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Overview
Volume II of the Ericsson Field Guide for UTRAN defines Cingular’s accepted practices for optimization of
the Radio Access portion of the UMTS network for Ericsson WRAN P4 UM3 (November 2005 launch
version). The algorithms by which subscriber devices interact with the network are described in detail.
Recommendations are provided that produce the best performance in the network for each type of
interaction
The document concludes with an index, tables wherein all configurable parameters and supporting details
are listed and a list of well deserved credits.
Contents
1. About This Document....................................................................................................................... 6
1.1 Purpose ....................................................................................................................................... 6
1.2 Scope .......................................................................................................................................... 6
1.3 Audience ..................................................................................................................................... 6
1.4 Related Documentation............................................................................................................... 6
1.5 Acronyms and Terms .................................................................................................................. 6
1.6 Trademarks ................................................................................................................................. 6
1.7 Conventions ................................................................................................................................ 7
1.8 Contacts ...................................................................................................................................... 7
2. New Features and Parameters in WRAN P4 UM2 (P1-Lite) ........................................................... 8
2.1 New Features.............................................................................................................................. 8
2.2 New or Modified Parameters....................................................................................................... 8
3. Significant KPI Impact Parameters .................................................................................................. 9
4. Design Criteria ............................................................................................................................... 10
4.1 UE Capabilities.......................................................................................................................... 10
4.1.1 Frequency Bands.............................................................................................................. 10
4.1.2 Channel Numbering Scheme (UARFCN) ......................................................................... 10
4.1.3 Power Classes .................................................................................................................. 11
4.2 UE Category.............................................................................................................................. 12
4.3 Link Budget ............................................................................................................................... 12
4.4 Basic Design Requirements...................................................................................................... 13
4.4.1 Pilot Pollution .................................................................................................................... 13
4.4.2 Neighbor List Determination ............................................................................................. 14
4.4.3 Scrambling Code Usage................................................................................................... 14
4.5 Measurement Fundamentals .................................................................................................... 15
4.5.1 PCPICH ............................................................................................................................ 15
4.5.2 PCPICH RSCP ................................................................................................................. 15
4.5.3 CPICH Ec/No (Ec/Io) ........................................................................................................ 16
4.5.4 Eb/No ................................................................................................................................ 16
4.5.5 SIR .................................................................................................................................... 17
4.5.6 BLER................................................................................................................................. 17
5. Parameters Described Within Context........................................................................................... 18
5.1 Idle Mode................................................................................................................................... 18
Figures
Figure 1 Slot and Frame Structure......................................................................................................... 18
Tables
Table 1 Operating Bands ....................................................................................................................... 10
Table 2 UARFCN List for Bands II and V............................................................................................... 11
Table 3 UE Power Classes .................................................................................................................... 11
Table 4 UE Categories........................................................................................................................... 12
Table 5 Link Budget ............................................................................................................................... 12
Table 6 Master Information Block (MIB) Contents ................................................................................. 20
Table 7 System Information Block 1 (SIB 1) Contents .......................................................................... 21
Table 8 System Information Block 3 (SIB 3) .......................................................................................... 21
Table 9 System Information Block 5 (SIB 5) .......................................................................................... 21
Table 10 System Information Block 7 (SIB 7) ........................................................................................ 22
Table 11 System Information Block 11 (SIB 11) .................................................................................... 22
Table 12 System Information Block 12 (SIB 12) .................................................................................... 22
Table 13 Idle Mode Configurable Parameters ....................................................................................... 31
Table 14 Call Establishment Configurable Parameters ......................................................................... 41
Table 15 Mobility and Connection Management Configurable Parameters .......................................... 51
Table 16 Configuration Management Access Procedures .................................................................... 55
Table 17 Business Object Access Procedure........................................................................................ 57
Table 18 Alphabetized Parameter Reference........................................................................................ 62
RACI
This table identifies RACI team members.
All rights reserved. No part of the contents of this document may be reproduced or transmitted in any
form without the written permission of the publisher.
1.1 Purpose
The primary intention of this document is to serve as a common point for understanding
and reference. This volume includes recommendations for all configurable RNC and
Node B parameters. The recommendations made within this document are the result of
collaborative efforts between all groups involved (see 1.3).
1.2 Scope
This document is mainly based upon Ericsson’s UTRAN implementation, focusing on the
interaction between the User Equipment and UTRAN. For completeness, some facets of
the Core Network are included, e.g. Paging, Routing and Location Area Update
procedures, i.e. non-access stratum.
1.3 Audience
The audience for this document includes Cingular Market, Region and National level
Engineers and Technicians responsible for Ericsson UTRAN Optimization and
Maintenance.
See Section 8.
All acronyms and terms are fully spelled out within the document.
1.6 Trademarks
The trademarks used in this document are the property of their respective owners.
1.7 Conventions
• The term “call” refers to any type of user plane connection between UE and the Core
Network. It is not specific to voice or data - UE originated or terminated. It
specifically does not include any type of signaling used to support the communication
of user information.
• All references to Radio Access Bearers (RABs) are denoted as UL/DL where UL is
the Uplink RLC Data rate in kilobits per second and DL is the Downlink Data rate in
kilobits per second.
1.8 Contacts
As this is the initial release of Volume II of the Ericsson UTRAN Field Guide, all functions
and features are considered standard.
As this is the initial release of Volume II of the Ericsson UTRAN Field Guide, all
parameters are considered standard.
Admission Control
Congestion Control
Handover
4. Design Criteria
This section mainly covers areas specified in the 3GPP standard. It presents an
overview of the spectrum allocation, UARFCN designation and UE Power Class. A
fundamental Link Budget is provided. The rest of the section provides a high level
optimization concept for WCDMA including Pilot Pollution optimization, neighbor
designation guidelines, and a detailed description of the fundamental W-CDMA
measurements CPICH RSCP and CPICH Ec/No.
4.1 UE Capabilities
Multiband support for the United States (800/1900 MHz) was not defined until Release 6
of the 3GPP specification. For this reason, Release 6 is the reference for this section.
See reference [3a]
The frequency bands specified are shown in the table below including the separation (in
MHz) between uplink and downlink frequencies. Cingular operates UMTS at 800 MHz
(Band V) and 1900 MHz (Band II). The rest of the bands listed are included for
completeness.
The UTRA Absolute Radio Frequency Channel Number allows easy reference to the
spectrum allocated to UMTS. Distinct UARFCNs are used for uplink and downlink
frequencies as opposed to a single UARFCN for a pair of UL/DL frequencies. A
UARFCN occupies 5 MHz of spectrum.
The specification allows for two methods to be used to associate center carrier frequency
to UARFCN.
The table below indicates the UE Power Classes specified as of Release 6. Note the
maximum power is the same for all bands within Power Classes 3 and 4. The power in
dBm refers to the maximum total output capability of the UE at the antenna connector
and not to the maximum power output of any particular Physical Channel. See reference
[3b]
4.2 UE Category
HSDPA capable UEs are further categorized based upon their throughput capabilities.
The table below includes all of the UE Categories as defined in the 3GPP Specification.
Note that Category 11 and 12 UEs only support QPSK.
Table 4 UE Categories
In this simple presentation of the link budget, only the maximum transmit power and
receive sensitivity of the Node B and UE at their respective antenna connectors is
considered. The difference between the maximum transmit power of one node and the
maximum receive sensitivity at the other node is considered to be the maximum
allowable path loss. The resulting uplink and downlink path losses are compared
resulting in a difference in dB between the uplink and downlink maximum path losses.
A complete Link Budget analysis would include variables such as LNA existence, various
Radio Access Bearers due to their difference in gain as a function of Spreading Factor (a
description of Spreading Factor is provided in the Measurement Fundamentals section),
cable loss, Antenna and Macro Diversity (a description of Macro Diversity is provided in
the Mobility Management section), etc.
This section describes fundamental design guidelines that are required for basic system
operation. It is strongly suggested that these basic requirements be satisfied before
further optimization of the radio network is pursued.
For example, if this were an FDMA/TDMA network such as GSM or IS-136, frequency
planning would be included in this section. However, since frequency reuse is not a
primary consideration in WCDMA, it is not included.
Since the basis of WCDMA is to allow for multiple access based upon code division
instead of frequency division, care must be taken to manage over-propagation of cells in
the network. As mentioned later in the Neighbor List Determination section, all cells that
provide coverage in a given geographic area must be neighbors; else they are seen as
noise. An over-propagating cell would therefore need to have neighbor relationships with
all cells with which it overlaps. This of course would mean the over-propagating cell
would be heavily utilized and would require a very large capacity.
Over-propagating cells also cause Call Establishment problems. Call Establishment has
its own section within this guide, but in short; a UE establishes calls on a single cell
based upon its having the best Common Pilot Channel (CPICH) signal level and/or
quality. If a cell has propagated into an area where there are no neighbors assigned from
it to other closer cells in terms of distance to the mobile, the call will drop. Even if there
are neighbors assigned, the noise level will be increased for a short time until the
surrounding cells have been added to the call through the process of Soft Handover.
