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A Randomized Controlled Study to Compare Effects of Inhaled

Fluticasone and Low Dose Deriphyllin® Combination with Inhaled

Fluticasone Alone in Patients with Moderate to Severe

Chronic Obstructive Pulmonary Disease

A DISSERTATION
SUBMITTED TO THE TAMIL NADU Dr. M.G.R. MEDICAL UNIVERSITY,
CHENNAI,
IN PARTIAL FULFILLMENT OF THE REGULATIONS FOR THE AWARD OF
M. D. DEGREE IN PHARMACOLOGY (BRANCH VI) EXAMINATION TO BE
HELD IN MARCH 2009

DEPARTMENT OF PHARMACOLOGY AND CLINICAL PHARMACOLOGY,


CHRISTIAN MEDICAL COLLEGE, VELLORE – 632002.
DECLARATION

I, Dr. Linda Jose P, hereby declare that this dissertation titled “A Randomized

Controlled Study to Compare Effects of Inhaled Fluticasone and Low Dose

Deriphyllin® Combination with Inhaled Fluticasone Alone in Patients with

Moderate to Severe Chronic Obstructive Pulmonary Disease” has been

prepared by me under direct guidance of Dr. Kalpana Ernest, Professor and Head,

Department of pharmacology, and co-guidance of Dr. D. J. Christopher, Professor

and Head, Department of Pulmonary Medicine and Dr. B. S. Ramakrishna,

Professor and Head, Department of Gastrointestinal Sciences, Christian Medical

College, Vellore, in partial fulfillment of university regulations for award of M.D.

Degree in Pharmacology. I have not submitted this dissertation in any part or full to

any other university or towards any other degree.

Place:

Date: Dr. Linda Jose P


Dr Kalpana Ernest M.D.
Professor and Head,
Department of Pharmacology & Clinical Pharmacology
Christian Medical College,

CERTIFICATE

Certified that this dissertation entitled “A Randomized Controlled Study

to Compare Effects Of Inhaled Fluticasone and Low Dose Deriphyllin®

Combination with Inhaled Fluticasone Alone in Patients with Moderate to

Severe Chronic Obstructive Pulmonary Disease” submitted by Dr. Linda Jose P

in partial fulfillment for the award of M.D. degree in Pharmacology, The Tamil

Nadu Dr. M. G. R. Medical University, Chennai, Tamil Nadu, is a bonafide work

done under my guidance and supervision and completed to my satisfaction.

Place:
Date:
Dr Kalpana Ernest M.D.
Dr D J Christopher DTCD,
DNB, FCCP, FRCP.
Professor and Head, .
Department of Pulmonary Medicine,
Christian Medical College.

CERTIFICATE

Certified that that this dissertation entitled “A Randomized Controlled

Study to Compare Effects of Inhaled Fluticasone and Low Dose Deriphyllin®

Combination with Inhaled Fluticasone Alone in Patients with Moderate to

Severe Chronic Obstructive Pulmonary Disease” submitted by Dr. Linda Jose P

in partial fulfillment for the award of M.D. degree in Pharmacology, The Tamil

Nadu Dr M G R Medical University, Chennai, Tamil Nadu, is a bonafide work done

under my co-guidance and supervision and completed to my satisfaction.

Place:
Date: Dr D J Christopher
Dr B.S. Ramakrishna MD, DM,
PhD, FAMS
Professor and Head, .
Department of Gastroenterology &
Hepatology,
Christian Medical College.

CERTIFICATE

Certified that that this dissertation entitled “A Randomized Controlled

Study to Compare Effects of Inhaled Fluticasone and Low Dose Deriphyllin®

Combination with Inhaled Fluticasone Alone in Patients with Moderate to

Severe Chronic Obstructive Pulmonary Disease” submitted by Dr. Linda Jose P

in partial fulfillment for the award of M.D. degree in Pharmacology, The Tamil

Nadu Dr M G R Medical University, Chennai, Tamil Nadu, is a bonafide work done

under my co-guidance and supervision and completed to my satisfaction.

Place: Dr B.S. Ramakrishna


Date:
Acknowledgements
The work carried out in this thesis was a collaborative effort of Pharmacology

Department with Departments of Pulmonary Medicine, Clinical pathology and Wellcome

Research Lab, at Christian Medical College, Vellore. Several people who have helped,

supported or contributed to this thesis deserve acknowledgment at this place.

I express my wholehearted thanks to Dr Kalpana Ernest, Professor and Head,

Department of Pharmacology and my guide, for always being supportive and

encouraging throughout my candidature. I am also thankful to her for allowing me to

pursue my interests in the area of pulmonary pharmacology.

Dr. D J Christopher, Professor and Head, Department of Pulmonary Medicine

and my co-guide - I acknowledge you Sir, with gratitude for allowing me to be a part of

pulmonary research team. I am very thankful to your ideas, suggestions, encouragement

and support throughout my course of study. I am indebted to you for motivating me to

initiate this project and helping me in every possible way throughout my dissertation.

I was fortunate to have the support and guidance of Dr. B.S. Ramakrishna,

Professor and Head, Department of Gastrointestinal Sciences, throughout my work. He

has been a great source of inspiration through his enormous knowledge and willingness

to support scientific research. I wish to express my deep gratitude to him for the

encouragement and invaluable support rendered to me in the fulfillment of this work.

I express my heartfelt thanks to Dr. Sukesh C Nair, Professor, Department of

Clinical Pathology and my co-investigator, for his support throughout this thesis work.
I particularly thank him for the excellent environment of scientific research I enjoyed in

his laboratory.

Dr Jacob Peedicayil, your easy accessibility and constructive critical review of

my efforts was most appreciated. I am grateful to you for sharing your insights, during

our discussions on epigenetics and the innumerable suggestions you gave during the

preparation of the manuscript. I would like to express my sincere gratitude to Dr. Sujith

Chandy, for always being supportive and inculcating interest in research. I am

particularly grateful to him for the time he freely made available from his busy schedule

for discussion and for the valuable inputs he gave to this study. I thank Dr. Anna

Mathew for all her encouragement and support and Dr. Manoj Tyagi, for stimulating

my interest in basic research.

I am overwhelmed with gratitude towards Dr. Denise, Dr. Binu, Mrs Anitha

and other staff in Clinical Pharmacology Unit for teaching me the intricacies of HPLC

and the inputs they provided to my study. To Dr. Gautham T.P, I would like to express

my deep gratitude for his inspiring enthusiasm and generous help in the fulfillment of this

work. I can honestly say that I would still be working, if it were not for your help. I thank

Dr. Joe Varghese, Mr. Kalyan, and Mr. Jayakumar for their guidance. My heart felt

thanks are also to Ms. Abitha for her generous help. I express my gratitude towards Mr.

