Professional Documents
Culture Documents
Edited by
Marc Aymes
Benjamin Gourisse
Élise Massicard
LEIDEN | BOSTON
2 Defective Agency 25
Marc Aymes
16 Deceptive Agency 376
Marc Aymes
Bibliography 389
Index 427
Olivier Bouquet
In 1940 Tanzimat I came out.1 This collection of articles was brought out to mark
the centenary of the inaugural Ottoman reform act, the 1839 Gülhâne edict.
They compared the leading figures of the Tanzimat (“Reforms”) to the founding
fathers of the Republic, emphasising the continuity in the historical experiences
of the Empire and the Turkish nation. For Ottomanists, this offered a way of
building a tomb for Atatürk’s that did not conform to the Republican ideology of
the moment—of erecting a different statue, no longer that of the demiurge
of the new Turkey but instead of the last man of the Reforms. The work offers a
rich overview.2 The historiographical framework put forward by the contribu-
tors was extensively taken up by Ottomanists after the Second World War. It
presented the reforms as a process of modernisation or westernisation carried
out by enlightened actors. It amounted to a new institutionalist school, one that
was strong enough to dominate Turkish academic historiography for the next
half-century. This school comprised such historians as İsmail Hakkı Uzunçarşılı
whose works on the central, religious, and naval institutions acted as a model
for the following generations. The publication of general overviews in Great
Britain and the United States during the 1950s and early 1960s acted as a vital
relay for these perspectives. Bernard Lewis saw the Ottoman Empire as the
matrix for the emergence of modern Turkey; Sir Hamilton Gibb and Harold
Bowen emphasised the Islamic foundations of the Ottoman state3; Niyazi
Berkes, Roderic Davison, and Şerif Mardin presented the Ottoman Empire
during its final centuries as the locus for a major opposition and cultural bifurca-
tion between the artisans of modernity turned towards western influences and
the defenders of Islamic tradition.4
In the 1960s and 1970s the key subject in Ottoman studies was precisely that
which other better-known fields of study were then neglecting—the state,
study of which was divided into three distinct historic periods: a ‘classical’
period (1300–1600) characterised according to Halil İnalcık by the constitu-
tion and consolidation of central institutions5; the decline of the Empire
(1600–1789) corresponding to the devolution of power to autonomous provin-
cial forces; the beginnings of modernity and the time of reforms under the
aegis of bureaucrats and then westernised military officers (1789–1922). And
then inversely, at the time when the state was once again becoming a favou-
rite subject of historical and political study in the 1980s, Ottoman historians
moved on to other areas of enquiry. Monographs about the central adminis-
tration were now superseded by explorations of more provincial forms of
authority (and especially the ayans of the 18th century) and by studies of the
structures and usages of imperial power. Researchers tended to be more
drawn towards the history of demography, monetary history, the history of
social groups, and the study of Sufi brotherhoods. Sources which had previ-
ously been seen as clearly secondary suddenly came to the fore—chronicles,
probate records, endowment deeds. At the same time, researchers who had
studied in the 1980s and 1990s had boldly turned their backs on the theories of
their predecessors.6
4 Niyazi Berkes, The Development of Secularism in Turkey, Montreal, McGill University Press,
1964; Şerif Mardin, The Genesis of Young Ottoman Thought: A Study in the Modernization of
Turkish Political Ideas, Princeton, nj, Princeton University Press, 1962; Roderic H. Davison,
Reform in the Ottoman Empire 1856–1876, Princeton, nj, Princeton University Press, 1963;
Stanford J. Shaw and Ezel Kural Shaw, History of the Ottoman Empire and Modern Turkey,
vol. 2: Reform, Revolution, and Republic: The Rise of Modern Turkey, 1808–1975, Cambridge/New
York, Cambridge University Press, 1977.
5 Halıl İnalcik, The Ottoman Empire, The Classical Age, 1300–1600, London, Weidenfeld and
Nicholson, 1973.
