS -.047 NS .140 NS
Cluster B 56 47.5 .160 .083 .154 .095 .193 .036 .100 NS .124 NS .201 .029
Histrionic 17 14.4 .064 NS .047 NS .102 NS -.002 NS -.030 NS .051 NS
Antisocial 15 12.7 .104 NS .265 .004 .263 .004 .002 NS .249 .007 .222 .016
Borderline 39 33.1 .225 .014 .092 NS .188 .042 .172 .063 .188 .041 .241 .008
Cluster C 75 63.6 -.150 NS -.236 .010 -.032 NS -.009 NS .061 NS -.120 NS
Avoidant 36 30.0 -.088 NS -.171 .064 .002 NS .059 NS .091 NS -.044 NS
Passive 24 20.3 -.067 NS -.130 NS .002 NS -.032 NS .060 NS -.060 NS
-aggressive
Attempted 11 9.4 .152 NS -.052 NS .141 NS .006 NS -.042 NS .062 NS
suicide
Self mutilation 15 12.7 .193 .036 .048 NS .006 NS .065 NS .089 NS .124 NS

Females (n=64)
Cluster A 31 48.4 .061 NS .200 NS .318 .010 -.018 NS .011 NS .197 NS
Paranoid 22 34.4 .072 NS .081 NS .134 NS -.101 NS -.014 NS .055 NS
Cluster B 38 59.4 -.013 NS -.077 NS -.203 NS -.064 NS -.104 NS -.127 NS
Histrionic 18 28.1 -.007 NS .096 NS -.189 NS -.138 NS -.195 NS -.115 NS
Antisocial 2 3.1 -.036 NS .076 NS .013 NS .103 NS -.169 NS .011 NS
Borderline 32 50.0 -.056 NS -.093 NS -.105 NS -.065 NS -.149 NS -.117 NS
Cluster C 40 62.5 -.236 .060 -.235 .062 -.161 NS -.175 NS -.031 NS -.228 .070
Avoidant 19 29.7 -.115 NS -.165 NS -.072 NS -.106 NS -.030 NS -.129 NS
Passive 12 18.8 -.293 .019 -.017 NS -.072 NS -.400 .001 -.070 NS -.227 .071
-aggressive
Attempted 32 50.0 .290 .020 .141 NS .061 NS .220 .080 .112 NS .212 .092
suicide
Self 25 39.1 .038 NS -.165 NS .042 NS .037 NS -.056 NS -.016 NS
mutilation
* Data not available for one subject (n=181)
t Data not available for one subject (n=117)
NS=non-significant.
Bierer LM, Yehuda R, Schmeidler J, vlitropoulou V, New AS, Silverman JM, Siever L. C7VS Spectr. Vol 8, No 10.2003.

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