Fundamentally, Pilot Pollution is Common Pilot Channel (CPICH) power where it is not
desired due the over-propagation of cells. The current method used to reduce Pilot
Pollution requires a drive test of the area with a CPICH scanner. CPICH propagation is
then analyzed graphically (maps) and statistically. The criteria for Pilot Pollution is 4 or
more Common Pilot Channels serving within 5 dB of each other in the same geographic
area. In most cases, power changes, down-tilts, azimuth changes or antenna changes
are required to reduce over-propagation.
Neighbor relationships fall into 3 categories where UMTS and the interaction between
UMTS and GSM are concerned.
A cell covering an area, but not in the other server’s neighbor lists is seen as noise by
the UE which causes the UE compensate by requiring more power.
Exception – Neighbor relationships for speech must not be defined from GSM to UMTS
in order to avoid E911 calls handing back to UMTS before they are ended.
Ericsson further defines neighbor types based upon how they exist between different
RNCs and technologies (GSM vs. UMTS).
– UTRAN Relations. All intra-RNC neighbor definitions including Intra and Inter-
UARFCN.
– External UTRAN Relations. All inter-RNC neighbor definitions including Intra and
Inter-UARFCN.
Optionally, Scrambling Codes can also be divided into 64 groups of 8 codes each.
Scrambling Code planning would then be much like frequency planning with a reuse of
64. The advantage to this type of planning could be a less complex code search
procedure for the UE.
Before we get into Idle Mode, Call Establishment and Mobility Management, it is
important to understand the fundamental measurements used by the UE and RNS to
make radio related decisions. These measurements are commonly used when
referencing signal level (RSCP) and signal quality (Ec/No). The signal level (RSCP) and
signal quality (Ec/No) of the Primary Common Pilot Channel (CPICH) define the
coverage area of the cell. SIR and BLER are also described as they are used to control
uplink and downlink power.
4.5.1 PCPICH
The Primary Common Pilot Channel (CPICH) is one of the continuously transmitted
downlink Physical Channels. It is unique in that it is the reference used by the UE to
make radio related decisions for Cell Selection, Cell Reselection, Soft (intra-frequency)
Handover and Hard (inter-frequency) Handover. All signal level and quality
measurements are made based upon or relative to the Primary Common Pilot Channel.
The power of Primary Common Pilot Channel is set via the primaryCpichPower
parameter to an absolute value (dBm) per cell. All other downlink Physical Channels on
the cell are set relative (dB) to the Primary Common Pilot Channel. Since proper
downlink power settings are necessary to allow the UE to enter Idle Mode, they are
covered in detail in the Idle Mode section.
The Primary Common Pilot Channel Received Signal Code Power, commonly called
“RSCP”, is simply the received power (dBm) of the Common Pilot Channel.
The Primary Common Pilot Channel (CPICH) bits are referred to as “symbols” and the
bits in the Spreading Code are referred to as “chips”. The ratio of chips to symbols is
called the Spreading Factor. In this case, the chip rate is 3.84 mega-chips per second
and the symbol rate of the Primary Common Pilot Channel (CPICH) is 15 kilo-symbols
per second. 3,840,000 / 15,000 = 256. The Primary Common Pilot Channel (CPICH)
uses a Spreading Factor of 256. Seen yet another way, each Primary Common Pilot
Channel (CPICH) symbol is spread into 256 chips causing the spread signal to occupy
256 times the bandwidth of the original signal.
Second, since the Spreading Codes are only unique within a cell, the signal must be
further “scrambled” to make it unique within the geographic coverage area. This is done
by exclusively ORing the already spread signal with a primaryScramblingCode. There
are a total of 512 Primary Scrambling Codes available, so co-UARFCN co-Primary
Scrambling Code use might be necessary in geographic areas with greater than 512
cells. See the Scrambling Code Selection section for cautions.
At the other end, receiving the symbols is simply a matter of first de-scrambling, then de-
spreading the signal using the same scrambling and spreading codes used to initially
spread the symbols.
The Primary Common Pilot Channel (CPICH) received Energy per Chip (Ec) to Noise
(No) ratio, commonly referred to as Eee-Cee-N-Not, is used to measure the received
quality of the Primary Common Pilot Channel (CPICH). It is the ratio of the received
Energy per Chip to the Noise power spectral density in the band. In this case, the Chip
Energy (Ec) is the power of the spread Primary Common Pilot Channel (CPICH) at the
receiver. Ec is equivalent to Received Signal Code Power (RSCP) in that both measure
the power of the Primary Common Pilot Channel (CPICH); the only difference being Ec is
the power of the spread signal and RSCP is the power measured after de-spreading. No
(N-not) is the received wide band power, including thermal noise and noise generated in
the receiver, within the receiver’s bandwidth.
The term Ec/Io is also used to denote Primary Common Pilot Channel (CPICH) quality
with the only difference being the denominator where Io includes interference only. The
use of the term Ec/Io is rapidly giving way to Ec/No due mainly to the fact that receivers
do not discern Noise from Interference and as such, cannot accurately measure Ec/Io.
However, Io is commonly used in RF Design (propagation) tools.
4.5.4 Eb/No
Eb/No, commonly referred to as Eee-Bee-N-Not or ebno, is the received energy per Bit
(symbol) of the signal over the received wide band power, including thermal noise and
noise generated in the receiver, within the receiver’s bandwidth. The fundamental
difference between Eb/No and Ec/No is Spreading Factor. Ec is of course the energy of
the spread signal. By factoring in the Spreading Factor, we get the energy of a bit or
symbol over the received wide band power, including thermal noise and noise generated
in the receiver, within the receiver’s bandwidth. Eb/No therefore equals Ec/No *
Spreading Factor.
Eb/No is commonly used when referencing Physical Channels that carry user data or
signaling as opposed to Physical Channels such as the Common Pilot Channel
(CPICH) which only carries repetitive data.
4.5.5 SIR
4.5.6 BLER
BLER is the Block Error Rate at the Transport Channel Layer. CPICH RSCP, CPICH
Ec/No, Eb/No and SIR are all measurements of the Physical Layer. The Transport
Channel layer resides above the Physical Layer. At the Transport Layer, data from the
Physical Layer is put into CRC encoded Blocks. If a Block fails a CRC check, it is
considered in error. BLER indicates the percentage of these Blocks in error.
Idle Mode is a state every UE enters when it is powered on. It is also the state in which
each powered on UE spends most of its time. In this state, the UE must be ready and
able to Originate and Terminate calls. This section includes cell selection, but does not
include cell reselection as cell reselection is a function of mobility and as such is covered
in the Mobility Management section.
After either power up or entry into network coverage, the UE must begin to read
information on the BCCH. The Broadcast Control CHannel (BCCH) is used to broadcast
System Information to all UEs within its coverage area. This is accomplished in 3 steps.
However, before the 3 steps are described, it is important to understand the Slot and
Frame structure of the downlink. A Slot is made up of 2560 Chips (meaning it’s a spread
signal). 15 Slots make up one 10 ms Frame. 73 Frames make up one Superframe.
720 ms
10 ms
.667 ms
The process in which UARFCNs are chosen for a Slot Synchronization attempt is UE
implementation dependant.
2. Even though the UE has acquired Slot Synchronization, it still needs to know the Slot
number within a Frame (Frames have 15 Slots) so it can know where the Frame
begins. It does this by correlating one of the 16 Secondary Synchronization Codes
with the Secondary Synchronization Channel (S-SCH). It is important to know that
neither the Primary nor the Secondary Synchronization Channel are ever Scrambled
using the Primary Scrambling Code. The 16 Secondary Synchronization Codes are
used to form 64 unique Secondary Synchronization Channel sequences. Once the
UE has decoded 15 successive Secondary Synchronization Codes, it not only knows
where the Frame begins, but the Code Group (used in step 3) as well. The UE is
now Frame Synchronized. The Secondary Synchronization Channel (S-SCH) power
is controlled by the secondarySchPower parameter.
3. Now that the UE is Slot and Frame Synchronized, it must still determine the cell’s
Primary Scrambling Code before it can begin to read the Broadcast Control CHannel
(BCCH). In step 2, the UE discovers the cell’s Code Group. Each Code Group
identifies 8 possible Primary Scrambling Codes. The correct Primary Scrambling
Code is determined by correlating each of the 8 possibilities with the Common Pilot
Channel (CPICH). Once the correct Primary Scrambling Code has been found, the
UE can detect the Primary Common Control Physical Channel (P-CCPCH) which
carries the Broadcast Channel (BCH) Transport Channel which carries the Broadcast
Control CHannel (BCCH) Logical Channel. The cell’s Primary Scrambling Code is
configured using the primaryScramblingCode parameter.
The Primary Common Control Physical Channel (P-CPPCH) carries the System Frame
Number (SFN) which is used as the timing reference for all Physical Channels. The
System Frame Number (SFN) ranges from 0 to 4095 (inclusive).
For more information about Slot and Frame synchronization, see [3e]
Now the UE is able to read the Broadcast Control CHannel (BCCH). If the UE finds its
subscribed Public Land Mobile Network (PLMN) it then continues to read System
Information from the BCCH.