Jayakanthan for the support provided in the performance of ELISA tests.


I thank all my friends that I had the pleasure to work with: Dr. Bhagwat Gunale

for being a great friend, Dr. Ratna, my colleague for always being supportive to me, Dr.

Sonish, for being there always to help me through my difficult times. I thank Dr.

Dhanasekar, Dr. Babu, Dr. Mannvizhi for their support. I also thank Dr. Meeta, Mrs.

Deepa, Ms Jisha, Ms Divya and other staff in Department of Pulmonary Medicine

for their enthusiasm and active interest in this work. I thank Mr. David Imbakumar

and Mr. Kamal for their assistance in sample processing and analysis. I appreciate their

genuine dedication and enthusiasm to help me at times of need.

I express my heartfelt thanks to Dr. Yasuyuki Nasuhara, Hokkaido University

School of Medicine, Japan, for sending me a soft copy of his work on low dose

theophylline and inspiring my thoughts. My sincere acknowledgments are offered to the

Research committee of the Christian Medical College for approving and facilitating

my study through funding and also to the patients for their enthusiasm to take part in this

study.

There are many others who deserve more than thanks during the time that I was

working for this thesis; I express my gratitude to each one as without them this thesis

would never have been completed

Finally I thank my family, for their love and understanding helped me to undertake

my course of study.
CONTENTS

Topic Page

I. Introduction 1

II. Aim and Objectives 4

III. Review of Literature

Chronic Obstructive Pulmonary Disease 5

Chronic Airway Inflammation in COPD 7

Oxidative stress in COPD 13

Anti-Inflammatory Effects of Corticosteroids 18

Corticosteroid Resistance in COPD 21

Effects of Theophylline in COPD 23

Clinical Implications of the Study 26

IV. Materials and Methods

Study Subjects 27

Study Design 28

Pulmonary Function Test 29

Six Minute Walk Test and Borg Dyspnea Score 30

Sputum Induction 30

Sputum Processing and Cell Count 31

Estimation of IL8 Level in Induced Sputum 32


Estimation of MPO Activity in Induced Sputum 34

Estimation of Plasma Theophylline Concentration by HPLC 35

Sample Size and Sampling 37

Randomization and Blinding 37

Statistical Analysis 37

V. Results

Background and Run-In Period 38

Effect of Treatment on Sputum Inflammatory Variables 40

Effect of Treatment on Lung Function Indices 43

VI. Discussion 47

VII. Conclusions 51

VIII. Summary 52

IX. Bibliography

X. Annexure

List of Tables

List of Figures

Abbreviations

Patient Information Sheet & Informed Consent Form

Case Record Form

Research Committee Approval

Ethics Committee Approval


Introduction …
Introduction:
Chronic Obstructive Pulmonary Disease (COPD) is a preventable and

treatable lung disease with significant extrapulmonary effects. It is a major cause of

chronic morbidity and mortality, being the fourth leading cause of death in the world

and continues to increase in its prevalence (Lopez et al., 2006). Tobacco smoking

continues to be a major cause of COPD (Lange et al., 1992). However, COPD may

also be caused by other environmental factors such as cooking fumes, pollutants,

passive smoking, or other inhaled toxins.

COPD is characterized by progressive airflow limitation manifesting

clinically with shortness of breath, chronic cough and sputum production. The airflow

limitation is associated with an abnormal inflammatory response of the lung to

noxious particles or gases (Rabe et al., 2007). A wide variety of inflammatory

mediators have been shown to be released from activated macrophages and

neutrophils in response to cigarette smoke and other inhaled particles (Barnes, 1999).

These inflammatory mediators attract inflammatory cells from the circulation and

amplify oxidative stress, which enhances the expression of inflammatory genes and

induces structural changes in the airway (Barnes, 2004a). Stimuli that switch on

inflammatory genes do so by changing the chromatin structure of the gene (Adcock et

al., 2005). Chromatin is made up of DNA wound almost twice around histone

proteins. Remodeling of this chromatin structure is through acetylation of the core


histone proteins which allows the chromatin structure to transform from the resting

closed conformation to an activated open form which initiates gene transcription

(Barnes, 2006c). This process of histone acetylation and gene transcription is

reversible with deacetylation of acetylated histones by histone deacetylases (HDACs)

resulting in gene silencing (Barnes et al., 2005).

Inhaled or oral corticosteroids are the most commonly used anti-

inflammatory drugs in COPD (Rabe et al., 2007). Fluticasone, Beclomethasone,

Budesonide and Ciclesonide are the widely prescribed inhaled corticosteroids in our

country. Corticosteroids exerts their anti-inflammatory effects mainly by recruiting

HDACs to the activated transcriptional complex, resulting in deacetylation of

histones, and, thus, a decrease in inflammatory gene transcription (Ito et al., 2005)

However, large controlled trials of inhaled corticosteroids in COPD (Keatings et al.,

1997b, Culpitt et al., 1999, Loppow et al., 2001) showed no reduction in disease

progression, as they did not show significant effect on neutrophil counts, granule

proteins, inflammatory markers or proteases in induced sputum. This may be due to

an active resistance to corticosteroids caused by the oxidative and nitrative stress in

COPD specifically impairing HDACs. Thus new types of non-steroidal anti-

inflammatory treatment are in need. These novel anti inflammatory drugs which

include phosphodiesterase inhibitors, inhibitors of nuclear factor-kappa beta (NF-kB),

inhibitors of p38 mitogen-activated protein kinase, and interleukin- 10 are under

clinical trials (Barnes, 1999).


Deriphyllin Retard is a sustained release formulation that contains etofylline

and theophylline anhydrous. Theophylline has been used as a bronchodilator in the

treatment of COPD for over 70 years, but has lost popularity as better tolerated and

more effective bronchodilators have been introduced. However, new insights into the

molecular action of theophylline have shown that theophylline activates HDAC

activity and therefore suppress the expression of inflammatory genes (Adcock et al.,

2005). Moreover, theophylline significantly reduces the concentrations of 3-

nitrotyrosine and thus the oxidative stress (Hirano et al., 2006). Thus theophylline

would have an anti-inflammatory action in its own right and, of more importance,

may reverse the resistance to the anti-inflammatory effects of corticosteroids.

Moreover, this anti-inflammatory effect is seen at low plasma concentrations of

theophylline (5 to 10 μg/ml) which avoids side effects and drug interactions; making

it an attractive and safe treatment (Culpitt et al., 2002)

This study aims to evaluate the effects of inhaled fluticasone and low

dose Deriphyllin® combination, as compared to inhaled fluticasone monotherapy in

patients with stable moderate to severe COPD. If proven to be effective, it may raise

the possibility that this relatively old and inexpensive medicine may come back into

favour as an anti-inflammatory treatment and may even reverse steroid resistance in

COPD.
Aim & Objectives …
Aim of the study
To compare the effects of inhaled fluticasone and low dose Deriphyllin®

combination against inhaled fluticasone alone in patients with stable, moderate to

severe COPD.

