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D I M E N S I O N A L C H A N G E S in tool cessing (annealing, tempering, or cold treat- and to dissolve all or most of the spheroidal
steel caused by heat treatment are particu- ing) or by mechanical processing to remove carbides to the austenite. F o r plain carbon
larly important to the manufacture, proper excess material or to redistribute residual or low-alloy tool steels, austenitizing results
design, and use of tooling. Although no stresses. in a contraction in volume. The extent of
simple solution to the problem of distortion volumetric contraction decreases with in-
exists, an understanding of the complex Nature and Causes of Distortion creasing amounts of carbon present in the
factors involved will lead to procedures for composition. This can be approximated as
minimizing the amount of change in dimen- Distortion is a general term encompassing follows:
sions. This article deals primarily with irre- all irreversible dimensional changes. There
VSA = --4.64 + 2.21 (%C) (Eq 1)
versible changes that affect the actual net are two main types: size distortion, which
dimensional change or distortion of a part. involves expansion or contraction in vol- where VSA is the volume change in percent
The reversible effects of thermal expansion ume or linear dimensions without changes that occurs when spheroidite transforms to
and contraction--when a part is heated in geometrical form; and shape distortion, austenite. By use of this equation, it can be
from room temperature to austenitizing which entails changes in curvature or angu- estimated that, if heated to a temperature
temperature and cooled to room lar relations, as in twisting, bending, and/or high enough to dissolve all of the carbon in
t e m p e r a t u r e - - t e n d to cancel each other out. nonsymmetrical changes in dimensions. the austenite, a 0.50% carbon tool steel
Reversible changes cause stressing in the Frequently, both size and shape distortion would exhibit a volume change of - 3 . 5 3 % ,
elastic range. Under such conditions, the (shown in Fig 1) occur during a heat-treating a common type containing 1% carbon
initial dimensional values can be restored operation. would exhibit a change of - 2 . 4 3 % , and a
by a return to the original state of stress or Size distortion is the result of a change in very high-carbon type containing 1.5% car-
temperature. volume produced by a change in metallur- bon would exhibit a change of - 1 . 3 3 % .
The upper limit of reversible dimensional gical structure during heat treatment. Shape However, tool steels having carbon con-
change in a tool steel is determined by the distortion results from either residual or tents higher than that of the eutectoid com-
stress required to initiate deformation (that applied stresses. Residual stresses devel- position are normally austenitized at tem-
is, the elastic limit corresponding to a pre- oped during heat treatment are caused by peratures only high enough to dissolve the
selected value of plastic strain), the elastic thermal gradients within the metal (produc- eutectoid amount of carbon. Under these
deformation per unit stress (modulus of ing differing amounts of expansion or con- circumstances, 1% carbon and 1.5% carbon
elasticity), the effect of temperature on traction), by nonuniform changes in metal- tool steels would exhibit changes in volume
these properties, the coefficient of thermal lurgical structure, and by nonuniformity in of - 2 . 7 7 and - 2 . 5 3 % , respectively, after
expansion, and the temperature-time com- the composition of the metal itself, such as austenitizing. These percentages are less
binations at which stress relief and phase that caused by segregation. than that calculated directly from Eq 1
changes occur. c h a n g e s in metallurgical structure during because an allowance must be made for the
F o r practical purposes, the modulus of heat treatment of tool steels are produced volume occupied by undissolved carbides,
elasticity of all tool steels, regardless of by the three steps described below. which is about 3.5% for the 1.0% carbon
composition or heat treatment, is 210 GPa The first step involves heating an an- steel and about 12% for the 1.5% carbon
(30 × 106 psi) at room temperature. There- nealed structure (usually consisting of fer- steel.
fore, if a tool steel part deforms excessively rite and spheroidal carbides, commonly The second step involves cooling quickly
under service loading but returns to its called spheroidite) to about 800 °C (1450 °F) enough to cause the austenite to transform
original dimensions when the load is re- or higher to change the ferrite to austenite to martensite. The steel expands on t r a n s -
moved, a change in grade or type of tool
steel or in heat treatment will not be useful.
j-
To counteract excessive elastic distortion it ( Size distortion -~ ( Shape distortion
is necessary to reduce the applied stress by
increasing the section size, or to use a tool
material with a higher modulus of elasticity
(such as cemented tungsten carbide).