The following breakdown of the Master Information Block (MIB) and System Information
Blocks (SIBs) provides an indication of where the UE gets the information necessary in
order to maintain Idle Mode, Establish Calls, and Manage Mobility. The “Layer 3
Message” column was derived from TEMS 6.0 log files. The Purpose column provides a
brief description of where the parameter applies.
– Master Information Block (MIB). The Master Information Block (MIB) is sent at a
fixed rate of every 8 Frames (80ms). It contains information that identifies the
network as well as the start position and interval of each of the System Information
Blocks (SIBs). The Master Information Block (MIB) also contains a Value Tag
associated with each System Information Block supported. If the Value Tag for any
supported System Information Block changes, the UE must read that System
Information Block (SIB). In order to avoid the UE having to read each and every
Master Information Block (MIB), a Paging Type 1 message is sent to all UEs
indicating a Value Tag has changed in the Master Information Block (MIB).
– System Information Block 1 (SIB 1). System Information Block 1 (SIB 1) contains
Location Area (LA), Routing Area (RA) information and timer parameters. Since this
System Information Block contains the Location Area (LA) and Routing Area (RA)
information, it must also be read when a LA or RA boarder is crossed. The
parameter sib1PLMNScopeValueTag controls when System Information Block 1
(SIB 1) is read and must be set so that neighboring LAs and RAs have different
values.
– System Information Block 3 (SIB 3). System Information Block 3 (SIB 3) contains
parameters for cell selection and reselection.
– System Information Block 5 (SIB 5). System Information Block 5 (SIB 5) contains
parameters that determine the configuration of Common Physical Channels
(PhyCHs) in the cell.
– System Information Block 7 (SIB 7). System Information Block 7 (SIB 7) contains
uplink interference value. Due to the fact that this value changes very often, this
System Information Block’s interval is controlled by a timer. When the UE receives
System Information Block 7 (SIB 7), a timer is started. Once the timer expires, the
information is considered invalid and the UE reads the information again. The
expiration time is the value of the sib7RepPeriod parameter multiplied by the
sib7expirationTimeFactor parameter.
– System Information Block 11 (SIB 11). System Information Block 11 (SIB 11)
contains the cell’s soft/softer handover neighbor list including the Primary Scrambling
Code of each neighbor. This handover list is supplied to the UE before a call is
established so that the UE may make Intra-frequency measurements before
receiving the MEASUREMENT CONTROL message from the Serving Radio Network
Controller (SRNC).
– System Information Block 12 (SIB 12). System Information Block 12 (SIB 12)
contains measurement control information to be used in the cell.
The UE reads System Information only when one of the following events occurs:
• The timer expires for SIBs with an expiration timer (SIB 7 only).
Otherwise, in order to conserve battery life, the UE does not read the System
Information. This is something to consider when observing Layer 3 messages using a
diagnostic UE.
Now that the UE has read the Broadcast Control CHannel (BCCH), it knows the values of
the parameters that help the UE determine if the cell is suitable in terms of signal level
(Srxlev) and quality (Squal). These parameters are commonly referred to as the S
parameters.
Where:
• Qrxlevmeas is the Primary Common Pilot Channel Received Signal Code Power
(PCPICH RSCP) as measured by the UE.
Example part 1 of 3. A Power Class 3 UE is served at a path loss 10 dB less than the
maximum path loss as indicated in the Link Budget table, qRxLevMin is set
conservatively at -115 dBm, and maxTxPowerUl is set at 24 dBm. Pcompensation is
the maximum value of either 24 dBm – 24 dBm or 0. So Srxlev = -105 dBm minus -115
dBm minus 0. Srxlev = 10.
Where:
• Qqualmeas is the Primary Common Pilot Channel Chip Energy over Noise Spectral
Density (PCPICH Ec/No) as measured by the UE.
The cell is considered suitable if its cell selection criterion (S criterion) is met. In order for
the S criterion to be met, both Srxlev and Squal must be positive values.
Example part 3 of 3. The UE calculates both S criteria with positive resulting values.
The cell is considered acceptable where the S criterion is concerned. It is now allowed
to transmit on the uplink.
Assuming now that the UE has found its home PLMN and is Camping on a suitable cell, it
must International Mobile Subscriber Identity (IMSI) Attach and General Packet Radio
Service (GPRS) Attach to the Circuit Switched (CS) and Packet Switched (PS) Core
Networks (CN) respectively. This process is also known as Registration.
If the configurable parameter att sent in System Information Block 1 (SIB 1) is set to 1,
the UE must establish a Signaling Connection to notify the Circuit Switched Core Network
(CS-CN) and Packet Switched Core Network (PS-CN) that it is powered on and within
network coverage. Signaling Connections are always initiated by the UE. First, the UE
must access the Node B in order to send a request to the RNC to establish a Radio
Resource Control (RRC) Connection. This is done through the Physical Random Access
Channel (PRACH) on the uplink and the Acquisition Indicator Channel (AICH) on the
downlink. The UE sends successive attempts on the uplink, each at a greater power
level until the Node B responds on the Acquisition Indicator CHannel (AICH) on the
downlink. The process of sending successive attempts, each at an increased power
level, is known as Preamble Ramping.
The initial power on the PRACH is determined by the UE using the following formula:
Where:
• RTWP is the Received Total Wideband Power measured by the Node B as indicated
in SIB 7.
For example, a UE is served at a path loss 10 dB less than the maximum path loss as
indicated in the Link Budget table, so L_PCPICH = 132 dB. Let’s also say the RTWP =
-105 dBm and constantValueCprach = -27 dB. The sum of these values, or
P_PRACH, is 0 dBm. The UE will begin the attempt at 0 dBm.
powerOffsetP0 AI powerOffsetPpm
P_PRACH
Power
(dB)
Message Part
RACH
preambleRetransMax
(Ramping Cycle)
AICH
Time
Once the UE and Radio Network Controller (RNC) have established a Radio Resource
Control (RRC) Connection, the RNC establishes an Iu Control Plane connection over the
Iu interface to the appropriate Core Network (CN) element(s), i.e. the SGSN, MSC or
both. The resulting Transparent Message Transfer connection between the UE and Core
Network (CN) element(s) allows the exchange of Non-Access Stratum (NAS) messages
such as Registrations, Location or Routing Area Updates, and Service Requests for User
Plane connections. The figure below details all of the steps necessary to complete a
Radio Resource Control (RRC) Connection. Following the figure are detailed
explanations for each step.
2 Initiate UE Context
Activated Algorithms:
- Power Control
3 - Iub and Uu Timing Scheduling
- Admission Control
Radio Link Setup Request
4 NBAP NBAP
5 Resource Allocation
Radio Link Setup Response
6 NBAP NBAP
Start Transmission of
12
DL DPCH
13 L1 Synchronization
Radio Link Restore Indication
14 NBAP NBAP
RRC Connection Complete
15 RRC DCH RRC
– The initial downlink Dedicated Physical Data CHannel (DPDCH) power is determined
using the following formula:
P_DL_DPDCH = primaryCpichPower + (dlInitSirTarget - Ec/No_PCPICH) +
cBackOff + 10 log(2/SF_DL_DPDCH)
Where:
• Ec/No_PCPICH is the ratio of Chip Energy to the Noise Power Spectral Density
of the Primary Common Pilot CHannel (P-CPICH) as measured by the UE. If this
measurement is not available, the configurable parameter ecNoPcpichDefault is
used.
– The initial downlink Dedicated Physical Control CHannel (DPCCH) power is set
relative to the initial downlink Dedicated Physical Data Channel (DPDCH) power by
means of a series of offsets:
P_DL_DPCCH_TFCI = (P_DL_DPDCH + pO1)
P_DL_DPCCH_TPC = (P_DL_DPDCH + pO2)
P_DL_DPCCH_PILOT = (P_DL_DPDCH + pO3)
DL Power
(dB)
P02 P01
TPC P03
TFCI
Pilot
Data 1 Data 2
Time
Where:
• p01 is a configurable parameter that sets the offset in dB between the Data field
and the Dedicated Physical Control CHannel Transport Format Combination
Indicator (DPCCH TFCI) field.
• p02 is a configurable parameter that sets the offset in dB between the Data field
and the Dedicated Physical Control CHannel Transmit Power Control (DPCCH
TPC) field.
• p03 is a configurable parameter that sets the offset in dB between the Data field
and the Dedicated Physical Control CHannel Pilot field.
– The initial uplink Dedicated Physical Control CHannel (DPCCH) power is determined
using the following formula:
Power_UL_DPCCH_INIT = DPCCH_POWER_OFFSET - RSCP_PCPICH
Where:
Where:
• RTWP is the Received Total Wideband Power level on the uplink measured
by the Node B.
• SF_DPCCH is the Spreading Factor (SF) for the Dedicated Physical Control
CHannel.