6 Edhem Eldem, “L’écrit funéraire ottoman: création, reproduction, transmission,” Revue du
monde musulman et de la Méditerranée, no. 75–76, 1995, pp. 65; Hasan Kayalı, Arabs and
Young Turks. Ottomanism, Arabism and Islamism in the Ottoman Empire, 1908–1918, Berkeley,
ca, University of California Press, 1997; Sibel Bozdoğan and Reşat Kasaba (eds.), Rethinking
Modernity and National Identity in Turkey, Seattle, wa/London, University of Washington
Press, 1997; Benjamin Fortna, Imperial Classroom. Islam, the State, and Education in the
Late Ottoman Empire, Oxford, Oxford University Press, 2002, pp. 1–42; Shirine Hamadeh,
Since then, however, the term ‘modernisation’ has been widely taken up
once again, though admittedly more by the history of techniques, sciences,
and communications than as part of a functional analysis of institutions
(teşkilat).7 It is now coupled to the notion of modernity taken as an agent of
social change and as part of a modified chronological framework in which the
Early Modern Ottomans (1453–1839) were replaced by the Modern Ottomans
(1839–1922).8 But as was the case during the preceding decades, modernisation
is still taken as the axiomatic principle for apprehending social change in the
late Ottoman Empire. It also feeds into political sociology of modern Turkey,
and is intimately bound up with the representation of a society in which
change can only be brought about by the overarching state.9
It is this link that I wish to examine here. I will endeavour to understand why
the reforms have been described by theoreticians of Ottoman modernisation
as a complex conceptual product, combining American institutionalism, neo-
Weberianism, and developmentalism, as well as why this has been fused into
10 N. Berkes, The Development, p. 29, 52, 74; Ş. Mardin, Genesis, p. 170; Metin Heper, “Atatürk
and the Civil Bureaucracy,” in Jacob M. Landau (ed.), Atatürk and the Modernization of
Turkey, Leiden/New York, E.J. Brill, 1984, p. 89; S. Shaw, Between Old and New. The Ottoman
Empire under Sultan Selim III, 1789–1807, Cambridge, ma, Harvard University Press, 1971,
p. 180; Rifaat Abou-El-Haj, Formation of the Modern State: The Ottoman Empire, Sixteenth
to Eighteenth Centuries, Albany, ny, State University of New York Press, 1991, p. 68; L. Carl
Brown, The Surest Path: The Political Treatise of a Nineteenth Century Muslim Statesman,
Cambridge, ma, Harvard Middle Eastern Monograph Series, 1967, p. 35; Enver Ziya Karal,
“Obstacles rencontrés pendant le mouvement de modernisation de l’Empire ottoman,” in
Jean-Louis Bacqué-Grammont and Paul Dumont (eds.), Économie et sociétés dans l’Empire
Ottoman ( fin XVIIIe-début du XXe siècle), Paris, cnrs Éditions, 1983, pp. 11–12; Osman
Okyar, “A New Look at the Recent Political Social and Economic Historiography of the
Tanzimat,” in ibid., p. 43; A. Hourani, “The Changing Face of the Fertile Crescent in the
XVIIIth Century,” Studia Islamica, 8 (1957), pp. 89–122; Engin D. Akarlı, “The Problems of
External Pressures, Power Struggles, and Budgetary Deficits in Ottoman Politics under
Abdülhamid II (1876–1909): Origins and Solutions,” unpublished PhD dissertation,
Princeton University, 1976, pp. 1–10.
As of the late 18th century the Ottoman elites, including some high-ranking
members of the ulema class, looked towards western Europe for inspiration for
reform.13 Dignitaries (scientific experts and special envoys) who travelled to
Europe discovered wondrous marvels, and went back to preach the word that
slowly percolated through the social body.14 They were not at all like European
diplomats and observers who were limited by “their inability to look behind
the elaborate ‘official’ facade to non-official realities”:
Outside the realm of official business, there was very little personal con-
tact or even communication between Europeans and Muslims. Most of
the insights about the nature of Ottoman society that Europeans gained
were, at best, second hand and, since they came through non-Muslims
living under Ottoman rule, distorted, to boot.15
It was as if the way things were in Europe were easier to understand than
Ottoman complexities, with the prime instigator of the Tanzimat reforms,
Mustafa Reshid Pasha (1800–1858), being said to have accurately perceived the
nature and the particularities of the European western model.16 It was just the
same for an earlier figure presented as emblematic of the “impact of the West,”
Azmi Efendi, who was named Ambassador to Prussia in 1791–1792. His mission
report (sefaretname) offers a description of what he could observe in the coun-
try: the organisation into separate ministries, the system of salaries and ranks,
and the absence of corruption all made a strong impression on him.17
The historian Carter Findley draws on these various examples to put forward
a Weberian reading of Ottoman reform as seen through the prism of the mod-
ernisation theories developed by Shmuel Eisenstadt.18 To this end he uses the
account of Azmi Efendi to emphasise the distance between a professionalised
European model and a traditional Ottoman model: the Prussian administrative
system is so clear, being one of rational legalism—and hence eminently posi-
tive from the Weberian perspective adopted by C. Findley—that even a “labori-
ous” mind such as that of a novice Ottoman diplomat automatically transcribes
it in obvious terms.19
It seems to me that such an account is open to the objection that period
accounts are made to fit in too neatly with the discourse of the historians.20 In
15 Norman Itzkowitz, “Mehmed Raghib Pasha: The Making of an Ottoman Grand Vizir,”
unpublished PhD dissertation, Princeton University, 1959, p. 1; cf. S. Shaw, Between Old and
New, p. 191.