Primary objective: To compare the anti-inflammatory effects of inhaled

fluticasone and low dose Deriphyllin® combination against inhaled fluticasone

monotherapy, in patients with stable moderate to severe COPD, as measured by

changes in

1. Sputum total white cell count

2. Concentration of interleukin8 (IL8) in induced sputum

3. Myeloperoxidase (MPO) activity in induced sputum

Secondary objectives: To compare the improvement in lung function

indices with inhaled fluticasone and low dose Deriphyllin® combination against

inhaled fluticasone monotherapy, in patients with stable, moderate to severe COPD,

as measured by changes in

1. Forced Expiratory Volume in 1 second (FEV1)

2. Dyspnea as measured by Borg dyspnea score(BDS)

3. Exercise tolerance as measured by 6 minute walk test (6 MWT)


Literature review …

Review of Literature:
1. Chronic obstructive pulmonary disease
Chronic obstructive pulmonary disease (COPD) is a chronic

inflammatory disease of the airways with some significant extrapulmonary effects

that may contribute to its severity. Its pulmonary component is characterized by

airflow limitation that is not fully reversible but usually progressive. Weight loss,

nutritional abnormalities and skeletal muscle dysfunction are well-recognized

extrapulmonary effects of COPD.

The chronic airflow limitation characteristic of COPD is

associated with an abnormal inflammatory response of the lung to noxious particles

or gases. This abnormal inflammatory response may induce parenchymal tissue

destruction (resulting in emphysema), and disrupt normal repair and defense

mechanisms (resulting in small airway fibrosis). Thus a new definition has recently

been adopted by the Global Initiative on Obstructive Lung Disease (GOLD 2007)

(Rabe et al., 2007) to encompass the role of chronic inflammation in COPD: COPD is

“a disease state characterized by airflow limitation that is not fully reversible. The

airflow limitation is usually progressive and associated with an abnormal

inflammatory response of the lungs to noxious particles and gases”.

Risk factors for COPD


Cigarette smoking is by far the most commonly encountered risk factor for

COPD (Lange et al., 1992). Other types of tobacco smoking popular in our country
(beedies) are also risk factors for COPD (Jindal et al., 2006), although their risk

relative to cigarette smoking has not been reported. The risk for COPD in smokers is

dose-related (Burrows et al., 1977) depending on the age at starting to smoke, total

pack-years smoked, and current smoking status. Occupational dusts and chemicals

(Hnizdo et al., 2002) are known to cause COPD on their own. Biomass fuels like

wood, animal dung, crop residues, and coal, typically burned in open fires or poorly

functioning stoves, may lead to very high levels of air pollution (Shrestha et al., 2005)

Infections (viral and bacterial) may contribute to the pathogenesis and

progression of COPD, and the bacterial colonization associated with airway

inflammation, may also play a significant role in COPD exacerbations (Seemungal et

al., 2001). Malnutrition and weight loss can reduce respiratory muscle strength and

endurance, apparently by reducing respiratory muscle mass and thus, contribute to the

cachexia seen among COPD patients (Casaburi, 2001).

COPD is a polygenic disease and a classic example of gene-environment

interaction (Silverman et al., 2002). Thus, of two people with the same smoking

history, only one may develop COPD due to differences in genetic predisposition to

the disease, or on how long they live (Molfino, 2007).


2. Chronic airway inflammation in COPD

Pathological changes characteristic of COPD include chronic airway

inflammation causing (a) mucus hypersecretion, (b) chronic obstructive bronchitis

with fibrosis and obstruction of small airways and (c) emphysema with enlargement

of airspaces and destruction of lung parenchyma (Jeffery, 2000).

The chronic airway inflammation characteristic of COPD appears to be an

abnormal inflammatory response of the respiratory tract to irritants such as cigarette

smoke. In COPD patients, lung inflammation is amplified by oxidative stress and an

excess of proteinases, leading to the characteristic pathological changes.

COPD is characterized by a specific pattern of inflammation involving

neutrophils (Stockley, 2002), macrophages (Tetley, 2002), and CD8+lymphocytes

(Saetta et al., 1998).These cells release inflammatory mediators and interact with

structural cells in the airways and lung parenchyma (Barnes, 2004a).

2.1 Inflammatory Cells in COPD

 Neutrophils: Increased neutrophils are found in sputum of normal

smokers. Few neutrophils are seen in lung tissue. It is further increased in

COPD in proportion to disease severity (Williams et al., 2001).They may be

important in mucus hypersecretion and also secrete serine proteases like

neutrophil elastase (NE), cathepsin G, and proteinase-3 which may contribute

to alveolar destruction (Stockley, 2002).


 Macrophages: Increased numbers are seen in airway lumen, lung

parenchyma, and bronchoalveolar lavage fluid (Tetley, 2002). They produce

increased inflammatory mediators including tumor necrosis factor (TNF)–α,

IL-8, LTB4 and proteases (Grashoff et al., 1997) in COPD patients in

response to cigarette smoke and may show defective phagocytosis (Churg et

al., 2003).

 T lymphocytes: Both CD4+ and CD8+ cells are increased in the

airway wall and lung parenchyma, with increase in CD8+:CD4+ ratio.

Increased CD8+ T cells (Tc1) secrete interferon-γ and express the chemokine

receptor CXCR3 (Cosio et al., 2002). CD8+ cells may be cytotoxic to alveolar

cells, contributing to their destruction (Saetta et al., 1998).

 B lymphocytes: Increased in peripheral airways and within lymphoid

follicles, possibly as a response to chronic colonization and infection of the

airways (Hogg et al., 2004).

 Eosinophils: Increased eosinophils are seen in the airway (Gompertz

et al., 2000) and increased eosinophil proteins are present in induced sputum

during exacerbations (Tetley, 2005).

 Epithelial cells: May be activated by cigarette smoke to produce

inflammatory mediators. They are an important source of transforming growth

factor (TGF)-α, which induces local fibrosis (Takizawa, 2003).


2.2 Inflammatory Mediators Involved in COPD

A wide variety of inflammatory mediators have been shown to be

increased in COPD patients which attract inflammatory cells from the circulation

(chemotactic factors), amplify the inflammatory process (pro-inflammatory

cytokines), and induce structural changes (growth factors).

Chemotactic factors:

 Lipid mediators: e.g., Leukotriene B4 (LTB4) is a potent chemo-attractant of

neutrophils and T lymphocytes (Woolhouse et al., 2002).

