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ARTICLE 1

C O V E R S T O R Y

THE SCIENCE AND PRACTICE


OF CARIES PREVENTION
JOHN D.B. FEATHERSTONE, M.SC., PH.D.

lthough the prevalence of dental

A
A B S T R A C T

Background and Overview. Dental caries in children has declined


caries is a bacterially based disease. When markedly over the last 20 years in
it progresses, acid produced by bacterial
action on dietary fermentable carbohy-
most countries in the Western world,
drates diffuses into the tooth and dis- the disease continues to be a major problem for both adults
solves the carbonated hydroxyapatite min-
and children everywhere.
eral—a process called demineralization.
Pathological factors including acidogenic The trends in caries in U.S. children during the last 30
bacteria (mutans streptococci and lacto-
years were recently summarized1 on the basis of results of
bacilli), salivary dysfunction, and dietary
carbohydrates are related to caries pro- four national surveys.2-5 By the late 1980s, although
gression. Protective factors—which
approximately 75 percent of children aged 5 to 11 years
include salivary calcium, phosphate and
proteins, salivary flow, fluoride in saliva, were caries-free, about 70 percent of the 12- to 17-year-olds
and antibacterial components or agents—
still had caries. Approximately 25 percent of children and
can balance, prevent or reverse dental
caries. adolescents in the 5- to 17-year age range accounted for 80
Conclusions. Caries progression or percent of the caries in permanent teeth. By age 17 years,
reversal is determined by the balance
between protective and pathological fac- however, 40 percent of the population accounted for 80 per-
tors. Fluoride, the key agent in battling cent of the caries.1-6 These findings illustrate the need for
caries, works primarily via topical mech-
anisms: inhibition of demineralization, management of caries by individual risk assessment and
enhancement of remineralization and for measures more specifically directed to high-risk people
inhibition of bacterial enzymes.
Clinical Implications. Fluoride in drink- and populations.
ing water and in fluoride-containing Although these prevalence rates still leave much to be
products reduces caries via these topical
mechanisms. Antibacterial therapy must desired, the overall caries prevalence in children has
be used to combat a high bacterial chal- indeed declined in the United States. Smaller epidemiolog-
lenge. For practical caries management
and prevention or reversal of dental ic studies in recent years indicate, however, that the
caries, the sum of the preventive factors decline in caries has not continued during the 1990s and
must outweigh the pathological factors.
that it may have plateaued.6

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Copyright ©1998-2001 American Dental Association. All rights reserved.
COVER STORY

The reasons for the reduc- plaque are acidogenic—that is, Any fermentable carbohy-
tions in caries prevalence dur- they produce acids when they drate (such as glucose, sucrose,
ing the last 20 years are diffi- metabolize fermentable carbo- fructose or cooked starch) can
cult to pinpoint. Strong evi- hydrates.12,14,15 These acids can be metabolized by the acido-
dence exists, however, that the dissolve the calcium phosphate genic bacteria and create the
near universal use of fluoride- mineral of the tooth enamel or aforementioned organic acids as
containing products such as dentin in a process known as byproducts.22 The acids diffuse
dentifrice, mouthrinses and top- demineralization.16-18 If this through the plaque and into the
ical gels applied in the dental process is not halted or re- porous subsurface enamel (or
office have been major contribu- versed via remineralization— dentin, if exposed), dissociating
tors.7,8 Earlier caries reductions the redeposition of mineral via to produce hydrogen ions as
of 40 to 70 percent (before the saliva—it eventually becomes a they travel.17,23 The hydrogen
1970s) had resulted from the frank cavity. ions readily dissolve the miner-
fluoridation of public water sup- Dental caries of the enamel al, freeing calcium and phos-
plies in many communities.9-12 typically is first observed clini- phate into solution, which can
Dental caries in adults also cally as a so-called “white-spot diffuse out of the tooth. Most
continues to be a major prob- lesion.” This is a small area of importantly, lactic acid dissoci-
lem, as illustrated by a recent subsurface demineralization ates more readily than the
U.S. survey.13 The survey beneath the dental plaque. The other acids, producing hydrogen
reported that 94 percent of all ions that rapidly lower the pH
dentate adults (aged 18 years in the plaque.17 As the pH is
or older) had evidence of treat- lowered, acids diffuse rapidly
ed or untreated coronal caries. The mutans into the underlying enamel or
Caries obviously still is a streptococci and dentin.
major problem in adults, as the lactobacilli, The two most important
well as children, and we need groups of bacteria that predom-
an improved approach to pre- either separately inantly produce lactic acid are
vention and therapy. This arti- or together, are the mutans streptococci and the
cle reviews and summarizes the the primary lactobacilli.14 Each group con-
scientific basis for and practice tains several species, each of
of successful intervention in causative agents of which is cariogenic. Mutans
the caries process. dental caries. streptococci include Strep-
tococcus mutans and S. sobri-
THE CARIES PROCESS
nus. The lactobacilli species
Bacterial plaque and acid also are prolific producers of
production. The caries process body of the subsurface lesion lactic acid and appear in plaque
is now well-understood; much of may have lost as much as 50 before caries is clinically
it has been described extensively percent of its original mineral observed.24,25 These two groups
in the dental literature. Some content and often is covered by of bacteria, either separately or
details of the caries process an “apparently intact surface together, are the primary
remain to be unraveled, but, in layer.”19 The surface layer forms causative agents of dental
general, we understand the by remineralization. The caries.
process well enough to initiate process of demineralization con-
HOW FLUORIDE
better-targeted methods of caries tinues each time there is carbo- COMBATS THE
prevention and intervention. hydrate taken into the mouth CARIES PROCESS
The mechanism of dental that is metabolized by the bac-
caries formation is essentially teria. The saliva has numerous The ability of fluoride to pre-
straightforward.1 Plaque on the roles, including buffering (neu- vent and arrest caries has been
surface of the tooth consists of a tralizing) the acid and reminer- researched extensively. Fluo-
bacterial film that produces alization by providing minerals ride has three principal topical
acids as a byproduct of its that can replace those dissolved mechanisms of action:
metabolism.14,15 To be specific, from the tooth during deminer- dinhibiting bacterial metabo-
certain bacteria within the alization.1,20,21 lism after diffusing into the