Irreversible changes in size or shape of
tool steel parts are those caused by stresses
that exceed the elastic limit or by changes in
.... -13
Before Heated Quenched Before After
metallurgical structure (most notably, phase hardening to austenitize to martensite hardening hardening
changes). Such irreversible changes some-
times can be corrected by thermal pro- Fig I Size and shape distortion in hardening
762 / Heat Treating of Tool Steels
Table 1 Microconstituents in various tool steels after hardening temperature of 540 to 595 °C (1000 to 1100
Retained °F) to form alloy carbides, which induces an
As-quenched Martensite, austenite, Undissolved additional expansion in volume. The forma-
Steel Hardening treatment hardness, HRC vol% vol% carbides, vol%
tion of alloy carbides during tempering is
Wl 7 9 0 ° C (1450 °F), 3 0 m i n ; W Q 67.0 88.5 9 2.5 characteristic of tool steels containing large
L3 845 °C (1550 °F), 3 0 m i n ; O Q 66.5 90 7 3.0 amounts of carbide-forming elements such
M2 1225 ° C ( 2 2 3 5 °F), 6 m i n ; O Q 64 71.5 20 8.5
D2 1040 °C (1900 °F), 3 0 m i n ; A C 62 45 40 15
as chromium, molybdenum, and tungsten,
which are found in high-speed tool steels.
Note: WQ, water quench; OQ, oil quench; AC, air cool
Type Mg/m 3 Ib/in. 3 100 *C 205 *C 425 *C 540 *C 650 *C 200 *F 400 *F 800 *F 1000 OF 1200 *F
Wl 7.84 0.283 10.4 11.0 13.1 13.8(a) 14.2(b) 5.76 6.13 7.28 7.64(a) 7.90(b)
W2 7.85 0.283 14.4 14.8 14.9 8.0 8.2 8.3
SI 7.88 0.255 12.4 12.6 13.5 13.9 14.2 6.9 7.0 7.5 7.7 7.9
$2 7.79 0.281 10.9 11.9 13.5 14.0 14.2 6•0 6.6 7.5 7.8 7.9
$5 7.76 0.280 12.6 13.3 13.7 7.0 7.4 7.6
$6 7.75 0.280 12.6 13.3 ••• 7.0 7.4
$7 7.76 0.280 • • • 12.6 13.3 13.7(a) 13.3 7.0 7.4 7.6(a) 7.4
Ol 7.85 0.283 • • • 10.6(c) 12.8 14.0(d) 14.4(d) 5.9(c) 7.1 7.8(d) 8.0(d)
02 7.66 0.277 11.2 12.6 13.9 14.6 15.1 6.2 7.0 7.7 8.1 8.4
07 7.8 0.283
A2 7.86 0.284 10.7 10.6(c) 12.9 14.0 14.2 5.96 5.91(c) 7.2 7.8 7.9
A6 7.84 0.283 11.5 12.4 13.5 13.9 14.2 6.4 6.9 7.5 7.7 7.9
A7 7.66 0.277 12.4 12.9 13.5 6.9 7.2 7.5
A8 7.87 0.284 12.0 12.4 12.6 6.7 6.9 7.0
A9 7.78 0.281 12.0 12.4 12.6 6.7 6.9 7.0
D2 7.70 0.278 10.4 10.3 11.9 12.2 12.2 5.8 5.7 6.6 6.8 6.8
D3 7.70 0.278 12.0 1l•7 12.9 13.1 13.5 6.7 6.5 7.2 7.3 7.5
D4 7.70 0.278 12.4 . . . . . . 6.9 --.