 Chemokines: e.g., IL-8 is selectively chemo-attractant to neutrophils (Beeh et al.,

2003). It signals via two receptors: a low-affinity CXCR (chemokine receptor)1 and a

high affinity CXCR2 which may also be increased in COPD (Qiu et al., 2003).

Pro-inflammatory cytokines: e.g., Tumor necrosis factor-α (TNF- α), IL-1β,

and IL-6 amplify the inflammatory process of COPD (Keatings et al., 1996). TNF- α

activates NF-kB, which switches on the transcription of inflammatory genes, in

epithelial cells and macrophages and thus contribute to the cachexia of severe COPD

(Yagi et al., 2006).

Growth factors: The elevated concentrations of G-CSF in COPD increase

neutrophil survival and may enhance neutrophilic inflammation (Barnes, 2004a).

Small airway and alveolar epithelial cells of COPD patients show increased

expression of transforming growth factor-ß (TGF-ß) which might play a role in the

characteristic fibrosis in small airways (Ogawa et al., 2007)

.
2.3 Inflammatory Mechanisms in COPD

There is probably a complex interaction between cells and mediators

in COPD, resulting in progressive obstructive changes in small airways and

destruction of lung parenchyma.

Neutrophils secrete serine proteases like neutrophil elastase (NE),

proteinase-3, and cathepsin-G. These are potent stimulants of mucus secretion and

may play an important role in causing emphysema (Stockley, 2002). Macrophages

and neutrophils secrete proteinases, mainly matrix metalloproteinases (MMPs)

(Belvisi et al., 2003). Increased levels of collagenase (MMP-1) and gelatinase B

(MMP-9) have been detected in bronchial lavage fluid of patients with emphysema

(Muroski et al., 2008). Alveolar macrophages also express a unique MMP,

macrophage metalloelastase (MMP-12) (Babusyte et al., 2007). Moreover, cathepsins

K, L, and S which are released from macrophages also have potent elastolytic activity

(Barnes et al., 2003).

Normally, proteolytic enzymes are counteracted by an excess of

antiproteases. The major inhibitors of serine proteases are alpha-1 antitrypsin (α1-AT)

in lung parenchyma (Ying et al., 2002) and airway epithelium–derived secretory

leukoprotease inhibitor (SLPI) (Weldon et al., 2007) in the airways. At least four

tissue inhibitors of MMPs (TIMP1-4) counteract MMPs (Xu et al., 2003, Russell et

al., 2002). In smokers who develop COPD, the production of antiproteases may be

inadequate to neutralize the effects of multiple proteases resulting in amplification of

inflammatory response to irritants (Stockley, 2001, Piccioni et al., 1992)


Table 1: Protease-Antiprotease Imbalance in COPD

Proteases and Antiproteases Involved in COPD

Increased Proteases Decreased Antiproteases

Serine proteases
Neutrophil elastase alpha-1 antitrypsin
Cathepsin G alpha-1 antichymotrypsin
Proteinase 3 Secretory leukoprotease inhibitor

Cysteine proteinases
Cathepsins K, L, S

Matrix metalloproteinases Tissue inhibitors of MMP


(MMPs) (TIMPs)
MMP-8, MMP-9, MMP-12 TIMP1-4

Source : Global Strategy for the Diagnosis, Management and Prevention of COPD,
Global Initiative for Chronic Obstructive Lung Disease (GOLD) 2007. page 26
Available from: http://www.goldcopd.org .
Figure 1: Inflammatory Mechanisms in Chronic
Obstructive Pulmonary Disease

.
Cigarette smoke and other irritants activate alveolar macrophages and airway
epithelial cells which release neutrophil chemotactic factors, including interleukin-8
and leukotriene B4. Neutrophils and macrophages release proteases that break down
connective tissue in the lung parenchyma, resulting in emphysema, and also stimulate
mucus hypersecretion. Proteases are normally counteracted by protease inhibitors.
Cytotoxic T cells (CD8+ lymphocytes) may also be involved in the inflammatory
cascade. MCP-1 denotes monocyte chemotactic protein 1, which is released by and
affects macrophages.
Source: Chest / 117 / 2 / February, 2000 Supplement
3 Oxidative Stress in COPD
Oxidants like reactive oxygen species (ROS) are generated from

activated cells such as macrophages and neutrophils on exposure to cigarette smoke

and other inhaled particulates (MacNee, 2001). ROS rapidly combine with nitric

oxide to form the potent radical peroxynitrite (ONOO -), which itself generates

hydroxy radical (OH-) (MacNee, 2001).

ROS are normally counteracted by antioxidants, both endogenous

(glutathione, uric acid, bilirubin) and exogenous (vitamin C and vitamin E from diet)

(MacNee, 2000)There is evidence for a reduction in antioxidant defenses in patients

with COPD, which may further enhance oxidative stress. Biomarkers like hydrogen

peroxide and 8-isoprostane are increased in the sputum, and exhaled breath of COPD

patients (Montuschi et al., 2000) marking increased oxidative stress in COPD.

Peroxynitrite reacts with tyrosine residues in certain proteins to cause several

deleterious effects (Kanazawa et al., 2003).

 oxidants activate nuclear factor–·B (NF-κB), a transcription factor that orchestrates

the expression of multiple inflammatory genes, including IL-8, TNF-α, and

MMP-9 (Yagi et al., 2006).

 oxidants inactivate antiproteases resulting in protease-antiprotease imbalance

(MacNee, 2005).

 H2O2 directly constricts airway smooth muscle in vitro, and hydroxyl radicals (OH–

) potently induce plasma exudation in airways (Barnes, 2004b).


Figure 2: Oxidative Stress in Chronic Obstructive
Pulmonary Disease

Reactive oxygen species from cigarette smoke or from inflammatory cells have

several damaging effects, including (a)decreased antiprotease defenses; (b) activation

of nuclear factor-kB, resulting in inflammatory gene amplification causing increased

production of the cytokines ( interleukin-8,tumor necrosis factor α )and isoprostanes;

and (c) direct effects on airway functions. O2- denotes super-oxide anion, H2O2:

hydrogen peroxide, OH: hydroxyl radical, and ONOO: peroxynitrite.

Source: NEJM 2000; Volume 343 Number 4 275


3.1 Inflammatory Gene Amplification
Activated macrophages and neutrophils in the airways of COPD

patients, release multiple inflammatory mediators such as nuclear factor-kB (NF-kB)

and activator protein-1 (AP-1) (Barnes, 2004a) which interact and activate structural

changes at the site of inflammation (Barnes 2004b). The increased expression of most

of these inflammatory proteins is regulated at the level of gene transcription by

remodeling the chromatin structure of the gene (Adcock et al., 2005).

