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(CH3NH3PbI3-xClx), have emerged as an exciting new material family for photovoltaics due to its
appealing features that include suitable direct bandgap with intense light absorbance, band gap
tunability, ultra-fast charge carrier generation, slow electron-hole recombination rates, long
electron and hole diffusion lengths, microsecond-long balanced carrier mobilities, and ambipolar
of electron-hole pairs that evolve towards the formation of highly delocalized Wannier
back into free carriers. The excitons and free carriers co-exist and due to the crystalline
nature of the perovskite as well as low trap densities, the recombination within the
perovskites is limited. Ferroelectrics can be exploited as a driving force for charge separation
carriers and allows a higher photovoltage and photocurrent, which may enable efficiencies
beyond the current maximum in perovskite solar cells. BaTiO3 nanoparticles is an excellent
ferroelectric material which has a high dielectric constant. A hybrid structure of CH3NH3PbI3-
xClx perovskites and ferroelectric BTO nanocomposite can be a new type of photovoltaic device.
involving multiple steps and, the chemicals being used (hydroiodic acid and methylamine) are
quite expensive. In this work we present a novel, single-step, simple, and cost-effective solution
approach to prepare CH3NH3PbI3-xClx thin films by the direct reaction of the commercially
available CH3NH3Cl (or MACl) and PbI2 .Thin film CH3NH3PbI3-xClx with enhanced
crystallinity have been produced by nebulizing precursors and a low-pressure spray deposition
2
technique. Optimum growth conditions have been identified. Deposition and characterization of
nanoparticle concentration is a must for a more efficient device. For that, a systematic
investigation of the growth process that involves growth temperatures, BTO nanoparticle
concentrations, and film thicknesses have to be conducted. The final goal of the project is to
develop an understanding of the relation between the growth parameters and the efficiency of the
3
TABLE OF CONTENTS
CHAPTER 2. BACKGROUND 6
2.1. Perovskite Solar Absorbers 7
2.2. Organometal Halide Perovskites 8
2.2.1. Methylammonium Lead Halide Perovskites 8
2.2.2. Crystal Structure 10
2.2.3. Temperature Dependent Structural Properties 12
2.2.4. Operational Principles of Perovskite Solar Cells 15
2.2.5. Wannier Type Excitons and Origin of a High Open-Circuit Voltage 16
2.3. Ferroelectric Nanocomposites 18
2.3.1. Ferroelectric Photovoltaic Effect 22
2.3.2. Bismuth Ferrite (BiFeO3 (BFO)) 23
2.3.3. Origin of the Large Photovoltage in FEPV Devices 24
2.3.4. PV properties of Pt/ BFO thin film/ FTO capacitor 26
2.3.5. Barium Titanate (BaTiO3 (BTO)) Nanoparticles 30
2.4. Low-Pressure Spray Deposition 33
2.5. Current Project Accomplishments 35
2.6. Project Challenges 35
CHAPTER 3. RESULTS 37
3.1. Synthesis of CH3NH3PbI3-xClx Perovskite 37
3.2. Deposition of CH3NH3PbI3-xClx Perovskite Films 38
3.3. Characterization of CH3NH3PbI3-xClx Perovskite Films 38
3.3.1. Structural Characterization 39
3.3.2. Optical Characterization 45
APPENDIX 51
A.1 Schematic Diagram of the Vibrating-Mesh Nebulizer 51
REFERENCES 55
PUBLICATIONS & PRESENTATIONS 67
4
LIST OF FIGURES
Figure 1. Working principle of p-n junction solar cells. 1
photovoltaic device. 2
of BiFeO3 films. 25
Figure 11. Dark and light illumination J–V characteristics for BFO films. 27
polarization states. 27
Figure 16. Experimental setup for the low-pressure spray deposition process. 34
at 6 different concentrations. 39
5
Figure 19. Top view SEM images of fabricated CH3NH3PbI3-xClx perovskite films
Figure 21. Top view of SEM images of fabricated CH3NH3PbI3-xClx perovskite films
6 different precursors. 44
Figure. 26. Electric field versus distance from the center of a nanoparticle and
6
1. Dissertation Research
In traditional p–n junction solar cells (Fig. 1), the absorbed photons can pump the electrons from
the valence band of a light absorbing semiconductor material to its conduction band, with holes
left in the valence band. The photogenerated electrons and holes are quickly separated by the
built-in electric field inside the p–n junction and collected by the respective electrodes [135].
Theoretically, the magnitude of Voc in p–n junction solar cells is determined by the quasi-Fermi
energy difference of photogenerated electrons and holes which is limited by the bandgap of the
In this dissertation research, a novel device structure that consists of a perovskite solar absorber
and ferroelectric nanoparticles is investigated for solar energy harvesting. The newly discovered
in the world for the unique properties it offer for solar energy harvesting. Devices of efficiency
up to 19.3 % have been reported. In this research, non p-n junction device is developed by
combining the efficient carrier generation of this material with possible electric fields generated
0.26 C m-2 [25]. Therefore, the local electric field due to this polarization around a nanoparticle
1
E BTO
R3P
3 0 r 3
2 cosrˆ sin ˆ
where the ε0 is the free space permittivity. If the radius of a nanoparticle is R, the average electric
field magnitude at a distance of ξ = r - R = 5 nm (i.e., r = 30 nm) from the surface of the particle
is ~ 1010 Vm-1. Therefore there is a strong electric field close to the BTO nanoparticle surfaces
and when the light with a wavelength corresponding to the energy band gap is incident on
photons are absorbed by the perovskite with the generation of charge carriers - electrons and
holes. The photogenerated electrons and holes are driven by the polarization-induced internal
electric field in opposite directions toward the cathode and anode, respectively, and thus
Photons
Photo current
hole
Al bottom contact
2
(a) (b)
Cathode Cathode
Anode
Perovskite
Substrate
Anode
The photovoltage and photocurrent may depend on the BTO nanoparticle size, nanoparticle
concentration, magnitude of nanoparticle electric polarization, distance between the two opposite
perovskite/electrode interface.
perovskite precursor solution is mixing the powder of methylammonium iodide (MAI) with lead
chloride (PbCl2) at the 3: 1 molar ratio in Dimethylformamide (DMF). But MAI is commercially
not available and one must synthesize it first, which is a tedious process involving multiple steps.
Also, the chemicals being used to synthesize MAI (hydroiodic acid and methylamine) are quite
expensive. Therefore, this work was also driven by searching for a low cost, convenient new
synthesis method.
The basic research in the growth of the perovskite absorber and the use of an internal electric
field produced by ferroelectric nanoparticles those are embedded in the absorber is conducted
3
(1). Introducing a novel, low-cost, single step, and very convenient method to synthesis
section 2.4.
(3). Developing a simple computational model to guide the composite structure to optimize
The project consists of four main phases towards the completion of above mentioned objectives.
lead halide perovskite solar absorber using PbI2 and CH3NH3Cl as starting precursors. The
Structural characterization of the films through the use of SEM, EDS, and XRD.
Phase II: Deposition and characterization of ferroelectric polymer PVDF: DMF using the low-
Structural characterization of the film morphology through the use of SEM, and XRD.
using the low-pressure spray deposition technique. The research will include;
Structural characterization of the PVDF: BTO structure through the use of SEM, and
XRD.
on the ferroelectric properties of the polycrystalline film structure with poling and
without poling.
Phase IV: Deposition and characterization of ITO/CH3NH3PbI3-xClx:: BTO/Al structure using the
thickness.
Structural characterization of the capacitor through the use of SEM, and XRD.