888 JADA, Vol. 131, July 2000


Copyright ©1998-2001 American Dental Association. All rights reserved.
COVER STORY

bacteria as the hydrogen fluo-


ride, or HF, molecule when the
plaque is acidified;
dinhibiting demineralization
when fluoride is present at the
crystal surfaces during an acid
challenge;
denhancing remineralization
and thereby forming a low-
solubility veneer similar to the
acid-resistant mineral fluorap-
atite, or FAP, on the remineral-
ized crystals.
Inhibiting bacterial
metabolism. Several investiga-
tors have studied the possible
A
effects of fluoride on oral bacte-
ria.26-28 The most significant
finding reported is that the ion-
ized form of fluoride, or F-, can-
not cross the cell wall and
membrane but can rapidly trav-
el into the cariogenic bacterial
cells in the unchanged form as
HF.26-28
When the pH in the plaque
falls as the bacteria produce
acids, a portion of the fluoride
present in the plaque fluid then
combines with hydrogen ions to
form HF and rapidly diffuses
into the cell, effectively drawing
more HF from the outside.1,26-28
Once inside the cell, the HF dis- B
sociates, acidifying the cell and
Figure 1. High-resolution electron microscope images (magnification
releasing fluoride ions that approximately ¥2,000,000) of individual enamel crystals. The black
interfere with enzyme activity lines are rows of calcium atoms, which are visualized by this tech-
in the bacterium. For example, nique. A. Normal enamel crystal showing white patches (arrows),
which are calcium-deficient and carbonate-rich defect regions.
fluoride inhibits enolase, an B. Demineralized crystal from the body of a natural caries lesion
enzyme necessary for the bacte- showing “large” hexagonal holes coinciding with the “small” defect
regions seen in normal enamel. (Adapted from Featherstone and col-
ria to metabolize carbohydrates. leagues30,31 with permission from Karger, Basel.)
As fluoride is trapped in the
cell, the process becomes cumu- and bones is a carbonated ing tooth development, with the
lative. hydroxyapatite29 that can be carbonate (CO3) ion in particu-
In summary, fluoride from approximately represented by lar causing major disturbances
topical sources is converted par- this simplified formula: in the regular array of ions in
tially to HF by the acid that the Ca10-x(Na)x(PO4)6-y(CO3)z the crystal lattice.30,31 During
bacteria produce and diffuses (OH)2-u(F)u demineralization, the carbonate
into the cell, thereby inhibiting The substitutions in the is lost, and during remineral-
essential enzyme activity. hydroxyapatite crystal lattice ization it is excluded from the
Inhibiting demineraliza- (the arrangement of atoms and newly formed mineral. The cal-
tion. The mineral of our teeth ions in the crystal) occur as the cium-deficient, carbonate-rich
(enamel, cementum, dentin) mineral is first laid down dur- regions of the crystal are espe-

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Copyright ©1998-2001 American Dental Association. All rights reserved.
COVER STORY

tion than fluoride incorporated


8
into the crystals at the levels

● ▲ ▲ ▲ ▲ ▲ ▲
● found in enamel.21,35 Ten Cate,21
7 ●
■ Nelson and colleagues35 and