D5 . . . . . . • • • 1 2 . 0 • • • • .. 6•7
H10 7.81 0.281 12.2 13.3 13.7 6.8 7.4 7.6
Hll 7.75 0.280 11.9 12.4 12.8 12.9 13.3 6.6 6.9 7.1 7.2 7.4
HI3 7.76 0.280 10.4 11.5 12.2 12.4 13.1 5.8 6.4 6.8 6.9 7.3
H14 7.89 0.285 1 1 . 0 • • • 6.1
H19 7.98 0.288 11.0 11.0 12.0 12.4 12.9 6.1 6A 6.7 6.9 7.2
H21 8.28 0.299 12.4 12.6 12.9 13.5 13.9 6.9 7.0 7.2 7.5 7.7
H22 8.36 0.302 11.0 " • • 11.5 12.0 12.4 6.1 6.4 6.7 6.9
H26 8.67 0.313 • • • 12.4 • • • • ." 6.9
H42 8.15 0.295 • • • 11.9 • • • -.' 6.6
T1 8.67 0.313 • "- 9.7 11.2 11.7 11.9 5.4 6.2 6.5 6.6
T2 8.67 0.313
T4 8.68 0.313 • • • 1 1 . 9 • - • • ." 6.6
T5 8.75 0.316 11.2 "•• • • • 11.5 • • • 6.2 • ." 6.4
T6 8.89 0.321
T8 8.43 0.305
TI5 8.19 0.296 • '' 9.9 11.0 11.5 . •• 5.5(c) 6.1 6.4
MI 7.89 0.285 • • • 10.6(c) 11.3 12.0 12.4 5.9(c) 6•3 6.7 6.9
M2 8.16 0.295 10.1 9.4(c) 11.2 11.9 12.2 5.6 5.2(c) 6.2 6.6 6.8
M3, class 1 8.15 0.295 11.5 12.0 12.2 6.4 6.7 6.8
M3, class 2 8.16 0.295 11.5 12.0 12.8 6.4 6.7 7.1
M4 7.97 0.288 9.5(c) 11.2 12.0 12.2 5•3(c) 6.2 6.7 6.8
M7 7.95 0.287 9.5(c) 11.5 12.2 12.4 5•3(c) 6.4 6.8 6.9
M10 7.88 0.255 1 1 . 0 11•9 12.4 6.1 6.6 6.9
M30 8.01 0.289 11.2 11.7 12.2 6.2 6.5 6.8
M33 8.03 0.290 11 •0 11.7 12.0 6.1 6.5 6.7
M36 8.18 0.296
M41 8.17 0.295 9.7 10.4 11.2 ••• 5•4 5.8 6.2
M42 7.98 0.288
• . .
M46 7.83 0.283
M47 7.96 0.288 10.6 11.0 11.9 ••• 12.6 5.9 6.1 6.6 "" 7.0
L2 7.86 0.284 14.4 14.6 14.8 8.0 8.1 8.2
L6 7.86 0.284 11.3 12.6 12.6 13.5 13.7 6.3 7.0 7.0 7.5 7.6
P2 7.86 0.284 13.7 . . . . . . 7.6 "--
P5 7.80 0.282
P6 7.85 0.283
P20 7.85 0.283 12.8 13.7 14.2 7.1 7.6 7.9
(a) From 20 to 500 °C (68 to 930 °F). (b) From 20 to 600 °C (68 to 1110°F). (c) From 20 to 260 °C (68 to 500 OF).(d) From 38 °C (100 *F)
During quenching, large temperature dif- Besides being reduced through control of
ferences between surface and interior, and rates of heating and cooling, shape distor-
between light and heavy sections can cause tion can be reduced by employing a local-
severe shape distortion, because of thermal ized method of heating and quenching such
stress and mechanical stress produced by a as flame hardening, induction hardening,
martensitic transformation. This problem is electron beam or laser hardening to treat
most severe if the hardenability of the steel only that portion of the tool that must be
is so low that a fast cooling rate is required hardened.