Ferroelectric polarization measurements with poling and without poling of the capacitor
Study the effect of nanoparticle concentration, growth temperature, film thickness on the
5
2. Background
Harnessing solar energy, which is abundant and sustainable, by means of solar technologies, in
particular photovoltaics, has attracted enormous interest in terms of research and development
for many years. Currently, the photovoltaic field is divided into three generations. The first
generation of solar cells refers to a single p-n junction of a crystalline Si (c-Si), exhibiting up to
25.6 % (Panasonic, Japan, 2014-04-11) power conversion efficiency (PCE). The maximum
thermodynamic efficiency for the conversion of unconcentrated solar irradiance into electrical
free energy in the radiative limit assuming detailed balance and a single threshold absorber was
calculated by Shockley and Queisser in 1961 to be about 31% [1]. The second generation of
silicon (a-Si, p-Si and mc-Si), cadmium telluride (CdTe-19.6 %) or copper (gallium) indium
selenide/sulfide. Despite the fact that fair to good performance has been obtained for these
devices, mass usage is limited either by their expensive fabrication steps, or by the low
abundance of the materials, or the toxic properties for some elements. The third generation of
solar cells, developed over the last decade, aims at conversion efficiencies beyond the S-Q limit,
stability, and use of environmentally benign and earth abundant materials with cost-effective
solution processing. They differ from the previous generations in a few aspects: (1) First
generation solar cells are configured as bulk materials that are subsequently cut into wafers and
treated in a “top-down” method of synthesis (silicon being the most prevalent bulk material).
Third generation solar cells are configured as thin-films (inorganic layers organic dyes and
embedded in a supporting matrix in a “bottom-up” approach; (2) Third generation solar cells do
not necessarily rely only on a traditional single p-n junction configuration for the separation of
6
the photo-generated carriers. Instead, this generation includes the use of tandem cells, composed
infinite stack of a cascade with various bang gaps, covering a wide range of the solar spectrum,
the ultimate conversion efficiency at one sun intensity can increase to about 66%; (3) Third
staggered electronic band alignment. The typical devices include die-sensitized solar cells
(DSSCs), organic solar cells (OPV) or polymer solar cells (PSC), quantum-dot (QD) solar cells
titanium oxide mineral species composed of calcium titanate, with the chemical
formula of CaTiO3. The mineral was discovered in the Ural Mountains of Russia by Gustav
Rose in 1839 [2] and is named after the Russian mineralogist Lev Perovski. Later on, the
word ‘perovskite’ was borrowed to describe any material with the same type of crystal
structure as calcium titanium oxide, known as the perovskite structure. The general
chemical formula for pure perovskite compounds is AMX3, where ‘A’ and ‘M’ are
two cations of very different sizes, and X is an anion that binds to both. Halide perovskite
(AMX3) represents a big collateral series of perovskite family and it is reasonable to divide
them roughly into alkali-halide perovskite and organo-metal halide perovskite (Fig. 4).
7
Fig. 4 Crystalline systems of perovskites.
Organometal halide perovskites structure and physical properties were first reported by Weber
in 1978 [3]. Interest in organometal halide perovskites continues to increase due to its appealing
features that include low material cost, ease of synthesis, suitable direct bandgap with high light
absorbance, band gap tunability, ultra-fast charge carrier generation [4], slow electron-hole
recombination rates [5], low temperature processability (~ 100 °C) [6], long electron and hole
diffusion lengths [7], microsecond-long balanced ambipolar charge carrier mobilities [5],
excellent thermal stability, and small exciton binding energy [19 - 50 meV]. In the case of
Solar cells employing methylammonium lead halide perovskites as light harvesters were first
reported at the annual meeting of the International Electrochemical Society (IES) with a PCE of
2.2% in 2006 [8]. PCE of perovskite solar cells increased rapidly to 19.3 % [9] confirmed
8
efficiency by August 2014. The most widely studied methylammonium lead halides include
CH3NH3PbBr3. Beyond the pure lead halide perovskites, CH3NH3PbI3-xClx, the mixed halide
perovskite is under intensive study for solar cell applications, which is derived from the pure
halide perovskite CH3NH3PbI3 via apical substitution of the iodine atom with a chlorine atom.
The incorporation of the chlorine atom adds a small perturbation to the equatorial iodine atoms
including a small contraction of the octahedron. The energy required for insertion of a chlorine
Perovskites have wide direct band gaps which can be tuned either by changing the alkyl group,
or metal atom and halide. The bandgap (Eg) was calculated to be 1.57 eV (CH3NH3PbI3), 1.80
eV (CH3NH3PbBr3) and 2.34 eV (CH3NH3PbCl3) [12] for cubic structure, which agreed well
with the measured values (ca. 1.53 eV for CH3NH3PbI3, ca. 2.20 eV for CH3NH3PbBr3 and ca.
substituted for methylammonium in the A site of APbI3, Eg was changed to 1.47 eV for
HC(NH2)2+ [13] and to 2.2 eV for CH3CH2NH3+ [14] mainly due to changes in the chemical
The energy difference between the Fermi energy and the valence band maximum of
CH3NH3PbI3-xClx (2.2% chlorine ratio) was measured to be 1.1 eV, indicating a weak n-type or
semiconductor [16]. The work function of ITO is reported to be in the range of 4.3 - 4.9 eV, and
the work function of Al is in the range of 4.06 – 4.26 eV. The electron affinity of CH3NH3PbI3-
9
Table 1. Properties of different lead halide perovskites.
The intrinsic carrier density in the lead halide perovskite was measured to be 109 cm-3, similar to
intrinsic semiconductors like silicon [13], however the electron mobility is much lower with 66
cm2V-1s-1. [13]. Recent measurements for the high-frequency charge mobility in CH3NH3PbI3-
xClx set a lower bound of 11.6 cm2V-1s-1and 8 cm2V-1s-1 for CH3NH3PbI3 [5]. The diffusion
length measured via photoluminescence decay experiments for electrons and holes in
CH3NH3PbI3 was measured to be around 0.1 μm [17], slightly larger for electrons than for holes.
In CH3NH3PbI3-xClx, electron diffusion length is about 1.9 µm and for holes it is about 1.2 µm
[20]. Because of higher charge carrier diffusion lengths, CH3NH3PbI3-xClx has a much larger
about 1.5 × 104 (mol/L)-1 cm-1 at 550 nm, which is 2 - 3 times higher than those of organic dyes
widely adopted in solid‐state DSSCs [18]. This enables the perovskite to have complete light
absorption in films as thin as 660 nm to overcome the thickness limitations (of ~2 μm) of the
classic solid‐state DSSCs. The planar junction structured devices are more suitable if the diffusion
length of the charge carriers is longer than the depth of the light absorption, as demonstrated in
the CH3NH3PbI3-xClx based planar cells that have an efficiency of 15.4% [19].
10
2.2.2. Crystal Structure
The crystal structure of Methylammonium (MA) lead halide perovskites is depicted in Fig. 5.
The smaller lead cations (Pb2+) are surrounded by six halide anions (Cl-, Br-, or I-) at the corners,
connecting the corners. The perovskite structure is based on ionic bonds in a way that the total
charge is balanced, thus forming anionic corner-connected inorganic octahedra via covalent
bonds with organic cations in the cuboctahedral gap. The stability and the distortion of the
perovskite structure depend on the ratio of the (M-X) distance to the (A-X) distance, called the
t = (RM + RX)/√2(RA+RX)
where RA, RM, and RX are ionic radii of A, M and X, respectively for AMX3b .
cubic structure for stability when t deviates from 1. Such a distortion will affect the electronic,
perovskite formability is the octahedral factor (μ) [21], μ = RM/RX. In the case of the alkali metal
halide perovskite, formability is determined from the t-μ mapping where the perovskite is
11
stabilized for a tolerance factor ranging between 0.813 and 1.107 and an octahedral factor
The ionic radii of methylammonium lead halide (MAPbX3) perovskite are estimated based on
effective ionic radii, where the MA cation radii range from ∼158 picometers (pm) to ∼259 pm,
corresponding to one or two C−C (150 pm) or C−N (148 pm) bonds as in Table 2. Tolerance
factors for CH3NH3PbX3 are calculated at 0.85, and 0.83 for X = Cl, and I, respectively, based on
the radii of CH3NH3+ = 180 pm [22], Pb2+ = 119 pm, Cl- = 181 pm, and I- = 220 pm.