Chromatin remodeling and gene expression

Chromatin is composed of DNA and histones, which are basic proteins

that provide the structural backbone of the chromosome. In the resting cell, DNA is

wound tightly around core histones, excluding the binding of the enzyme RNA

polymerase II, which activates gene transcription and the formation of messenger

RNA. This conformation of the chromatin structure is described as closed and is

associated with suppression of gene expression (Barnes, 2006c)

Each core histone has a long N-terminal tail that is rich in lysine residues,

which may become acetylated, thus reducing their charge which allows the chromatin

structure to transform from the resting closed conformation to an activated open form

(Roth et al., 2001) opening the chromatin structure, with unwinding of DNA so that .

RNA polymerase II and basal transcription complexes can now bind to DNA to

initiate gene transcription.(Barnes, 2006c)


Histone acetyl transferases and co-activators

Inflammatory signals such as IL-1b, tumor necrosis factor-α (TNF- α)

or endotoxin, result in acetylation of histones. This results in unwinding of DNA,

binding of TATA box binding protein (TBP), TBP-associated factors and RNA

polymerase II, which then initiates gene transcription (Shapiro, 2005). This requires

the engagement of co-activator molecules such as CREB binding proteins (CBP)

which interact with transcription factors such as CREB (cAMP response element

binding protein), AP-1 and NF-κB and act as the molecular switches that control gene

transcription and all have intrinsic histone acetyl transferases (HAT) activity.(Barnes,

2006c)

Histone deacetylase and co repressors


The histone acetylation and thus gene transcription, is reversible by

histone deacetylases (HDACs). HDACs act as co-repressors along with other co-

repressor proteins, such as nuclear receptor co-repressor (NCoR) and silencing

mediator of retinoid and thyroid hormone receptors (SMRT), (Adcock et al., 2005)

forming a co-repressor complex that deacetylate histones and thus silence gene

expression

Impaired HDAC in COPD

In COPD, increased oxidative stress and cigarette smoke increase

histone acetylation as well as impair the function of HDAC resulting in increased

expression of inflammatory genes (Barnes, 2006d). However, the mechanisms hereby

oxidative stress leads to impairment in activity of HDAC remain to be determined.


Figure 3: Gene regulation by histone acetylation

Co-activator molecules such as CBP interact with transcription factors such as CREB,

AP-1 and NF-κB, resulting in activation of their intrinsic HAT activity. This results in

acetylation (Ac) of core histones, opening up the chromatin structure to allow binding

on RNA polymerase II, which initiates gene transcription.

Source: British Journal of Pharmacology (2006) 148, 247


4. Anti-inflammatory effects of corticosteroids
The current recognition of COPD as a chronic airway inflammation

makes anti-inflammatory therapy both a logical and attractive approach to managing

this condition. Regular treatment with inhaled glucocorticosteroids has been shown to

reduce the frequency of exacerbations and thus improve health status for symptomatic

COPD patients. Current guidelines suggest that inhaled corticosteroids should be

considered in patients with a FEV1 < 50% predicted (Stage III: Severe COPD and

Stage IV: Very Severe COPD) and repeated exacerbations (who have at least one

exacerbation per year) (Rabe et al., 2007).

Mechanism of Action

The anti-inflammatory effects of glucocorticoids include modulation

of cytokine and chemokine production; inhibition of eicosanoid synthesis; marked

inhibition of accumulation of leukocytes in lung tissue; and decreased vascular

permeability (Barnes, 2006b).

Glucocorticoid receptors

Corticosteroids diffuse readily across cell membranes and bind to

glucocorticoid receptors (GR) in the cytoplasm. This results in rapid transport of the

activated GR–corticosteroid complex into the nucleus, where two GR molecules bind

together as a homodimer and binds to DNA at specific sequences in the promoter

region of corticosteroid-responsive genes known as glucocorticoid response elements

(GRE) and modulate gene transcription (Barnes, 2006a)


Anti-inflammatory gene activation by corticosteroids

Corticosteroids switch on several genes that have anti-inflammatory

effects, including annexin-1 (lipocortin-1), SLPI, interleukin-10 (IL-10) and the

inhibitor of NF-kB (IkB-a) (Barnes, 2006c).Corticosteroids also switch on the

synthesis of two proteins that affect inflammatory signal transduction pathways,

glucocorticoid-induced leucine zipper protein (GILZ), which inhibits both NF-kB and

AP-1 (Mittelstadt et al., 2001) and MAP kinase phosphatase-1 (MKP-1), which

inhibits p38 MAP kinase (Barnes, 2006a)

Repression of inflammatory genes by corticosteroids

The major mechanism by which corticosteroids exerts their anti-

inflammatory effects is by inhibiting the synthesis of multiple inflammatory proteins

through suppression of the genes that encode them. This effect occurs through

reversal of the histone acetylation either by binding to CBP or other co-activators and

directly inhibiting their HAT activity (Ito et al., 2000) or more importantly, recruiting

HDAC2 to the activated transcriptional complex, resulting in deacetylation of

histones, and, thus, a decrease in inflammatory gene transcription (Ito et al., 2000)

Non-genomic inhibitory effects on human neutrophil


degranulation
Glucocorticoids have a rapid anti-secretory effect as. it has demonstrated at low

concentration , dexamethasone decreases Ca2+-dependent Chloride secretion in

human bronchial epithelial cells (Urbach et al., 2002)


.

Figure 4: Anti-inflammatory effects of corticosteroids

Interaction of GR with GRE classically leads to an increase in gene transcription

(trans-activation), but negative GRE sites have also been described where binding of

GR leads to gene suppression (cis-repression) Corticosteroids inhibit the effects of

pro inflammatory transcription factors, such as AP-1 and NF-kB, that regulate the

expression of genes that code for many inflammatory proteins like cytokines,

inflammatory enzymes, adhesion molecules and inflammatory receptors (trans-

repression).

Source: Eur Respir J 2006; 27: 415


5. Corticosteroid resistance in COPD
Inhaled corticosteroids provide relatively little therapeutic benefit in

COPD, as there was no reduction in inflammatory cells, cytokines or proteases in

induced sputum even with high doses of inhaled and oral corticosteroids (Keatings et

al., 1997b);(Culpitt et al., 1999);(Loppow et al., 2001). In vitro studies show that

cytokine release from alveolar macrophages is markedly resistant to the anti-

inflammatory effects of corticosteroids in COPD patients , compared to cells from

normal smokers (Culpitt et al., 2003).

