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ARTICLE 1
C O V E R S T O R Y
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A B S T R A C T
The reasons for the reduc- plaque are acidogenic—that is, Any fermentable carbohy-
tions in caries prevalence dur- they produce acids when they drate (such as glucose, sucrose,
ing the last 20 years are diffi- metabolize fermentable carbo- fructose or cooked starch) can
cult to pinpoint. Strong evi- hydrates.12,14,15 These acids can be metabolized by the acido-
dence exists, however, that the dissolve the calcium phosphate genic bacteria and create the
near universal use of fluoride- mineral of the tooth enamel or aforementioned organic acids as
containing products such as dentin in a process known as byproducts.22 The acids diffuse
dentifrice, mouthrinses and top- demineralization.16-18 If this through the plaque and into the
ical gels applied in the dental process is not halted or re- porous subsurface enamel (or
office have been major contribu- versed via remineralization— dentin, if exposed), dissociating
tors.7,8 Earlier caries reductions the redeposition of mineral via to produce hydrogen ions as
of 40 to 70 percent (before the saliva—it eventually becomes a they travel.17,23 The hydrogen
1970s) had resulted from the frank cavity. ions readily dissolve the miner-
fluoridation of public water sup- Dental caries of the enamel al, freeing calcium and phos-
plies in many communities.9-12 typically is first observed clini- phate into solution, which can
Dental caries in adults also cally as a so-called “white-spot diffuse out of the tooth. Most
continues to be a major prob- lesion.” This is a small area of importantly, lactic acid dissoci-
lem, as illustrated by a recent subsurface demineralization ates more readily than the
U.S. survey.13 The survey beneath the dental plaque. The other acids, producing hydrogen
reported that 94 percent of all ions that rapidly lower the pH
dentate adults (aged 18 years in the plaque.17 As the pH is
or older) had evidence of treat- lowered, acids diffuse rapidly
ed or untreated coronal caries. The mutans into the underlying enamel or
Caries obviously still is a streptococci and dentin.
major problem in adults, as the lactobacilli, The two most important
well as children, and we need groups of bacteria that predom-
an improved approach to pre- either separately inantly produce lactic acid are
vention and therapy. This arti- or together, are the mutans streptococci and the
cle reviews and summarizes the the primary lactobacilli.14 Each group con-
scientific basis for and practice tains several species, each of
of successful intervention in causative agents of which is cariogenic. Mutans
the caries process. dental caries. streptococci include Strep-
tococcus mutans and S. sobri-
THE CARIES PROCESS
nus. The lactobacilli species
Bacterial plaque and acid also are prolific producers of
production. The caries process body of the subsurface lesion lactic acid and appear in plaque
is now well-understood; much of may have lost as much as 50 before caries is clinically
it has been described extensively percent of its original mineral observed.24,25 These two groups
in the dental literature. Some content and often is covered by of bacteria, either separately or
details of the caries process an “apparently intact surface together, are the primary
remain to be unraveled, but, in layer.”19 The surface layer forms causative agents of dental
general, we understand the by remineralization. The caries.
process well enough to initiate process of demineralization con-
HOW FLUORIDE
better-targeted methods of caries tinues each time there is carbo- COMBATS THE
prevention and intervention. hydrate taken into the mouth CARIES PROCESS
The mechanism of dental that is metabolized by the bac-
caries formation is essentially teria. The saliva has numerous The ability of fluoride to pre-
straightforward.1 Plaque on the roles, including buffering (neu- vent and arrest caries has been
surface of the tooth consists of a tralizing) the acid and reminer- researched extensively. Fluo-
bacterial film that produces alization by providing minerals ride has three principal topical
acids as a byproduct of its that can replace those dissolved mechanisms of action:
metabolism.14,15 To be specific, from the tooth during deminer- dinhibiting bacterial metabo-
certain bacteria within the alization.1,20,21 lism after diffusing into the
in a recent review article.1 showed the posteruptive (topi- um and phosphate, which are
Pathological and protec- cal) effects of fluoride in the derived primarily from saliva
tive factors in the caries bal- drinking water. Other studies and plaque fluid.
ance. Caries progression, as have illustrated the weak pre- Pathological factors. Patho-
opposed to reversal, consists of eruptive effects of fluoride. For logical factors obviously include
a delicate balance between the example, in two groups of cariogenic bacteria and the fre-
aforementioned factors—name- Okinawa nursing students aged quency of ingestion of ferment-
ly, a bacterially generated acid 18 to 22 years, there was no dif- able carbohydrates that sustain
challenge and a combination of ference in caries status between these bacteria. The importance
demineralization inhibition and those who had received fluori- of mutans streptococci (which
reversal by remineralization.1,42 dated water only until about 5 includes S. mutans and S.
