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Developmental Approaches to

Treatment of Young Children 20


with Autism Spectrum Disorder

Amy Lee Wagner, Katherine S. Wallace


and Sally J. Rogers

Keywords 
Autism Treatment · Denver Model · Developmental Approach · DIR
Floortime · ESDM · JAML · JASPER · Milieu Teaching · More thanWords ·
RDI · RPMT · Responsive Teaching · SCERTS · TEACCH

Children with autism/autism spectrum disorder Taking this developmental perspective one
(ASD) demonstrate impairments in social, lan- step further, Gillham et al. (2000) argued for a
guage, motor, and usually cognitive domains of developmental operational definition of ASD
development, and they often have some stereo- that considers the range of syndrome expression
typed and repetitive behaviors, with symptom within a developmental context, which categori-
patterns that may change considerably across cal definitions of ASD fail to do. The (Ameri-
their lives. In 1972, Rutter classified autism as can Psychiatric Association 2013) revisions of
a developmental disorder and the field began to the diagnostic criteria for ASD in the fifth edi-
appreciate the value of a developmental approach tion of the Diagnostic and Statistical Manual of
to evaluation and treatment (Ozonoff and Rogers Mental Disorders do, in fact, move to a single
2003; Rutter 1972). Autism is now understood spectrum disorder that considers the severity of
as a developmental disorder of neurobiological each individual’s symptoms in the core domains
origin (National Research Council (NRC) 2001) and specifically recognizes the importance of the
and is defined as a “pervasive developmental dis- child’s developmental level when considering a
order,” a term that emphasizes “the pervasiveness child’s ability to develop and maintain relation-
of difficulties across various domains of devel- ships. (The terms “autism” and autism spectrum
opment as well as the important developmental disorder (ASD) will be used interchangeably in
aspects of these conditions” (Koenig et al. 2000). this chapter.)
Not only have the definition and the etiology
of autism evolved to include a developmental per-
A. L. Wagner () · K. S. Wallace · S. J. Rogers spective over time, but developmental approaches
The MIND Institute, Sacramento, CA, USA to treating autism in young children have devel-
e-mail: alwagner@ucdavis.edu oped as well. Schopler and Reichler (1971) cre-
K. S. Wallace ated an early “developmental therapy”—now the
e-mail: kswallace@ucdavis.edu TEACCH approach, defined later—to treating
S. J. Rogers autism in young children. This treatment model
e-mail: sally.rogers@ucdmc.ucdavis.edu focused on the unique impairments of each child

J. Tarbox et al. (eds.), Handbook of Early Intervention for Autism Spectrum Disorders, 393
Autism and Child Psychopathology Series, DOI 10.1007/978-1-4939-0401-3_20,
© Springer Science+Business Media New York 2014
394 A. L. Wagner et al.

and viewed parents as the “most effective devel- tegral component (e.g., Ospina et al. 2008); how-
opmental agents for their children” (Schopler and ever, the majority of reviews and experts in the
Reichler 1971, p. 99). Many other developmental field of autism intervention include both criteria.
approaches to treating autism in young children Developmental approaches base assessment
have been created since that time, and more and and treatment program planning on sequences
more studies are being conducted to determine of typical child development. In doing so, they
the efficacy of these approaches. recognize the uniqueness of each child’s devel-
In fact, treatment recommendations by the opmental profile and learning needs and create a
NRC for efficacious ASD interventions include framework for individualized program planning.
several explicitly developmental considerations: Developmental approaches can be applied sys-
beginning soon after diagnosis, including devel- tematically, via assessing, developing learning
opmentally appropriate activities to meet identi- objectives, and systematically teaching skills in
fied objectives, being intensive with 25 h or more the sequence in which typically developing chil-
of treatment each week, working toward meeting dren learn (Vismara and Rogers 2010).
individualized goals in a planful way, includ- Developmental approaches also typically em-
ing the family by incorporating a parent training brace attachment theory and science concepts
component, including ongoing program evalua- concerning the importance of high quality adult–
tion and assessment of the child’s developmen- child relationships marked by adult sensitivity
tal progress, and including opportunities for the and responsivity to children’s cues for optimum
child to be in inclusive settings (emphasis added; child learning. Developmental approaches are
NRC 2001). typically constructionist models of child learn-
The main purpose of this chapter is to provide ing, in which children’s spontaneity, initiative,
the reader with a review of the empirical work interests, and motivations are encouraged and
published on the major developmental treatment reciprocal social interactions are considered criti-
approaches for young children with autism to cal opportunities for learning. Adults support and
assist with selection of appropriate, empirically encourage rather than direct child learning.
supported interventions for young children with Previous reviews of treatment approaches for
ASD and their parents. young children with ASD have conceptualized a
dichotomy between behavioral approaches and
developmental approaches (Ospina et al. 2008;
Defining Developmental Approaches Pajareya and Nopmaneejumruslers 2011). Be-
to ASD Treatment havioral approaches stem from the science of
learning, whereas developmental approaches
In the field of early autism intervention, there is stem from developmental science. The dichoto-
not yet agreement about the criteria that com- my between behavioral and developmental ap-
prise the definition of a developmental approach. proaches is appropriate if one is only considering
The hallmarks of developmental approaches de- behavioral approaches in their pure form (i.e.,
scribed in the literature are twofold: the applica- discrete trial training based upon applied behav-
tion of the principles of developmental science ior analysis (ABA) as described by Lovaas in his
within the intervention, and the use of typical 1987 seminal paper). However, most communi-
developmental sequences as the framework for ty-based programs utilizing discrete trial train-
assessment and program planning (Corsello ing and applied behavior analysis (ABA) now
2005; Rogers and Ozonoff 2006; Rogers and incorporate many additional components that
Wallace 2011; Vismara and Rogers 2010; Weth- could be considered “developmental,” including
erby and Woods 2008; Wieder and Greenspan a focus on developmental prerequisites to speech
2001). Some previous reviews of developmental and language (e.g., joint attention and gestural
approaches to ASD treatment only consider the communication) and the use of developmen-
incorporation of developmental science as the in- tal skills inside discrete teaching (Lifter 2008).
20  Developmental Approaches to Treatment of Young Children with Autism Spectrum Disorder 395