6 ●
Featherstone and colleagues36,37
found no measurable reduction
5 ● ■

■ ■ ■ in the acid solubility of synthet-
■ ■
pH

ic CAP (3 percent CO3 by


4
weight, comparable to that of
3 dental enamel mineral) with
about 1,000 ppm fluoride incor-
2 porated. Importantly, this
means that fluoride incorporat-
1
ed during tooth mineral devel-
0
opment at normal levels of 20
0 5 10 15 20 25 30 to 100 ppm (even in areas that
have fluoridated drinking water
TIME (MINUTES)
or with the use of fluoride sup-
plements) does not measurably
● ■ ▲ alter the acid solubility of the
Subjects with Subjects with Subjects mineral. Even when the outer
normal salivary flow xerostomia who ingested
who ingested who ingested a sugar-free enamel has higher fluoride lev-
sucrose sucrose sweetened product
els, such as 1,000 ppm, it does
not measurably withstand acid-
Figure 2. Typical pH curves for normal subjects with normal salivary
flow and for subjects with xerostomia (mean for each group) after induced dissolution any better
ingestion of sucrose. A curve for ingestion of a sugar-free sweetened than enamel with lower levels
product is shown for comparison. (Reproduced from Featherstone1
with permission of the publisher. Copyright ©1999, Munksgaard.)
of fluoride. Only when fluoride
is concentrated into a new crys-
cially susceptible to attack by the OH- ion in pure hydroxyap- tal surface during remineraliza-
the acid hydrogen ions during atite is completely replaced by tion is it sufficient to beneficial-
demineralization, as has been an F- ion. The resulting mineral ly alter enamel solubility. The
shown by several investiga- FAP is highly resistant to disso- fluoride incorporated develop-
tors.21,29-33 High-resolution lat- lution by acid. mentally—that is, systemically
tice imaging, which images Fluoride inhibits demineral- into the normal tooth mineral—
crystals almost to atomic reso- ization. Sound enamel, except is insufficient to have a measur-
lution (viewed at about in its outer few micrometers, able effect on acid solubility.21,38
×2,000,000 magnification), was generally contains fluoride at In contrast to the lack of
used to illustrate the appear- levels of about 20 to 100 parts effect of fluoride incorporated
ance of hexagonal holes in the per million, or ppm, depending into the CAP crystals of tooth
early stages of enamel crystal on the fluoride ingestion during mineral developmentally, as lit-
dissolution in dental caries tooth development.34 Teeth in tle as 1 ppm in the acid solution
(Figure 1), which coincided with children who lived in areas reduced the dissolution rate of
the calcium-deficient, carbon- with fluoridated drinking water CAP to a rate equivalent to
ate-substituted regions of the during tooth development have that of HAP.36 Further increas-
crystal.30-33 fluoride content toward the es in fluoride in the acid solu-
The carbonated hydroxyap- higher end of this range. The tion in contact with the CAP
atite, or CAP, of our teeth is outer few micrometers of en- mineral surface decreased the
much more soluble in acid than amel can have fluoride levels of solubility rate logarithmically.
hydroxyapatite, or HAP 1,000 to 2,000 ppm.34 These results indicate that if
(HAP = Ca10(PO4)6(OH)2), and Fluoride in the solution sur- fluoride is present in the aque-
that in turn is much more solu- rounding CAP crystals has been ous solution surrounding the
ble than fluorapatite, or FAP shown to be much more effec- crystals, it is adsorbed strongly
(FAP = Ca10(PO4)6F2),21 in which tive in inhibiting demineraliza- to the surface of CAP carbonat-

890 JADA, Vol. 131, July 2000


Copyright ©1998-2001 American Dental Association. All rights reserved.
COVER STORY

ed apatite (enamel mineral)