The balance between pathologi- to 8 years of age (and none sobrinus) in the development of
cal factors (such as bacteria and thereafter) and those who had dental caries has been reviewed
carbohydrates) and protective never received fluoridated extensively.12,14,15,49,50 Numerous
factors (such as saliva, calcium, drinking water.44 cross-sectional studies in
phosphate and fluoride) is a The cariostatic effects of fluo- humans have shown that great-
delicate one that swings either ride are, in part, related to the er numbers of mutans strep-
way several times daily in most sustained presence of low con- tococci and lactobacilli in saliva
people (Figure 5). centrations of ionic fluoride in or plaque are associated with
Protective factors. Saliva is the oral environment,1,21,38 high caries rates.15,25,49,51-54
essential for the protection of Longitudinal studies have
the tooth against dental caries shown that an increase over
and provides many natural pro- There is the time in numbers of both of
tective factors summarized ear- these bacterial groups is
lier,40,41 including calcium, phos- mistaken belief associated with caries onset
phate, antibacterial components that drilling out and progression.24,55,56
and other proteins with various a caries lesion CARIES INTERVENTION
functions. Extrinsic antibacteri-
al agents such as chlorhexidine and placing a The methods of caries interven-
also can be considered as pro- restoration tion can be summarized by join-
tective factors in this balance, eliminates the ing the principal components of
as can fluoride from external the caries process with the
sources. The mechanisms of bacteria and interventional possibilities
action of fluoride described in thereby stops (Table).
this article apply primarily to caries Cariogenic bacteria and
fluoride from topical sources; high bacterial challenge.
systemically incorporated fluo- progression. Dental caries is a transmissible,
ride has only a minor role in bacterially generated disease.
protecting against dental caries. There is the mistaken belief
This conclusion is supported not derived from foods and bever- that drilling out a caries lesion
only by laboratory data as ages, drinking water and fluo- and placing a restoration elimi-
described previously, but also ride-containing dental products nates the bacteria and thereby
by epidemiologic studies. For such as toothpaste. Prolonged stops caries progression. Al-
example, a four-year study in and slightly elevated low con- though traditional restorative
England found a 27 percent centrations of fluoride in the work may eliminate the bacte-
lower caries incidence among saliva and plaque fluid decrease ria at the site of the restoration,
children who were 12 years old the rate of enamel demineral- the remainder of the mouth is
when water fluoridation began ization and enhance the rate of left untouched, caries continues
in their communities, relative remineralization.21,36,38,45-48 For unchecked in the remainder of
to the incidence in control sub- example, fluoride at 0.04 ppm the mouth and recolonization
jects of the same age in nonfluo- in saliva can enhance reminer- commences rapidly at the
ridated areas.43 This was a well- alization. Remineralization of margins.57
conducted study, and it clearly early lesions also requires calci- It is logical, therefore, to use
TABLE
antibacterial therapy—such as one-to-one direct correlation tors are in balance, caries does
treatment with chlorhexidine between levels of these bacteria not progress. If they are out of
gluconate rinse—as a caries- and caries progression.24,49 balance, caries either progresses
preventive measure. Although However, it now is well-estab- or reverses.