– The initial uplink Dedicated Physical Data CHannel (DPDCH) power is determined
according to the relative power offset between the Dedicated Physical Control
CHannel (DPCCH) and Dedicated Physical Data Channel (DPDCH) as described in
3GPP TS 25.214. The UTRAN determines and signals the gain factor to the UE for
the reference Transport Format Combination (TFC) only. The UE, then computes the
gain factors for other Transport Format Combinations (TFCs), based on the value for
the reference Transport Format Combination (TFC).
In addition to uplink and downlink power control, the Iub and Uu Timing Scheduling
algorithms calculate channel timing parameters. The Admission Control algorithm
checks if the new radio link can be allowed in the cell. The Code Control algorithms
allocate the uplink scrambling code, downlink scrambling code, and downlink
channelization code.
4. Radio Link Setup Request. The RNC orders the Node B to reserve the necessary
resources for a new Node B communication context.
5. Resource Allocation. The Node B reserves the necessary resources for a new
communication context and calculates link characteristic parameters from the
received uplink and downlink Transport Format Combination Indicator (TFCI) or
Transport Format Set (TFS) information.
6. Radio Link Setup Response. The Node B indicates to the RNC that the necessary
resources are allocated for the radio link. It includes the binding identifier and
transport layer address for the AAL2 connection.
7. AAL2 Connection Setup for DCH. The transport bearer (AAL2 connection) needed
for signaling is set up over the Iub by the RNC.
8. Start Receive of UL DPCH – Start Radio Synchronization. The Radio Link Set
Supervision algorithm in the Node B starts evaluating the synchronization status of
the Radio Link Set (RLS).
9. Suspend SRB3, SRB4, and other RLC AM entities. Signaling Radio Bearer 3
(SRB 3), Signaling Radio Bearer 4 (SRB 4), and other Radio Link Control
Acknowledged Mode (RLC AM) entities are suspended.
10. RRC Connection Setup. The RNC indicates the UE state shall be CELL_DCH. The
message is sent in Unacknowledged mode on the Forward Access CHannel (FACH).
11. Transport Bearer Synchronization. Transport Bearer Synchronization is achieved
in the downlink between RNC and Node B for each Dedicated CHannel (DCH).
12. Start Transmission of DL DPCH. The Node B only starts transmitting on the new
radio link when the downlink user plane (Dedicated Physical Data CHannel –
DPDCH) is considered synchronized.
13. L1 Synchronization. Layer 1 synchronization is achieved between UE and Node B.
14. Radio Link Restore Indication. The Node B notifies the RNC that it has achieved
uplink Layer 1 synchronization with the UE.
15. RRC Connection Complete. The UE starts the uplink transmission only after the
reception of downlink Dedicated Physical Channel (DPCH). The UE capabilities
requested in step 10 are included in this message. This information is used by the
Radio Access Bearer (RAB) establishment procedure, UE Security Handling, and the
Channel Switching function. Radio Resource Control (RRC) messages can now be
sent in acknowledged mode on a Dedicated CHannel (DCH).
16. Resume SRB3, SRB4, and other RLC AM entities. The SRB3, SRB4, and other
Radio Link Control Acknowledged Mode (RLC AM) entities are resumed.
Through this dedicated connection, the UE is able to Register with the appropriate Core
Network (CN) Element(s).
Location and Routing Area Updates, also known as Registration updates, must be
performed in order to provide the SGSN and MSC with an awareness of where the UE is
located. Given the UE’s location, the Core Network (CN) element can page the UE to
deliver calls. Registration also avoids unnecessary paging when the UE is either turned
off or is outside of the coverage area. Location Areas are defined through the
configurable parameter lAC broadcast on the Broadcast Control CHannel (BCCH) in
System Information Block 1 (SIB 1). Routing Areas are defined through the configurable
parameter rAC also broadcast on the Broadcast Control CHannel (BCCH) in System
Information Block 1 (SIB 1). Besides IMSI and GPRS Attaches, there are basically two
different types of Registration update; Normal and Periodic.
A Normal Location or Routing Area update is performed when the UE either leaves
Connected Mode, or performs a Cell Reselection in Idle Mode to a cell within a different
Location or Routing Area.
In addition to Normal Updates, Periodic Updates are performed. These updates are
preformed regardless of whether the UE is in Idle Mode or Connected Mode
(CELL_DCH).
– Circuit Switched Core Network. The interval at which the UE periodically updates
the Circuit Switched Core Network (CS-CN) is set using the configurable t3212
parameter sent on the Broadcast Control CHannel (BCCH) in System Information
Block 1 (SIB 1).
– Packet Switched Core Network. The interval at which the UE periodically updates
the Packet Switched Core Network (PS-CN) is set using the t3312 timer. This timer
is set in the SGSN and sent to the UE via both the Attach and the Routing Area
Update messages.
The following table provides parameter ranges and default values involved in getting the
UE into Idle Mode. They are listed in the same order they were presented. The Level
column indicates the network element that owns the parameter. The class column
indicates if the parameter is set based on Policy (must be set this way), Fixed
(recommended to be set this way) and Variable (set at your discretion).
Given the UE has successfully entered Idle Mode; it must then be able to originate and
terminate calls within acceptable Accessibility measures. This section considers all of the
algorithms invoked during the process of establishing a call.
A Radio Access Bearer (RAB) is a connection between the UE and the Mobile Switching
Center (MSC) in the case of a Circuit Switched (CS) connection or between the UE and
Serving GPRS Support Node (SGSN) in the case of a Packet Switched connection.
There is also the possibility of the UE connecting to both the MSC and the SGSN as is
the case in both SP0 and SP64. The Radio Access Bearer is set up according to the
Requested Service after the Signaling Connection is established through a Signaling
Radio Bearer. In the case of UE initiated connections where a Radio Access Bearer
does not already exist, the Requested Service is sent in the Random Access CHannel
(RACH) Message Part. Although the Requested Service could be sent by the UE, all
Radio Access Bearers are actually initiated by the Core Network (CN).
The variables within Quality of Service (QoS) fall into three main categories based upon
the user’s need for guaranteed throughput and/or latency. The three categories are
Conversational; which provides guaranteed low latency and throughput, Streaming;
which provides guaranteed throughput but no guarantee for latency, and Interactive (also
referred to as Background) which provides guarantees for neither throughput nor latency.
Another variable determines which side of the Core Network is used. In general, all
Packet Switched Radio Access Bearers are connected to the SGSN and all Circuit
Switched Radio Access Bearers are connected to the MSC.
The following types of Radio Access Bearers (RABs) are supported by the Ericsson
UTRAN.
– Conversational Circuit Switched Speech AMR 12.2kb. This is the typical Speech
Radio Access Bearer. Given its Conversational Quality of Service (QoS) class, low
latency and constant throughput are guaranteed. The Conversational class of
service is Transparent, meaning that in order to keep latency as low as possible,
there is no Transport layer Block retransmission service offered.
Web Browsing. Ericsson refers to this type of Radio Access Bearer (RAB) as SP0.
The availability of this Radio Access Bearer (RAB) is controlled through the
configurable parameter multiRabSp0Available.
– Conversational Circuit Switched Data 64kb. This Radio Access Bearer (RAB)
provides a Conversational class 64kb/s Unrestricted Digital Information (UDI)
connection between the UE and the Circuit Switched Core Network. The
Conversational class of service is Transparent, meaning that in order to keep latency
as low as possible, there is no Transport layer Block retransmission service offered.
– Streaming Circuit Switched 57.6kb. This Radio Access Bearer (RAB) provides a
Streaming class connection between the UE and Circuit Switched Core Network with
guaranteed throughput of up to 57.6kb and guaranteed low latency.
– Streaming Packet Switched 16kb/64kb. This Radio Access Bearer (RAB) provides
a Streaming class connection between the UE and the Packet Switched Core
Network with guaranteed throughput of up to 57.6kb on the downlink and 16kb in the
uplink. Latency is not guaranteed.
– Interactive Packet Switched HSDPA with 384kb uplink. This Radio Access
Bearer provides an interactive connection between the UE and Packet Switched
Core Network of 1.8Mb (UE limitation) on the downlink and 384kb on the uplink.
Neither latency nor throughput is guaranteed. The availability of this Radio Access
Bearer (RAB) is controlled through the configurable parameter allow384HsRab.
– Interactive Packet Switched HSDPA with 64kb uplink. This Radio Access Bearer
provides an interactive connection between the UE and Packet Switched Core
Network of 1.8Mb (UE limitation) on the downlink and 64kb on the uplink. Neither
latency nor throughput is guaranteed.
– Interactive Packet Switched 64kb/64kb. This Radio Access Bearer (RAB) provides
an interactive connection between the UE and Packet Switched Core Network of
64kb on the uplink and 64kb on the downlink. Neither latency nor throughput is
guaranteed. This is the initial Dedicated Channel (DCH) selected for all non-HSDPA
capable mobiles requesting a Packet Switched Interactive connection.
Ericsson supports many types of Radio Access Bearers (RABs) as shown above,
however, our end to end network does not currently support Differentiated Service
through the use of QoS profiles.
Our current implementation supports only the following Radio Access Bearer (RAB)
configurations.
