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Article history: This study evaluates the integration of nanofiltration with direct and indirect UV photolysis for drinking
Received 8 January 2012 water treatment in order to guarantee effective removal of different hormones with endocrine disruption
Received in revised form 16 March 2012 capabilities – mestranol, octylphenol, nonylphenol, progesterone, estrone, estriol, 17a-ethynylestradiol,
Accepted 16 April 2012
and b-estradiol – from real surface water matrices.
Available online 23 April 2012
The integration of nanofiltration previously to low pressure ultraviolet direct or indirect photolysis
reduces the level of turbidity as well as the micropollutant contamination levels in drinking water sup-
Keywords:
plies, due to rejection based on size exclusion and molecular interactions with the nanofiltration mem-
Hormones
Surface water
brane surface. The use of nanofiltration in the treatment of surface waters spiked with different
Nanofiltration hormones allowed their rejection at levels higher than 71% for all target hormones except estriol. Low
Low pressure direct photolysis pressure indirect photolysis with 100 mg/L of hydrogen peroxide was also efficient to degrade the
Advanced oxidation processes selected hormones with percent degradations higher than 74% achieved for all the hormones, except
nonylphenol (55%).
The integrated process (nanofiltration followed by direct photolysis or indirect photolysis) is extremely
efficient to remove all the target hormones from a real surface water matrix and guarantees the produc-
tion of water with extremely high chemical quality.
Ó 2012 Elsevier B.V. All rights reserved.
1383-5866/$ - see front matter Ó 2012 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.seppur.2012.04.013
90 V.J. Pereira et al. / Separation and Purification Technology 95 (2012) 89–96
Fig. 1. Nanofiltration and low pressure UV batch systems used; 1, nanofiltration module (metcell); 2, mixers; 3, nanofiltration permeate; 4, scale; 5, low pressure UV lamp
housing.
of the hormones stock solutions to achieve concentrations of 1 mg/ compounds were spiked in surface water with different hydrogen
L. This concentration was set in order to follow the degradation of peroxide concentrations (0, 20, 40, 60, 80, and 100 mg/L).
the compounds, spiked individually in different matrices (labora- At the determined exposure times, 200 lL of sample were taken
tory grade water and surface water) and as mixtures (in surface to vials containing catalase to quench the residual hydrogen perox-
water), by direct injection using the liquid chromatography system. ide. The residual H2O2 was determined at the beginning and end of
50 mL of sample were placed in a Petri dish and continuously stir- each experiment using the I 3 method described by Klassen et al.
red beneath the LP/UV source. The remaining 50 mL were used as [36].
control and kept in the dark, under identical experimental condi-
tions, in order to determine possible changes during the photolysis 2.4. Multi-barrier approach
reaction. All experiments were conducted at room temperature
(21 ± 2 °C). In order to study the efficiency of combining both nanofiltration
The lamp irradiance was measured using a calibrated radiome- and UV direct or UV indirect photolysis, as a multi-barrier system
ter (IL1700, International Light, Newburyport, MA) which was able to increase the removal of the target hormones, a nanofiltra-
placed at the same height of the water level in the Petri dish and tion permeate – obtained in the conditions described in Section
the solution transmittance was measured by a UV photometer 2.2 – was submitted to direct and indirect photolysis, using the
(P254C, Trojan Technologies Inc.). UV fluences of approximately experimental procedures described in Sections 2.3.1 and 2.3.2.
0, 40, 100, 500, 750, 1000, and 1500 mJ/cm2 were selected, taking
into account the radiometer reading as well as petri, reflection,
3. Results and discussion
water, and divergence factors as described by Bolton and Linden
[35]. These fluences were used to establish the corresponding
3.1. Nanofiltration
exposure times at which 200 lL of sample were taken to quantify
the concentration (C) of the target hormones.
In order to study the performance of a nanofiltration membrane
Fluence-based pseudo-first order rate constants (kf) were deter-
mined for the target pollutants using direct and indirect photolysis typically used in water treatment (NF270) for the rejection of the
target hormones, three experiments were conducted at 8 bar by
from the slope of a linear regression described by Eq. (3).
permeating 67% of the initial feed volume under batch conditions.