to obtain full hardness. In such a situation, Controlling out-of-roundnessis important
especially when making a large or complex for certain precision applications, such as
part, it may be best to substitute a high- class C and D cutting hobs made of high-
hardenability, air-hardening tool steel, speed steels. Class C and D hobs must be
which requires only a slow cooling rate to held close to size limits because they are not
fully harden. It is worth noting that water ground to size after heat treatment, but
quenched steels will generally show large rather are used in the unground condition.
dimensional changes after quenching. How- Normal size distortion in hardening and (a) C o ~ o n s l procms
ever, because plain carbon tool steels such tempering can be accommodated by making
as W l and W2 are shallow hardening, the the tool slightly oversize or slightly under-
amount of movement in large cross sections size, as required, before heat treating. High-
may be less than comparable tools made speed steel bars, however, have been ob-
from higher-hardenability grades. served to go out-of-round as much as 0.05 0.11Q5m e
However, if lower-hardenability steels re- mm (0.002 in.) during heat treatment. The
quiring liquid quenching are used, fixturing pattern of size distortion shown in Fig 2(a)
and pressure die quenching can help mini- can occur. It appears to be related to the
mize distortion. Long symmetrical parts initial shape of the cast ingot and to the
should be fixtured and should be quenched specific primary-mill processing used to re-
in the vertical position with vertical agita- duce the ingot into bars. By changing steel-
tion of the quench mediums. making, forgings, and rolling procedures,
out-of-roundness has been reduced to the
smaller differential pattern shown in Fig (b),~isl process
Special Techniques for 2(b), where the difference between high and Typical diameter changes during heat treat-
low points is only 0.005 mm (0.0002 in.). Fig 2 merit for high-speed steel bars. Drawings pro-
Controlling Shape Distortion High-speed steel bars made this way are duced by calculation from precision measurements of
diameter. Charts are plots on polar coordinates de-
Special quenching procedures such as marketed by a few tool steel producers as picting variations in diameter after heat treatment for
martempering and austempering may also "close tolerance hob stock." An even bet- a bar that was round within -+1.25 p,m (-+0.00005 in.)
be useful for controlling distortion in parts ter method of combating out-of-roundness before heat treatment.
that have an appropriate configuration and is to use high-speed tool steel bars made
have been made of material of appropriate from hot isostatically pressed powders,
hardenability. In martempering, parts are which maintain the best possible symmetry
quenched in hot molten salt fast enough to during conventional heat treatment (see the tensite in plain carbon or low-alloy tool
avoid transformation to high-temperature discussion of powder metallurgy steels later steels that must be tempered at low temper-
transformation products such as ferrite or in this article). atures to achieve the hardness required.
pearlite. The parts are held at a bath tem- Stabilization involves reducing the Cold treatment may be applied either before
perature in the range from slightly above to amount of retained austenite in heat-treated or after the first temper. If, however, the
slightly below the M s just long enough to material. Retained austenite can slowly tools tend to crack because of the additional
equalize the interior and surface tempera- transform and produce distortion if the ma- stress induced by dimensional expansion
tures. The parts are then removed from the terial is later heated or subjected to stress. during cold treatment, it is generally pru-
bath and allowed to air cool to room tem- Stabilization also reduces internal (residual) dent to apply cold treatment after first tem-
perature. Slow cooling through the marten- stress, making distortion in service less pering of the tools. When cold treatment is
sitic transformation range reduces distor- likely to occur. Stabilization is most impor- applied after the first temper, the amount of
tion as compared with rapid quenching. tant for tools that must retain their exact retained austenite that transforms during
Martempered tools must be given the usual size and shape over long periods (that is, the cold treatment may be considerably less
tempering treatment. gages and blocks). than desired because some of the austenite
Austempering can be used to reduce dis- If the tool steel chosen provides the re- may have been stabilized by tempering pri-
tortion if a hardness no higher than 57 HRC quired hardness after tempering at a rela- or to cold treating. Cold treatment is usually
is acceptable for the application. In austem- tively high temperature, it is possible to done in a commercial refrigeration unit ca-
pering, parts are also quenched in hot mol- reduce the amount of retained austenite and pable of attaining - 7 0 to - 9 5 °C ( - 100 to
ten salt but by temperature selection are the internal stress by multiple tempering. - 1 4 0 °F). Tools must be retempered
forced to transform into bainite rather than Initial tempering reduces internal stress and promptly after return to room temperature
martensite. Bainite forms at temperatures conditions the retained austenite so that it following cold treatment to reduce internal
above those at which martensite forms. The can transform to martensite on cooling from stress and to increase the toughness of the
parts must be held long enough at a temper- the tempering temperature. A second or newly formed martensite.
