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A THEORY OF VOCATIONAL DEVELOPMENT1

DONALD E. SUPER
Teachers College, Columbia University

T WO and one-half years ago a colleague of


mine at Columbia, Dr. Eli Ginzberg, an
economist, shocked and even unintentionally
annoyed many members of the National Vocational
Guidance Association by stating, at the annual con-
asked by his research team in order to help them
plan their own research project. What synthesiz-
ing of results I did was undertaken to answer these
questions. I did not attempt to answer the ques-
tion "What theories underlie the principles of vo-
vention, that vocational counselors attempt to coun- cational guidance now generally accepted by prac-
sel concerning vocational choice without any theory titioners?"
as to how vocational choices are made. A year later But I do agree with his analysis of the situation
Dr. Ginzberg published his monograph on Occupa- with regard to theory construction: we have done
tional Choice, in which he stated: relatively little of it, and for the reasons he has
Vocational counselors are busy practitioners anxious to im-
suggested. However, this does not mean that we
prove their counseling techniques . . . the research-minded have operated without theory. It is the principal
among them devote what time they can to devising better purpose of this paper to set forth a theory of voca-
techniques. They are not theoreticians working on the tional development, a theory inherent in and emer-
problem of how individuals make their occupational choices, gent from the research and philosophy of psycholo-
for, though they have no bias against theory, they have
little time to invest in developing one (10, p. 7).
gists and counselors during the past two decades.
But first I should like, as a help in formulating a
Ginzberg continues, apropos of the fields of psy- more adequate theory, briefly to present the theory
chology and economics: of occupational choice put forth by Ginzberg and
. . . there are good reasons why the problem [of how oc- his associates, to show how each of its elements had
cupational choices are made] has not been a focus of in- already been set forth by psychologists doing re-
vestigation for psychology or economics. . . . The process search in this field, and to point out some of its
has roots in the interplay of the individual and reality, and limitations.
this field is only now beginning to be included in the
boundaries of psychological inquiry. The obverse formula-
THE GINZBERG THEORY
tion applies to economics, which as a discipline concen-
trates on a detailed analysis of reality forces and satisfies As Ginzberg, Ginsburg, Axelrod, and Herma sum-
itself with a few simplified assumptions about individual marize their theory of occupational choice, it con-
behavior (10, p. 7).
tains four elements:
These conclusions were based partly on a review 1. Occupational choice is a developmental proc-
of the research literature which I did at his re- ess which typically takes place over a period of
quest, and partly on a number of discussions in some ten years. This theory of Ginzberg's, it
which he, his research team, and I participated. should be noted, is one of the points made by the
Consequently, I have a feeling of responsibility, official statement of the Principles and Practices
not for the conclusions which he drew, but for of Vocational Guidance (33), first formulated by
drawing my own conclusions and for sharing them the National Vocational Guidance Association 25
with my colleagues in psychology and guidance. years ago; it is a point stressed by Kitson in his
Basis oj Ginzberg's criticisms. It may help to Psychology of Vocational Adjustment (14), pub-
point out that Ginzberg's conclusions were based lished in 1925; and, in 1942, in my own Dynamics
on a review of the research literature which was of Vocational Adjustment (28) several pages are
designed to provide answers to specific questions devoted to a discussion of the fact that "choosing
1 an occupation . . . is a process which . . . may
Presidential address at the annual meeting of the Divi-
sion of Counseling and Guidance, American Psychological go on over a long period."