crystals and thus acts as a
potent protection mechanism
against acid dissolution of the
crystal surface in the tooth’s
subsurface region. If fluoride is
in the plaque fluid at the time
that the bacteria generate acid,
it will travel with the acid into
the subsurface of the tooth and,
therefore, adsorb to the crystal
surface and protect it against
being dissolved.
In summary, fluoride present
in the water phase at low levels
among the enamel or dentin
crystals adsorbs to these crystal
surfaces and can markedly
inhibit dissolution of tooth min-
eral by acid.21,36 Fluoride that
A
acts in this way comes from the
plaque fluid via topical sources
such as drinking water and
fluoride products. Fluoride
incorporated during tooth
development is insufficient to
play a significant role in caries
protection. Fluoride is needed
regularly throughout life to pro-
tect teeth against caries.
Enhancing remineraliza-
tion. As the saliva flows over
the plaque and its components
neutralize the acid, raising the
pH (Figure 2), demineralization
is stopped and reversed. The
saliva is supersaturated with
calcium and phosphate, which
can drive mineral back into the
tooth.21,39 The partially deminer- B
alized crystal surfaces within
Figure 3. High-resolution electron microscope images (magnification
the lesion act as “nucleators,” approximately ×2,000,000) of individual enamel crystals that visualize
and new surfaces grow on the remineralization at the atomic level. The black lines are rows of calcium
atoms, which are visualized by this technique. A. Normal enamel crystal
crystals (Figure 3). These dissected from the inner region of enamel, showing “small” white
processes constitute remineral- patches of calcium-deficient, carbonate-rich regions. B. Crystal on
ization—the replacement of which a “remineralized” surface veneer has been grown after treat-
ment with fluoride, calcium and phosphate. (Adapted from Featherstone
mineral in the partially de- and colleagues, 198130 with permission from Karger, Basel.)
mineralized regions of the cari-
ous lesion of enamel or dentin um ions, followed by phosphate where between HAP and FAP
(including the tooth root).20,21 ions, leading to new mineral as described above (Figure 4).
Fluoride enhances remineral- formation. The newly formed FAP contains approximately
ization by adsorbing to the crys- “veneer” excludes carbonate 30,000 ppm F and has a very
tal surface and attracting calci- and has a composition some- low solubility in acid. The new

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Copyright ©1998-2001 American Dental Association. All rights reserved.
COVER STORY

bacterial substances and


ACID
buffers.40 The saliva compo-
Enamel crystal = Partly dissolved nents neutralize the acids pro-
carbonated apatite crystal duced by bacterial metabolism
in the plaque, raise the pH and
reverse the diffusion gradient
Calcium +
Remineralization
phosphate
for calcium and phosphate.
+ fluoride Thereby, they return calcium
and phosphate to the subsur-
face lesion, where these ions
Ca10 (PO4)6 (F)2 =
fluorapatitelike can regrow new surfaces on the
coating on crystals Crystal crystal remnants that were pro-
nucleus duced by demineralization.
These so-called “remineralized”
crystals have a veneer of much
less soluble mineral. Saliva also
Figure 4. Schematic representation of demineralization followed by
clears carbohydrates and acids
remineralization in the caries process. If remineralization is successful, from the plaque.
the final result is a crystal with a surface veneer of “fluorapatitelike” In the case of salivary dys-
mineral of low solubility. (Reproduced from Featherstone1 with permis-
sion of the publisher. Copyright ©1999, Munksgaard.) function,41 all of the above bene-
fits of saliva are reduced or
eliminated (as is illustrated
partially in Figure 2 by the pH
Protective Factors Pathological Factors
profile of the subjects with
Salivary flow and components Reduced salivary function xerostomia).
Proteins, antibacterial components Bacteria: mutans streptococci,
and agents lactobacilli THE CARIES BALANCE
Fluoride, calcium and phosphate Dietary components: frequency
Dietary components: protective carbohydrates Fluoride’s three extensively
studied and documented princi-
pal mechanisms of action rely
on the presence of fluoride in
saliva, in the plaque at the
NO CARIES CARIES tooth surface and in the fluid
among the crystals in the sub-
surface of the enamel or dentin.
Figure 5. The caries balance: a schematic diagram of the balance
between pathological and protective factors in the caries process.
The clinical effects of fluoride,
(Reproduced from Featherstone1 with permission of the publisher. therefore, can be optimized by
Copyright ©1999, Munksgaard.) using delivery methods that
bring fluoride to the surface of
remineralized crystal now will ubility than the original CAP the tooth and into the plaque
behave like low-solubility FAP tooth mineral. Subsequent acid rather than incorporating fluo-
rather than the highly soluble challenges must be quite strong ride into the tooth mineral crys-
CAP of the original crystal and prolonged to dissolve the tals during tooth development.
surface.36 remineralized enamel. These topical delivery methods
In summary, fluoride in solu- Saliva and caries. Saliva has are equally applicable to adults
tion from topical sources en- a critical role in the prevention and children and include fluo-
hances remineralization by or reversal of the caries process; ride in beverages and foods,
speeding up the growth of a it provides calcium, phosphate, dental products and drinking
new surface on the partially proteins that maintain super- water. The benefits of continu-
demineralized subsurface crys- saturation of calcium in the ally providing low levels of fluo-
tals in the caries lesion. The plaque fluid, proteins and lipids ride in the saliva and plaque
new crystal surface veneer is that form a protective pellicle from the aforementioned topical
FAP-like, with much lower sol- on the surface of the tooth, anti- sources are described more fully