½hormone Table 2 depicts the rejections achieved for each hormone. Even
ln ¼ kf UV fluence ð3Þ
½hormone0
where [hormone0] is the initial concentration of the each hormone Table 2
spiked in solution and [hormone] is the concentration of each hor- Rejection degrees obtained for each hormone with nanofiltration.
mone at a given UV fluence. Hormones Rejection degree (%)
17a-Ethynylestradiol 92 ± 3
2.3.2. Indirect photolysis 17b-Estradiol 71 ± 8
The experiments conducted to address the efficiency of indirect Estriol 38 ± 1
low pressure photolysis to degrade hormones were conducted sim- Estrone 82 ± 3
ilarly to direct photolysis experiments, with the addition of 40 mg/ Progestrone >95 ± 0
Mestranol >95 ± 0
L hydrogen peroxide (H2O2) to the hormones spiked individually
4-Nonylphenol >91 ± 0
and as mixtures into laboratory grade water. In addition, to opti- 4-Octylphenol >89 ± 1
mize the removal of the selected hormones, mixtures of these
92 V.J. Pereira et al. / Separation and Purification Technology 95 (2012) 89–96
using a membrane with a MWCO (approximately 400 Da) higher even though the equilibrium rejection after membrane saturation
than the molecular weight of the selected compounds the rejection of 17b-estradiol may decrease the overall value of rejection re-
degrees achieved were high (more than 71%) for all the selected mains high [28]. Additionally, Sanches et al. [29] reported high
hormones except for estriol (38%). For the hormones progesterone nanofiltration rejections of pesticides and hormones under ex-
and mestranol (both with detection limits of 50 ppb by direct tended adsorption conditions.
injection) as well as 4-nonyphenol and 4-octyphenol (both with
detection limits of approximately 100 ppb by direct injection) the 3.2. Direct and indirect UV photolysis
minimum rejection was calculated according with their detection
limits. Their true rejection is therefore expected to be higher than The two main parameters that influence the direct photolysis of
89%. a compound are the decadic molar absorption coefficient and the
The rejection degrees obtained (Table 2) were a result of molec- quantum yield, shown in Table 3.
ular exclusion and adsorption of the hormones to the membrane The decadic molar absorption coefficient (e(k)) measures the
material. probability that a compound will absorb light at a defined wave-
Estriol and estrone are less hydrophobic, present higher solubil- length (k) and was determined in this study by measuring the
ity and are therefore expected to adsorb to a lesser extent to the absorbance (a), at 254 nm, of solutions spiked with each of the tar-
membrane surface and natural organic matter [37] comparatively get compounds at concentrations ranging from 10 to 100 lM ([hor-
to the other hormones, which explains the lower rejections ob- mones]) using a 1 cm path length (z) according to Eq. (4):
served. The rejections achieved for hormones, such as 17b-estra-
a ¼ eðkÞ ½hormones z ð4Þ
diol and estrone, correlate well with values reported in the
literature with an NF200 [21] and an TFC-SR2 (from Koch Mem- For a compound to be photolabile it needs to have the capacity to
brane Systems) for estrone [37]. Comerton et al. [38] reported a absorb photons of the incident light. The decadic molar absorption
similar low value of rejection for estriol (48.1 ± 11.6) from filtered coefficient results presented in Table 3 therefore show that proges-
Lake Ontario water using an NF270 membrane, while lower rejec- terone will absorb light at the 254 nm wavelength emitted by LP
tion percentages compared to the ones obtained in this study were lamps, and was therefore expected to show the highest direct pho-
reported for 17b-estradiol, estrone, and 17a-ethynyl estradiol (that tolysis degradation (as confirmed below in Fig. 3).The quantum
ranged from 31.7% to 68.6%). Yoon et al. [39] reported high rejec- yield (U) for degradation of each target hormone represents the
tion percentages (44–93%) by using a ESNA membrane (from ratio between the total number of molecules of the compound
Hydranautics) for 26 endocrine disrupting compounds (EDCs), transformed to the total number of photons absorbed by the solu-
pharmaceutically active compounds and personal care products. tion due to the compound’s presence. This parameter is shown in
The rejection of the hormones was found to be largely depen- Table 3 and was experimentally determined as the ratio between
dent on their adsorption to the membrane material. As demon- the pseudo-first-order rate constant (k0 d) and the specific rate of
strated in Fig. 2 the overall removal of hormones from water is light absorbed by the compound at 254 nm (Ks), as detailed in
controlled by their adsorption. Fig. 2 shows the dependence of Eqs. (5) and (6). The degradation kinetics of the hormones by LP di-
the adsorption (calculated using Eq. (2)) and rejection degrees (cal- rect photolysis is a function of the parameters shown in Eqs. (5) and
culated using Eq. (1)) with the logarithmic value of the hormones (6) [12]:
partition coefficient between octanol and water, which is a mea- !