16 Bayram Kodaman, Les Ambassades de Moustapha Rechid Pacha à Paris, Ankara, Türk
Tarih Kurumu, 1991.
17 C. Findley, Bureaucratic Reform in the Ottoman Empire. The Sublime Porte, 1789–1922,
Princeton, nj, Princeton University Press, 1980, p. 119; Faik Reşit Unat, Osmanlı Sefirleri ve
Sefaretnameleri [Ottoman Ambassadors and Their Embassy Accounts], Ankara, Türk
Tarih Kurumu Basımevi, 1992 (3rd ed.), p. 152; Sadık Rifat Pasha also presents on returning
from his embassies a portrait of a stable administration run by honest civil servants
(N. Berkes, The Development, p. 131). For a further list of Ottoman representatives and their
sefaretnames, see Azmi Süslü, “Un Aperçu sur les ambassadeurs ottomans et leurs sefaret-
name,” Tarih Araştırmaları Dergisi. 1981–82, vol. XIV, 1983, pp. 233–260.
18 Shmuel N. Eisenstadt, “Some Observations on the Dynamics of Traditions,” Comparative
Studies in Society and History, vol. 11, 1969, pp. 451–475.
19 C. Findley, Bureaucratic Reform, p. 119.
20 See R. Abou-El-Haj, Formation of the Modern State, p. 22.
a man who has spent in all eleven months in Prussia (no doubt mainly in
receptions rather than with civil servants),21 Findley detects the formation of a
“concept of bureaucratic professionalism” foreign to the world from which he
issues.22 This does not prevent Findley from viewing the reformists’ adoption
of a mode of development presented here as universal as conterminous to the
modernising conceptualisation conducted by historians a century and a half
later. He thereby projects his own analysis onto their intellectual toolkit:
It is as if European “modern observers” of the late 18th century had been able
to verbalise in rational-legal terms an evolution described by Max Weber in the
early 20th century. Whilst Quentin Skinner has established that in the modern
period ideas did exist which were not for all that clearly formulated concepts
for people of the time, specific textual analysis still needs to be conducted to
identify where the notions employed by the reformers intersect (or otherwise)
with Weberian concepts.24 Not only does C. Findley fail to perform such a task,
in the meantime European historiography has substantially reassessed the
extent to which late 18th-century administrations were rational and unified:
Jürgen Kocka in particular has pointed out how in Germany the introduction of
a civil service was both a recent and an incomplete phenomenon.25 Howard
Brown has shown that the French administration was far removed from
the idea that observers of the period had of it, and that it was characterised by the
complete and deliberate absence of any protected status for its employees, the
general usage of privilege and recommendation, and the remarkable instability
21 F.R. Unat, Osmanlı Sefirleri, pp. 151–152; S. Shaw, Between Old and New, p. 191.
22 C. Findley, Bureaucratic Reform, p. 11.
23 Ibid., p. 119.
24 Quentin Skinner, The Foundations of Modern Political Thought, Cambridge/New York,
Cambridge University Press, 1978.
25 Jürgen Kocka, Die Angestellten in der deutschen Geschichte 1850–1980: vom Privatbeamten
zum angestellten Arbeitnehmer, Göttingen, Vandenhoeck & Ruprecht, 1981; here quoted
after the book’s French translation, Histoire d’un groupe social : les employés en Allemagne,
1850–1980, translated by Gérard Gabert, Paris, Éditions de l’ehess, 1989, p. 110.