892 JADA, Vol. 131, July 2000


Copyright ©1998-2001 American Dental Association. All rights reserved.
COVER STORY

in a recent review article.1 showed the posteruptive (topi- um and phosphate, which are
Pathological and protec- cal) effects of fluoride in the derived primarily from saliva
tive factors in the caries bal- drinking water. Other studies and plaque fluid.
ance. Caries progression, as have illustrated the weak pre- Pathological factors. Patho-
opposed to reversal, consists of eruptive effects of fluoride. For logical factors obviously include
a delicate balance between the example, in two groups of cariogenic bacteria and the fre-
aforementioned factors—name- Okinawa nursing students aged quency of ingestion of ferment-
ly, a bacterially generated acid 18 to 22 years, there was no dif- able carbohydrates that sustain
challenge and a combination of ference in caries status between these bacteria. The importance
demineralization inhibition and those who had received fluori- of mutans streptococci (which
reversal by remineralization.1,42 dated water only until about 5 includes S. mutans and S.
The balance between pathologi- to 8 years of age (and none sobrinus) in the development of
cal factors (such as bacteria and thereafter) and those who had dental caries has been reviewed
carbohydrates) and protective never received fluoridated extensively.12,14,15,49,50 Numerous
factors (such as saliva, calcium, drinking water.44 cross-sectional studies in
phosphate and fluoride) is a The cariostatic effects of fluo- humans have shown that great-
delicate one that swings either ride are, in part, related to the er numbers of mutans strep-
way several times daily in most sustained presence of low con- tococci and lactobacilli in saliva
people (Figure 5). centrations of ionic fluoride in or plaque are associated with
Protective factors. Saliva is the oral environment,1,21,38 high caries rates.15,25,49,51-54
essential for the protection of Longitudinal studies have
the tooth against dental caries shown that an increase over
and provides many natural pro- There is the time in numbers of both of
tective factors summarized ear- these bacterial groups is
lier,40,41 including calcium, phos- mistaken belief associated with caries onset
phate, antibacterial components that drilling out and progression.24,55,56
and other proteins with various a caries lesion CARIES INTERVENTION
functions. Extrinsic antibacteri-
al agents such as chlorhexidine and placing a The methods of caries interven-
also can be considered as pro- restoration tion can be summarized by join-
tective factors in this balance, eliminates the ing the principal components of
as can fluoride from external the caries process with the
sources. The mechanisms of bacteria and interventional possibilities
action of fluoride described in thereby stops (Table).
this article apply primarily to caries Cariogenic bacteria and
fluoride from topical sources; high bacterial challenge.
systemically incorporated fluo- progression. Dental caries is a transmissible,
ride has only a minor role in bacterially generated disease.
protecting against dental caries. There is the mistaken belief
This conclusion is supported not derived from foods and bever- that drilling out a caries lesion
only by laboratory data as ages, drinking water and fluo- and placing a restoration elimi-
described previously, but also ride-containing dental products nates the bacteria and thereby
by epidemiologic studies. For such as toothpaste. Prolonged stops caries progression. Al-
example, a four-year study in and slightly elevated low con- though traditional restorative
England found a 27 percent centrations of fluoride in the work may eliminate the bacte-
lower caries incidence among saliva and plaque fluid decrease ria at the site of the restoration,
children who were 12 years old the rate of enamel demineral- the remainder of the mouth is
when water fluoridation began ization and enhance the rate of left untouched, caries continues
in their communities, relative remineralization.21,36,38,45-48 For unchecked in the remainder of
to the incidence in control sub- example, fluoride at 0.04 ppm the mouth and recolonization
jects of the same age in nonfluo- in saliva can enhance reminer- commences rapidly at the
ridated areas.43 This was a well- alization. Remineralization of margins.57
conducted study, and it clearly early lesions also requires calci- It is logical, therefore, to use

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Copyright ©1998-2001 American Dental Association. All rights reserved.
COVER STORY

TABLE

SUMMARY: THE CARIES PROCESS AND METHODS OF CARIES INTERVENTION.

CARIES COMPONENT INTERVENTION METHOD

Bacteria Antibacterial therapy such as treatment with


chlorhexidine gluconate (see text)

Carbonated Hydroxyapatite Make the mineral less soluble by transforming


it to other crystalline forms such as hydroxy-
apatite without carbonate (future caries-
preventive treatments by specific laser irradia-
tion will enable this to be done69,70)

Fermentable Carbohydrates Reduce the frequency of ingestion; substitute


with noncariogenic sweeteners (this method is
well-accepted and used in patient education)

Recommend use of sugar-free chewing gum,


which reduces frequency of fermentable carbo-
hydrate ingestion and also enhances reminer-
alization