d½hormone 0
X
sure of the hydrophobicity of the compounds. ¼ kd ½hormone ¼ K s ðkÞ /½hormone ð5Þ
High adsorption values (which varied between 40% and 80%) dt k
were obtained for all the selected hormones, except for 17b-estra-
with
diol. The observed dependence of adsorption with the octanol–
water partition coefficient of the selected hormones shown in Eop ðkÞeðkÞ½1 10aðkÞz
Fig. 2 is in agreement with the literature [38–40]. K s ðkÞ ¼ ð6Þ
aðkÞz
McCallum et al. [24], reported that the adsorption on an NF-270
membrane follows a Freundlich adsorption isotherm, and that Ks(k) represents the specific rate of light absorption by the com-
pound, Eop ðkÞ the incident photon irradiance, e(k) the decadic molar
absorption coefficient (described above), a(k) the solution absor-
bance, z the solution depth in the Petri dish, and U the quantum
yield. Since LP lamps emit mainly monochromatic light, all the
parameters described above were experimentally obtained at
254 nm.
The highest quantum yield values were obtained for progester-
one and estrone (Table 3). Even though estrone exhibits a low dec-
adic molar absorption coefficient, its higher quantum yield
Table 3
Decadic molar absorption coefficient (e254 nm) and quantum yield (U) values of the
target hormones.
Fig. 3. Direct (LP/UV) and indirect photolysis (LP/UV + 40 mg/L H2O2) fluence based degradation rate constants (kf) obtained for hormones spiked individually and as
mixtures in laboratory grade water (LGW) and surface water (SW).
explains why it can be removed by direct photolysis from surface contribute to a decrease in the direct photolysis of the hormones
water to a greater extent than most of the other target hormones due to the interference of these parameters as light scavengers,
(shown below in Fig. 3). The value of quantum yield obtained in for all the target hormones except estriol. On the contrary, we
this study for 17b-estradiol (0.06 mol einstein1) agrees well with could observe a slight increase of the fluence based rate constants
the value reported by Rosenfeldt and Linden (0.04 mol einstein1) reported for mestranol, nonylphenol, progesterone, estrone, 17a-
[8]. Even though the quantum yield reported in this study for 17a- ethynyl-estradiol, and b-estradiol that can be explained due to
ethynylestradiol is higher than what was reported in the literature the photolysis of natural organic matter that can be leading to
(0.026 mol einstein1) [8,18], our study corroborates the findings the production of hydroxyl radicals. These findings concur with
that insignificant removal of both hormones (17b-estradiol and results obtained by Lin and Reinhard [11] when testing the photo-
17a-ethynylestradiol) is expected by low pressure direct degradation of 17b-estradiol, estriol, estrone, and 17a-ethinylest-
photolysis. radiol using a very different photosimulator (with emitted
The performance of direct and indirect UV photolysis for the wavelengths in the range of 290–700 nm). In addition, Zhang
degradation of the selected hormones was evaluated in terms of et al. [16] also reported an enhanced degradation of estrone and
competition effects, influence of water matrix composition, and 17b-estradiol in the presence of humic acids, Caupos et al. [10]
hydrogen peroxide concentrations. reported an photodegradation enhancement of estrone in the
Fig. 3 presents the direct and indirect photolysis fluence based presence of fulvic acids, and Leech et al. [9] reported a significant
rate constants, calculated for the selected hormones spiked indi- increase in the photodegradation of 17b-estradiol as a function of
vidually and as mixtures in laboratory grade water. In the indirect the dissolved organic carbon derived from humic acids of the
photolysis experiments, 40 mg/L of hydrogen peroxide was added Suwannee River with a threshold attained at approximately
to the laboratory grade water spiked with the hormones. An exam- 5 mg/L.