ature above M S (usually about 230 °C, or 450 third retempering is usually necessary to F o r some tools, a small percentage of
°F) to permit the austenite to transform to reduce the internal stress set up by the retained austenite is desirable for improving
lower bainite. When air cooled to room transformation of retained austenite. toughness and providing a favorable inter-
temperature, austempered tools exhibit less Single or repeated cold treatment to a nal stress pattern that will help the tool to
shape distortion and generally require no temperature below Mf will cause most of withstand service stresses. F o r these tools,
subsequent tempering. the retained austenite to transform to mar- a full stabilizing treatment may actually
Control of Distortion in Tool Steels / 765
result in tools that are unfit to perform their transformation will set up compressive or Powder Metallurgy Steels
required functions. tensile stresses that can cause distortion
Temper Straightening of Martempered and/or cracking. Elimination of surface mill In recent years, tool steels with improved
Tool Steels. Temper straightening is used for decarburization or carburization by machin- properties have been produced by the pow-
correcting distortion caused by heat treat- ing or grinding prior to heat treatment are der metallurgy (P/M) process.
ment. The workpiece first is tempered to a recommended to eliminate such effects. The basic production routes now in com-
hardness somewhat higher than required, Shape change caused by mechanical mercial use for P/M tool steels are summa-
and then clamped in a straightening fixture thermal stresses prior to heat treatment rized in Fig 3. All these processes use gas-
and tempered to the required hardness. The can be addressed by stress relieving, Me- or water-atomized powders and either hot
greater the hardness difference between the chanical sources such as forming, grind- isostatic pressing (HIP), mechanical com-
first and the corrective tempering opera- ing, or machining can set up nonuniform paction (extrusion, forging, and so on), or
tions, the more accurate the dimensions will residual stresses. Brazing, welding, and vacuum sintering for densification. The ba-
be. Temper straightening is most successful torch heating can cause thermal residual sic difference among these processes is that
at hardness levels of 55 HRC and lower. stresses. These residual stresses remain in the use of gas atomization will yield spher-
Deep-hardening alloy and tool steels that the component until thermally relieved. As ical particles, while water atomization will
are being martempered to minimize distor- the component is heated, the steel will produce angular particles of significantly
tion should be held straight during the cool- yield plastically at the point where the hot higher oxygen content. The angular parti-
ing period after austenitizing and until the yield strength and residual stress level cles can be cold pressed to provide a com-
completion of martempering. If straightness coincide. The creep deformation occurs pact that has sufficient mechanical strength
is not maintained throughout martempering, simultaneously with any stress relaxation. to be handled and processed directly, while
the workpiece will warp as martensite con- Localized mechanical stresses such as the spherical gas-atomized powder must be
tinues to form. Straightening should be stamped identification marks, machining encapsulated prior to densification. The
done below 480 °C (900 °F). Cold bars or marks, sharp corners, and changes in sec- most widely used of the aforementioned
chills contacting the high side will more tion size will have a significant influence production practices utilize gas atomization
rapidly extract the heat from the workpiece on the degree and location of the shape and HIP.