Organic Acids Produced by Neutralize the acid by providing extra buffer-


Oral Bacteria ing or enhancing saliva; sugar-free gum assists
in this as well

Saliva Enhance the saliva flow and function

Fluoride Exploit its known effects on bacteria, inhibi-


tion of demineralization and enhancement of
remineralization by using “topical” fluoride
delivery by means of dental products, drinking
water, beverages and foods

antibacterial therapy—such as one-to-one direct correlation tors are in balance, caries does
treatment with chlorhexidine between levels of these bacteria not progress. If they are out of
gluconate rinse—as a caries- and caries progression.24,49 balance, caries either progresses
preventive measure. Although However, it now is well-estab- or reverses.
this has been proposed for lished that high levels of Antibacterial therapy for
many years58-60 and used in sev- mutans streptococci, high levels caries control. Currently, the
eral European countries, an of lactobacilli or both constitute most successful antibacterial
antibacterial approach almost a “high bacterial challenge.”24 therapy against cariogenic bac-
never is used in the United This bacterial challenge can be teria is treatment by chlorhexi-
States for the prevention of the balanced by the protective fac- dine gluconate rinse or gel.47,61
progression of dental caries. tors described earlier, which Chlorhexidine is available by
One of the difficulties in per- include salivary components— prescription in the United
suading clinicians to use the especially calcium, phosphate States. Studies have shown that
antibacterial approach is that and fluoride—and the amount a daily dose of chlorhexidine
there have not been rapid and of saliva present.42 rinse for two weeks can
accurate methods of determin- Figure 5 illustrates the bal- markedly reduce the cariogenic
ing the levels of cariogenic bac- ance between pathological fac- bacteria in the mouth and that,
teria in the mouth. Further- tors (including cariogenic bacte- as a result, recolonization takes
more, although numerous ria, reduced salivary function place in three to six months
studies have indicated that and frequency of use of fer- rather than immediately.58 In
mutans streptococci and lacto- mentable carbohydrates) and patients with high levels of bac-
bacilli definitely are risk factors protective factors. If these teria, therefore, chlorhexidine
for dental caries, there is no pathological and protective fac- treatments at three-month

894 JADA, Vol. 131, July 2000


Copyright ©1998-2001 American Dental Association. All rights reserved.
COVER STORY

intervals are indicated. probes will be available com- assess the level of risk of
The problem faced by clini- mercially in the near future, caries progression in individ-
cians is how to determine, in a and that clinicians will be able ual patients. Studies still are
timely fashion, whether the to use them chairside and under way, and there is no
bacterial challenge is high, obtain results within a few definitive formula yet avail-
medium or low. For many minutes. This will enable clini- able. The status of risk assess-
years, commercial “dip slides” cians to determine the quanti- ment was summarized, how-
have been available in Europe, tative levels of bacteria in a ever, by the authors of a spe-
and they recently became patient’s mouth while he or cial supplement to The
available in the United she is in the operatory and to Journal of the American
States.58 A saliva sample is factor these numbers into an Dental Association in 1995;
taken from the patient and overall risk assessment of this publication can be used as
incubated on the dip slide; two caries for that patient. It is a guide until more definitive
days later, a result is provided envisaged that computer pro- information is available.64
of the levels of S. mutans and grams will be available that Figure 5 represents a basis for
lactobacilli bacteria in the will include the assay num- determining caries risk with
mouth.58 Although these slides bers, as well as other data. the information currently
are a major advance in conven- The practitioner will receive available.
ience and are the best tools guidance as to the level of It has been established that
available at the time of this high-risk patients include
writing, it has been shown those who have a high bacteri-
that this technology is not Methods of al challenge, which may con-
well-correlated with tradition- sist of a combination of high
rapid chairside
al bacterial plating. It is antic- numbers of mutans streptococ-
ipated that methods of rapid assessment of ci, lactobacilli or both.
chairside assessment of bacter- bacterial Although fluoride has excel-
ial challenge, based on molecu- lent properties in terms of bal-
challenge, based
lar biology, will be available in ancing caries challenge, if the
the future. on molecular challenge is too high, then
Several investigators have biology, will be fluoride—even at increased
explored the possibility of concentrations, with increased
available in the
using modern molecular biolo- use or both—cannot balance
gy for better and more rapid future. that challenge. Therefore, in
methods of bacterial assess- the case of high bacterial chal-
ment,62 but they were unable lenge, the bacterial infection
to overcome a number of com- caries risk and what regimen must be dealt with, typically
plications. An exciting devel- or regimens to use to prevent with a chlorhexidine rinse, as
opment is work by Shi and col- further caries and to reduce well as the enhancement of
leagues,63 who recently pub- the bacterial challenge. With salivary action by topical
lished a method using species- the new monoclonal antibody delivery of fluoride. These
specific monoclonal antibodies probes, the levels of bacteria principles apply equally well
that recognize the surface of and success of the intervention to adults and children.
cariogenic bacteria. With this could readily be followed over Accurate detection of early
technology, it is not necessary time. This is an exciting, inno- caries can increase the relia-
to split open the bacterial cells vative tool that may become bility of caries risk assess-
to assess the internal DNA or widely used and accepted ment, particularly if those
RNA. These probes can be within a few years. measurements are made at
tagged either with a fluo- three- or six-month intervals
CARIES RISK
rescent molecule or with a ASSESSMENT
and caries progression can be
marker that can be measured measured. In the case of caries
quantitatively in a simple Several studies have attempt- progression, obviously, inter-
spectrophotometer. ed to determine risk factors vention is needed either anti-
It is anticipated that these that can be reliably used to bacterially, with fluoride or