Association, Washington, D. C., September 1, 1952. 2. The process is largely irreversible: experience
185
186 THE AMERICAN PSYCHOLOGIST

cannot be undone, for it results in investments of It is easy, and perhaps even rather petty, thus
time, of money, and of ego; it produces changes to take a theoretical contribution and demonstrate
in the individual. This second theory of Ginz- its ancestry, showing that there is nothing particu-
berg's is clearly implied in Charlotte Buhler's 20- larly original about it. This is, undoubtedly, the
year-old theory of life stages (S), in Lehman and normal reaction to claims of originality. But orig-
Witty's equally old studies of play interests (15), inality is more generally the result of a rearrange-
in Pressey, Janney, and Kuhlen's 13-year-old dis- ment of the old than the actual creation of some-
cussion of adolescent and adult development (20), thing new: the rearrangement is original because
and in my own 10-year-old text on vocational ad- it brings out details or relationships which have
justment (28). been missed or points up new applications. Ginz-
3. The process oj occupational choice ends in a berg's theory is indeed an important contribution:
compromise between interests, capacities, values, this seems clear to me, at least, as I recollect the
and opportunities. This third theory of Ginzberg's struggle I had in writing parts of my Dynamics of
is well illustrated in the practices of individual Vocational Adjustment (a struggle which resulted
diagnosis developed by the Minnesota Employment from the lack of a theoretical structure and from
Stabilization Research Institute 20 years ago and inadequate research), and as I work on its revision
described by Paterson and Barley (19); it was in the light, among other things, of Ginzberg's the-
further demonstrated and described by the Ad- oretical formulation and the thinking which it has
justment Service experiment 17 years ago (2); and stimulated. I have used this critical approach to
it is basic to presentations of the use of diagnostic Ginzberg's work in order to demonstrate that we
techniques in texts such as Bingham's (3) and mine have not entirely lacked a theoretical basis for our
(29), both of which appeared before the completion work in vocational guidance, and to show that the
of Ginzberg's study. In fact, Frank Parsons (18), elements of theory on which we have based our
in 1909, discussed vocational counseling as a proc- practice have been sound, at least in that they have
ess of helping the individual to study both himself foreshadowed the elements which one group of the-
and possible occupational opportunities, and to orists used when they went about constructing a
work out a compromise between his abilities, in- theory of occupational choice.
terests, and opportunities. He called this last proc-
ess "true reasoning." Limitations of Ginzberg's Theory
4. Ginzberg's final theoretical formulation is that But this is not the whole story. Ginzberg's the-
there are three periods oj occupational choice: the ory is likely to be harmful because of its limitations,
period of fantasy choice, governed largely by the limitations other than those of research design and
wish to be an adult; the period of tentative choices numbers in his basic study.
beginning at about age 11 and determined largely, 9 First, it does not build adequately on previous
by interests, then by capacities, and then by values; work: for example, the extensive literature on the
and the period of realistic choices, beginning at nature, development, and predictive value of in-
about age 17, in which exploratory, crystallization, ventoried interests is rather lightly dismissed.
and specification phases succeed each other. Those Second, "choice" is defined as preference rather
who are acquainted with Lehman and Witty's early
than as entry or some other implementation of
research in the change of interest with age (15),
choice, and hence means different things at different
with Strong's more searching work (25) in the
same area, with Sisson's research in the increasing age levels. To the 14-year-old it means nothing
realism of choice with increasing age (23), with more than preference, because at that age the need
Charlotte Buhler's research in life stages (5), and for realism is minimized by the fact that the pref-
with the use made of these data by Pressey (20) or erence does not need to be acted upon until the
by me (28), will find ~these three choice periods remote future. To the 21-year-old student of engi-
familiar. The special contribution of Ginzberg and neering, on the other hand, "choice" means a pref-
his associates is the postulation of the successive erence which has already been acted upon in enter-
dominance of interests, capacities, and values as ing engineering school, although the final action
determinants of choice before reality begins to play will come only with graduation and entry into a
a major role. job. No wonder that reality plays a larger part
A THEORY OF VOCATIONAL DEVELOPMENT 187

in choice at age 21, when, unlike choice at age 14, in an adequate theory. The term "development"
it is by definition a reality-tested choice! is used rather than "choice," because it compre-
A third defect in Ginzberg's theory emerges from hends the concepts of preference, choice, entry, and
these different meanings of the term "choice" at adjustment. There seem to be a dozen elements
different ages: it is the falseness of the distinction to a theory of vocational development: they are
between "choice" and "adjustment" which he and taken up in sequence.
his research team make. The very fact that choice Individual differences. One of the basic elements
is a continuous process going on over a period of of a theory of vocational development has been the
time, a process rather far removed from reality in theory of individual differences, a cornerstone of
early youth but involving reality in increasing de- modern educational and vocational psychology.