3. The perovskite-phases are named with α, β, and γ and the non-perovskite δ-phase [23]. α is the
high-temperature phase for temperatures T > 327 K [24] and has a pseudocubical crystal
structure. Poglitsch et al. [25] reported that the position of the CH3NH3+ cation in CH3NH3PbI3
perovskite is only fixed in the orthorhombic phase at low temperature and could not be fixed at
12
room temperature due to the cubic symmetry requiring eight identical positions for the cations.
As a result, the tetrahedral-coordinated C and N atoms exhibit a disordered state inside the eight
tetrahedral of the cuboctahedron around the normal A positions (1/2, 1/2, 1/2) of the AMX3
centrosymmetric, space group I4cm [26, 13] with lattice parameters a = 8.855 Å and c = 12.659
Å) [27], with a slightly distorted PbI6 octahedral around the c axis at room temperature. The
exact parameters depend on molecular orientation [28]. In the α- and β-phase, the
methylammonium cations are disordered. Ferroelectric response like capacitance and non-ohmic
behavior, which might be responsible for hysteretic behavior in the current/voltage curves, could
be attributed to the reorientation of the methylammonium cations in an external field and the
resistance of the inorganic lead-iodide lattice [11, 13]. Due to the tilting of the octahedra during
the phase transition from α- to β-phase, the unit cell doubles its length, thus octuples its volume
For temperatures below 162 K, the perovskite undergoes a phase transition to orthorhombic γ -
phase (space group Pmc21 [29]), where the methylammonium cations are ordered. During the
phase transitions from α to β and γ, the octahedra are tilted and deform from the ideal octahedron
with respect to cubic phase. For decreasing temperatures, tilting and deformation effects increase
[23]. Phase transitions between the α-, β-, and γ -phases occur in the solid phase, while the
transition to the non-perovskite δ-phase happens in the presence of solvents [13]. A schematic
phase diagram of the different perovskite phases is shown in Fig.3. A reversible phase transition
was found from the tetragonal → cubic transition occurring at 57.3 °C upon heating and a cubic
→ tetragonal transition at 56°C upon cooling from a crystal chemistry study of CH3NH3PbI3
13
Fig. 6. Scheme ([006] view) of phase transitions of lead halide perovskite. The high-temperature
α-phase has two possible phase transitions, for dry crystals to the β- (T < 327 K) and γ -phase (T
< 162 K) or in the presence of, e.g., a solvent to the δ-phase for temperature below ∼360 K.
Stoumpos et al., Inorg. Chem. 52(15), 9019 (2013). Copyright 2014 American Chemical Society.
According to first-principles band calculations [31] and density functional theory (DFT)
calculations [32] of the CH3NH3PbI3 (X=Br, I) perovskites, if the spin orbital coupling is not
considered, the electronic bandgap (Eg) of CH3NH3PbI3 is 0.5 eV larger, than the experimental
data at room temperature. The reduction in Eg originates from the spin orbital coupling, in which
the valence band maximum created by the antibonding of Pb 6p - I 5p is nearly unchanged, but
the 6-fold nature of the conduction band minimum is primarily composed of Pb 6p - I 5s, a
significant change [33]. Therefore, the structural phase transition and spin orbital coupling could
affect the photovoltaic properties because the band structure is expected to be influenced by
structural changes.
14
2.2.4. Operational Principles of Perovskite Solar Cells
Light absorption, charge separation, charge transport, and charge collection are general solar cell
working processes. The excellent photovoltaic performance of perovskite solar cells is mainly
attributed to the excellent optical properties such as direct band structure and high light
photoexcitation and dissociate in 2 ps forming highly mobile charges (25 cm2V-1s-1) almost
balanced electron and hole mobilities remain very high up to the microsecond timescale. The
geminate recombination is, however, very slow, in tens of microseconds due to the crystalline
nature of the perovskite as well as low trap densities. Compared with other thin film
efficiency for high short-circuit current density. The efficiency of charge extraction in
perovskite solar cells depends on the ratio between the charge separation and charge
recombination rates.
The most striking aspect of the perovskite technology is the high open-circuit voltage that the
cells can generate under full sun illumination. For the broad spectrum sunlight irradiating the
solar cell, photons with lower than band gap energy are not absorbed; all of the photoexcited
electrons from the above band gap excitations relax down to the conduction band, losing their
excess energy as heat. The maximum voltage that the solar cell can generate, the open-circuit
voltage, reflects the maximum energy that can be extracted from any absorbed photon, and the
difference between the potential of the lowest-energy absorbed photon that generates charge and
the open-circuit potential under full sunlight can be considered a simple measure of the
15
fundamental energy loss or “loss-in-potential” in a solar cell. Due to thermodynamic constraints,
this minimum loss in energy is on the order of 250-300 meV (depending on the band gap),
following the Shockley- Queisser treatment. The lowest energy absorbed photon that can
contribute to free carrier generation can be determined from the onset of the IPCE spectrum,
which for the CH3NH3PbI3-xClx perovskite is approximately 1.55 eV (800 nm), and the open-
circuit voltage of the best perovskite cells can be greater than 1.15 V, because the driving force
for hole extraction (0.2 V) is the only consideration. The photovoltage will be determined by the
difference between the Fermi energy of the perovskite and the HOMO energy of the HTM. In
Figure 7, the open-circuit voltage versus the optical band gap for the “best-in-class” of most
The high mobility is also a critical factor for the efficient photovoltaic energy conversions, which
can generate a high fill factor (FF). The diffusion length of the charge carrier is an important
parameter for assessing the recombination probabilities in the materials. Long diffusion lengths
ensures the charges migrating to the interfaces before recombination. The interface engineering
16
2.2.5. Wannier Type Excitons and Origin of a High Open-Circuit Voltage
Since methylammonium lead halide perovskite contains both organic and inorganic parts,
electronic excitation can lead to Frenkel-type excitons with a high exciton binding energy and
small exciton Bohr radius and Wannier-type excitons with a low exciton binding energy and
large exciton Bohr radius. Exciton binding energy and exciton Bohr radius of CH3NH3PbI3 were
be 60. Since the Bohr radius is relatively large and the exciton binding energy is small, the
excitons from CH3NH3PbI3 will be Wannier-type. Frenkel excitons arise from organic
molecules, whereas Wannier excitons originate from the inorganic molecules, usually the lead
halide octahedral [34] part of methylammonium lead halide perovskites. Contrary to the 3-
exciton binding energy of more than 200 meV [35-37]. With decreasing dimensionality to 1-
D and 0 - D, the exciton binding energies increase in accordance with the quantum
confinement effects [55,107]. CH3NH3PbI3-xClx indicate a more tightly bound nature of the
excitons resulting from the halogen substitution and the binding energy in mixed halide
In principle, the ionic compound has a permanent electric dipole moment and thus exhibits a
high dielectric constant. The dielectric constant of CH3NH3PbI3 perovskite is relatively high
because it is composed of a CH3NH3+ cation and PbX3- anion. Consequently, electric field
screening tends to reduce the Coulomb interaction between electrons and holes. Therefore,
Wannier type excitons generate through the illumination of light, because the exciton binding
energies are comparable to thermal energy (kBT ∼ 26 meV, where kB is the Boltzmann constant
and T is the temperature) at room temperature [7], and consequently the free charge carriers or
17
weakly bound excitons created building a high open-circuit voltage. The perovskites have a high
capacitance too owing to the linear relationship between the dielectric constant and capacitance.