It is said that the experience of travelling to Europe gave rise to a firm belief in
the desirability of reform. Going to Europe amounted to a emerging from Plato’s
cave.28 The Ottoman is said to have been particularly predisposed to western
Enlightenment, due to his awareness of imperial decline and the trauma
inflicted by successive defeats of the state.29 Being converted to the West oper-
ated almost like a form of grace, and those who underwent it became whole-
hearted reformers.30 It is true that their experiences differed. It is true that
Tahtawi, Khayr al-Din, and Bustani (who were all fascinated by the West) did
not develop exactly the same sort of political thought.31 It is true that the extent
of their liberal ideology depended upon their individual predispositions:
26 Howard G. Brown, War, Revolution and the Bureaucratic State: Politics and Army Admini
stration in France 1791–1799, Oxford, Clarendon Press, 1995.
27 Joachim du Bellay, “Heureux qui comme Ulysse, a fait un beau voyage,” in Les Regrets, 1558.
28 Amounting to leaving the “closed cultural circle” of the pre-westernised Ottoman Empire
(E.Z. Karal, “Obstacles rencontrés…,” p. 11).
29 B. Kodaman, Les Ambassades, p. 27; “The ambassadors’ reports [such as those of Seyyid
Mustafa and Mahmud Raif or Mustafa Sami and Sadık Rifat in the following generations]
show that they were eager to learn about the countries to which they were assigned and that
they were not at all negatively disposed towards European life. On the contrary, the dominant
note was that of admiration” (N. Berkes, The Development., p. 77; see also pp. 33, 78–80).
30 Edhem Eldem, “Quelques lettres d’Osman Hamdi Bey à son père lors de son séjour en Irak
(1868–1870),” Anatolia Moderna, vol. 1, 1991, pp. 115–136, 122.
31 A. Hourani, Arabic Thought.
Some were Army officers trained in the new schools, conversant with
European languages and acquainted with a modern technique. But there
were others, trained in another way, and who in the event were to have
greater influence: the young diplomats and diplomatic interpreters.32
32 Ibid., p. 43.
33 Emmanuel Le Roy Ladurie, Les Paysans du Languedoc, Paris, S.E.V.P.E.N., 1966; Didier
Boisson, “La place et le rôle des protestants dans les villes françaises,” in Jean-Pierre
Poussou (ed.), Les Sociétés urbaines au XVIIe siècle: Angleterre, France, Espagne, Paris,
Presses de l’Université Paris-Sorbonne, 2007, pp. 225–226.
34 Victor L. Ménage, “The Mission of an Ottoman Secret Agent in France in 1486,” The Journal
of the Royal Asiatic Society of Great Britain and Ireland, no. 3–4, 1965, pp. 112–132; Susan
Skilliter, “The Sultan’s Messenger, Gabriel Defrens: An Ottoman Master-Spy of the
Sixteenth Century,” Wiener Zeitschrift für die Kunde des Morgenlandes, vol. 68, 1976,
pp. 47–60.
35 S. Shaw, Between Old and New, p. 190; Abdurrahman Şeref, Tarih Konuşmaları (Tarih
Musahabeleri) [Conversations in history], Eşref Eşrefoğlu (ed.), Istanbul, Kavram
Yayınları, 1978, pp. 75–76; B. Kodaman, Les Ambassades, p. 73.
36 Richard L. Chambers, “Ahmed Cevdet Paşa: The Formative Years of an Ottoman
Transitional,” unpublished PhD dissertation, Princeton University, 1968, p. 102.
that mean that he was entirely “free from formalism and the bonds of tradition,”
as H. Inalcık says of Mustafa Reshid Pasha?37
When a scholar such as Albert Hourani posits the relationship to western
alterity as a process that colours the Ottoman subject, this overlooks the fact that
time spent in Paris or London could in certain cases give rise to a particularly
problematic process of identity reconfiguration. Whilst it is true that Hourani
altered his ideas here, it was only to recognise that he had accorded too much
importance to European influences in comparison to the weight of Ottoman tra-
dition in his work identifying an emergent political society. In no event did he
discuss the impact of these influences on the mental constructs of those elites in
contact with the great European capitals.38 Both for him and for the other histo-
rians mentioned above, the reformers were converted to (borrowing from Nobert
Elias) a “western dynamic.” Their attachment to the “civilisation process” that the
Ottomans needed to embark on was grounded less in any form of “self-constraint”
than in a deep and sincere belief in the need to reform the imperial state.
37 Halil İnalcık, “The Nature of Traditional Society. Turkey,” in Robert E. Ward and Dankwart
A. Rustow (eds.), Political Modernization in Japan and Turkey, Princeton, nj, Princeton
University Press, 1964, p. 55.
38 A. Hourani, “How Should We Write the History of the Middle East?,” International Journal
of Middle East Studies, vol. 23, 1991, p. 128.