• Conversational Circuit Switched Speech AMR 12.2kb for Speech plus Interactive
Packet Switched 64/64 (SP64/SP0). This is also referred to as multi-RAB.
• Interactive Packet Switched 384kb or 64kb uplink with HSDPA downlink for UEs with
HSDPA capability.
The establishment of a Radio Access Bearer (RAB) in the case of a Mobile Origination or
Termination begins with either a RACH on the uplink, or a Page on the downlink. The
establishment of an RRC Connection is identical to the process used in Figure 4 within
the Idle Mode section except that the resulting Transparent Message Transfer connection
between the UE and Core Network (CN) element(s) specifies a Service Request for a
User Plane connection. Based upon the type of Service requested, the Core Network
Sends a RAB ASSIGNMENT REQUEST to the Serving Radio Network Controller
(SRNC) indicating the RAB ID.
The Serving Radio Network Controller (SRNC) determines the new Radio Connection
based upon the type of Service Requested by the Core Network taking into consideration
any existing Radio Connections between it and the UE. There are also functions as
described in the following subsections that determine the treatment of the Service
Request. Each is considered independent of the others. The parameters that guide the
operation of each function are described within context.
5.2.2.1 Paging
There are two primary uses for paging. One is to inform UEs of an incoming call, the
other is to inform UEs of new System Information broadcast on the Broadcast Control
CHannel (BCCH). Pages for calls can be sent from either the Packet Switched or the
Circuit Switched core network. A UE may be paged while it is in Idle Mode, Cell_FACH
state or in Cell_DCH state.
In Idle Mode, the Secondary Common Control Physical CHannel (S-CCPCH) and the
Paging Indicator CHannel (PICH), also a Physical Channel, are used.
– The Secondary Common Control Physical CHannel (S-CCPCH) carries the Paging
CHannel (PCH) logical channel. The Paging CHannel (PCH) is used to carry the
Radio Resource Control (RRC) Message “Paging type 1” which carries the actual
paging message from the Core Network.
– In order to conserve UE battery life, the UE does not always read the Paging
CHannel (PCH). The Paging Indicator CHannel (PICH) is used to indicate when the
UE should read the Paging CHannel (PCH). Each Paging Indicator CHannel (PICH)
frame consists of a number of Paging Indicators. The UEs are divided into a number
of groups, and each group reads a specific Paging Indicator that tells if it should read
the Paging CHannel (PCH). The interval at which the UE reads the Paging CHannel
(PCH) is determined by its own International Mobile Subscriber Identity (IMSI) and
the Discontinuous Reception (DRX) Cycle Length.
The Discontinuous Reception (DRX) Cycle Length = 2k * 10ms
Where:
In Cell_FACH state or in Cell_DCH state a connection exists between the UTRAN and
the UE. The RRC message "Paging type 2" is used to carry paging information over the
dedicated connection.
UEs in Idle Mode are informed of new System Information broadcast on the Broadcast
Control CHannel (BCCH) through consecutive “Paging type 1” messages. The number
of times a UE (that uses maximum possible DRX cycle length) hears the updated system
information is defined by the parameter noOfMaxDrxCycles.
Admission Control is a function that determines if a new radio link can be allowed on the
cell given the cell’s current resource load. New radio links can be requested for Call
Origination, Termination, Handover or when existing radio links are modified.
Transport resources (Iub) are not considered during Admission Control procedures and
as such do not have any affect on Admission Control.
The following radio connection types (supported by Cingular) correspond to the Non-
Guaranteed Service Class:
– Uplink and Downlink Spreading Factor usage. The Histogram Monitor keeps
track of Spreading Factor usage in the uplink and downlink. It also measures the
number of Compressed Mode radio links and the number of HS serving radio links in
the cell in order to allow or deny requests for either Handover or Non-Handover
based upon Spreading Factor utilization.
sf32Adm. The 64kb Radio Access Bearer uses Spreading Factor 32 on the
downlink.
• Admission Control blocks new radio link admission requests for HSDPA when
the number of users assigned to the High Speed Downlink Shared CHannel (HS-
DSCH) in the cell exceeds the configurable parameter hsdpaUsersAdm. This
configurable parameter does not apply to requests made as a result of Cell
Change (mobility).
The current recommendation is to set pwrAdm=75 to allow for admission for all Service
Classes and Setup Types until 75% of maximumTransmissionPower the Transmitted
Code Power of the cell is exhausted. beMarginDlPwr=10 or 10% will cause Non-
Guaranteed / Non-Handover admission requests to be blocked at 65%.
pwrAdmOffset=10 or 10% will allow Guaranteed / Handover and Guaranteed-HS /
<any> if the Transmitted Code Power of the cell is at 85% or below.
– Downlink Air Speech Equivalent (ASE). The Air Speech Equivalent Admission
Policy is used to control the load in both the uplink and the downlink.
• For the Uplink, the Air Speech Equivalent (ASE) is monitored and admission is
blocked for all Guaranteed / Non-Handover, Non-Guaranteed / Handover and
Guaranteed-HS / Non-Handover requests when the number of Air Speech
Equivalents exceeds aseUlAdm. Non-Guaranteed / Non-Handover requests are
blocked when the number of Air Speech Equivalents exceeds aseUlAdm -
beMarginAseUl. Guaranteed / Handover and Guaranteed-HS / Handover
requests are blocked when the number of Air Speech Equivalents exceeds
aseUlAdm + aseUlAdmOffset.
• For the Downlink, the Air Speech Equivalent (ASE) is monitored and admission is
blocked for all Non-guaranteed / Handover requests, Guaranteed / <any> and
Guaranteed-HS / <any> requests when the number of Air Speech Equivalents
exceeds aseDlAdm. Non-Guaranteed / Non-Handover requests are blocked
• For the Uplink, the Hardware Utilization is monitored and admission is blocked
for all Guaranteed / Non-Handover, Non-Guaranteed / Handover and
Guaranteed-HS / Non-Handover requests when the percent of Uplink Hardware
Utilized exceeds ulHwAdm. Non-Guaranteed / Non-Handover requests are
blocked when the percent of Uplink Hardware Utilized exceeds ulHwAdm -
beMarginUlHw. Guaranteed / Handover and Guaranteed-HS / Handover
requests are blocked when the percent of Uplink Hardware Utilized arrives at
100%.
• For the Downlink, the Hardware Utilization is monitored and admission is blocked
for all Guaranteed / Non-Handover, Non-Guaranteed / Handover and
Guaranteed-HS / Non-Handover requests when the percent of Downlink
Hardware Utilized exceeds dlHwAdm. Non-Guaranteed / Non-Handover
requests are blocked when the percent of Downlink Hardware Utilized exceeds
dlHwAdm - beMarginDlHw. Guaranteed / Handover and Guaranteed-HS /
Handover requests are blocked when the percent of Downlink Hardware Utilized
arrives at 100%.
Speech requests without ongoing packet connections (Multi-RAB) are considered for
Directed Retry to GSM during RAB establishment based upon the setting of the
configurable parameter loadSharingDirRetryEnabled. If this configurable parameter is
set to TRUE, and the WCDMA cell exceeds loadSharingGsmThreshold percent of
pwrAdm, the UTRAN requests a blind inter-RAT handover for
loadSharingGsmFraction percent of the Directed Retry candidates to the
directedRetryTarget configured GSM cell via the core network.
If multiple UARFCNs are available at a given Node B and the configurable parameter
loadSharingRrcEnabled is set the TRUE, Inter-Frequency Load Sharing will determine
if the WCDMA cell exceeds loadSharingMargin percent of pwrAdm at each call setup
during Radio Resource Control (RRC) Connection Establishment. If the cell exceeds
loadSharingMargin percent of pwrAdm, the UE will be directed to the UARFCN defined
by the Inter-Frequency load sharing neighbor as indicated by the loadSharingCandidate
flag.
If the type of Service requested of the UTRAN is Interactive Packet Switched and the UE
is HSDPA capable, the only Radio Access Bearer options are 384kb/HSDPA or
64kb/HSDPA. The UE is then assigned based upon the setting of the configurable
parameter hsOnlyBestCell to the best cell in the Active Set.
If the type of Service requested of the UTRAN is Interactive Packet Switched and the UE
is not HSDPA capable, the configurable parameter packetEstMode is used to determine
whether the attempt will be made to allocate the UE on RACH/FACH
(packetEstMode=0), sent to a 64kb/64kb Radio Access Bearer (packetEstMode=1) or if
it has the option of going to RACH/FACH if Admission Control disallows the assignment
to a 64kb/64kb Radio Access Bearer (packetEstMode=2).
The following table provides parameter ranges and default values involved Establishing a
Call. They are listed in the same order they were presented. The Level column indicates
the network element that owns the parameter. The class column indicates if the
parameter is set based on Policy (must be set this way), Fixed (recommended to be set
this way) and Variable (set at your discretion).
This section contains the protocols and configurable parameters involved in maintaining a
call once it has been established. Measurement Fundamentals as they apply to Mobility
Management and Power Control are explained. Intra-RAT (UMTS) and Inter-RAT
(UMTS to GSM) Idle Mode Cell Reselection, Connected Mode Handover (including Inter-
RAT) and HSDPA Cell Change are covered. Channel Switching and Congestion Control
as they occur after Call Establishment are also included.