this has been proposed for lished that high levels of Antibacterial therapy for
many years58-60 and used in sev- mutans streptococci, high levels caries control. Currently, the
eral European countries, an of lactobacilli or both constitute most successful antibacterial
antibacterial approach almost a “high bacterial challenge.”24 therapy against cariogenic bac-
never is used in the United This bacterial challenge can be teria is treatment by chlorhexi-
States for the prevention of the balanced by the protective fac- dine gluconate rinse or gel.47,61
progression of dental caries. tors described earlier, which Chlorhexidine is available by
One of the difficulties in per- include salivary components— prescription in the United
suading clinicians to use the especially calcium, phosphate States. Studies have shown that
antibacterial approach is that and fluoride—and the amount a daily dose of chlorhexidine
there have not been rapid and of saliva present.42 rinse for two weeks can
accurate methods of determin- Figure 5 illustrates the bal- markedly reduce the cariogenic
ing the levels of cariogenic bac- ance between pathological fac- bacteria in the mouth and that,
teria in the mouth. Further- tors (including cariogenic bacte- as a result, recolonization takes
more, although numerous ria, reduced salivary function place in three to six months
studies have indicated that and frequency of use of fer- rather than immediately.58 In
mutans streptococci and lacto- mentable carbohydrates) and patients with high levels of bac-
bacilli definitely are risk factors protective factors. If these teria, therefore, chlorhexidine
for dental caries, there is no pathological and protective fac- treatments at three-month
intervals are indicated. probes will be available com- assess the level of risk of
The problem faced by clini- mercially in the near future, caries progression in individ-
cians is how to determine, in a and that clinicians will be able ual patients. Studies still are
timely fashion, whether the to use them chairside and under way, and there is no
bacterial challenge is high, obtain results within a few definitive formula yet avail-
medium or low. For many minutes. This will enable clini- able. The status of risk assess-
years, commercial “dip slides” cians to determine the quanti- ment was summarized, how-
have been available in Europe, tative levels of bacteria in a ever, by the authors of a spe-
and they recently became patient’s mouth while he or cial supplement to The
available in the United she is in the operatory and to Journal of the American
States.58 A saliva sample is factor these numbers into an Dental Association in 1995;
taken from the patient and overall risk assessment of this publication can be used as
incubated on the dip slide; two caries for that patient. It is a guide until more definitive
days later, a result is provided envisaged that computer pro- information is available.64
of the levels of S. mutans and grams will be available that Figure 5 represents a basis for
lactobacilli bacteria in the will include the assay num- determining caries risk with
mouth.58 Although these slides bers, as well as other data. the information currently
are a major advance in conven- The practitioner will receive available.
ience and are the best tools guidance as to the level of It has been established that
available at the time of this high-risk patients include
writing, it has been shown those who have a high bacteri-
that this technology is not Methods of al challenge, which may con-
well-correlated with tradition- sist of a combination of high
rapid chairside
al bacterial plating. It is antic- numbers of mutans streptococ-
ipated that methods of rapid assessment of ci, lactobacilli or both.
chairside assessment of bacter- bacterial Although fluoride has excel-
ial challenge, based on molecu- lent properties in terms of bal-
challenge, based
lar biology, will be available in ancing caries challenge, if the
the future. on molecular challenge is too high, then
Several investigators have biology, will be fluoride—even at increased
explored the possibility of concentrations, with increased
available in the
using modern molecular biolo- use or both—cannot balance
gy for better and more rapid future. that challenge. Therefore, in
methods of bacterial assess- the case of high bacterial chal-
ment,62 but they were unable lenge, the bacterial infection
to overcome a number of com- caries risk and what regimen must be dealt with, typically
plications. An exciting devel- or regimens to use to prevent with a chlorhexidine rinse, as
opment is work by Shi and col- further caries and to reduce well as the enhancement of
leagues,63 who recently pub- the bacterial challenge. With salivary action by topical
lished a method using species- the new monoclonal antibody delivery of fluoride. These
specific monoclonal antibodies probes, the levels of bacteria principles apply equally well
that recognize the surface of and success of the intervention to adults and children.
cariogenic bacteria. With this could readily be followed over Accurate detection of early
technology, it is not necessary time. This is an exciting, inno- caries can increase the relia-
to split open the bacterial cells vative tool that may become bility of caries risk assess-
to assess the internal DNA or widely used and accepted ment, particularly if those
RNA. These probes can be within a few years. measurements are made at
tagged either with a fluo- three- or six-month intervals
CARIES RISK
rescent molecule or with a ASSESSMENT
and caries progression can be
marker that can be measured measured. In the case of caries
quantitatively in a simple Several studies have attempt- progression, obviously, inter-
spectrophotometer. ed to determine risk factors vention is needed either anti-