39 R. Davison, Reform, pp. 5, 37; Metin Heper, The State Tradition in Turkey, Hull, Eothen
Press, 1985, p. 44; B. Kodaman, Les Ambassades, pp. 26–29.
40 Feroz Ahmad, “The Late Ottoman Empire,” in Marian Kent (ed.), The Great Powers and the
End of the Ottoman Empire, London, Frank Cass, 1984, pp. 5–30, 6.
41 H. İnalcık, “The Nature of the Traditional Society,” p. 55.
42 Halide Edib [Adıvar], Memoirs of Halidé Edib, London, John Murray, 1926, p. 243; See also
R. Davison, Reform, p. 81.
43 R.L. Chambers, “The Civil Bureaucracy (Turkey),” in R.E. Ward and D.A. Rustow (eds.),
Political Modernization, pp. 301–327, 302; id., “Ahmed Cevdet Paşa,” p. 16; C. Findley,
Bureaucratic Reform, pp. 153, 158, 166; İlber Ortaylı, Tanzimat Devrinde Osmanlı Mahallî
İdareleri (1840–1880) [Ottoman Local Administrative Bodies during the Tanzimat],
Ankara, Türk Tarih Kurumu, 2000, p. 16; id., Tanzimat’dan Cumhuriyete Yerel Yönetim
Geleneği [The Tradition of Local Administration from the Tanzimat Until the Republic],
Istanbul, Hil Yayınları, 1985, p. 19; Ş. Mardin, Genesis, p. 113; K. Karpat, “The Transformation
of the Ottoman State, 1789–1908,” International Journal of Middle East Studies, vol. 3, 1972,
p. 259; Abdurrahman Şeref, Tarih Konuşmaları, p. 73; B. Masters, Christians and Jews,
p. 135; R. Davison, Reform, p. 64; A. Hourani, Arabic Thought, p. 67.
44 F. Ahmad, “The Late Ottoman Empire,” p. 5.
45 Paul J. DiMaggio and Walter W. Powell (eds.), The New Institutionalism in Organizational
Analysis, Chicago, il/London, Chicago University Press, 1991.
46 S. Shaw, “Some Aspects of the Aims and Achievements of the Nineteenth Century
Ottoman Reformers,” in W.R. Polk, R.L. Chambers (eds.), Beginnings of Modernization,
pp. 29–39; “Sultan Abdülhamid II: Last Man of the Tanzimat,” in Tanzimat’ın 150. Yıldönümü
Uluslararası Sempozyumu (Bildiriler) 25–27 Aralık 1989 [Proceedings of the International
Symposium Held for the 150th Anniversary of the Tanzimat, 25–27 December 1989],
Ankara, Milli Kütüphane Matbaası, 1991, pp. 179–197.
47 Selim Deringil, The Well-Protected Domains: Ideology and the Legitimation of Power in the
Ottoman Empire. 1876–1909, London/New York, i.b. Tauris, 1998, p. 20.
48 C. Findley, Bureaucratic Reform, p. 163.
49 Id., “Factional Rivalry in Ottoman Istanbul: The Fall of Pertev Paşa, 1837,” Journal of Turkish
Studies, vol. 10, 1986, pp. 127–134.
50 For a criticism of theories that take institutions as the result of positive actions
carried out by purposeful individuals, see P. DiMaggio and W. Powell (eds.), The New
Institutionalism.
51 H.G. Brown, War, Revolution.
The only scholar to put forward a different point of view is Ş. Mardin, when
he considers the intended usage of the main sources on which the thesis of
reforming sincerity is based.52 He points out that the Tanzimat architects did
not leave any theoretical writings justifying their “operative ideals.”53 Of course,
the genre was not a common one in the 19th century. We have at our disposal
abundant material made up of memoranda and reform projects, but far fewer
writings in which statesman discuss their experiences or offer their own point
of view.54 Only a few discuss the link between the need to believe in change
and the possibility of reform.55 One exception to this is Tunuslu Hayreddin
Pasha, Prime Minister in Tunisia under the Regency of Muhammad al-Sadiq
Bey (1859–1882) and Grand Vizier during the reign of Abdülhamid II. Both in
Tunis and in Istanbul he defended his belief that reducing state debt should be
based not only on reducing expenditure, but also on pursuing a policy of eco-
nomic development and better administrative functioning. He was concerned
about preserving the independence of the peoples of the Ummah and their
governments from European powers, and his writings put forward a body of
political thought steeped in his reading of both Enlightenment writers and
Arab political authors. In his outline of what amounts to one of the earliest
models of Muslim constitutionalism, respectful both of sharia rules and the
principle of the balance of powers, he considers that good government cannot
exist without good civil servants “who love and sincerely approve of the system
of institutions.”56 But what the author is putting forward is a reflection on the
52 Ş. Mardin, Genesis, p. 134, on the question of the sincerity of the Young Ottomans’ political
beliefs.