Primary Common Pilot Channel (P-CPICH) Ec/No and / or Primary Common Pilot
Channel (P-CPICH) Received Signal Code Power (RSCP) are the quantities measured
by the UE that when certain conditions are met; trigger events that may lead to one of the
following:
• HS Cell Change
• Soft Handover
• Inter-RAT Handover
CPICH Ec/No and CPICH RSCP are explained in the Design Criteria section.
In Idle Mode, the UE maintains a relationship with both sides of the Core Network (PS
and CS) in order to allow for the establishment of calls. First, an event has to be
triggered based upon configurable parameters sent in System Information Block (SIB),
then the Cell Reselection candidates are ranked according to signal level and quality. In
Cell_FACH, the UE is actually Connected Mode but is using Common Channels to relay
User Plane data.
When in Idle Mode, a UE only listens to one serving cell. The UE “camps” on this cell
until one of the following occurs:
• The cell is no longer suitable in terms of signal level (Srxlev) and quality (Squal). See
“Camping on a Suitable Cell” in the Idle Mode section.
• The quality (Squal) of the serving cell falls below the configurable parameter
sIntraSearch. If sIntraSearch=0, then the UE continuously performs measurements
on intra-frequency neighbors.
• If Inter-Frequency neighbors are assigned to the cell and the quality (Squal) of the
serving cell falls below the configurable parameter sInterSearch. If sInterSearch=0,
then the UE continuously performs measurements on Inter-Frequency neighbors. If
there are no Inter-Frequency neighbors defined on the cell, the setting of
sInterSearch has no impact.
• If Inter-RAT neighbors are assigned to the cell and either of the following two
conditions are met:
o The serving cell’s CPICH Ec/No becomes equal to or below qQualMin +
sRatSearch.
o The serving cell’s CPICH RSCP becomes equal to or below qRxLevMin
+ sHcsRat.
If there are no Inter-RAT neighbors defined on the cell, the settings of sRatSearch
and sHcsRat have no impact.
o n is 0, 1, 2 etc.
After the UE has been triggered to perform measurements, the measurements that
satisfy the Cell Selection S criteria (Squal and Srxlev are positive for UMTS neighbors or
only Srxlev is positive for GSM neighbors) are ranked according to the R criteria.
o qOffset is a an offset between the serving cell and the neighboring cell that can
be used to adjust the boarder between the two cells. The parameter is set per
neighbor using the configurable parameter qOffset1sn if qualMeasQuantity=1
or qOffset2sn if qualMeasQuantity=2.
• If a GSM cell is ranked better than the serving cell for the time interval treSelection,
the UE performs cell reselection to that cell.
• If a UMTS cell is ranked better than the serving cell for the time interval treSelection,
and the measurement quantity for cell reselection is set to CPICH RSCP
(qualMeasQuantity=1), the UE performs cell reselection to that cell else if
(qualMeasQuantity=2), the UE performs a second ranking of the UMTS cells based
on CPICH Ec/No and performs cell reselection to the best quality cell.
In Connected Mode, the call must be managed within acceptable Quality and
Retainability measures as the user moves about the network.
To begin with, a call served by only one site through one Radio Link immediately after it
has been established. During RRC Connection Establishment the Serving Radio
Network Controller (SRNC) sends the UE a MEASURMENT CONTROL message
containing a list of neighbors and parameter values used to trigger neighbor
measurements. This information was also sent in System Information Blocks (SIBs) 11
and 12 while the UE was in Idle Mode, so the UE does have the information it needs in
order to make neighbor measurements before it receives the MEASURMENT CONTROL
message.
In Connected Mode, the UE continuously measures the Primary Common Pilot Channel
(P-CPICH) Ec/No of all the cells in its Active Set (cells that are in soft handover),
Monitored Set (cells which are on the neighbor list, but are not in soft handover) and
Detected Set (cells that are not in the neighbor list).
– Active Set Addition (Event 1a). If the Primary Common Pilot Channel (P-CPICH)
Ec/No of one of the neighboring cells in the Monitored Set becomes greater than the
Best Cell in the Active Set by reportingRange1a + hysteresis1a / 2, for a time equal
to timeToTrigger1a, then event 1a occurs. The UE then sends a MEASUREMENT
REPORT message for event 1a to the Serving Radio Network Controller (SRNC). If
the number of cells in the Active Set is less than the configurable parameter
maxActiveSet, the cell is considered for addition to the Active Set. If the number of
cells in the Active Set is equal to the configurable parameter maxActiveSet, then the
cell is proposed as a replacement for the cell with the worst quality in the Active Set.
– Active Set Deletion (Event 1b). If the Primary Common Pilot Channel (P-CPICH)
Ec/No of one of the cells in the Active Set becomes less than the Best Cell in the
Active Set by reportingRange1b - hysteresis1b / 2, for a time equal to
timeToTrigger1b, then event 1b occurs. The UE then sends a MEASUREMENT
REPORT message for event 1b to the Serving Radio Network Controller (SRNC).
The cell is then removed from the Active Set.
– Active Set Replacement (Event 1c). If the Primary Common Pilot Channel (P-
CPICH) Ec/No of one of the neighboring cells in the Monitored Set becomes greater
than the Worst Cell in the Active Set by hysteresis1c / 2, for a time equal to
timeToTrigger1c, and the number of cells in the Active Set is equal to the
configurable parameter maxActiveSet, then event 1c occurs. The UE then sends a
– Change of Best Cell (Event 1d). If the Primary Common Pilot Channel (P-CPICH)
Ec/No of any cell becomes greater than the Best Cell in the Active Set by
hysteresis1d / 2, for a time equal to timeToTrigger1d, then event 1d occurs. The
UE then sends a MEASUREMENT REPORT message for event 1d to the Serving
Radio Network Controller (SRNC).
In Connected Mode, the UE continuously measures the Primary Common Pilot Channel
(P-CPICH) Ec/No of the Best Cell in the Active Set. When one of the following Events
occur, the UE is commanded to make Compressed Mode measurements of Inter-RAT or
Inter-Frequency neighbors.
– Current Used Frequency is Below Threshold (Event 2d). If the Primary Common
Pilot Channel (P-CPICH) Ec/No of the Best Cell in the Active Set becomes less than
the absolute threshold usedFreqThresh2dEcno - hysteresis2d / 2, for a time equal
to timeToTrigger2dEcno, or if the Primary Common Pilot Channel (P-CPICH) RSCP
of the Best Cell in the Active Set becomes less than the absolute threshold
usedFreqThresh2dRscp - hysteresis2d / 2, for a time equal to
timeToTrigger2dRscp, then event 2d occurs. The UE then sends a
MEASUREMENT REPORT message for event 2d to the Serving Radio Network
Controller (SRNC). When the Serving Radio Network Controller (SRNC) receives
event 2d, it commands the UE to begin Compressed Mode measurements of:
or
o If all cells in the Active Set have hoType=2 (None), neither Inter-Frequency or
Inter-RAT handover will be attempted.
o If at least one cell in Active Set has hoType=1 (GSM-Preferred), and no cell has
hoType=0 (IF-Preferred), Inter-RAT neighbors are evaluated first.
– Current Used Frequency is Above Threshold (Event 2f). If the Primary Common
Pilot Channel (P-CPICH) Ec/No of the Best Cell in the Active Set becomes greater
than the absolute threshold usedFreqRelThresh2fEcno+usedFreqThresh2dEcno
Based upon the setting of the configurable parameter hsQualityEstimate, if either the
Primary Common Pilot Channel (P-CPICH) Ec/No or Primary Common Pilot Channel (P-
CPICH) RSCP of one of the cells in the Active Set becomes greater than the Best Cell in
the Active Set by hsHysteresis1d / 2, for a time equal to hsTimeToTrigger1d, then
event 1d HS occurs. The UE then sends a MEASUREMENT REPORT message for
event 1d HS to the Serving Radio Network Controller (SRNC). If the configurable
parameter hsCellChangeAllowed is set to TRUE, a Serving HS-DSCH Cell Change will
occur.
The Channel Switching algorithm applies after Interactive Class Call Establishment and
allows for the most efficient use of resources by dynamically switching the User Plane
data between Common Channels (Cell_FACH) and Dedicated Channels (Cell_DCH)
based upon the volume of data being transferred. As well, a UE in Cell_DCH, can be
switched among the available Interactive Class Radio Access Bearers (RABs), i.e. 64/64,
64/128 and 64/384.
• Admission Control can down-switch users to 64/64 when resources are needed for
Call Establishment.
• Coverage, or rather the lack of coverage, may cause the downlink code power to
increase to its maximum. In this case, a down-switch is preferable to exhausting
power and possibly dropping the connection.
– Buffer Load. Buffer load considers the size of the Radio Link Control (RLC) window
and the total number of bytes in the Service Data Unit (SDU) buffers and
retransmission buffers.