Recently, Kim et al. reported that the CH3NH3PbI3 perovskite can accumulate charge carriers
within itself, like a capacitor, via impedance spectroscopy analysis [39]. This observation
indicates that free charge carriers exist within the perovskite film.
Since the methylammonium cations are polar by themselves and bonded via hydrogen bonds and
ionic effects, they can easily reorient within the lattice of inorganic octahedra. The reorientation
of the dipoles and lattice distortion due to the polar nature of the octahedra are the origin of some
effects of the lead halide perovskites. For instance, the absolute resistance shows a non-ohmic
hysteresis, which can be attributed to the reorientation of the methylammonium cations of the
perovskite under the influence of an external field [27]. These ferroelectric effects introduce
inductance and/or capacitance within the system, hence produce a large density of states within
the perovskites [39]. In addition to the polar nature of the lattice itself, the polarity of the organic
cations has a number of important effects on solar cell performance. The electronic polarization
above-bandgap voltages [40]. As reported by Choi et al. [41], a large fraction of the perovskite
consists of small crystallites, which could form ferroelectric domains [40]. Charge carriers in a
ferroelectric material like perovskite can diffuse via grain boundaries to the electrodes of the
device. In a multi-domain perovskite crystal, electrons would move along the minima of the
electric field and holes along the maxima, thus reducing recombination due to spatial separation
of the charge carriers [40]. Using Berry phase calculations, Liu et al. [53] found that the
polarization, aligning with the molecular dipoles, is mostly along the x axis (P x) with a value of
0.12 Cm-2 for MAPbI3. The hydrogen bond between the -NH3 group and the halogen atom is
18
critical for the bulk polarization. The dipoles of the MA cations are not perfectly aligned along
the x axis, the unit cell has a small component of polarization (∼0.04 Cm-2) along the z direction
(Pz). Their results confirmed that ferroelectric domains in hybrid halide perovskites help the
separation of photoexcited electrons and holes, and reduce recombination through the
segregation of charge carriers. Both 180 and 90° charged domain walls can serve as segregated
Credit for discovering ferroelectricity goes to Joseph Valasek for his systematic
Rochelle salt, which he presented at the annual meeting of the American Physical
electric field to produce a polarization hysteresis [43, 44]. Reversibility of the spontaneous
electrical order without the help of an external electric field. It is believed that the driving force
of spontaneous process is a thermodynamic free energy that leads the system into a lower
energy state, which is thermodynamically stable. Below the Curie temperature these materials
19
exhibit spontaneous polarization Ps and display hysteresis effects of polarization versus electric
field E.
The important characteristics of a polarization loop are, maximum polarization Pm, polarization
value at zero field the remnant polarization Pr, and the coercive field Ec which is the electric field
value when the polarization is zero. Above the Curie temperature, spontaneous polarization
disappears and the polarization response becomes linear - this state is called a paraelectric state.
Among 32 classes of crystals based on the degree of symmetry, only ten noncentrosymmetric
crystals exhibit spontaneous electrical polarization, that is, they have a permanent dipole
moment per unit volume in the direction of polar axis [45]. Ferroelectrics have recently attracted
characteristics of a material at the nanoscale, due to the different ways in which dipoles
align in ferroelectric crystals. The scaling of a ferroelectric into ‘nano’ dimensions results
in an increase in the materials surface area, at which point surface charges play a
and Binder highlighted the influence of surface effects on the spontaneous polarization
of ferroelectric thin films [109]. Nanostructuring can generate highly dense arrays of
changes in the long- and short-range ordering of dipoles such as depolarization field
inside a material. These changes could alter some of the ferroelectric functionality, such
20
dielectric constant, coercive field, or spontaneous polarization, piezoelectric response,
etc., at the nano scale [56-64]. In short, low dimensional ferroelectrics show marked
due to the great enhancement of surface area. Since the surface characteristics of
nanostructures are morphology and size dependent, the type of nanonostructuring used
There are two issues that must be carefully addressed when processing ferroelectric
way that enhances its crystallinity and favors the growing of the polar phase. Recently, PVDF
has been intensively studied by many authors as a polymer matrix for ceramic nanopowders such
as BaTiO3 [66-69], PbTiO3 [70], CaCO3 [71], and Pb(Zr0.5TiO0.5)O3 [68] because they combine
the excellent ferroelectric properties of ceramics with the flexible mechanical and ferroelectric
properties of the polymer. Lijie et al. reported the fabrication and characterization of
BaTiO3/PVDF nanocomposites via the sol–gel method, in which nanosized BaTiO3 particles
with an average size of 50–100nm were grown in situ in the PVDF matrix [67]. BaTiO3 is a
ferroelectric ceramic widely used in capacitors and ultrasonic transducers. It was observed that
the relative dielectric constant of nanocomposites increased in the frequency range of 5×104 to
3×106 Hz with increasing weight fraction of nanosized ceramic in the polymer matrix. According
to Mao et.al, the remanent polarization in BaTiO3/PVDF composites increases with the BaTiO3
particle size increasing from 25 to 500 nm. The dielectric constant of the composite with BaTiO3
21
nanoparticles over 250 nm remains almost constant, while it increases with decreasing particle
sizes and reaches a maximum value at a BaTiO3 particle size around 80 - 100 nm. The dielectric
constant decreases with further decrease in particle sizes down to 50 nm and then increases from
Ferroelectric materials have been of great interest for photovoltaic applications due to its
pair separation at ferroelectric domain walls, and ultrafast carrier dynamics under above band-
gap femtosecond optical excitation [73-75]. The ferroelectric photovoltaic (FEPV) effect was
discovered about half a century ago in a variety of ferroelectric materials [76, 77]. The
conversion process of light energy to electrical energy in photovoltaic devices relies on some
form of built-in asymmetry that leads to the separation of electrons and holes. The fundamental
physics behind this effect (for example, in silicon-based cells) is charge separation using the
potential developed at a p-n junction, or heterojunction [78-80]. On the other hand, ferroelectrics
respond to light illumination to generate the steady-state photovoltage and photocurrent because
of the separation of photo-induced charge carriers by the internal polarization electric field. The
magnitude of this photovoltage is directly proportional to the crystal length in the polarization
direction. In the junction-based photovoltaic effect, the internal electric field only exists in a very
thin depletion layer at the interface. Without the internal field in the bulk material region, the
photogenerated charge carriers swept out of the depletion region have to diffuse to the cathode or
anode. Thus the charge transportation is often limited by diffusion in the junction-based
photovoltaics. The open circuit photovoltage cannot exceed the energy barrier height of the
junction, which is usually lower than 1 V. In contrast, for the ferroelectric bulk photovoltaic
22
effect, the remnant polarization and the polarization-induced internal electric field exist over the
whole bulk region of the ferroelectric rather than a thin interfacial layer. In this case, the charge
transportation is not limited by diffusion, and the output photovoltage is not limited by any
energy barrier. For example, by poling a ferroelectric thin film in the plane of the surface to
break the constraint of the small thickness, a large photovoltage of 7.0 V was demonstrated in
ferroelectric thin films [81]. Previous studies have revealed that the ferroelectric film materials,
including BaTiO3 (BTO) and Pb(Zr, Ti)O3 (PZT) thin films, exhibit photovoltaic effects in the
ultraviolet (UV) region resulting from the relatively wide band gap (typically larger than 3.3 eV)
[82-84].