JADA, Vol. 131, July 2000 895


Copyright ©1998-2001 American Dental Association. All rights reserved.
COVER STORY

many years is an immuniza-


Pulsed laser light with high tion against caries. There are
absorption coefficient many obstacles to the success
of immunization, as caries is
Removes carious tissue; not a systemic infection that
minimal heat deposition
can be dealt with simply by
Walls of preparation heated administering a specific anti-
Enamel to 800-900 C biotic. The infection must be
dealt with in the mouth, where
Heat conduction the internal body fluids do not
Dentin pass and, therefore, the normal
Pulp temperature rise < 4 C immune response is not rele-
Pulp
vant. However, IgA that is pro-
duced by the saliva naturally
Figure 6. Schematic diagram showing the potential use of specific can interfere with the coloniza-
lasers for precise removal of carious enamel and modification of the tion of the surface of the tooth
surrounding enamel for prevention of further caries progression after
restoration. The laser would be set first to remove a minimum of cari-
by specific bacteria.
ous tissue. Then the walls and base of the cavity preparation would be Recent studies by Ma and
treated with the laser to inhibit subsequent caries progression. colleagues 65,66 have illustrated
(Reproduced from Featherstone71 with the permission of the publisher.
Copyright © 2000 Indiana University School of Dentistry.) the effectiveness of specific IgA
in the inhibition of recoloniza-
with other techniques, some of will become less and less tion of mutans streptococci.
which are described in the fol- desirable as a treatment and The next logical step is to use
lowing material. will be used only as a final this technology as one of the
Caries management by resort when new intervention tools for caries intervention. It
risk assessment. As the measures have failed or when is possible to use genetically
caries risk assessment people have not participated engineered plants, such as
methodologies are refined, we in caries intervention pro- tobacco or alfalfa, to produce
will have more definitive bio- grams such as those indicated immunoglobulins.66.67 A study is
logical and chemical risk previously. in progress at the University of
assessment measures to guide California, San Francisco, to
CARIES MANAGEMENT
clinical decision making. TOOLS FOR THE FUTURE
test IgA that has been pro-
These measures form the duced using genetically engi-
basis for assessing the direc- Several technological advance- neered tobacco plants. At press
tion in which the caries bal- ments are currently close to time, the results were not
ance is likely to move for a clinical reality and will be known, but if the trial is suc-
particular patient. Early embraced if they are proven cessful, this IgA can be applied
caries detection, especially in successful. to the teeth after chlorhexidine
occlusal surfaces, is an essen- Assessment of bacterial treatment has removed the car-
tial part of caries management challenge by chairside iogenic bacteria, with the aim
by risk assessment. molecular probes. The use of inhibiting future recoloniza-
Caries management by risk of chairside bacterial probes tion by mutans streptococci.
assessment now is receiving for assessing a patient’s cario- Early caries detection
considerable attention, and genic bacterial challenge will and intervention. Successful
software programs are being be an essential component of use of the innovative methods
developed that will aid practi- caries management by risk described here for caries inter-
tioners in assessing risk and assessment. vention will require accurate
lead them to the use of cur- Caries immunization. In methods for the early detection
rent and new technologies by a program of caries manage- of dental caries in enamel
specifying treatments recom- ment by risk assessment, it is and dentin. Early-detection
mended for the various risk logical that all available tools methods such as fluorescence,
categories.59,60 As we move into should be used. One such tool optical coherence tomography,
the future, tooth restorations that has been investigated for electrical impedance and