– Throughput. Uplink throughput is defined as the number of bits per second coming
up from the Medium Access Control (MAC) Layer to the Radio Link Control (RLC)
Layer. Downlink throughput is defined as the number of bits per second coming
down from the Radio Link Control (RLC) Layer to the Medium Access Control (MAC)
Layer.
– Downlink Code Power. The Downlink code power based upon the power of the
pilot bits of the Dedicated Physical Control CHannel (DPCCH).
The following sub sections define the algorithms wherein Up-Switches and Down-
Switches occur.
While the UE is in Cell_FACH, Radio Link Control (RLC) buffer loading is monitored on
the uplink and downlink. If the Radio Link Control (RLC) buffer load in the uplink exceeds
the configurable parameter ulRlcBufUpswitch, or if the Radio Link Control (RLC) buffer
load in the downlink exceeds the configurable parameter dlRlcBufUpswitch, then if
allowed by admission control, an up-switch from Common Channels (Cell_FACH) to a
Dedicated channel (Cell_DCH) occurs.
While the UE is in Cell_DCH, throughput is monitored on the uplink and downlink. If the
throughput on both the uplink and downlink falls below the configurable parameter
downswitchThreshold, the timer based upon the configurable parameter
downswitchTimer is started. If throughput on either the uplink or the downlink increases
above the configurable parameter downswitchTimerThreshold before
downswitchTimer expires, no down-switch is issued. However, if throughput does not
increase above downswitchTimerThreshold before downswitchTimer expires, a
down-switch to Cell_FACH occurs.
While the UE is in Cell_FACH, throughput is monitored on the uplink and downlink. If the
throughput on both the uplink and downlink is 0 kb/s for the configurable parameter
inactivityTimer seconds, the UTRAN sends an Iu Release Request to the Core Network
and the UE is sent to Idle Mode.
While the UE is on the High Speed Downlink Shared CHannel (HS-DSCH), throughput is
monitored on the uplink and downlink. If the throughput on both the uplink and downlink
is 0 kb/s for the configurable parameter hsdschInactivityTimer seconds, the UTRAN
sends an Iu Release Request to the Core Network and the UE is sent to Idle Mode.
Coverage, or rather the lack of coverage, may cause the downlink code power to
increase to its maximum. In this case, a down-switch from 64/384 to 64/128 or from
64/128 to 64/64 is preferable to exhausting power and possibly dropping the connection.
The algorithm monitors downlink code power on all legs in the Active Set. If the downlink
code power on all legs in the Active Set is within downswitchPwrMargin of
maximumTransmissionPower, then coverageTimer is started. If the code power on all
of the legs stays above maximumTransmissionPower - reportHysteresis before
coverageTimer expires, the UE is down-switched to the next lowest Radio Access
Bearer (RAB).
If the UE is using a 64/64 or a 64/128 Radio Access Bearer, its downlink throughput and
code power are monitored. If the downlink throughput exceeds 86% of the current Radio
Access Bearer’s (RAB’s) capacity, downlink code power is checked on all legs in the
active set to see if an Up-Switch is possible.
If an Up-Switch is possible and throughput exceeds 86% of the current Radio Access
Bearer’s (RAB’s) capacity for the amount of time specified by upswitchTimer, then an
Up-Switch to the next highest Radio Access Bearer is allowed through Admission Control
which should grant admission for each leg in the active set.
While the UE has a Mulit-RAB connection, throughput is monitored on the uplink and
downlink. If the throughput on both the uplink and downlink is 0 kb/s for the configurable
parameter downswitchTimerSp seconds for Multi-RAB CS Conversational 12.2k AMR
speech and PS Interactive 64/64 data (SP64), the PS Interactive 64/64 connection is
Down-Switched to CS Conversational 12.2k AMR speech and PS Interactive 0/0 data
(SP0)
While the UE has a Mulit-RAB CS Conversational 12.2k AMR speech and PS Interactive
0/0 data (SP0) connection, the Radio Link Control (RLC) buffer load is monitored on the
uplink and downlink. If the Radio Link Control (RLC) buffer load in the uplink exceeds
ulRlcBufUpswitchMrab or likewise if the Radio Link Control (RLC) buffer load in the
downlink exceeds dlRlcBufUpswitchMrab an Up-Switch to CS Conversational 12.2k
AMR speech and PS Interactive 64/64 data (SP64) will occur subject to Admission
Control.
The Congestion Control algorithm has the ability to order the Admission Control algorithm
to block admission requests in order to reduce congestion. It can also down-switch
Interactive Packet Switched users to lower throughput Radio Access Bearers (RABs) in
an effort to reduce congestion while maintaining retainability.
Congestion must initially be detected, then measures must be taken to resolve it. The
following sections cover the parameters used for Congestion detection and resolution.
Congestion is detected through Downlink power utilization and Uplink Received Total
Wideband Power (RTWP) measurements obtained through the Node B. The cell is
considered Congested when either of these criteria is met.
The pwrAdm and pwrAdmOffset parameters are also used in Admission Control.
Action is taken in the form of blocking new connections (Call Establishments and Hand-
ins) and by reducing the rate of existing Interactive Packet Switched connections. If the
Congestion is due to Downlink Power Utilization, all new connections are blocked and
actions are taken to resolve the Congestion. If the Congestion is due to Uplink Received
Total Wideband Power (RTWP), only Call Establishments are blocked as hand-ins
reduce Uplink Received Total Wideband Power (RTWP).
In the case of Downlink Congestion, beyond blocking Call Establishments and Hand-ins,
actions are taken to reduce the amount of downlink power used. This is done by
reducing the number of Air Speech Equivalents served by the cell until the Congestion
condition is resolved. These actions are taken in the following order.
6. OSS Overview
Someone new to either UTRAN in general or Ericsson’s implementation of UTRAN must
first understand the availability of OSS-RC related services, i.e. fault, performance and
configuration management of the Radio and Core networks. Given the proper
understanding and access, the engineer can then measure performance and optimize
configuration based upon the recommendations given throughout this document.
The proceedures outline in this seciton are based upon Ericsson OSS-RC release R3.
Figure 1 below depicts the UTRAN with its various links including links to the OSS. User
access to the OSS is made available through a Citrix server.
Mu
n
Mur
Iu
OSS-RC
r RNC
Iu
t
Mu
Mu b
RXI Business
Objects
Client
NodeB
User Equipment
User Equipment
There are various methods by which Ericsson UTRAN configurable parameters can be
viewed and updated. This section explains the procedures that must be followed in order
to obtain the necessary network access and credentials (username and password).
Network element addition / deletion procedures are not included in this document.
The access process varies from region to region. Each region’s process is outlined
below. Once credentials are obtained, the user must install a Citrix ICA client on their
local machine or laptop. The software can be obtained by going to http://www.citrix.com.
Once installed, use the “Add ICA Connection” wizard to add a connection to one of your
region’s Citrix Servers.
There are three main methods used to control the configuration of the UTRAN
– Export configuration data then import configuration changes through the OSS.
This is the preferred method for bulk changes. An externally prepared configuration
(Bulk CM file) is transferred to the OSS then imported into a “Planned Area”. When
the Planned Area is activated, the RNC and/or Node B configuration are updated.
The tool used is called the “WCDMA RAN Explorer” and is accessed by right clicking
on the OSS desktop and selecting Configuration, WCDMA radio access network,
then WCDMA RAN explorer. See reference [2a].
– Enter configuration changes via the OSS Graphical User Interface (GUI). This is
the Ericsson preferred method. First, a “Planned Area” is created, changes are made
to it using the Graphical User Interface, then the Planned Area is activated and the
RNC and/or Node B configuration are updated, i.e. the Planned Area becomes the
Valid Area. The tool used is called the “WCDMA RAN Explorer” and is accessed by
right clicking on the desktop and selecting Configuration, WCDMA radio access
network, then WCDMA RAN explorer. See reference [2a].
– Use EMAS (Element Manager Software). EMAS exists on each network element
(Node B, RNC, RXI) and allows the user to directly view and change the individual
network element’s configuration. EMAS is typically not used to change parameters
that affect multiple network elements e.g. neighbor lists. EMAS uses a web client
from either the OSS via Citrix, or from your laptop assuming you are not blocked by
any firewalls.
The Ericsson OSS for UMTS does not support an operator available command line
interface.
There are currently three options available that can be used to access performance data.
– Tektronix Probes. Probes have been installed on every interface from end to end in
the network. Statistical data is sent to the Prospect database for KPI creation. The
Tektronix Probe solution also has its own reporting interface accessible via a Citrix
client. See the Tektronix Probe Access procedure below for access instructions.
This section provides information concerning how one goes about obtaining access and
credentials to the various Performance Reporting systems.
The tables below indicate the process whereby users obtain access to Business Objects
and Prospect. The Business Objects client software and installation instructions are
available at http://ossweb.sc.attws.com/NWS/. A “bomain.key” file is required in order to
access the Business Objects server.