It is anticipated that these that can be reliably used to bacterially, with fluoride or
ultrasonography are likely to laser for use on teeth. This was mineralization-remineraliza-
become available for use by cli- the first approval for laser use tion model in the laboratory by
nicians in the near future.68 It on dental hard tissues. This up to 85 percent. They have
will be possible to detect approval by the FDA was for demonstrated that carbonate is
lesions in the occlusal surface this particular laser to be used lost from the CAP mineral of
and to determine whether they for the removal of dental caries the tooth during specific laser
have progressed into the dentin and the cutting of sound tissue irradiation, making the miner-
and, if so, how far. This is not before the placement of restora- al highly resistant to dissolu-
possible with current radio- tions. This event has ushered tion by acid. Although they
graphic technology. in a new era for lasers in den- have demonstrated in the labo-
Once new methods are intro- tistry. Since then, other lasers ratory, using pH cycling mod-
duced for the early detection of have been approved for the els, that as little as 20 pulses of
caries, they can be used in two same purpose, and additional 100 microseconds each can pro-
opposing fashions. Clinicians hard-tissue uses are likely to duce a preventive effect similar
with traditional training are be approved in the future, to daily use of fluoride denti-
likely to use these methods to including the use of lasers for frice, these promising and
intervene physically at an ear- the inhibition of progression of exciting results have not yet
lier stage with carious dental caries by altering the been tested in human mouths.70
lesions—drilling, filling and composition of surface enamel For practical purposes, it
placing restorations. This out- would be desirable to develop a
come is of concern, as many laser that can remove carious
more restorations would be As innovative tissue and subsequently be
placed than may be necessary, used to treat the walls of the
which weakens the tooth struc- methods for area from which carious tissue
ture. Early detection and inter- early caries is removed to make them
vention by placing a restoration intervention resistant to subsequent caries
also does not take advantage of challenge71 (Figure 6). Fried
the body’s natural protective are introduced, and colleagues72 recently pub-
mechanisms of inhibition of the need for lished a report on a new CO2
demineralization and enhance- restorations may laser that efficiently removes
ment of remineralization via carious tissue. After caries and
saliva. be eliminated for a minimal amount of surround-
Alternatively, early detection many patients. ing tissue are removed, it will
of caries can be used as an be possible to change the laser
opportunity to promote re- parameters to perform caries-
mineralization via salivary or dentin mineral. preventive treatment on the
enhancement, use of topical Kantorowitz and colleagues 69 same area. This would be fol-
fluoride and chlorhexidine and and Featherstone and col- lowed by placement of a resin-
meticulous oral hygiene. In leagues 70 have studied the based composite restoration,
addition, as innovative meth- effects of lasers on hard tissues thereby inhibiting subsequent
ods for early caries interven- for almost 20 years. The overall caries around that restoration.
tion are introduced, the need objective of these studies is to For example, if an early oc-
for restorations may be elimi- establish the scientific basis for clusal lesion was detected (by
nated for many patients, there- the choice of laser parameters the new methods described pre-
by preserving the tooth struc- that can be used clinically for viously) that was deemed to be
ture and halting or reversing the prevention, removal or beyond hope of remineraliza-
progression of dental caries. treatment of caries lesions. tion, this lesion could be con-
Caries prevention by Their studies have demonstrat- servatively removed with an
laser treatment. In May 1997, ed that specific pulsed carbon appropriate laser. Then the
the U.S. Food and Drug dioxide, or CO2, laser treat- surrounding cavity preparation
Administration approved the ment of dental enamel can walls could be treated for caries
use of an erbium:yttrium- inhibit subsequent carieslike prevention by the laser and a
aluminum-garnet, or Er:YAG, progression in a severe de- small conservative restoration
placed. The cavity walls will be health of their patients. ■ 15. Loesche WJ, Hockett RN, Syed SA. The
predominant cultivable flora of tooth surface
highly resistant to acid attack plaque removed from institutionalized sub-
Dr. Featherstone is a professor and the
and therefore resistant to sec- chair, Department of Preventive and
jects. Arch Oral Biol 1972;17(9):1311-25.
16. Featherstone JD. An updated under-
ondary caries. Providing bacter- Restorative Dental Sciences and Department standing of the mechanism of dental decay
of Dental Public Health and Hygiene,
ial intervention via chlorhexi- University of California, San Francisco, 707
and its prevention. Nutr Q 1990;14:5-11.
17. Featherstone JD, Rodgers BE. Effect of
dine rinse was also part of the Parnassus Ave., Box 0758, San Francisco, acetic, lactic and other organic acids on the
Calif. 94143, e-mail “jdbf@itsa.ucsf.edu”.
treatment in the same patient, Address reprint requests to Dr.
formation of artificial carious lesions. Caries
Res 1981;15(5):377-85.
future caries would be unlikely. Featherstone. 18. Featherstone JD, Mellberg JR. Relative
rates of progress of artificial carious lesions
SUMMARY AND The author sincerely acknowledges contri- in bovine, ovine and human enamel. Caries
CONCLUSIONS butions from numerous colleagues over many Res 1981;15(1):109-14.
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