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The acid dissociation constant is an important physicochemical parameter of water partition coefficient, dissociation
a substance, and knowledge of it is of fundamental importance in a wide constants, vapor pressure or Henrys Law
range of applications and research areas. We present a critical review of constant of an active pharmaceutical
published methods and approaches for the determination of acid dissociation ingredient) may help to determine
constants, with a special emphasis on the pKa values of active pharmaceu- whether a compound is likely to concen-
tical ingredients. trate in the aquatic, terrestrial, or atmo-
ª 2007 Elsevier Ltd. All rights reserved. spheric environment.
Since most APIs have acidic and/or
Keywords: Active pharmaceutical ingredient; Capillary electrophoresis; Acid dissocia-
basic functionalities, their ionization state
tion constant; Liquid chromatography; Potentiometry; Spectrophotometry
is controlled by both solution pH and
Abbreviations: l, Electrophoretic mobility; API, Active pharmaceutical ingredient; CE, acidic dissociation constants (i.e. Ka
Capillary electrophoresis; LC, Liquid chromatography; k, Retention factor; Ka, Acid values). These different chemical species
dissociation constant; pKa, Negative decadic logarithm of acid dissociation constant; (cationic, neutral, or anionic) often have
NMR, Nuclear magnetic resonance; UV-VIS, Ultraviolet-visible spectrometry vastly different properties with respect to
water solubility, volatility, UV absorption,
and reactivity with chemical oxidants. The
1. Introduction ionized form is usually more water soluble,
Sandra Babić*,
while the neutral form is more lipophilic
Alka J.M. Horvat,
Dragana Mutavdžić Pavlović, Active pharmaceutical ingredients (APIs) and has higher membrane permeability.
Marija Kaštelan-Macan are among the so-called ‘‘emerging’’ con- The extent of ionization is one of several
Laboratory for Analytical taminants that have caused great concern cardinal properties used to estimate the
Chemistry, Faculty of Chemical in recent years. They are continually being absorption, distribution, metabolism and
Engineering and Technology
introduced in the environment mainly as a excretion of compounds in biological
University of Zagreb, Marulićev
trg 19, Zagreb, Croatia result of manufacturing processes, or systems and the environment. From
disposal of unused or expired products and dissociation constants, the major species of
excreta. Many of these substances or their pharmaceuticals present in the environ-
bioactive metabolites end up in waters, soils ment (usually in neutral pH range) can be
and sediments, where they can accumulate estimated [3,4].
and induce adverse effects in terrestrial or Consequently, it is very important to
aquatic organisms [1,2]. know dissociation constants for environ-
Relevant processes regarding pharma- mentally relevant APIs in order to estimate
ceuticals in the environment include their occurrence, fate and effects.
sorption to soils and sediments, complex- Knowledge of pKa values as a function
ation with metals and organics, chemical of solvent composition is also useful in
oxidation with natural or water-treatment applying liquid chromatography (LC) or
*
oxidants, photolysis, volatilization, bio- capillary electrophoresis (CE) for the
Corresponding author.
Tel.: +385 1 4597 205;
degradation, purification, and analytical separation of ionizable compounds. The
Fax: +385 1 4597 250; isolation. Information on the physical and chromatographic retention and electro-
E-mail: sandra.babic@fkit.hr chemical properties (e.g., the octanol/ phoretic behavior of ionizable compounds
0165-9936/$ - see front matter ª 2007 Elsevier Ltd. All rights reserved. doi:10.1016/j.trac.2007.09.004 1043
Trends Trends in Analytical Chemistry, Vol. 26, No. 11, 2007
strongly depend on the pKa of the compound and the without a sample present. Analysis methods commonly
mobile-phase pH [5,6]. Satisfactory knowledge of the used to derive pKas from titration curves include Grans
acid–base behavior of substances in hydro-organic plot [10], second-derivative (D2pH/DV2) [3], and least-
media is therefore essential to optimize analytical pro- squares non-linear regression [3,5].