grees with increasing age, should make it clear that .Kitson based much of his early Psychology oj Vo-
there is no sharp distinction between choice and cational Adjustment (14) on this theory and on
adjustment. Instead, they blend in adolescence, the findings on which it was based. It was essen-
with now the need to make a choice and now the tial to the work of the Minnesota Employment
need to make an adjustment predominating in the Stabilization Research Institute (19). It is surely
occupational or life situation. unnecessary to document the fact of individual dif-
Finally, a fourth limitation in the work of the ferences in aptitudes, interests, and values, or the
Ginzberg team lies in the fact that, although they significance of these differences for vocational de-
set out to study the process of occupational choice, velopment.
and although they properly concluded that it is Multi-potentiality. A second basic element of
one of compromise between interests, capacities, theory has been the concept of the occupational
values, and opportunities, they did not study or multipotentiality of the individual. It was first
describe the compromise process. Surely this is documented for intelligence by Army psychologists
the crux of the problem of occupational choice and in World War I, and was stressed by Kitson in
adjustment: the nature of the compromise between his early textbook. It was documented for inter-
self and reality, the degree to which and the condi- ests by Strong's work on the classification of oc-
tions under which one yields to the other, and the cupational interests (26), It is a well-established
way in which this compromise is effected. For the fact and a basic assumption of vocational counsel-
counseling psychologist's function is to help the ing that each person has the potential for success
individual to effect this compromise. He must not and satisfaction in a number of occupations,
only know the factors which must be compromised Occupational ability patterns. The existence of
and how these have been compromised in the ex- occupational ability patterns, that is, the fact that
perience of others, but also the dynamics of the abilities and interests fall into patterns which dis-
compromising process, so that he may facilitate this tinguish one occupation from another, was estab-
process in his counselee with constructive results. lished by the Minnesota Employment Stabilization
Research Institute (19) and has been confirmed
ELEMENTS OF AN ADEQUATE THEORY OF VOCATIONAL
in other studies, particularly those of the United
DEVELOPMENT
States Employment Service (8). People have been
An adequate theory of vocational choice and ad- found to prefer, enter, remain in, like, and succeed
justment would synthesize the results of previous most consistently in occupations for which they
research insofar as they lend themselves to synthe- have appropriate patterns of traits. The theory
sis; it would take into account the continuity of the of the patterning of aptitudes and interests within
development of preferences and of the differences individuals and within occupational families and
in the stages, choices, entry, and adjustment; it the significance of this patterning for choice, entry,
would explain the process through which interest, and adjustment are widely accepted and applied by
capacities, values, and opportunities are compro- counselors and psychologists today.
mised. The second part of this paper will be de- Identification and the role oj models. Much has
voted to a sketch of the main elements of such a been made of the importance of identification with
theory of vocational development as they appear parents and other adults in individual development
in the literature, and the third and final part will by psychoanalytically oriented writers, and this
consist of an attempt to synthesize these elements concept is widely used by counseling psychologists
188 THE AMERICAN PSYCHOLOGIST

regardless of orientation. It has been little docu- velopment through the exploratory, establishment,
mented, however, in psychological research in the maintenance, and decline stages is translated into
vocational choice and adjustment process. The occupational terminology by Miller and Form, who
work of Friend and Haggard (9) and a study by also documented the theory for American careers,
Stewart (1) do, however, provide some objective while Ginzberg, Ginsburg, Axelrod, and Henna
basis for the theory that the childhood and adoles- have developed in more detail the phases of the
cent identifications play a part in shaping voca- exploratory stage. This latter theory needs con-
tional interests, and also provide role models which firmation with a larger sample and more objective
facilitate the development and implementation of procedures, in view of Small's (24) recent failure
a self-concept, provided that the required abilities to confirm it with a somewhat different adolescent
and opportunities are present. sample, but the general theory of life stages is basic
Continuity oj adjustment. The continuity of the to vocational guidance and will be drawn on heav-
adjustment process was stressed by Kitson in his ily in my attempt at synthesis.