53 Ibid., p. 169.
54 See the various documents published by M. Cavit Baysun, “Mustafa Reşid Paşa’nın Siyasî
Yazıları” [Mustafa Reshid Pasha’s Political Writings], İ.Ü. Ed. Fak. Tarih Dergisi, vol. CXI, no. 15,
1960; id., “Cevdet Paşa’nın İşkodra’ya Me’mûriyetine Âid Vesikalar” [Documents Concerning
Cevdet Pasha’s Appointment to Shkodër], İstanbul Üniversitesi Edebiyat Fakültesi Tarih
Dergisi, vol. XVII, no. 22, 1967, pp. 181–193 and following issues. See also R. Davison, “The
Beginning of Published Biographies of Ottoman Statesmen: The Case of Midhat Paşa,” in
Hans Georg Majer and Raoul Motika (eds.), Türkische Wirtschafts und Sozialgeschichte von
1071 bis 1920. Akten des IV. Internationalen Kongress, Wiesbaden, 1995, pp. 59–79.
55 Notably the writings of Sadık Rifat Pasha (Müntehabat-i Âsâr), the political testament of
Ali Pasha (La revue de Paris, vol. XVII, no. 7, 1910, pp. 505–524, and vol. XVII, no. 9, 1910,
pp. 105–124); See also Fuat Andıç and Süphan Andıç (eds.), Sadrazam Ali Paşa, Hayatı,
Zamanı ve Siyasî Vasiyetnamesi [The Grand Vizier Ali Pasha: His Life, Time and Political
Testament], Istanbul, Eren, 2000.
56 Magali Morsy (ed.), Khayr ed-Din : Essai sur les réformes nécessaires aux États musulmans,
Aix-en-Provence, Edisud, 1987, p. 138.
them—it’s only those peoples that one can truly call historical.”64 It seems to
me that this is also an issue for the Ottoman equivalent of the Zemstva, namely
the provincial administrative councils (meclis-i idare) that took place at more
or less the same time. İlber Ortaylı has sketched out a comparison of their
respective election mechanisms.65 These councils have been extensively stud-
ied for their mode of operation and composition. But to my knowledge no
study has been published on the way they were perceived by those sitting on
them. Why should anyone have paid any attention to this until now? Historians
simply drew on a constant foundational and entrenched opposition between
the partisans of received tradition on the one hand, and the champions of
imported modernity on the other.
reformers, with this diversity being the source of the “paradox” in their forma-
tion and the failure of their project.77 Yet it was a close-knit group made up of
very small number of individuals, characterised by a community of thought, a
comparable rejection of Ali’s and Fuad’s mode of government, and a similar
place within the elite.78 As a point of comparison, think of the diverse currents
of thought running throughout the bureaucratic body as a whole, which was
far less close-knit and less ideologically and socially homogenous. It is thus no
longer a matter of taking the modernising elites as an organised group of
enlightened and sincere political actors. It would be better, in my opinion, to
shift the analysis of modernity towards another field of observation—that of
sociogenesis, seeking to observe as closely as possible the individual mecha-
nisms of modernity, the role plays, and the relationships individuals had with
their assigned and acquired statuses.
Homo Ottomanicus
Choosing a scale of terms in this way such that attitudes blur into a hazy
cloud of dots from which only the most trenchant attitudes diverge—
collaborationism, on the one hand, armed resistance on the other—[…]
amounts to privileging a judgemental posture based on simplistic binary
pigeonholing (collaborator or member of the Resistance? guilty or inno-
cent?) over a desire to understand. By definition, this posture is unable to
handle the complexity of successive loyalties (moving from the Vichy
regime to resistance) or, worse still, simultaneous loyalties (playing a double
game) and it becomes lost in the inextricable arithmetic of redemption.79
80 In C. Findley’s view İbrahim Hakkı Pasha incarnates full modernity. Everything he does is
modern: “Ibrahim Hakkî Paşa: New Ideas, New Roles, a New Man” (Ottoman Civil Offi
cialdom. A Social History, Princeton, nj, Princeton University Press, 1989, p. 195). For dis-
cussion of the Westernisation of material culture, see Ş. Mardin, “Super Westernization in
Urban Life in the Ottoman Empire in the Last Quarter of the Nineteenth Century,” in
Peter Benedict, Erol Türmertekin and Fatma Mansur (eds.), Turkey: Geographic and
Political Perspectives, Leiden, E.J. Brill, 1974, pp. 403–446. On demography and family prac-
tices, see Cem Behar, Alan Duben, Istanbul Households: Marriage, Family and Fertility.