896 JADA, Vol. 131, July 2000


Copyright ©1998-2001 American Dental Association. All rights reserved.
COVER STORY

ultrasonography are likely to laser for use on teeth. This was mineralization-remineraliza-
become available for use by cli- the first approval for laser use tion model in the laboratory by
nicians in the near future.68 It on dental hard tissues. This up to 85 percent. They have
will be possible to detect approval by the FDA was for demonstrated that carbonate is
lesions in the occlusal surface this particular laser to be used lost from the CAP mineral of
and to determine whether they for the removal of dental caries the tooth during specific laser
have progressed into the dentin and the cutting of sound tissue irradiation, making the miner-
and, if so, how far. This is not before the placement of restora- al highly resistant to dissolu-
possible with current radio- tions. This event has ushered tion by acid. Although they
graphic technology. in a new era for lasers in den- have demonstrated in the labo-
Once new methods are intro- tistry. Since then, other lasers ratory, using pH cycling mod-
duced for the early detection of have been approved for the els, that as little as 20 pulses of
caries, they can be used in two same purpose, and additional 100 microseconds each can pro-
opposing fashions. Clinicians hard-tissue uses are likely to duce a preventive effect similar
with traditional training are be approved in the future, to daily use of fluoride denti-
likely to use these methods to including the use of lasers for frice, these promising and
intervene physically at an ear- the inhibition of progression of exciting results have not yet
lier stage with carious dental caries by altering the been tested in human mouths.70
lesions—drilling, filling and composition of surface enamel For practical purposes, it
placing restorations. This out- would be desirable to develop a
come is of concern, as many laser that can remove carious
more restorations would be As innovative tissue and subsequently be
placed than may be necessary, used to treat the walls of the
which weakens the tooth struc- methods for area from which carious tissue
ture. Early detection and inter- early caries is removed to make them
vention by placing a restoration intervention resistant to subsequent caries
also does not take advantage of challenge71 (Figure 6). Fried
the body’s natural protective are introduced, and colleagues72 recently pub-
mechanisms of inhibition of the need for lished a report on a new CO2
demineralization and enhance- restorations may laser that efficiently removes
ment of remineralization via carious tissue. After caries and
saliva. be eliminated for a minimal amount of surround-
Alternatively, early detection many patients. ing tissue are removed, it will
of caries can be used as an be possible to change the laser
opportunity to promote re- parameters to perform caries-
mineralization via salivary or dentin mineral. preventive treatment on the
enhancement, use of topical Kantorowitz and colleagues 69 same area. This would be fol-
fluoride and chlorhexidine and and Featherstone and col- lowed by placement of a resin-
meticulous oral hygiene. In leagues 70 have studied the based composite restoration,
addition, as innovative meth- effects of lasers on hard tissues thereby inhibiting subsequent
ods for early caries interven- for almost 20 years. The overall caries around that restoration.
tion are introduced, the need objective of these studies is to For example, if an early oc-
for restorations may be elimi- establish the scientific basis for clusal lesion was detected (by
nated for many patients, there- the choice of laser parameters the new methods described pre-
by preserving the tooth struc- that can be used clinically for viously) that was deemed to be
ture and halting or reversing the prevention, removal or beyond hope of remineraliza-
progression of dental caries. treatment of caries lesions. tion, this lesion could be con-
Caries prevention by Their studies have demonstrat- servatively removed with an
laser treatment. In May 1997, ed that specific pulsed carbon appropriate laser. Then the
the U.S. Food and Drug dioxide, or CO2, laser treat- surrounding cavity preparation
Administration approved the ment of dental enamel can walls could be treated for caries
use of an erbium:yttrium- inhibit subsequent carieslike prevention by the laser and a
aluminum-garnet, or Er:YAG, progression in a severe de- small conservative restoration

JADA, Vol. 131, July 2000 897


Copyright ©1998-2001 American Dental Association. All rights reserved.
COVER STORY

placed. The cavity walls will be health of their patients. ■ 15. Loesche WJ, Hockett RN, Syed SA. The
predominant cultivable flora of tooth surface
highly resistant to acid attack plaque removed from institutionalized sub-
Dr. Featherstone is a professor and the
and therefore resistant to sec- chair, Department of Preventive and
jects. Arch Oral Biol 1972;17(9):1311-25.
16. Featherstone JD. An updated under-
ondary caries. Providing bacter- Restorative Dental Sciences and Department standing of the mechanism of dental decay
of Dental Public Health and Hygiene,
ial intervention via chlorhexi- University of California, San Francisco, 707
and its prevention. Nutr Q 1990;14:5-11.
17. Featherstone JD, Rodgers BE. Effect of
dine rinse was also part of the Parnassus Ave., Box 0758, San Francisco, acetic, lactic and other organic acids on the
Calif. 94143, e-mail “jdbf@itsa.ucsf.edu”.
treatment in the same patient, Address reprint requests to Dr.
formation of artificial carious lesions. Caries
Res 1981;15(5):377-85.
future caries would be unlikely. Featherstone. 18. Featherstone JD, Mellberg JR. Relative
rates of progress of artificial carious lesions
SUMMARY AND The author sincerely acknowledges contri- in bovine, ovine and human enamel. Caries
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