ple of one of the fluence related degradation profiles obtained and Since the results obtained in laboratory grade water (Fig. 3)
used to determine the degradation rate constant is presented in the showed that an increase in the overall photolysis rate constants
Supplementary data. could be expected using indirect photolysis, additional experi-
The results obtained show that higher degradation rate con- ments were conducted with the objective of understanding the ef-
stants of the selected hormones can be achieved by indirect pho- fect of using different hydrogen peroxide concentrations: 0, 20, 40,
tolysis, when 40 mg/L of hydrogen peroxide is used. Similar 60, 80, and 100 mg/L (Fig. 4), on the degradation of the hormones
degradation rate constants were obtained for the selected hor- spiked to the surface water.
mones spiked individually and as mixtures in laboratory grade For all the selected hormones, except estrone and progesterone,
water. Therefore, the competition for the UV light did not induce there is a clear advantage of adding hydrogen peroxide to increase
a significant effect on photolysis, for the studied hormones concen- the degradation rate constants (Fig. 4). Indirect photolysis using
trations and mixture combinations tested. 20 mg/L enhanced the degradation of nonylphenol and mestranol,
To understand the influence of the matrix compositions of real use of 80 mg/L enhanced the degradation of octylphenol, whereas
waters on the UV degradation rate constants, direct photolysis 100 mg/L of hydrogen peroxide enhanced the degradation of es-
experiments were also conducted using surface water. Fig. 3 shows triol, 17b-estradiol, 17a-ethynylestradiol, progesterone, and mes-
a comparison between the direct photolysis degradation rate con- tranol. The addition of 100 mg/L hydrogen peroxide seems to
stants obtained in laboratory grade water and surface water. optimize the overall removal of the group of hormones selected.
Very similar degradation rate constants were obtained for all Previous studies also reported an increase in the degradation rates
the selected hormones in laboratory grade water and surface obtained with increasing concentrations of hydrogen peroxide for
water, showing that the higher levels of total organic matter as 17a-ethynylestradiol and 17b-estradiol [8], as well as estrone
well as suspended and dissolved solids in surface water did not and 17b-estradiol [16]. These results are explained by the high
94 V.J. Pereira et al. / Separation and Purification Technology 95 (2012) 89–96
Fig. 4. Hydrogen peroxide concentration effect in the overall fluence based degradation rate constant (kf) obtained in surface water (SW).
second-order rate constant for 17a-ethynylestradiol and OH radi- while percent degradations lower that 37% were obtained for all
cals reported by Huber et al. [19] and by Rosenfeldt and Linden the other selected hormones. Indirect photolysis with addition of
[8] (9.8 ± 1.2 109 M1 s1 and 1.08 ± 0.23 1010 M1 s1, respec- 100 mg/L of hydrogen peroxide did not impact extensively the deg-
tively) and the high second-order rate constant reported for 17b- radation of progesterone and estrone but significantly increased
estradiol and OH radicals (1.41 ± 0.33 1010 M1 s1) [8]. the percent degradation of all the other hormones. The advanced
The percent degradation of the selected hormones using a UV oxidation process therefore proved to be more suitable to achieve
fluence of 1500 mJ/cm2 was therefore compared using direct and degradation of a broad range of hormones.
indirect photolysis. Indirect photolysis was achieved by addition
of 100 mg/L of hydrogen peroxide to the surface water spiked with 3.3. Multi-barrier approach
the mixture of the selected hormones (Fig. 5).
The results obtained (Fig. 5), show that direct photolysis will A multi-barrier treatment approach was tested by combining
only be extremely efficient to degrade progesterone and estrone, nanofiltration with direct and indirect photolysis in order to
Fig. 5. Removal efficiency of the individual processes and the multi-barrier approach.
V.J. Pereira et al. / Separation and Purification Technology 95 (2012) 89–96 95
evaluate the efficiency of the combined process for the removal of impact the degradation of most of the target hormones. A slight in-
the target hormones from surface water. In order to assess the crease of the direct photolysis rate constants were obtained in sur-
multi-barrier approach performance, the nanofiltration permeate face water compared to laboratory grade water probably due to
from the experiments described in Section 2.2 was subject to direct reaction of the LP UV light with natural organic matter present in
UV photolysis and indirect photolysis. The results obtained are the water and the consequent production of hydroxyl radicals. Ex-
summarized in Fig. 5. tremely similar direct and indirect photolysis rate constants were
As shown in Fig. 5 and described in Section 3.1, nanofiltration also obtained in surface water for individual compounds when com-
showed lower rejection degrees for estriol (38%), 17b-estradiol pared to mixtures, showing that competition for the ultraviolet light
(71%) and estrone (82%) when compared with the other hormones does not seem to impact the photolysis of hormones significantly.