1880–1940, Cambridge/New York, Cambridge University Press, 1991.
81 Peter L. Berger and Thomas Luckmann, The Social Construction of Reality: A Treatise in the
Sociology of Knowledge, Garden City, ny, Doubleday, 1966, pp. 106–107.
82 Raymond Aron, Introduction à la philosophie de l’histoire. Essai sur les limites de l’objectivité
historique, Paris, Gallimard, 1981 [1938], p. 190.
the Ottomans are said to have avoided any comparable form of mobilisation.
We return again to the issue of grace—on coming back from his first trip to
Paris Mustafa Reshid is said to have been wholly formed ideologically.83 And yet
Ada Shissler has shown that intellectuals do not follow this sort of trajectory,
that the personality of the nationalist Ahmet Ağaoğlu (1869–1939) was formed
via the various spheres in which he found himself: Azeri Shi’ite culture, Muslim
reformism, the ideas of the Russian intelligentsia in the 1880s, Ernest Renan’s
positivism, and Turkish nationalism all continually fed into and influenced his
political thought.84 In the same way, ought we not to envisage the possibility
that Ottoman reformers experienced successive and even simultaneous loyal-
ties to contemporary ideologies? Could we not emphasise that whilst these ide-
ologies may have been viewed as antithetical by regimes, by western diplomats,
and by the reformists themselves, they were not necessarily considered this way
by the men who considered and included them within their modes of action?
After all, the Ottomans frequented places within social and political space in
different respects,85 as actors who had to change role each time they moved from
one stage play to the next. If they were careful to display constant sincerity in
their adherence to reform, I do not see why they should not have secretly, within
their own conscience, modulated the extent of their commitment depending
upon their appreciation of each role they assumed.86 If the truth be told, the
problem of the modernist/traditionalist typification is that it neglects “the set of
stylistic variations arising from the production of behaviour suited to the posi-
tions,”87 the possibility of a given state functionary taking his “distance from the
role,” irrespective of the position that he would wish to adopt as a modernist or
traditionalist within a specific field.88 This at least is what is suggested by research
in the political sciences studying the room for manoeuvre state functionaries
have in carrying out their functions and in applying binding sets of rules.89
In modern societies the individual has firstly an ‘assigned status’, one received
at birth. For the Ottomans someone was for example the son of a notable, the
son of an ‘alim, the son of a military officer. But he also had ‘acquired statuses’,
that is to say ones which changed over time.90 In other words, if a pasha was
defined as such by the state, he could also belong to other institutions: family,
religious community, brotherhood, and so on. But as each institution confers a
different status on the individual and expects him to play a particular role, and
as there are possible distortions between current and latent statuses, there
exists the possibility of conflict between all these various roles, and of sanc-
tions should the individual not manage to harmonise the roles associated with
a given status into a coherent whole.
Let us take the case of Constantin Musurus Pasha (1807–1891), the ambas-
sador to London from 1851 to 1885. As a brilliant diplomat who enjoyed the
recognition of his peers, he was the Ottoman embodiment of the civil servant,
obeying a rational-legal mode in the exercise of his functions. Musurus was a
modern man, but not in the way in which Ottomanist historiography presents
him, that is to say as the reforming, anti-traditionalist statesman par excellence,
ideally situated on the upper levels of the modernity scale thanks to all his vari-
ous attributes (as a diplomat, a neo-Phanariot, a francophone, a lover of the
classics and close acquaintance of leading western figures).91 If he was a mod-
ern man it is more in the sense that he knew how to intervene, act, and com-
municate at various scales, manipulate several networks at the same time, pass
from one world to another with ease, and sometimes even without appearing
to be aware of it, talking as readily to Samiot villagers as to British ambassa-
dors, equally at home leafing through the European press as deciphering clas-
sical epigraphs, writing in Greek to his father-in-law and in French when
requesting instructions from his superiors.92 It is this ability to move within
different worlds which, in my opinion, characterises the modernity of the
Ottomans, both in the use they made of it and in the limits they encountered.