cedures for the separation of ionizable compounds by LC Potentiometric titration is a high-precision technique
[7,8] and CE [9]. for determining the pKa values of substances. It is
Moreover, the acid–base property of a drug molecule is commonly used due its accuracy and the commercial
the key parameter for drug development because it availability of fast, automated instruments. However, its
governs solubility, absorption, distribution, metabolism shortcomings include the requirements to use a milli-
and elimination. Particularly for developing new APIs, gram of pure compounds and a mixture of aqueous
the pKa has become of great importance because the buffers [10]. Solutions of at least 104 M are required in
transport of drugs into cells and across other membranes order to detect a significant change in shape of the
is a function of physicochemical properties, and of the titration curve. To avoid errors, especially for measure-
pKa of the drugs [10]. ments at neutral-to-high pH, carbonate-free solutions
There are several methods for the determination of must be prepared laboriously [3,5].
dissociation constants. Traditionally, potentiometry
[3,11] and UV–VIS absorption spectrometry [5] have been 2.2. Spectrophotometric methods
the most useful techniques for the determination of equi- An alternative to potentiometric titration is UV–VIS
librium constants, due to their accuracy and reproduc- spectrophotometry because it can handle compounds
ibility. In the past decade, some alternative techniques for with lower solubility and lower sample concentrations.
dissociation-constant determination, based on separation The main advantage is higher sensitivity (>106 M) to
methods (e.g., LC [12] and CE [4]) have been developed. compounds with favourable molar absorption coeffi-
Chemical interactions (e.g., acid–base, complex-forming, cients. However, in such a case, a compound must
ion association and other equilibria) are widely exploited contain a UV-active chromophore close enough to the
to improve separation efficiency and selectivity in LC as site of the acid–base function in the molecule. Spectral
well as in electrophoresis. However, these techniques can data are recorded continuously during the course of
be used advantageously to study chemical equilibria titration by a diode-array spectrometer. The absorption
affecting separations. If an equilibrium is sufficiently fast spectra of the sample changes during the course of the
in comparison with the separation process, then retention titration to reflect the concentration of neutral and ion-
characteristics in chromatography (retention factors) or ized species present. The largest change in absorbance
migration characteristics in electrophoresis (effective occurs at the pH corresponding to a pKa value. These
mobilities) may be expressed as functions of the compo- changes are usually identified from the first derivative of
sition of the mobile phase or background electrolyte, the absorbance against time plot or from overlay plots of
respectively. Using a proper experimental arrangement, the different spectra. The determination of pKa values by
the dependencies of retention (migration) characteristics UV–VIS assumes that the solute of interest is pure or that
on the mobile phase (background electrolyte) composition its impurities do not absorb in the UV–VIS range, since
can be measured and utilized to calculate equilibrium the spectra of impurities can overlap with those corres-
constants for equilibriums taking place in the mobile ponding to the solutes of interest [5,7,8,10,13].
phase (background electrolyte) [12]. Spectrophotometric methods offer excellent precision,
In most of these methods, a physical property of an as in potentiometry, but they require different spectra for
analyte is measured as a function of the pH of a solution different species and reagents must be pure.
and resulting data are used for the determination of Traditionally, spectral data at a single analytical
dissociation constants. wavelength are acquired from a sample in a series of
Moreover, pKa values can also be predicted by com- buffer solutions with known pH values, after which the
putational methods on the basis of molecular structure. pKa is determined. To use this method, the absorption
spectra of individual species must be characterized
beforehand and the molar absorptivities of protonated
2. pKa determination and deprotonated species are thus required. These
measurements are non-trivial if acid-base equilibria
2.1. Potentiometric titration comprise more than two ionization steps or if reacting
In the past, potentiometric titration was the standard components are not stable within two pH units of the
method for pKa measurement. In a potentiometric pKa value, so a multi-wavelength spectrophotometric
titration, a sample is titrated with acid or base using a pH approach has been developed to determine acid dissoci-
electrode to monitor the course of titration. The pKa ation. Target-factor analysis has been applied to deduce
value is calculated from the change in shape of the pKa values from the multi-wavelength UV absorption
titration curve compared with that of blank titration data recorded at different pH values [9].