BiFeO3 (BFO) thin film (Eg ~ 2.67 eV), which has high sensitivity and fast response to the
visible light [85, 86], offers a promising opportunity for solar photovoltaic applications. Bulk
bismuth ferrite can be described as a rhombohedrally distorted ferroelectric perovskite with the
space group R3c. The lattice parameters of the rhombohedral unit cell are a = 5.63 Å and α =
59.4˚. In such a distorted structure, the R3c symmetry permits the development of spontaneous
polarization (Ps) along the pseudocubic (111) direction and (100) direction. Spontaneous
polarizations in a single crystal have been measured at 80 K to be 3.5 μC/cm 2 along a (100)
direction and 6.1 μC/cm2 along a (111) direction [87]. The enhanced polarization of about 100
μC/cm2 was observed in the thin films fabricated by pulsed laser deposition [88, 89] as well as
chemical solution deposition [90]. Remnant polarization (>60 µC/cm2), and Curie temperature
Remarkable FEPV effects have already been reported in single crystalline BFO bulk, BFO
ceramic and epitaxial BFO thin films [92-97]. A very attractive feature of ferroelectric
23
photovoltaic materials is their tunable photovoltaic output with the external stimuli [98].
Recently Ji et al. [96] found that photocurrent direction can be reversed by applying an external
electric field to switch the polarization direction of the epitaxial BFO film, which indicated that
the ferroelectric polarization played a dominant role in the observed photovoltaic effect. And
polycrystalline BFO (poly-BFO) films may be more suitable for the practical applications due to
high cost and complicated fabrication process of epitaxial BFO thin films. To study the
polycrystalline BFO films with low leakage and high remnant polarization is essential. Doping of
foreign atoms into BFO is effective for the control of leakage current. The leakage current
density in ferroelectrics corresponds to the dark current density or the dark conductivity in
photovoltaics.
The origin of the FEPV effect is controversial and in order to explain the ultra-high photovoltage
output, several models have been proposed in early years, including the shift current model and
the nonlinear dielectric model [102]. The common characteristic of these theories is that the
photovoltage is generated in the bulk of the ferroelectric crystals, hence named as the bulk
photo-voltage effect. A recent theory gives an alternative explanation on the origin of the FEPV
effect using a series of domain walls in tandem with each other outputting a small photovoltage
[47]. Other effects related to the ferroelectric/electrode interface, e.g. Schottky effect and
screening effect [103-106], are also believed to generate or influence the photovoltage output in
ferroelectric thin films. These theories are related to the domain wall interface or the
FE/electrode interface. Yang et al.[47] proposed the Domain wall theory. They studied the FEPV
effect on the BFO film with ordered domain strips and lateral device configuration (Fig. 9). They
24
observed that the photovoltage in the BiFeO3 films increased linearly with the total number of
domain walls along the net polarization direction (perpendicular to the domain walls, Fig. 9a)
[47].
The photovoltaic effect vanished along the direction perpendicular to the net polarization
direction (Fig. 9b). The intrinsic potential drop at domain walls (~10 mV), arising from the
component of the polarization perpendicular to the domain wall, induces a huge electric field of
~ 5 ×106 Vm-1 in the narrow domain wall, which was suggested to be the driving force for the
dissociation of the photogenerated exciton. The illuminated domain walls act as nanoscale
and the photogenerated voltage accumulates along the net polarization direction. This proposed
mechanism is analogous to the concept of tandem solar cells, where the output voltage is the sum
of the photovoltage of each sub-cell. The evolution of the photo-response of the BFO films as a
25
Above light powers of ~ 15 mW (corresponding to a power density of ~285 mW/cm2) VOC was
Some of the present studies are based on the transparent electrode/poly-BFO film/Pt (substrate)
structure, and the incoming sunlight is incident from the top electrodes such as indium tin oxide
(ITO) [85, 99], grapheme [86] and carbon nanotube (CNT) [100]. Furthermore, Zang et al. [100]
heterojunction. As for the top electrode/poly-BFO film/FTO (substrate) capacitor, Guo and Liu et
al. made some efforts to enhance the photovoltaic performance by comparing different top
electrodes including Au, ITO and aluminum-doped zinc oxide (AZO) [101].
Zhou et al.[146] studied the photovoltaic properties of the Pt/ BiFeO3 (BFO) thin film/fluorine-
doped tin oxide capacitor. They compared two BFO films and as compared to the BFO film with
random orientations (B), the BFO film with a strong preferred orientation (A) exhibited larger
photovoltaic output as a result of its larger spontaneous polarization in the unpoled state.
The nonzero photovoltage VOC in Fig. 8 indicates that there is an internal electric field (Ein) as a
driving force to separate the photoinduced electron-hole carriers in the capacitor. For the
ferroelectric materials, the Ein comes mainly from the polarization field in the film and built-in
electric field due to the Schottky barriers at the electrode/film interfaces [82, 118]. The unpoled
BFO film is self-polarized and it can readily function as a photovoltaic cell [94]. So, as compared
to BFO film B, the larger photovoltage VOC of film A is a consequence of the larger spontaneous
26
Fig. 11 Dark and light illumination J–V characteristics for BFO films.
To probe the role of external electric field polarization on the photovoltaic output, the samples
were polarized along the two opposite directions, namely the switchable polarization from the
positively to negatively poled state was carried out by applying electric field of +370 and -370
kV/cm to the Pt electrode, respectively. The photovoltaic output variations with external electric
Tthe external electric field poling has noticeable influence on the photovoltage in the two BFO
films, and the net change of the photovoltage after positive and negative poling is larger in the
27
BFO film A than in the BFO film B. The net change in the photovoltaic output after poling is
The larger net change of the photovoltage in the BFO film A is may be due to its improved
crystalline structure originated from the strong preferred orientation and hence larger remnant
polarization. The P-E measurements indicate that the BFO film A possesses larger remnant
polarization than the film B at the same applied electric field and frequency.
The Pt/BFO film/FTO structure can be regarded as the semiconducting BFO [138] connected
with two back-to-back Schottky diodes in series. The ideal Schottky barrier at a
metal/semiconductor interface is dependent on the difference of the metal work function and the
semiconductor electron affinity. The work function of FTO is reported to be in the range of 4.7 -
4.9 eV [139-141], and the work function of Pt is 5.3 eV. The electron affinity of BFO is 3.3 eV
[142,143]. Therefore, the ideal Schottky barrier height at the top interface (φtop) is higher than
that at the bottom interface (φbottom) in the BFO capacitor. Ebi-top and Ebi-bottom represent two built-
in electric fields existing in the top Pt/BFO and bottom BFO/ FTO interfaces, respectively. In
comparison with the unpoled state (Fig. 12), the photovoltage for positively poled state
28
(downward polarized state) decreases significantly, and the one for negatively poled state
(upward polarized state) exceeds the initial value for the unpoled state. It suggests that the self-
polarization field (perpendicular to the film surface) is toward the bottom FTO electrode. For the
unpoled BFO film, the resultant direction of internal electric field is from Pt to FTO electrode
because the photocurrent flows out of the FTO electrode. Figure 14 a shows the energy band
schematic diagram of the Pt/BFO film/FTO capacitor, and the Esp is the spontaneous polarization
field.
In the BFO film based capacitor, the oxygen vacancies as donor impurities in BFO are easy to
release electrons to conduction band and become positively charged under the high external
polarization electric field, and moreover the depletion regions or Schottky barriers at both bottom
and top electrodes can be modulated by the redistribution of carriers in the polarized BFO thin
film [144].
In the positively poled state, the upward depolarization field (Edp) can drive the released
electrons to neutralize the positive bound charges at the bottom BFO/FTO interface and a
neighboring narrow electron region in BFO film can be formed near the bottom interface with
positive bound charges, resulting in the downward-bending of the band and form of the ohmic
contact at this interface; meanwhile, near the top Pt/BFO interface with negative bound charges,
oxygen vacancies become positive charged and the depletion region becomes wide, accompanied
with upward band bending and an enhanced Schottky-like barrier [144, 145]. In summary, the
directions of depolarization field and built-in electric field due to the Schottky barrier are same
and all towards the top Pt electrode in the positively poled BFO film. Figure 14 b and c show the
modulated band structure diagrams for the positively and negatively poled states, respectively.