1925 textbook as a result of his analysis of the Career patterns. The formulation of a theory of
careers of men whose success was attested to by career patterns resulted from the occupational man-
being listed in Who's Who in America. The fact ifestations of life stages first documented by David-
that adolescents and adults face a succession of son and Anderson (7), added to for a select group
emerging problems as they go through life, and by Terman's genetic studies of gifted persons (31),
that some of these problems are peculiar to the and then pointed up by Ginzberg and his associates
various life stages, was brought out by the studies (10) and by Miller and Form (16). Career pat-
of life stages made by Charlotte Buhler (5) and tern theory appears to be a key element in the
by those of occupational mobility conducted by theoretical basis of vocational guidance, for it gives
Davidson and Anderson (7), Strong (26), and the counselor basic assumptions concerning the so-
Miller and Form (16). And theories of the de- cial, educational, and occupational mobility of his
velopment of interests have been formulated by counselees, and it enables him to foresee types of
Carter (6) and by Bordin (4), theories which I problems which a given client is likely to encounter
modified slightly in my book on testing and upon in establishing a career.
which I drew in describing the process of vocational Development can be guided. Another basic ele-
choice and adjustment in a speech first made at ment in a theory of vocational development is the
Ft. Collins, Colorado, in 1949, revised several times, theory that development through the life stages can
and later published in the journal Occupations, be guided. Although there is ample evidence that
under the title of "Vocational Adjustment: Imple- ability is to some extent inherited, and that per-
menting a Self-Concept" (30). These formulations sonality too has its roots in inherited neural and
are drawn on again as the cement for the various endocrine make-up, there is also good evidence that
elements which need to be brought together in a manifested aptitudes and functioning personality
theory of vocational development and as an ex- are the result of the interaction of the organism
planation of the process of compromise between and the environment. It is a basic theory of guid-
self and reality. ance as we know it today that the development of
Life stages. The work of psychologists and so- the individual can be aided and guided by the pro-
ciologists in describing the stages through which vision of adequate opportunities for the utilization
growth and development proceed, and in showing of aptitudes and for the development of interests
how these stages bear on the process of vocational and personality traits.
choice and adjustment, has already been referred Development the result oj interaction. That the
to. It was drawn on heavily in the text by Pressey, nature of the interaction between the individual
Janney, and Kuhlen (20), in my own first text and his environment is by no means simple has
(28), in Ginzberg's research (10), and in a recent been brought out by a variety of investigations
text on Industrial Sociology by Miller and Form ranging from studies of the effects of foster homes
(16) which is as important for its original contri- and of education on intelligence (17) to evaluations
bution and synthesis as it is annoying for its bias of the effects of occupational information and of
against anything that does not conform to sociol- test interpretation on vocational plans and on self-
ogy as they conceive of it. Buhler's theory of de- understanding (13). The realization of this fact
A THEORY OF VOCATIONAL DEVELOPMENT 189

and the acceptance of this principle have led to a ing a self concept, and that the degree of satisfac-
greater humility in our claims for counseling and tion attained is proportionate to the degree to
to a greater degree of sophistication in our use of which the self concept has been implemented.
guidance techniques. Work is a way of life. This leads to a final the-
The dynamics oj career patterns. The interac- ory, one that has been more widely accepted and
tion of the individual and his environment during stressed by sociologists than by psychologists, but
the growth and early exploratory stages, little un- familiar to most counselors and considered basic
derstood though the process actually is, has been by some writers in the field. This is the theory
much more adequately investigated than has this that work is a way of life, and that adequate voca-
same process during the late exploratory, establish- tional and personal adjustment are most likely to
ment, and maintenance stages. We still know rela- result when both the nature of the work itself and
tively little about the dynamics of career patterns. the way of life that goes with it (this is, the kind
Terman's work (31) tells us something about the of community, home, leisure-time activities, friends,
role of intelligence, Strong's (26) about interests, etc.) are congenial to the aptitudes, interests, and
and Hollingshead's (11) about social status, but values of the person in question. In the estima-
no adequate studies have been made of the inter- tion of many, this is a basic element in a theory
action of these and other factors in determining of vocational development.
whether the individual in question will have a
A THEORY OF VOCATIONAL DEVELOPMENT
career pattern which is typical or atypical of his
parental socioeconomic group. It was partly with Now that we have surveyed the diverse elements
this objective that an investigation known as the of a theory of vocational development, there re-
Career Pattern Study was launched in Middletown, mains the final task of organizing them into a sum-
New York, last year. mary statement of a comprehensive theory. The
Job satisfaction: individual differences, status, theory can be stated in a series of ten propositions:
and role. Early theories of job satisfaction stressed 1. People differ in their abilities, interests, and
the role of intelligence and interest in adjustment personalities.