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Table 1 (continued)
where L is the total capillary length, Leff is the effective The CE technique is expected to be especially useful if
capillary length (to the detector), V is the applied voltage, the amount of compound is very limited because, with
tm is the migration time of a solute, and teo is the this technique, only a few nanograms or less are com-
migration time of a neutral marker compound that is monly used for analysis. For CE, it is only necessary to
carried through the column by the electroosmotic flow. determine pH-dependent mobilities, and that has several
Suitable marker compounds for estimating teo are advantages, e.g.:
methanol, mesityl oxide, acetone or dimethyl sulfoxide concentration is limited by only the limit of detection
[8,10,12,16]. The models for weak acids and bases of a compound; and,
containing up to three ionization centers have been the procedure does not require measurement of solute
summarized [4]. concentration, since CE is a separation technique that
The effective electrophoretic mobility of weak acids can handle impure samples.
and bases is strongly influenced by environmental pKa values may also be determined for relatively
factors that affect underlying equilibrium constants (e.g., unstable compounds [17,18]. Instruments are highly
pH, ionic strength, and temperature) as well as variables automated and require little or no modification for high-
that affect ion mobility (e.g., ionic strength, temperature throughput applications. The high-throughput screen-
and viscosity) [16]. Electrolyte solutions of a different pH ing method (simultaneously determining more than 50
with a low and constant ionic strength as well as effec- compounds in a single sample) has been successfully
tive column thermostatting are therefore required for developed within an advanced CE technique using mass
pKa measurements. Desirable buffer properties for the spectroscopy detection [19,20]. A recent review sum-
measurement of pKa values by CE include detector marized numerous pKa determinations by CE [4].
compatibility (usually low UV absorbing), reasonable
water solubility, acceptable shelf life, and availability in a 2.6. Combined methods
high-purity form. The most popular buffers for CE are In recent years, a new procedure has been developed
phosphate, acetate, borate and zwitterionic compounds when LC and CE methodologies are used for pKa deter-
(Goods buffers) [16]. mination in combination with a diode-array detector
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NH2
OH
OH O OH O O
NH2
OH
OH O OH O O
NH
OH
OH O OH O O
OH
NH2
OH
OH O OH O O
NH2
OH
OH O OH O O
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N N
N N
N
N N
N
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Table 3 (continued)
N N
N F
H3C F
CH 3
N N
N F
N N
N O N
N N
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Table 3 (continued)
N N
N
N N N
N
N N
N
(DAD) for absorbance measurements. In these cases, pKa increase the analysis time and enables the confirmation
values can be determined from the absorbance spectra of results [5]. Dissociation constants are also easy to
obtained at the maxima of chromatographic or electro- determine by the LC-MS technique. The use of CE-MS
phoretic peaks [21]. That way, pKa values may be ob- provides high sensitivity as well as high selectivity,
tained from two independent methods: thereby ensuring that impurities that might interfere
mobility/pH data and spectra/pH data in CE proce- with compounds are not detected [19].
dures (CE-DAD); and,
capacity factor/pH data and spectra/pH data in LC 2.7. Computational methods
procedures (LC-DAD) [6]. Theoretical pKa values can be calculated by
The advantages of these proposed methods lie in the computational methods (e.g., SPARC [22] and ACD/Lab
fact that the application of both methods does not [23]).
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N H3C CH3
H3C CH3
N
OH OH
HO
H3C CH3
OH
H3C
O O O CH3
H
CH3 CH3
O
O
H O
CH3 CH3
O
OH
CH3
Clarithromycin O
7.25 Calculated (SPARC) [22]
H3C CH3
HO OH CH3 HO N CH3
H3C H3C
O O
O
O O
CH3
CH3
O
CH3
H3C
O CH3
OH
H3C
O O
CH3 O
O O
CH3
CH3
O
O
H3C
CH3 CH3
OH
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Table 4 (continued)
H3C CH3
HO H3C
OH
HO N CH3
H3C OH
CH3
H3C H3C
O O
O
O O
CH3
CH3
O O
CH3 CH3
H3C OH
SPARC is an on-line calculator that estimates the interactions should not be too different from those
macroscopic and microscopic pKa of any organic com- established in water.