29
Fig. 14 Energy band schematic diagrams of Pt/BFO film/FTO capacitor in the unpoled state (a),
in the positively poled state (b) and in the negatively poled state (c) (not to scale).
perovskite crystal structure, which has the general formula ABO3, where A represents a divalent
metal ion (barium) and B represents tetravalent metal ions (titanium in this case). Above the
Curie temperature (TC), the crystal has a cubic symmetry, a centrosymmetric microstructure
where the positive and negative charges coincide. . It transforms to the tetragonal (T) phase, the
orthorhombic (O) phase, and the rhombohedral (R) phase, which are all ferroelectric, when the
temperature decreases to 130 °C (Tc), 5 °C, and -75 °C, respectively [108].
presence of tetragonality in nanocrystalline BaTiO3 powders (10 nm) and ceramics (35 nm).
Zhao et al. [129] evaluated the critical size for disappearance of BaTiO3 ceramics ferroelectricity
to be 10-30 nm. The grain size was further reduced to 5nm in 2011 [130]. Yashima et al. [116]
indicated the presence of both bands of the tetragonal and hexagonal phases in the 40-nm-sized
particles by Raman spectrum. Core-shell structures were found in nano BaTiO3 grains using
TEM technique [123,117]. Xiao et al. [119] found the coexistence of ferroelectric tetragonal and
orthorhombic phases in 30 nm BaTiO3 ceramics at room temperature. For the core-shell structure
in nano BaTiO3 ceramics, Huang et al. [148] suggested that the presence of hexagonal symmetry
be attributed to the coexistence of cubic/tetragonal phases at nanometer scale. Wada et al. [120-
122] put forward a two-phase model consisting of tetragonal and cubic forms. Zhao et al. [129]
admitted the existence of a paraelectric or quasi-paraelectric shell on the surface of the - BaTiO3
grains near the grain boundary. Hoshina et al. [126] believed that BaTiO3 nanoparticles had the
composite structure consisting of inner tetragonal core, gradient lattice strain layer, and the
surface cubic layer which induces phase transition in the nanocrystalline ferroelectric BaTiO3.
surfaces with complicated structures. Atomic shifts induced by surface relaxation will reduce the
symmetry of the shell structure of the nanoparticle. The thickness of the relaxed shell is about
1nm, accounting for a sharp increasing share of the particle as the particle size decreases to only
several nanometers. Surface relaxation is the origin of the coexistence of various phases in
BaTiO3 nanoparticles.
31
Fig. 15 Curie temperature dependence on BTO particle size.
to 600 °C, implying that ferroelectric phases can remain at 600 °C and the Tc significantly
increases from 130 °C to at least 600 °C. Temperature-size phase diagrams were proposed to
reveal the dual effect of size and temperature in BaTiO3. In the phase diagrams, the point on the
phase boundary indicates the phase transition temperature with a given size and the critical size
of phase transition at a given temperature as well. Fig. 15 shows the temperature-particle size
phase diagram for BaTiO3 particles. Particles larger than 1 µm are treated as bulk BaTiO3, and
have the normal phase structures as shown in the right half part of the phase diagram. The results
of high resolution synchrotron x-ray diffraction [130, 115] are summarized in the left half part of
the diagram, according to which the phase boundaries have been drawn. As shown in Fig. 15
experimental data have been filled into the temperature-particle size phase diagram with red
markers. All the experimental particles are composed of cubic, tetragonal, orthorhombic, and
rhombohedral phases.
32
2.4. Low-Pressure Spray Deposition
Spin coating, doctor blading, slot-die coating, gravure coating, knife-over-edge coating, off-set
coating, spray coating, ink jet printing, pad printing and screen printing are a few techniques
being used to fabricate solution-processed solar cells. The characteristics of fabricated films
such as film morphology, density, crystallinity, roughness, and structure depend on the technique
being used. Among aforementioned methods; film growth by spray coating is very attractive
since its capability of making large area coatings. The main step of spray coating is the
spreading, solvent evaporation, drying, solute adhesion and bonding to itself and to the substrate
leads to the formation of a thick coating. One-step precursor solution deposition [131], two-step
sequential deposition [132], dual-source vapor deposition [133] and vapor assisted solution
process [134] are the reported fabrication techniques for organometal lead halide perovskites.
Low-vacuum spray deposition is a simple technique that can be used to fabricate highly
crystalline methylammonium lead halide perovskite thin films and the ferroelectric phases of
PVDF/ BaTiO3 nanocomposites directly from solution. This technique can be easily adapted to
form ferroelectric nanocomposites when the nanoparticles are suspended in the polymer solution.
Films are usually deposited on glass substrates or ITO (Indium tin oxide) coated glass substrates.
First the precursor is nebulized into 1-5 µm aerosols using a nebulizer and injected into the low-
pressure deposition system using nitrogen as the carrier gas, since as produced particles lack
sufficient inertia. Since the aerosol-generating rate is independent of the flow rate, the transport
of the droplets to the substrate can be controlled without affecting the function of the nebulizer.
33
N2 gas Substrate
Holder
N2 gas
Nebulizer
to Vacuum
Precursor
pump
Solution
The substrate was mounted on a heating block to promote film growth. The spray chamber was
characterized; it was found that 6 cm distance from tip of the nozzle to the substrate is the ideal
distance and 550 Torr is the ideal pressure to get a good coating. When the droplets impinge
upon the heated substrate the subsequent film formation is dependent on the velocity of the drop,
rate of reaction and the rate of evaporation of the solvent. At high velocities the droplets will
flatten on the substrate leading to large particle sizes. On the other hand, if most of the solvent is
evaporated when the drop gets to the substrate, the solid particles will stick to the substrate to
form a crystallite smaller than the initial droplet. Therefore by adjusting the concentration of the
solvent, the size of the particles depositing on the substrate can be controlled.
34
2.5. Current Project Accomplishments
Investigations for Phase I of the research plan have been completed. Optimum growth conditions
have been determined for successful deposition of highly crystalline CH3NH3PbI3-xClx perovskite
films by the low-pressure spray deposition technique. To the best of our knowledge this is the
first reported successful growth of CH3NH3PbI3-xClx films starting from MACl and PbI2
precursors. Structural and optical ccharacterization of the deposited films have also been
Preliminary studies for Phase II, deposition and characterization of ferroelectric polymer PVDF:
DMF using the low-pressure spray deposition technique are currently in progress. Study of the
PVDF: DMF concentration, substrate temperature, and film thickness on the ferroelectric
The first challenge for the proposed project is to be able to nebulize the precursor solutions.
Utilization of 2.4 MHz ultrasonic nebulizers for the deposition of CH3NH3PbI3-xClx perovskite
films was very inefficient because Au coating of the vibrating crystal is not resistant to Cl of the
mixed halide. We were able to design and utilize a vibrating-mesh nebulizer to overcome this
challenge. Schematic diagram is available in Appendix A.1. PVDF: DMF precursor solution
does not nebulize at higher concentrations. And upper concentration limit for the nebulization is
highly crystalline structure of the mixed halide perovskite is highly important. 120 °C is the
optimum growth temperature for the mixed halide perovskite. The Curie temperature of BTO
35
nanoparticles is in the range of 25-600 ºC. Identification of Curie temperature of BTO
The deposition of Al top contacts, in-situ will be another challenge, as we have not previously
attempted this in the laboratory. Another challenge would be to have control on uniform film
thickness. Thin films deposited by low-pressure spray deposition have a sharp thickness profile
could lead to inconsistent photovoltage measurements. One of the possibilities to overcome this
36
3. Results
3.1. Synthesis of CH3NH3PbI3-xClx Perovskites
The precursors used for the synthesis of CH3NH3PbI3-xClx were prepared by dissolving
CH3NH3Cl (or MACl) and PbI2 with the molar ratio of 3:1 in a glove box followed by 2 h
sonication. Six different precursors were prepared by dissolving appropriate number of moles of
MACl and PbI2 in 3 ml of DMF. Basically, 0.11 M, 0.22 M, 0.275 M, 0.33 M, 0.385 M, and 0.44
M concentrations of PbI2 and 0.33 M, 0.66 M, 0.825 M, 0.99 M, 1.155 M, and 1.32 M
concentrations of MACl were used for each precursor solution. Glass substrates were cleaned by
sonicating for 10 minutes in liquinox detergent, acetone, iso-propanol, and deionized (DI) water
respectively.