Mechanism of corticosteroid resistance

The lack of response to corticosteroids in COPD may be explained, at

least in part, by the effect of cigarette smoking and oxidative stress on HDAC

function (Ito et al., 2005)). Even patients who have stopped smoking continue to have

oxidative stress (Montuschi et al., 2000). Oxidative stress in the presence of increased

nitric oxide production results in the formation of peroxynitrite, which may then

nitrate HDAC and impairs its catalytic effect (Barnes et al., 2005). The reduction in

HDAC also prevents deacetylation of acetylated GR so that corticosteroids are no

longer able to repress their receptor (Barnes, 2006c). Thus it is likely that oxidative

and nitrative stress in COPD specifically impairs HDAC resulting in corticosteroid

resistance
Figure 5: Mechanism of corticosteroid resistance in
COPD

Stimulation of alveolar macrophages activates NF-κB and other transcription factors


to switch on HAT leading to histone acetylation and subsequently to transcription of
genes encoding inflammatory proteins, such as TNF-α, IL-8 and G-CSF.
Corticosteroids reverse this by binding to GR and recruiting HDAC. This reverses the
histone acetylation induced by NF-κB and switches off the activated inflammatory
genes. In COPD patients, cigarette smoke generates oxidative stress (acting through
the formation of peroxynitrite) to impair the activity of HDAC. This reduces the anti-
inflammatory effect of corticosteroids, as HDAC is now unable to reverse histone
acetylation.

Source: Eur Respir J 2006; 27: 422


Reversal of corticosteroid resistance
As oxidative stress and peroxynitrite appear to inhibit HDAC activity

and mimic the defect in HDAC seen in COPD patients, antioxidants (MacNee, 2000),

inhibitors of inducible nitric oxide synthase (iNOS) (MacNee, 2000) or peroxynitrite

scavengers, might be expected to be effective in restoring corticosteroid

responsiveness.

6. Effects of theophylline in COPD


Bronchodilatory effects

At high concentrations, theophylline inhibits cyclic nucleotide

phosphodiesterase (PDEs), thereby preventing breakdown of cyclic AMP and cyclic

GMP to 5¢-AMP and 5¢-GMP, respectively. This will lead to an accumulation of

cyclic AMP and cyclic GP, thereby increasing signal transduction through these

pathways (Rabe et al., 1995).

Another proposed mechanism is the inhibition of cell surface receptors

for adenosine. These receptors modulate adenylyl cyclase activity, and adenosine has

been shown to cause contraction of isolated airway smooth muscle and to provoke

histamine release from airway mast cells (Ramsdell, 1995).

Anti inflammatory effects

Theophylline directly activates HDAC activity and therefore suppresses the

expression of inflammatory genes (Adcock et al., 2005). This effect is seen at

therapeutic concentrations of theophylline (10_6/10_5 M) and is lost at higher


concentrations (10_4 M) (Barnes, 2006c). This is in contrast with corticosteroids, the

effects of which are due to recruitment of HDAC2 to the active transcription site

without direct effect on HDAC activation. Moreover, theophylline significantly

reduces the concentrations of 3-nitrotyrosine, the stable product of peroxynitrite,

which is raised in sputum cells of COPD patients (Hirano et al., 2006) and markedly

reduce the damage of HDAC. This suggests that theophylline might restore HDAC

activity in two ways: by activation of the HDAC and by reducing oxidative stress in

COPD patients.

Potentiation of the anti-inflammatory actions of


corticosteroids
Theophylline alone has a relatively weak anti-inflammatory action as

HDAC are not effective in switching off inflammatory genes unless recruited to the

active inflammatory site by activated glucocorticoid receptors. However low dose

theophylline can restore HDAC activity, and thus may potentiate the anti-

inflammatory actions of corticosteroids. This underlies the benefit of low-dose

theophylline added to low or high doses of inhaled corticosteroids seen in clinical

studies of patients with asthma (Evans et al., 1997). This suggests that theophylline

may “unlock” the resistance to corticosteroids that is seen in patients with COPD and

where impaired responsiveness to corticosteroids therapy is also seen.


Figure 6: Anti-inflammatory effects of theophylline

Corticosteroids activates the glucocorticoid receptors and cause recruitment of

HDACs to the activated transcriptional complex via (GR), resulting in suppression of

inflammatory genes. Theophylline directly activates histone deacetylases

(HDACs),which deacetylate core histones that have been acetylated by the histone

acetyl transferase (HAT) activity of co-activators. This predicts that theophylline and

corticosteroids may have a synergistic effect in repressing inflammatory gene

expression.

Source: Am J Respir Crit Care Med Vol 167. p 815, 2003


Safety of low dose theophylline

A major limitation in the use of theophylline is the frequency of

adverse effects. The most common side effects are headache, nausea and vomiting,

abdominal discomfort, and restlessness.(Sessler, 1990) At high concentrations,

convulsions, cardiac arrhythmias, and death may occur(Shannon, 1999). Some of the

adverse effects of theophylline (central stimulation, gastric secretion, diuresis, and

arrhythmias) may be due to adenosine receptor antagonism while nausea,

gastrointestinal symptoms, and headache are due to inhibition of certain PDEs

(Howell et al., 1990). Moreover theophylline is metabolized in the liver by the P-450

isoenzyme CYP1A2 (Robson et al., 1987) Thus, drugs that inhibit CYP1A2, such as

macrolide and quinolone antibiotics, may increase plasma theophylline

concentrations to levels that produce side effects. These adverse effects of

theophylline tend to occur at plasma concentrations of 10 to 20 mg/L.(Mitenko et al.,

1973) However, the anti-inflammatory effects are seen at low concentrations of

theophylline (5 to 10 mg/L)(Culpitt et al., 2002) (Kobayashi et al., 2004) which

avoids side effects and drug interactions and makes it an attractive safe treatment.

7. Clinical implications of the study

Low dose theophylline may have a unique effect in the treatment of

COPD by restoring reduced HDAC activity to normal levels, thus suppressing

inflammation but also potentially making the patients responsive to orticosteroids.

This treatment would be a relatively cheap and safe approach to the global epidemic

of COPD.
Materials & Methods

Materials and Methods:
The study protocol was approved by Institutional Review Board (Research and Ethics

Committees), Christian Medical College, Vellore, India. The study was conducted in

pulmonary function laboratory in the Department of Pulmonary Medicine, Christian

Medical College, and Vellore. The study was carried out as per the rules of

declaration of Helsinki Patients were recruited for the study from December 2007 and

followed up till May 2008.