pound solely from its chemical structure. However, not all compounds dissolve in a single-
ACD/pKa DB is a software program that calculates component organic solvent-water mixture, so recently a
accurate acid-base ionization constants (pKa values) new, multi-component, co-solvent mixture, comprising
under 25C and zero ionic strength in aqueous solutions equal volumes of methanol, dioxane and acetonitrile,
for almost any organic structure. and referred to as MDM, has been found to be efficient for
pKa measurement of various APIs. The application of
MDM-water mixtures improves the solubility of poorly
3. pKa determination in non-aqueous media water-soluble APIs, so their pKa values can be measured
in a lower proportion of organic solvent [13]. The use of
For substances sparingly soluble in water, aqueous-or- water-organic mixtures requires the correct measure-
ganic solvent mixtures are used to estimate their pKa ment of pH in these media. Measurements are performed
values [13,24]. The dissociation of uncharged sub- using IUPAC standardization rules.
stances in aqueous-organic mixtures is ruled by elec-
trostatic interactions, as well as specific solute-solvent
interactions (solvation effects). In order to estimate
aqueous pKa values, several experiments at different 4. pKa values of active pharmaceutical ingredients
organic solvent concentrations should be performed.
Aqueous pKa values that estimate by an extrapolation The aqueous pKa values of APIs determined in water or
procedure (e.g., the Yasuda-Shedolovsky method) can be extrapolated from dissociation constants determined in
used to deduce the pKa values at zero organic solvent water-organic media are summarized in Tables 1–8.
composition [6,13]. The selected organic solvents are
usually alcohols because they are amphiprotic and 4.1. Antibiotics
neutral solvents, and they show great ability to dissolve 4.1.1. Sulfonamides. A sulfonamide contains one basic
ionizable compounds. Then, the specific solute-solvent amine group (–NH2) and one acidic amide group (–NH–).
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O
NH2
HN S CH3
O
NH2
HN S CH3
The amine group is able to gain a proton, while the amide that allows hydrogen bonding between N4 and OH12a.
group is able to release proton under specific pH condi- Under neutral and acidic conditions, the N4 position
tions. As shown in Fig. 1, Ka1 is the dissociation constant becomes protonated, disrupting the previous conforma-
for equilibrium between the positively charged, proton- tion, and a hydrogen-bond interaction occurs with O3
ated amino group of sulfonamide and its electrically [27] (see Fig. 2).
neutral conjugate base, whereas Ka2 refers to an equi-
librium involving the loss of the sulfonamide proton to 4.1.3. Quinolones. The basic structure of quinolones is
yield its negatively charged conjugate [3,25,26]. shown in Fig. 3.
Quinolones are nitrogen-containing, eight-membered
4.1.2. Tetracyclines. Tetracyclines show three pKa val- heterocyclic aromatic compounds with a ketone group at
ues of approximately 3, 7 and 9. The first dissociation position 4 and a carboxylic group at position 3. The
constant is associated with the deprotonation of C3 hy- main nucleus usually contains one nitrogen atom
droxyl. The loss of protons from O12 and dimethylam- (quinolines), but analogues have additional nitrogens at
monium constitutes Ka2 and Ka3, although the exact position 2 (cinnolines), position 8 (naphthyridines) or
assignment of these dissociation constants remains positions 6 and 8 (pyridopyrimidines). Since the discov-
controversial [3]. As indicated by their acid-dissociation ery of nalidixic acid (the prototype antibacterial quino-
constants, tetracyclines contain localized charges across lone) in 1962, several structural modifications have
all pH values and only achieve an overall neutral state as enhanced their biological and pharmacological activi-
zwitterions in the approximate range of pH 3–9. Under ties. These modifications include the introduction of alkyl
alkaline conditions, tetracyclines assume a conformation or aryl groups at position 1 and fluoro and piperazinyl
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H
O N
CH3
H3C
H2C
CH3
HO
O NH2
H3C CH3
O
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Table 6 (continued)
CH3
O
CH2
CH3
CH3
N N
S H3C
N CH3
O S N
HO H CH3
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HO
Cl
HO Cl
H3C
F
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Table 7 (continued)
H3C
O
CH3
COOCH2CH2N(C2H5)2
N O
CH3
H2N N O
O
CH3
substitutions at positions 6 and 7, respectively. The The carboxylic group at position 3 makes these com-
fluoro group at position 6 originates fluoroquinolones pounds acidic. In addition, the 7-piperazinyl quinolones
[5]. include additional amine groups, which are basic, so, in
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+
NH3 NH2 NH2
K a,1 Ka,2
+
+ H
+ +
H2 A HA + H H+ + A
Acidic quinolones
O O
R1 COOH R1 COO-
Y Y
Ka
R X N R X N
R2 R3 R2 R3
Piperazinyl quinolones
O
O O
R1 COOH
Y R1 COO- R1 COO-
Y K a,2 Y
K a,1
N X N
N X N N X N
N+
R R2 R3 N+ N
R R2 R3 R2 R3
H R
H
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5. Concluding remarks
CH3 CH3
+ Several advanced analytical methods have been used for
O N CH3 O N CH3
H H the determination of dissociation constants of APIs.