and aid in straightening. distortion. A separate stress-relieving cy- P/M tool steels have two major advantag-
Other Considerations. One of the most cle by heating to approximately 650 °C es: complete freedom from macrosegrega-
common instances of dimensional change in (1200 °F) and air cooling allows the control tion and porosity, and uniform distribution
steel articles is the warpage that occurs of mechanically or thermally induced re- of extremely fine carbides. These character-
during the heating operation and that is sidual stress. istics provide deeper hardening and faster
often mistaken for a dimensional change Upon cooling from the stress relief, the response to hardening conditions (see Fig
occurring in the quench. It will be noted part may be distorted, but can be easily 4). The latter is important, particularly for
that on heating, a relatively large expansion corrected in the annealed condition with molybdenum high-speed steels, which tend
takes place, and that at the transformation an additional operation of straightening, to decarburize rapidly at austenitizing tem-
temperature, a slight contraction occurs. machining, or grinding. In many situations peratures. P/M products also show less out-
Because this contraction occurs when the where extensive machining is required, a of-roundness distortion in large-diameter
steel is hot and very plastic, it is not likely good practice is to rough machine, stress bars (see Table 4).
to lead to cracking. However, the continu- relieve, and then finish machine or grind When sulfur is added to P/M tool steels,
ous expansion on heating will cause heavy using light passes. Annealing in place of they exhibit a very fine homogeneous dis-
objects or long slim objects to warp if not stress relieving is acceptable and preferred tribution of sulfides. This uniform sulfide
properly supported, if the rate of heating is if considerable welding has been per- distribution promotes better machinability.
too great or if nonuniform heating occurs. It formed. After heat treating, the refined, hardened,
is necessary to emphasize the importance of Preheating as the initial phase of harden- and tempered P/M tool steels exhibit better
proper support for any article to be heated ing will provide a stress-relieving effect. grindability and greater toughness than con-
to a high temperature, because at this tem- However, distortion will manifest itself and ventionally processed (cast and wrought)
perature the lack of strength will often allow if allowed to exist through the hardening tool steels. As of 1990, more than 30 differ-
the steel to bend under its own weight. operation, the effect of stress relieving will ent P/M tool steel compositions were com-
Warpage and dimensional changes can also be lost because straightening of a hardened mercially available. Many of these corre-
arise on heating from machining stresses part is very difficult to accomplish. spond directly to AISI wrought
and from unbalanced design. Slow rates of Fundamentals such as the technique of counterparts. More detailed information on
heating offer less danger of either occurring placing the tools in a high heat furnace as processing and properties of P/M tool steels
than fast rates of heating because at any one well as racking and handling methods must can be found on pages 780 to 792 of Volume
time the temperature gradients throughout be considered as potential causes of shape 1 of the 10th Edition of Metals Handbook.
the steels are less. distortion. Uniform support of parts in a
Excessively high austenitizing tempera- furnace is important to prevent sagging, Maraging Steels
tures in tool steels will lead to excessive particularly at high heat temperatures for
grain growth and a more stabilized austen- long, slender sections. Large parts must be A group of alloys known as 18% Ni
ite. This overheated condition along with raised off the hearth plate to ensure satis- maraging steels are commonly used for tool-
the larger thermal gradients experienced factory heat circulation and more even heat- ing. These maraging steels are chosen for a
during heating and quenching will result in ing and cooling. Because tool steel is auste- variety of reasons, not the least of which is
irregular dimensional changes. nitic when it is removed from the high heat their freedom from distortion associated
Another factor that will influence shape furnace, care must be exercised in transfer- with the austenite to martensite transforma-
distortion is surface chemistry variation. ring the load. Preferably, the parts should tion. Maraging steels are supplied by pro-
For example, when lower or higher carbon be placed on trays that can be grasped to ducers in a soft martensitic condition, ap-
concentrations exist, as in decarburization remove the load. If the individual part must proximately 28 to 35 HRC, referred to as
or carburization, the surface transformation be handled with tongs, avoid holding it at the solution treated or solution annealed
temperature will be changed. The difference the thinner sections, which will lose heat condition. In this solution treated condition,
between the surface and the subsurface rapidly and might bend more easily. the alloy can be formed, machined, and
766 / Heat Treating of Tool Steels
68
~67 P/M bar, 125mm diam
I
I Water atomize Gas atomize ~ t i o n a l
bar, 19 mm diam