1. Study Subjects:
Inclusion Criteria:

1. Adult patients aged more than 40 years, having moderate to severe COPD

2. Smokers or Ex-smokers with a history of 10 or more pack-years

3. FEV1 less than 80% and FEV1/FVC < 70% of predicted

4. Post bronchodilator reversibility less than 12 % and 400 ml

Exclusion Criteria:

1. History suggestive of asthma

2. Any significant uncontrolled medical condition other than COPD

3. Recent episode of acute myocardial infarction, cardiac failure or cardiac

arrhythmias within the last 6 months

4. Exacerbation of COPD or respiratory tract infection 6 weeks before screening

5. Home oxygen therapy in last 6 weeks before screening


6. Patients currently using inhaled corticosteroids, long acting β 2 agonist

7. Patients who had prednisolone or other oral corticosteroids more than 10 mg/d

during the past 4 weeks

Informed Consent Procedure:

Information sheet and consent form were explained to patients in the

language they understood and adequate time was given for them to make a decision

as to whether to take part in the study or not. They were also informed of their right to

withdraw from the study at anytime without giving any reasons. Written informed

consent was obtained before commencing the study.

2. Study Design:

It was a randomized, single blind, two arm comparative study. Subjects were

recruited from the outpatient department (OPD) of Pulmonary Medicine, Christian

Medical College and Hospital, Vellore. India

Screening visit

After taking informed consent, a detailed clinical proforma of patient’s history

and physical examination was recorded. Screening spirometry, ECG and 6 MWT (6

minute walk test) were performed. If they were using long acting β2 agonists, inhaled

corticosteroids and/or theophylline, these drugs were discontinued for 1week (run in

period). Subjects were allowed use of rescue medication (inhaled salbutamol with or

without short acting anticholinergics) as and when needed through out the study.
Baseline visit

Patients who met the inclusion criteria and were stable during the run in

period were randomized to the study. Baseline spirometry and 6 minute walk test with

Borg Dyspnea score were performed and blood samples for total and differential

white cell count and induced sputum were collected. The patients were randomized to

one of the two arms of study.

Table 2: Treatment arms of the study

A Inhaled Fluticasone 500 μg + Deriphyllin 150 mg twice a


day

B Inhaled Fluticasone 500 μg twice a day

End of treatment visit

At the end of 4 weeks of treatment, follow up spirometry and 6 minute walk

test with Borg Dyspnea score were performed and blood samples for total and

differential white cell count and induced sputum were collected.

3. Pulmonary Function Tests

Spirometry was done between 7 AM and 10 AM on all the study days. Inhaled

salbutamol and ipratropium were withheld for an eight hour period prior to the test.

spirometry was done with the pneumotachometer type MultiSpiro device. The

spirometer was calibrated every morning before doing any tests. The principal
investigator was trained in effectively performing spirometry before starting the

study. Patients were instructed and trained adequately to perform spirometry with

maximal effort so as to avoid variability due to patient effort. Spirometry was done

according to American Thoracic Society (ATS) guidelines (Brusasco et al., 2005).

4. Six minute walk test and Borg Dyspnea Score

6 MWT was done according to ATS Guidelines (Brooks et al., 2003). Borg’s

10-point scale for dyspnea was administered before and after 6 MWT. A Thirty meter

long straight corridor was used for 6 MWT which was marked at 1 meter intervals.

The corridor had adequate light and ventilation. Patients were asked to walk at their

own pace and as much distance they could cover in 6 minutes. Pulse rate and oxygen

saturation (SpO2) were monitored with a portable pulse oximeter (PALCO,

MEDIAID mIUel no. 340, USA).

5. Sputum Induction

Sputum induction was performed as per the guidelines of European

Respiratory Society (ERS) (Paggiaro et al., 2002). Patients were given detailed and

clear instructions prior to the procedure. Pre bronchodilator FEV 1 was measured

followed by administration of 200 μg inhaled salbutamol. After 10 min, post

bronchodilator FEV1 was measured. Hypertonic saline (3.0%) was aerosolized by

ultrasonic nebuliser ( itama, Japan), with output set at < 1 mL/min. Induction was

performed at 5 minutes intervals for 20 minutes. Patients were asked to cough up

sputum at 5 minute intervals for 20 minutes, and in addition whenever they had the
urge to do so. They were asked to spit saliva into a cup before coughing sputum into

another, to avoid salivary contamination. Expectorated sputum was collected in a

sterile cup, which was immediately placed on ice until processing. Induction was

stopped if symptoms aggravated or if patients encountered significant discomfort.

Patients were monitored in the laboratory until their forced expiratory volume in one

second or peak expiratory flow had returned to within 5% of the baseline value.

5.1 Sputum Processing and Cell count

Sputum processing was performed as per ERS guidelines (Paggiaro et

al., 2002). The collected sputum samples were examined as early as possible or

within two to four hours. The entire expectorate was transferred into a pre-weighed

polystyrene tube and weighed again to estimate the weight of the sputum. It was

mixed with equal volume of 0.1% dithiothreitol (DTT) to break the disulphide bonds

in mucin molecules allowing cells to be released. After mixing well for 10 seconds,

samples were vortexed for 30 minutes at room temperature and then incubated in a

water bath at 370C for 10 minutes. Samples were then filtered through a 100 micron

nylon mesh to remove debris. Total count was measured in an automated

haemocytometer. The cell suspension was then centrifuged at 2000 rpm for 5 minutes

at 40C. Supernatants were removed and stored at -700C until analysis. Cell pellets ere

resuspended in phosphate-buffered saline (PBS) and stored at -70 0C for further

analysis.
6. Estimation of IL8 level in induced sputum (Brightling et al.,

2000)

The samples to be tested for antigen A are coated onto the surface of plastic wells.

Residual sticky sites on the plastic are blocked by adding irrelevant proteins. The

labeled antibody is then added to the wells under conditions, so that only binding to

antigen A causes the labeled antibody to be retained on the surface. Unbound labeled

antibody is removed from all wells by washing, and bound antibody is detected by an

enzyme-dependent color-change reaction.

Materials used ( BD Biosciences Pharminogen)

1. Capture antibody : Anti-human IL-8 monoclonal antibody

2. Detection Antibody : Biotinylated antihuman IL-8 monoclonal antibody

3. Enzyme Reagent : Streptavidin- horseradish peroxidase conjugate (SAv-HRP)

4. Standards : Recombinant human IL-8, lyophilized

5. 96 well ELISA plates

6. Distilled water

7. Microplate reader capable of measuring absorbance at 450 nm

Sputum Sample preparation

1 : 10,000 dilution of sputum supernatants were prepared in PBS.

Standards preparation

Calibrators were prepared by sequential dilutions to obtain concentrations of 200

pg/ml, 100 pg/ml , 50 pg/ml , 25 pg/ml, 12.5 pg/ml , 6.25 pg/ml and 3.125 pg/ml.
Assay procedure

 100 μl of diluted capture antibody was added to each well and incubated

overnight at 4 C.

 Wells were aspirated and washed 3 times.

 Wells were blocked with 200 μl of Assay Diluent per well and incubated at

room temperature (RT) for 1 hour.