The deposition system utilized in the experiments is described in Chapter 2.4 with a diagram of
the low-vacuum spray deposition system shown in Figure 1.16. The vacuum chamber was
evacuated by a roughing pump. The substrate heater is a stainless steel block internally heated by
a 600 watt halogen bulb. The substrate temperature is monitored by a K-type thermocouple with
the tip in thermal contact by conductive silver paint to the face of the heater block. The substrates
are located adjacent to the thermocouple tip and fixed to the heater block with conductive silver
paint to ensure thermal contact. The substrate temperature was recorded as the surface
temperature of the heater block. The substrate was mounted on a heating block that was placed 6
cm in front of the nozzle and the pressure of the deposition chamber was kept at 550 Torr. Films
deposited with precursors 1 to 6 were held at deposition temperature for additional 5 minutes to
evaporate any residual solvent and the effect of substrate temperature and precursor
37
3.3. Characterization of CH3NH3PbI3-xClx Perovskite Films
Powder X-ray diffraction (XRD) was performed by Bruker AXS D8 Focus X-ray diffractometer
with graphite monochromatized Cu Kα1 radiation (λ = 0.15406 nm). The accelerating voltage
was set to 40 kV with 40 mA flux at a scanning rate of 5°/min in the 2θ range from 12° to 60°.
SEM was carried out using JEOL JSM-6390LV Scanning Electron Microscope. The SEM spot
size and acceleration voltage was kept at 30 and 20 kV respectively. The magnification was
varied from 3000x to 30,000x. It is also equipped with an energy dispersive spectroscopy (EDS)
detector from Oxford Instruments INCA x-sight for compositional analysis. A Perkin-Elmer
Lambda 950 UV-vis-NIR spectrometer was used to measure the absorption spectra of
CH3NH3PbI3-xClx perovskite films. A Veeco Dektak 3030ST profilometer was used to measure
precursor concentrations of PbI2 and MACl are shown in Fig 18. After a preliminary study, 120
°C was used as the deposition temperature. The crystal structure evolution of the CH3NH3PbI3-
xClx films on the concentration dependence was examined by the XRD patterns. When PbI2 and
MACl concentrations are 0.11 M and 0.33 M respectively, the film exhibits a strong XRD peak
near 12.65° which corresponds to a low-level impurity or excess PbI2. It is interesting to note
that sample (d) produced the strongest and narrowest CH3NH3PbI3-xClx (110) peak near 140 and
the strongest absorption (Fig. 22). This may suggest the sample (d) condition is the optimum
condition to grow highly crystalline CH3NH3PbI3-xClx perovskite films. The perovskite sample
(d) shows diffraction peaks at 14.20°, 28.58°, 43.27°, and 58.88°, which can be assigned to the
38
(110), (220), (330) and (440) planes, respectively, of a tetragonal perovskite structure with lattice
Fig. 18 X-ray diffraction patterns of fabricated CH3NH3PbI3-xClx perovskite films (a) 0.11 M &
0.33 M (b) 0.22 M & 0.66 M (c) 0.275 M & 0.825 M (d) 0.33M & 0.99 M (e) 0.385 M & 1.155 M
The extremely narrow diffraction peaks suggest that the films have long-range crystalline
domains. When PbI2 and MACl concentrations are above 0.33 M and 0.99 M respectively, the
films exhibit different peak ratios, implying different orientation of grains but having the same
tetragonal crystal structure. This confirms that this low pressure spray technique is capable of
growing strongly oriented semi-single crystalline perovskite films. Even though, Colella et
al.[136] and Zhao and Zhu [137] reported adding methylammonium chloride to lead iodide
39
resulted in the segregation of a CH3NH3PbCl3 phase indicating low solubility of chlorine in the
iodine derivative, the resulted optimum condition diffraction pattern shows no signs of an excess
PbI2 or CH3NH3PbCl3 phase. This result confirms the complete conversion of MACl: PbI2
precursor material into CH3NH3PbI3-xClx and the possibility of the formation of pure, highly
crystalline CH3NH3PbI3-xClx perovskite films starting from methylammonium chloride and lead
iodide.
To study the effect of post-film deposition annealing, we increased the annealing time. Here, the
perovskite films were spray deposited using an ultra- sonic nebulized precursor solution
dissolved in DMF and then the films were annealed at 120 °C for 45 minutes. Similar XRD
patterns and absorption data to the 5 minutes annealing were observed. Since the ultra- sonic
nebulizer forms microdroplets of the precursor solution, there is a tiny volume of the solvent to
be evaporated from the heated glass substrate when the microdroplets deposit on the substrate.
Therefore, 5 minutes annealing is sufficient to get the optimum crystallization for the formation
Fig. 19 shows the typical scanning electron microscopy (SEM) images of top views of the spray
deposited perovskite films prepared at 120 Celsius and annealed for 5 minutes from precursor
solutions with different concentrations of PbI2 and MACl. At the magnification of 3000 x (see
the scale bars in Fig. 18 a), the CH3NH3PbI3-xClx perovskite films exhibit clustered-domain
patterns on the preheated glass substrate for sample (a).As shown in Fig. 20 a, the lengths of the
domain regions are approximately 5-10 μm. The clustered-domain pattern disappeared at higher
concentrations. The perovskite particle size increases as the concentration of precursor solution
increases.
40
(a) (b) (c)
Fig. 19 a Top view SEM images of fabricated CH3NH3PbI3-xClx perovskite films on glass
substrates at different concentrations ((a) 0.11 M & 0.33 M (b) 0.22 M & 0.66 M (c) 0.275 M &
0.825 M (d) 0.33M & 0.99 M (e) 0.385 M & 1.155 M (f) 0.44 M & 1.32 M PbI2 and MACl
concentrations respectively.
Fig. 19 b Top view SEM images of fabricated CH3NH3PbI3-xClx perovskite films on glass
substrates at different concentrations ((a) 0.11 M & 0.33 M (b) 0.22 M & 0.66 M (c) 0.275 M &
0.825 M (d) 0.33M & 0.99 M (e) 0.385 M & 1.155 M (f) 0.44 M & 1.32 M PbI2 and MACl
concentrations respectively.
41
The CH3NH3PbI3-xClx perovskite particle sizes are approximately 0.5 µm – 2 µm in diameter and
the CH3NH3PbI3-xClx perovskite films exhibit densely interconnected crystalline strips on the
glass substrate as seen at a magnification of 30000 x. It is worth noting that the SEM images of
CH3NH3PbI3-xClx perovskite films in Fig 19 are not the ideal film morphology, but the spray
deposited films on preheated glass substrate still has a smooth and reflective topography when
temperatures.
The crystal structure evolution with the substrate temperature was examined by the perovskite
XRD patterns. For that, we fabricated several samples at different deposition temperatures
ranging from 60 0C to 160 0C. Here each sample was prepared by 0.33 M PbI2 and 0.99 M MACl
dissolved in DMF followed by sonicating 2 hours. X-ray diffraction patterns are shown in Fig.