Children’s learning can often be validly inter- This review was conducted using a systematic
preted through both the lenses of ABA and devel- strategy developed a priori. A list of developmental
opmental science. It has been well demonstrated approaches was compiled by collecting the names
that infants (as well as children and adults) are of treatment approaches reviewed in the ASD treat-
both operant learners and respondent learners. ment efficacy review articles and chapters cited
The fact that certain developmental skills emerge in the beginning of this section. In addition, we
in an ordered fashion and build on prior abilities entered the following combinations of keywords
nevertheless assumes that learning is occurring into the psychological, educational, and medical
as children master new developmental skills, and search engines PSYCINFO, ERIC, and PUBMED:
that both operant and respondent processes are “developmental treatment” or “developmental ap-
at work. As representational capacities develop, proaches” or “developmental intervention” com-
they provide additional tools for learning but the bined with either “autism” OR “ASD.” This search
laws of operant and respondent learning apply to strategy primarily identified treatment approaches
representations as well as to sensory motor be- that have been “branded” with a consistent treat-
havior, as is so clearly seen in phobias and obses- ment name and have an accompanying treatment
sive compulsive disorders. Thus, developmental manual (e.g., Rogers and Vismara 2008).
growth and operant learning are not separate in Once the names of the major developmental
nature, and their separation in early intervention treatment approaches were identified, the third
for ASD is likely working against us. author reviewed the list to ensure that it was
comprehensive. This resulting list of ten treat-
ment approaches was used in our secondary
Methods for Systematic Literature search. The secondary search included a separate
Review search for peer-reviewed journal articles within
each treatment approach. The name of the treat-
A number of comprehensive research reviews ment approach was entered as a keyword along
have reported the efficacy of different ASD treat- with the keywords “autism” or “ASD.” A limi-
ment approaches (e.g., Eikeseth 2009; McCo- tation of this search strategy was that treatment
nachie and Diggle 2007; Odom et al. 2010; Ospi- studies conducted before the treatment approach
na et al. 2008; Rogers 1998; Rogers and Vismara was formally named were unlikely to show up in
2008; Rogers and Wallace 2011; Smith 1999; the results; consequently, these studies are likely
Vismara and Rogers 2010; Wallace and Rogers to be omitted from this review. The advantage
2010; Warren et al. 2011). Of particular impor- of using treatment names in the search criteria
tance to note is Wetherby and Wood’s (2008) re- is that studies reviewed reflect the branded treat-
view that focuses specifically on developmental ment approach and treatments that have been
approaches to treating autism in infants and tod- branded are further along in their own develop-
dlers. The current chapter will build upon Weth- ment and are more likely to be administered in
erby and Wood’s review by including studies for a consistent manner from one study to the next.
children up to 5 years of age. The next step in our review involved exclud-
Although the National Association for the Ed- ing studies that did not meet our inclusion cri-
ucation of Young Children (NAEYC) has defined teria. We excluded studies in which the minor-
the “early childhood period” as birth to 8 years of ity of subjects was in the targeted age range. In
age (Bredekamp and Copple 1997), the following addition, we excluded papers that were descrip-
literature review includes studies of approaches tive rather than data based, so that only studies
for infants, toddlers, preschoolers, and children exploring the efficacy of the treatment approach
of kindergarten age, before children are partici- were included in our final analysis. Finally, we
pating in autism treatments designed for “school- excluded papers that had not been published in
aged” students. peer-reviewed journals.

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