90 Ralph Linton, The Cultural Background of Personality, New York, D. Appleton, 1945.
91 R. Davison, “Halil Şerif Paşa, Ottoman Diplomat,” p. 221; C. Findley, Ottoman Civil
Officialdom, p. 131; Ş. Mardin, “Super Westernization”; R. Davison, “Westernized Education
in the Ottoman Empire,” The Middle East Journal, vol. 15, no. 3, 1961, pp. 289–301; Benjamin
Fortna, “Islamic Morality in Late Ottoman ‘Secular’ Schools,” International Journal of
Middle East Studies, vol. 32, no. 3, 2000, pp. 369–393.
92 On the modernity of Musurus, see Olivier Bouquet, “Un Rum aux pays des Hellènes.
Constantin Musurus, premier représentant permanent de la Sublime Porte à Athènes
(1840–1848),” in Nathalie Clayer and Tassos Anastassiadis (eds.), Society and Politics in
South-Eastern Europe during the 19th Century, Athènes, Alpha Bank, 2012, pp. 337–370.
In the way that Musurus went to Istanbul at the unexpected request of the
sovereign,93 remained there for many a long month without having the slight-
est idea of the fate in store for him, he was in his ancient Ottoman civility a true
“pasha of the Sultan” obedient to traditional domination, whilst at the same
time his status as a diplomat94—and Greek Orthodox diplomat to boot—
makes him an emblematic figure of administrative modernity. The same is true
of his son Étienne, even though he was educated in the most advanced
European schools, trained in the social graces of polite London society, and
perfectly abreast of the political and scientific theories of his time. For the clas-
sical historiography of reform he was a modern man through and through. And
yet he was also the archetypal servant submitted to the whims of Sultanic tra-
dition, since on 25 November 1884, when posted as ambassador to Rome, he
was summoned instantly back to Istanbul. He duly went and six months later
was still in the Ottoman capital. He did not know what to do and was con-
sumed with worry lest he be relegated to a subaltern position. He wrote to his
father who knew nothing of what was planned for his future. He was unable to
obtain an audience at the Chancery of the Sultan. The only information he had
came from rumours circulating about him. He did not know if he should still
consider himself to be occupying his post or not. In June he finally learned that
he had been appointed to sit on the Commission of Public Works.95
And so this one man found himself torn between various worlds, various
statuses that he sought to link up over the course of his career. Equally a pasha
with an ethnic belonging, possibly a commitment to a brotherhood, a family
situation, a Masonic commitment, and a local identity could find himself with
a number of statuses that he was not always able to combine into an overall
social system, in an Ottoman society hit by the globalisation of trade, the emer-
gence of new social professional categories, and the emergence of ideologies
of political protest.96
93 “By order of His Majesty the Sultan, you shall pack your bags within two or three days, and
you shall without delay leave London for Constantinople” (Musurus Archives, Gennadios
Library, Athens, 10/238, Nevres Pasha to Musurus Pasha, 30 August 1862). No explanation
was given for this order.
94 C. Findley, Bureaucratic Reform, p. 126.
95 Musurus Archives, Gennadios Library, Athens, 14/54, 14/55, 14/57, 14/58, 14/63, 14/64.
96 One example: Halide Edib underlines the difficulty her father experienced in being polyga-
mous whilst being open to new practices and ideas: “And father too was suffering in more
than a way. As a man of liberal and modern ideas, his marriage was very unfavorably regarded
by his friends, especially by Hakkı Bey, to whose opinion he attached the greatest impor-
tance” (H.E. [Adıvar], Memoirs, p. 145). The Hakkı Bey in question was the future Grand Vizier
İbrahim Hakkı Pasha whose resolutely “westernised” practices are emphasised by C. Findley.
Conclusion
97 Ibid.
98 C. Findley, Bureaucratic Reform, p. 207 (italics added).
99 I am referring here to Mehmed Kadri Pasha (Archives of the Prime Minister’s Office in
Istanbul, Sicill-i Ahval 1/12).
100 D. Quataert, The Ottoman Empire, p. 141; Edhem Eldem, “Istanbul 1903–1918: A
Quantitative Analysis of a Bourgeoisie,” Boğaziçi Journal, vol. 11, no. 1–2, 1997, pp. 53–98.