studied. Further treatment using direct and indirect photolysis in- Both treatment processes tested – nanofiltration or low pres-
creased the removal of these hormones from surface water. sure advanced oxidation processes – could be used individually
The comparison of the results achieved with the combined pro- and are expected to provide a high removal degree of the target
cesses with the ones achieved with the individual processes dem- hormones. However, as demonstrated, the multi-barrier approach
onstrates that the multi-barrier approach may increase the (integration of nanofiltration with direct or indirect UV photolysis)
efficiency of the water treatment for the removal of certain com- can increase the overall hormone removal efficiency. The integra-
pounds such as 17b-estradiol and estrone as well as other organic tion of nanofiltration with direct UV photolysis is considered the
contaminants with similar properties. most efficient solution since it prevents the addition of hydrogen
The use of nanofiltration prior to the UV photolysis potentiated peroxide. The use of these treatment processes prior to the com-
the increase of the UV degradation efficiency, which was more pro- mon final disinfection has an additional advantage of lowering
nounced for the case of estriol. After nanofiltration, UV photolysis the chlorine dose needed to achieve final disinfection due to the
allowed a higher degradation of estriol when compared to the proven disinfection efficiency of photolysis needed and thus the le-
experiments where only UV photolysis was used. This can be ex- vel of disinfection by-products in the water that form by reaction
plained due to the removal of color and turbidity by nanofiltration, of chlorine with the natural organic matter and have been linked
which improves UV transmittance and reduces shielding of chem- to adverse health effects. In addition, nanofiltration highly de-
ical compounds by particulate matter. The nanofiltration perme- creases the natural organic matter present in the water and other
ates presented levels of color and turbidity below the detection particulate matter that may interfere with photolysis.
limits (<1 mg/L Pt–Co and <0.2NTU, respectively) and 90% UV This multi-barrier approach, the combination of nanofiltration
transmittance. with LP/UV photolysis, guarantees the production of water with
Even though the higher removal of the different hormones was extremely high chemical quality able to cope with drinking water
obtained by the combined nanofiltration and indirect photolysis microbial outbreaks (e.g. Cryptosporidium outbreaks) and future
using hydrogen peroxide, the combination of nanofiltration and di- more stringent regulations in terms of both chemical pollutants
rect photolysis proved to be sufficient for achieving high hormone and microbiological agents.
removals (close to the ones obtained for the combined process
with the H2O2 addition). Therefore, the combination of nanofiltra- Acknowledgments
tion and low pressure direct photolysis will prevent the addition of
H2O2, contributing to the overall economic efficiency and sustain- The authors thank Filipa Santos for technical assistance. We also
ability of the treatment process and preventing secondary water thank Trojan Technologies Inc. through Linha d’Água for providing
chemical contamination by possible by-product formation due to the collimated beam bench-scale reactor and VWR for the
reactions of the highly reactive OH radicals produced during indi- LaChromUltra system. Vanessa J. Pereira thanks Fundação para a
rect photolysis. Ciência e a Tecnologia for the grant BPD/26990/2006. Financial
support from the EEA Financial Mechanism, Empresa Portuguesa
das Águas Livres (EPAL), Município de Almada, and IBET (through
4. Conclusions project PT0012), is gratefully acknowledged. This work was sup-
ported by Fundação para a Ciência e a Tecnologia through the grant
Nanofiltration allowed for the rejection of the selected hor- PEst-OE/EQB/LA0004/2011.
mones with efficiencies higher than 71% (except estriol 38%) from
surface water, even using a membrane (NF270) with a molecular
Appendix A. Supplementary data
weight cut-off higher than the molecular weight of the target com-
pounds (mestranol, octylphenol, nonylphenol, progesterone, es-
Supplementary data associated with this article can be found,
trone, estriol, 17a-ethynylestradiol, and b-estradiol), which
in the online version, at http://dx.doi.org/10.1016/j.seppur.
allows for a significant high water treatment rate (approximately
2012.04.013.
90 l/(m2 h) for a transmembrane pressure of 8 bar), when com-
pared with nanofiltration membranes with lower molecular
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