OH Ka OH
The potentiometric methodology gives the best accu-
+
racy and better precision than any of the methods
+H mentioned. This is mainly due to the fact that the elec-
O O trode system is calibrated before each potentiometric
titration, and the electrode remains in the solution
NH2 NH2
during entire titration, so that calibration parameters are
Figure 5. Acid-base equilibrium of atenolol. the same for all the titration data corresponding to the
same experimental run.
By comparison, in the LC methodology, the pH of the
mobile phase is measured against the pH of a standard.
quinolones, their pKa values have been determined in The drawback of this procedure is the possibility of small
water-organic media [15]. changes in the electrode response every time it is im-
mersed in a different solution. Moreover, small errors in
4.1.4. Macrolides. A macrolide contains a basic the preparation of the standard will be noted as sys-
dimethylamine [–N(CH3)2] group, which is able to gain a tematic deviations. Additionally, the retention factors (k)
proton, so, according to their chemical structure, mac- used to estimate the pKa are derived from the retention
rolides have only one pKa value around 9. Only tylosin time of a solute and the hold-up time, giving lower
has a pKa2 value (about 7.50), which corresponds to the precision.
dimethylamine group. Tylosin is produced as tartarate, The LC-DAD procedure does not use retention factors.
so the pKa1 value of tylosin (3.31) may correspond to the Instead, it uses spectra measured by a DAD, but the
tartarate moiety [3]. procedure will be affected by errors in the pH measure-
ment.
4.1.5. b-lactams. Penicillins in aqueous solution are CE permits pKa determination in aqueous solutions
present as neutral, anionic or, in the case of amoxicillin without difficulties, but that is not the case for LC, in
and ampicillin, intermediate forms (zwitterions), due to which retention can be very significant without addition
their presence in the molecule of carboxylic and amino of an organic modifier.
groups [33]. In LC, the pKa values of drugs can be determined in
media only where suitable retention is obtained. For
4.2. b-blockers poorly soluble compounds, these methods as well as CE-
A b-blocker contains one basic amine group (–NH2) DAD cannot offer sufficient sensitivity to measure com-
able to gain a proton, so it has only one pKa value (in pounds with aqueous solubilities below 10 lM. This
the range 8.6–9.7). The major difficulty in obtaining problem can be overcome by using a mass spectrometer
reliable values for the dissociation constants of as a detector.
b-blockers by potentiometry is their low solubility in
aqueous solutions. A high concentration of the drug is
required ( P 104 M) in order to obtain a worthwhile Acknowledgement
increase in pH at the equivalence point, so the pKa
values of b-blockers have been determined in methanol This work has been supported by the EU EMCO Project
[34,43]. To overcome problems of low water solubility, (INCO CT 2004-509188 – Reduction of Environmental
the pKa values of b-blockers have been determined by Risks, Posed by Emerging Contaminants through Ad-
CE [18] combined with a short-end injection [17]. vanced Treatment of Municipal and Industrial wastes)
Table 6 summarizes the aqueous pKa values of and Croatian Ministry of Science, Education and Sports
b-blockers as well as pKa,MeOH. The average difference Projects (125-1253008-1350 – Advanced analytical
in aqueous and methanolic dissociation constants is methods for pharmaceuticals determination in the
about 2 pKa units. environment and 125-2120898-3148 – Croatian
nomenclature in analytical chemistry).
4.3. Anti-inflammatories
Anti-inflammatories are sparingly soluble in water. pKa
values in reference papers have been determined in References
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