to the occupation or to the job, building on studies 2. They are qualified, by virtue of these charac-
of the relationships between these traits and occu- teristics, each for a number of occupations.
pational stability such as those made by Scott (22, 3. Each of these occupations requires a charac-
ch. 26) and by Strong (26). More recently other teristic pattern of abilities, interests, and personal-
investigations such as the Hawthorne (21) and ity traits, with tolerances wide enough, however, to
Yankee City studies (32), anticipated in this re- allow both some variety of occupations for each in-
spect by Hoppock's work (12) and by a minor dividual and some variety of individuals in each
study of mine (27) in job satisfaction, have played occupation.
up the importance of the status given to the worker 4. Vocational preferences and competencies, the
by his job, status both in the sense of group mem- situations in which people live and work, and hence
bership or belongingness and of prestige. their self concepts, change with time and experience
While researchers interested in the role of one (although self concepts are generally fairly stable
kind of factor or another have tended to emphasize from late adolescence until late maturity), making
the signal importance of that type of factor, there choice and adjustment a continuous process.
is nothing inherently contradictory or mutually ex- 5. This process may be summed up in a series
clusive in these findings. They can all be included of life stages characterized as those of growth, ex-
in a comprehensive theory of job satisfaction or ploration, establishment, maintenance, and decline,
work adjustment. This is the theory that satis- and these stages may in turn be subdivided into
faction in one's work and on one's job depends on (a) the fantasy, tentative, and realistic phases of
the extent to which the work, the job, and the way the exploratory stage, and (/;) the trial and stable
of life that goes with them, enable one to play the phases of the establishment stage.
kind of role that one wants to play. It is, again, 6. The nature of the career pattern (that is, the
the theory that vocational development is the de- occupational level attained and the sequence, fre-
velopment of a self concept, that the process of quency, and duration of trial and stable jobs) is
vocational adjustment is the process of implement- determined by the individual's parental socioeco-
190 THE AMERICAN PSYCHOLOGIST

nomic level, mental ability, and personality char- 10. GlNZBERG, E., GlNSBURG, J. W., AXELROD, S., & HERMA,
acteristics, and by the opportunities to which he J. L. Occupational choice. New York: Columbia
is exposed. Univer. Press, 1951.
11. HOLLINCSHEAD, A. B. Elmtovjn's youth. New York:
7. Development through the life stages can be Wiley, 1949.
guided, partly by facilitating the process of matu- 12. HOPPOCK, R. Job satisfaction. New York: Harper,
ration of abilities and interests and partly by aid- 193S.
ing in reality testing and in the development of the 13. JOHNSON, D. G. The effect of vocational counseling on
self concept. self-knowledge. Unpublished doctor's dissertation,
Teachers College, Columbia University, 1951.
8. The process of vocational development is es-
14. KITSON, H, D. Psychology of vocational adjustment.
sentially that of developing and implementing a Philadelphia: Lippincott, 1925.
self concept: it is a compromise process in which 15. LEHMAN, H. C., & WITTY, P. A. Psychology of play
the self concept is a product of the interaction of activities. New York: Barnes, 1927.
inherited aptitudes, neural and endocrine make-up, 16. MILLER, D., & FORM, W. Industrial sociology. New
opportunity to play various roles, and evaluations York: Harper, 1951.
17. NATIONAL SOCIETY FOR THE STUDY OF EDUCATION,
of the extent to which the results of role playing
G. M. WHIPPLE (Ed.), Intelligence: its nature and
meet with the approval of superiors and fellows. nurture. Bloomington, 111.: Public School Publishing
9. The process of compromise between individ- Co., 1940.
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reality, is one of role playing, whether the role is Mifflin, 1909.
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jobs. Minneapolis: Univer. of Minnesota Press,
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pend upon the extent to which the individual finds 21. ROETHLISBERGER, F. J., & DicKSON, W. J. Management
adequate outlets for his abilities, interests, person- and the worker. Cambridge: Harvard Univer. Press,
1939.
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22. SCOTT, W. D., CLOTHIER, R. C., & MATHEWSON, S. B.
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led him to consider congenial and appropriate. college students. Occupations, 1938, 17, 211-215.
24. SMALL, L. A theory of vocational choice. Vocal.
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