20 and surface morphology of those films are shown in Fig. 21. At low deposition temperatures
42
(80 °C), perovskite film has a different crystal structure indicating incomplete crystallization. The
surface looked rough and cracked to the naked eye. From the 100 °C to 140 °C deposition
temperatures, all the deposited perovskite films show the same XRD patterns with tetragonal
crystal structure with strongly oriented crystals. It is interesting to note that the strongest
CH3NH3PbI3-xClx (110) peak produced at 120 °C, and also became narrower indicating enhanced
crystallinity and a smooth and shiny film surface. At 160 ° C the perovskite film is decomposed
leaving a yellowish color mainly due to lead iodide. This study confirms that the optimum
deposition temperature is 120 °C for growing perovskite films via low pressure spray deposition.
80 °C 100 °C 110 °C
Fig. 21 Top view of SEM images of fabricated CH3NH3PbI3-xClx perovskite films on glass
Typical Scanning electron microscopy(SEM) images at different temperatures are shown in Fig.
21. At low deposition temperatures (80 °C), the precursors produced unique rod-like structures.
Nice individual CH3NH3PbI3-xClx perovskite particles can be seen in the film fabricated at 120
°C which was determined to be the optimum deposition temperature. Above the optimum
43
temperature, perovskite particles looked fused together due to high temperature. Overall
appearances of all the samples deposited at 100 °C, 110 °C, and 140 °C are similar.
The absorption spectra of as fabricated CH3NH3PbI3-xClx perovskite films are shown in Fig. 22.
The absorbance increases slightly with decreasing wavelength from approximately 750 to 400
nm. There is a sharp decrease in the absorption when the wavelength approaches the bandgap
near 800 nm. Here, we did a quantitative study of each absorption graph to determine the best
44
precursor sample. The ratio between total absorption within specified wavelength range (from
400 nm to 850 nm) to the absorption at the band edge (800 nm) as a percentage for precursors (a)
to (f) are 36.5%, 48.1%, 66%, 100%, 65.4%, and 82.8% respectively. Clearly, perovskite sample
(d) has the optimum absorption hence precursor (d) is the optimum condition for the synthesis of
from the Tauc plot of the absorption spectrum. The Tauc plot follows the expression (αhν) = β
(hν – Eg)n, where α is the absorption coefficient, hν is the photon energy, Eg is the bandgap, and
n is 0.5 for a direct bandgap semiconductor. By extrapolating the linear region of the Tauc plot,
the bandgap is found to be 1.55 eV, which is consistent with reported bandgap for CH3NH3PbI3-
xClx.
The linear absorption spectra of fabricated CH3NH3PbI3-xClx perovskite films on glass substrates
at different deposition temperatures are shown in Fig. 23. The maximum absorption spectrum
60 °C and 80 °C and annealed at 120 °C for 90 minutes. Samples were characterized using SEM,
XRD and UV-vis spectroscopy. These samples produced the tetragonal crystal structures with
good intense absorption. And rod-like structures disappear with annealing, fusing together to
We find that the precursor concentration of MACl and PbI2 in DMF and the deposition
temperature are the main factors that affect the formation of highly crystalline pure perovskites
with intense absorption. 0.33 M methylammonium chloride and 0.99 M lead iodide resulted
CH3NH3PbI3-xClx perovskite films with enhanced crystallinity and strong absorption. According
45
to the study, 120 °C is the optimum deposition temperature. Post-film deposition annealing time
Fig. 23. Linear absorption spectra of CH3NH3PbI3-xClx perovskite films at different deposition
temperatures.
46
4. Model to guide the device parameters
Intension of the model is to optimize the nanoparticle concentration to produce the highest
optical absorption and the internal electric field. Higher the volume fraction of the perovskite,
E dip r
1
3 p rˆ rˆ p
4 0 r 3
Let’s consider electric field due to nearest neighbor nanoparticles. Assuming a nanoparticle as a
single dipole and considering a cubic volume which has 8 dipoles at the corners,
5 6
2
3
E
8
7
4
1
E - field at the center of the cube due to dipole 1, is in following direction.
E - field at the center of the cube due to dipole 6, is in following direction.
47
θ
Therefore r̂ components cancel out leaving only the p component. Therefore, the e-field at the
center of a single cubic volume element is in the poled direction and on the order of eight
In terms of polarization, the local electric field due to a nanoparticle at a distance r can be written
as
R3P
E BTO (r ) pˆ
3 0 r 3
where the ε0 is the free space permittivity and R is the radius of a nanoparticle.
Then the average electric field magnitude due to eight nanoparticles at a distance of 30 nm from
the center of each nanoparticle is ~ 4 × 1010 Vm-1.
The average electric field magnitude due to eight nanoparticles at a distance of 50 nm from the
center of each particle is ~ 1010 Vm-1.
The average electric field magnitude due to eight nanoparticles at a distance of 75 nm from the
center of each particle is ~ 3 × 109 Vm-1.
R (nm) Electric Field (Vm-1)
30 4 × 1010
50 1010
75 3 × 109
48
2r2 = (d + 2R)2
d + 2R = √2𝑟
d
r
d 2R
r=
2
Fig. 25. Relationship between nanoparticle distance, size of a nanoparticle and the distance from
Volume contribution to a cube from 8 spherical nanoparticles is equal to the volume of one
nanoparticle.
V
R 3 4 R 3 4
3
Volume fraction of the absorber is, nano 3 3 fv
Vcube (R) 3 3
49
4
3
For 95 % volume fraction, fv 3 0.95 4.376 d 2 R 4.376R 109.39nm
3
fv r (nm)
50 35.903
60 38.675
70 42.568
80 48.72
90 61.394
95 77.35
70 %
60 %
50%
V.F.
E-field)
25 50 75 distance (nm)
Fig. 26. Electric field versus distance from the center of a nanoparticle and volume fraction of
Therefore a volume fraction of 87% of the perovskite absorber and an E-field of ~ 8 × 109 Vm-1
at a distance of 60 nm from the center of nanoparticles will produce the highest optical
absorption and the internal electric field.
50
Appendix A
1.221 cm
3.0 cm
3.5 cm
Side View
0.5 cm
51
Cross Sectional View
Black O-ring
Top View
Screws 2X
Electrodes
52
Front View (Electrodes) 3.5 cm
1.01 cm O.C.
1.249 cm
0.306 cm
0.704 cm
3.9 cm
0.402 cm 0.402 cm
0.71 cm
Side View (Electrodes)
0.306 cm
3.9 cm
53
Bottom View
Black O ring
Screws threads
54
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Publications and Presentations
Publications
1. Chaminda Hettiarachchi, Nicholas Valdes, Pritish Mukherjee, Sarath Witanachchi, “A
novel single-step growth process for the deposition of CH3NH3PbI3-xClx perovskite films
from CH3NH3Cl and PbI2 precursors”, The journal of Material Research, has been
submitted.
Oral Presentations
1. Chaminda Hettiarachchi, Nicholas Valdes, Pritish Mukherjee, Sarath Witanachchi, “A
novel growth process for the deposition of CH3NH3PbI3-xClx perovskite films”, 2014
Energy Materials Nanotechnology (EMN) Fall Meeting, DoubleTree by Hilton Hotel,
Orlando, Florida, USA, November 22 to 25, 2014.
Poster Presentations
67
3. Chaminda Hettiarachchi, Domingo Feliciano, Robert Hyde, Pritish Mukherjee and
Sarath Witanachchi, “Investigation of carrier transport in surfactant-free PbSe quantum
dot embedded bulk heterojuncion polymeric solar cells fabricated by a Laser Assisted
Spray process”, Materials Research Society fall Meeting, Boston MA, October 2012.
Guided REU (Research Experience for Undergraduates) student Constant Owens to win
the second place of the 2012 summer REU program, titled “Growth and characterization
of quantum dot-carbon nanotube composite structures for excitonic solar cells”.
68