• The Citrix interface is accessible via 10.36.12.106. For complete client configuration
information, click on the “User Documentation” link at
http://nsnc.entp.attws.com/wns1/project.jsp?folderId=12606765
Ericsson has seven different types of counters. Each type is designated based upon how
each counter is created.
Counters can also be grouped based upon where they are created.
– RNC Counters
– Node B Counters
– RXI Counters
Ericsson supports three different types of call trace called UETR, CTR and GPEH. Each
is briefly described below. Each is launched from the Performance menu in the OSS
Network Explorer. See reference [1b] and [1c].
– UETR. The User Equipment Traffic Recording capability allows for up to 16 specified
UEs to be concurrently traced on a single RNC. The individual UEs are specified by
IMSI. One or more event or measurement messages within one or more of the
following protocol groups can be recorded: NBAP, RANAP, RNSAP and RRC.
Although only one UE can be traced per UETR session, up to 16 concurrent sessions
can be run on a single RNC.
– CTR. Cell Traffic Recording allows for the collection of one or more NBAP, RANAP,
RNSAP or RRC event or measurement messages from the first 16 UEs that request
an RRC Connection setup on the specified cell. Up to 2 CTR recordings can be run
concurrently.
– GPEH. The General Performance and Event Handling capability records internal
node and inter-node events as defined in a GPEH subscription profile.
Fault Management allows for the identification of network elements that are currently, or
have recently been in a compromised condition due to a hardware or software failure.
Ericsson provides tools that allow the user to view network elements currently in fault. A
fault history is also available for each network element. See reference [2d].
The Alarm Status Matrix provides a graphical overview of the fault status of network
elements. The status of the network element is indicated by its color. The Alarm List
Viewer is available via the OSS by right clicking on the desktop, then Alarm, View
Alarms, Alarm Status Matrix. After running Alarm Status Matrix, you must select a group
of Managed Objects by clicking on File, then Managed Objects and selecting the
appropriate network element. The Alarm Status Matrix is typically the starting point for
determining the status of the network.
The Alarm List Viewer is available via the OSS by right clicking on the desktop, then
Alarm, View Alarms, Alarm List Viewer. Current alarms for a network element or group of
network elements can be viewed by clicking on File, then Managed Objects and selecting
the appropriate network element.
Running the Alarm Log Browser starts an alarm search wizard that allows the user to
input variables such as date / time range and network element selection. It also allows
for result filtering and sorting. The result can provide a historical view of the faults of a
particular network element.
7. Counter Activation
In order for counter values to be placed in the OSS-RC database, they must be activated
for collection. Part of this process includes specifying the interval at which the database
is updated. There are limitations for how many counters may be active concurrently.
8. Reference Documents
The following documents are related to this document:
9. Parameter Reference
This section provides an alphabetized table based reference to all configurable parameters.
• Austin (C) – Lewis, Robert S; Quinonez, Rick; Bendele, Shelia; Barrientos, Joseph;
Richard, Hill
• Dallas (C) – Parkoff, Seth; Wang, Jimmy; Coleman, Phillip; Shelton, David; Chan,
Rosa; Wells, Bobby; Steward, H. Jim; Smith, J. Mike (NTX);
• San Diego (W) – Bossom, Michael; Noet, Mark; Olah, Otto; Salas, Tony; Taylor,
Chris K; Banchongsirichareon, Soontorn
• Richmond (NE) – Mughal, Naeem; Patel, Vipul; Tolbert, Michael; Hill, Tommy
Regional Representation
• West – Costanzo, Ross; Young, James; Caine, Richard; Ulanday, Daniel; Clark,
Robert I.; Solis Bobie; Eter, Elias; Spencer, Michael (OSS); Delany, Clive
• Central – Collins, Kerwin; Palmer, Craig; Aguon, Paul (OSS); Thompson, Nicholas R;
Baltazar, Alona; Ye, Weihua
• Northeast – Gray, Randall – Apollonio, Laura; May, Christopher (OSS); Khuu, Khoa;
Davis, Richard J; Elliott, John J. (OSS) ; Rai, Paritosh; McCarthy, Brian
National Representation
• National Field Support – Heubel, Michael; Gopalan, Raja; Tong, Hendry; Scharosch,
Greg; Smith, Juan (Derrick); Carrillo, Joe; Scheihing, Terry; Davis, Charles;
Mascarenhas, Patrick
• National Quality and Performance (national scorecard) – Barnes, Karen; Jaidi, Khalil;
Kim, Agnes
Ericsson Representation
Appendix B Index
aichPower, 21, 32, 62 hoType, 46, 52, 63
allow384HsRab, 34, 41, 62 hsCellChangeAllowed, 47, 52, 63
aseDlAdm, 39, 42, 62 hsdpaUsersAdm, 39, 42, 63
aseUlAdm, 39, 42, 62 hsdschInactivityTimer, 48, 52, 63
aseUlAdmOffset, 39, 42, 62 hsHysteresis1d, 47, 52, 63
att, 21, 24, 32, 62 hsOnlyBestCell, 41, 42, 63
beMarginAseDl, 40, 42, 62 hsQualityEstimate, 47, 52, 63
beMarginAseUl, 39, 42, 62 hsScchMaxCodePwr, 53, 63
beMarginDlCode, 38, 41, 62 hsTimeToTrigger1d, 47, 52, 63
beMarginDlHw, 40, 42, 62 hysteresis1a, 22, 32, 45, 51, 63
beMarginDlPwr, 39, 42, 62 hysteresis1b, 22, 32, 45, 51, 63
beMarginUlHw, 40, 42, 62 hysteresis1c, 22, 32, 45, 51, 64
cBackOff, 27, 32, 62 hysteresis1d, 22, 32, 46, 51, 64
cellReserved, 21, 32, 62 hysteresis2d, 46, 51, 64
cnDrxCycleLengthCs, 21, 32, 36, 41, 62 hysteresis2f, 47, 52, 64
cnDrxCycleLengthPs, 21, 32, 36, 41, 62 hysteresis3a, 64
compModeAdm, 39, 42, 62 iFCong, 50, 52, 64
ConstantValueCprach, 21, 32, 62 iFHyst, 50, 52, 64
coverageTimer, 49, 52, 62 iFOffset, 50, 52, 64
cPO, 28, 29, 32, 62 inactivityTimer, 48, 52, 64
cqiErrors, 53, 62 initialAcknackRepetitionFactor, 53, 64
cqiErrorsAbsent, 53, 62 initialCqiRepetitionFactor, 53, 64
cqiFeedbackCycle, 53, 62 interFreqFddMeasIndicator, 44, 51, 64
deltaAck1, 53, 62 lAC, 21, 30, 31, 64
deltaAck2, 53, 62 loadSharingCandidate, 40, 42, 64
deltaCqi1, 53, 62 loadSharingDirRetryEnabled, 40, 42, 64
deltaCqi2, 53, 62 loadSharingGsmFraction, 40, 42, 64
deltaNack1, 53, 62 loadSharingGsmThreshold, 40, 42, 64
deltaNack2, 53, 62 loadSharingMargin, 40, 42, 64
directedRetryTarget, 40, 42, 63 loadSharingRrcEnabled, 40, 41, 42, 64
dlCodeAdm, 38, 41, 63 maxActiveSet, 45, 51, 64
dlHwAdm, 40, 42, 63 maximumTransmissionPower, 39, 42, 49, 64
dlInitSirTarget, 27, 32, 63 maxPreambleCycle, 25, 32, 64
dlPcMethod, 52, 63 maxTxPowerUl, 21, 23, 32, 64
dlRlcBufUpswitch, 48, 52, 63 maxTxPowerUL, 21, 32, 64
dlRlcBufUpswitchMrab, 49, 52, 63 mcc, 20, 31, 64
downswitchPwrMargin, 49, 52, 63 mnc, 20, 31, 64
downswitchThreshold, 48, 52, 63 multiRabSp0Available, 34, 41, 64
downswitchTimer, 48, 52, 63 multiRabUdi8Available, 34, 41, 64
downswitchTimerSp, 49, 52, 63 nmo, 21, 32, 64
downswitchTimerThreshold, 48, 52, 63 noOfMaxDrxCycles, 36, 41, 64
ecNoPcpichDefault, 27, 32, 63 noOfPagingRecordTransm, 36, 41, 64
emergencyCallRedirect, 37, 41, 63 packetEstMode, 41, 42, 64
fachMeasOccaCycLenCoeff, 44, 51, 63 pcpichPowerDefault, 52, 64
FddGsmHoSupp, 46, 52, 63 pichPower, 21, 32, 64
FddIfHoSupp, 46, 52, 63 pO1, 27, 32, 64
filterCoeff6, 63 pO2, 27, 32, 64
filterCoefficient2, 63 pO3, 27, 32, 65
fixedPowerDl, 52, 63 powerOffsetP0, 22, 25, 32, 65
fixedRefPower, 52, 63 powerOffsetPpm, 25, 32, 65
gsmFilterCoefficient3, 63 preambleRetransMax, 22, 25, 32, 65
gsmThresh3a, 63 primaryCpichPower, 15, 21, 25, 27, 28, 29, 31,
hardIfhoCorr, 53, 63 65