 Wells were aspirated and washed 3 times.

 100 μl of standard , sample and control were added to each well and incubated

2 hours in RT.

 Wells were then aspirated and washed 5 times.

 100 μl working detector ( Detection Ab + SAv-HRP) were added to each well

and incubated for 1 hour RT.

 Wells were then aspirated and washed 7 times.

 100 μl of substrate solution were added to each well and incubated for 30

minutes at RT in dark.

 50 μl of stop solution were added to each wells. Absorbance read at 450 nm

Calculations

A standard curve was constructed from the absorbance of the standards on y axis and

IL-8 concentration on the x axis. The best fit curve had a regression coefficient (r) of

0.996.The intercept (b) and slope (m) of the standard curve was calculated.

Concentration of the samples were calculated as per linear regression, y = m.x + b

where b = intercept, m = slope, y = absorbance and x = concentration of the sample


7. Estimation of MPO activity in induced sputum (Llewellyn-Jones et al.,

1996).

Principle:

MPO is an intracellular enzyme localized to neutrophil granules. MPO catalyzes the

breakdown of its substrate, H2O2 to release nascent oxygen and water. Nascent

oxygen oxidizes o-dianisidine to give a yellow coloured product which is measured

by spectrophotometer at 450nm. MPO activity in the sample was expressed as IU/mg

of sputum cells.

Materials used:

1. Cetrimide : Hexadecyl trimethyl ammonium bromide

2. 50mM Phosphate buffer saline (PBS) (pH 6.0)

3. O- dianisidine dihydrochloride (10mg / dL buffer)

4. 1% H2O2 (0.1µ L H2O2 )

5. 96 well Microtiter plates

6. Microplate reader capable of measuring absorbance at 450 nm

Sample preparation

1 ml of cell suspensions were centrifuged at 2000 rpm for 5 minutes

and PBS were removed. The cell pellets were weighed and mixed with phosphate

buffer containing Cetrimide (0.5%) as 1ml to every 50mg sputum cells. Cell

suspensions were freeze thawed for 5 cycles and centrifuged at 2000 rpm for 4

minutes. Supernatants were alliquoted for MPO estimation.


Assay Procedure

 200 μl of phosphate buffer containing O-dianisidine was added to each well.

 50 μl of sample was added to each well in duplicate except for blank.

 50 μl of fresh H2O2 was added to each well simultaneously.

 The absorbance was read at 460nm at an interval of 10 sec for 1 minute.

 Sequential samples for each patient were assayed on the same microtitre plate.

Calculations

A = ε x c x l. Thus, c = A/ ε.l where A = absobance, c = concentration, l = path

length, ε = molar absorbance coefficient of O-d for 1 cm path length = 11.3/

mmol/cm. MPO activity IU / mg sputum cells = ΔA 460 / min /11.3 * 1 / Volume

taken *1 / mg sputum cells.

8. Estimation of plasma theophylline concentration by high


performance liquid chromatography (HPLC)

Chromatographic conditions followed

Waters isocratic discovery column, Temperature: 30ºC, UV detection: 275nm.

Mobile phase: 5 mM acetate buffer (pH- 4.0) and Acetonitrile (ACN) at the ratio of

0.7: 0.3, at the flow rate of 1 ml/mt.

Therapeutic range of theophylline: 10 -20 µg/ml.

Lower limit of quantification: 2µg/ml.


Preparation of standards and samples

Working standards of 2μg/ml, 12µg/ml, and 30µg/ml were prepared from a stock of

20 mg/ 100ml. 16µg/ml was used as quality control (QC)). 5ml of venous blood was

collected from each patient into a test tube containing EDTA and was mixed well. It

was then centrifuged at 1500 rpm and plasma were separated into eppendorf tubes

and stored at -200C.

HPLC setup

The pumps were purged to remove the existing solvent and set up with the mobile

phase at a flow rate of 1ml/minute.

Procedure

200µl of plasma (standards, QC and patients) were pipetted into eppendorfs and

vortexed for 30 seconds. 400µl of ACN was added into each eppendorf to precipitate

the proteins. The eppendorfs were then vortexed for 1 minute in high speed and then

centrifuged at 13,000 rpm for 8 minutes. The supernatant was separated and injected

to HPLC system for analysis. The retention time of the peak was 3 minutes.

Calculation

A standard curve was constructed from the area under curve of the peaks on y axis

and theophylline concentration of the standards on the x axis. The best fit curve had a

regression coefficient (r) of 0.999. The intercept (b) and slope (m) of the standard

curve was calculated. Theophylline concentration in the patient samples were

calculated using the equation y = m.x + b, where b = intercept, m = slope,

y = area under curve of the sample and x = concentration of the sample.


Sample size and Sampling

As we could not find any study that had compared the effect of low dose

theophylline-d inhaled fluticasone combination with inhaled fluticasone alone in patients

with stable moderate COPD in Medline search we planned a pilot study. In consultation

with the statistician we decided to recruit 16 COPD subjects.

Randomization and Blinding


To achieve balance in treatment allocation, simple permuted block

randomization method was used. Pseudo random numbers were generated by computer n

blocks of 4 and 6 sizes. The group allocation was done by a pharmacist from the hospital

pharmacy who was not involved in recruiting patients for the study. Treatment allocation

ratio was 1:1 for the two treatment groups To avoid any observer bias, study drug

administration was done by a third person who was not involved in recruiting patients

and in assessing the bronchodilator response.

Statistical analysis

Baseline data was expressed as the mean + standard deviation (SD). Results were

expressed as the mean + standard error of the mean (SEM). We used SPSS.11 (Statistical

Package for the Social Science, version 11) for data analysis. A probability level less than

0.05 (p<0.05) was considered as statistically significant. The two groups were compared

with Mann Whitney U test. The changes in sputum inflammatory markers and lung

function indices before and after treatment in the groups were compared by Wilcoxson

Signed Ranks Tests. In all the figures in results, the error bars represent SEM.
Results …
Results:
1. Background and run-in period
Twenty-five patients were screened of whom 16 were eligible to be

included in the study. All the patients were males, older than 40 years and were either

current smokers or ex-smokers with more than 10 pack years of smoking. They had

moderate to severe COPD as per the GOLD guidelines (FEV1< 50% of the predicted).

Subjects in the combination group had a mean FEV 1 of 1.21 + 0.57 liters, mean SpO2

of 95.3 + 2.6 % and their mean dyspnea score was 1.5 + 1.5. In the monotherapy

group, mean FEV1 was 1.26 + 0.6 liters, mean SpO2 was 95.7 + 1.1 % and mean

dyspnea score was 0.57 + 0.7.

None of the subjects had a recent exacerbation or was using inhaled

corticosteroids or long acting β 2 agonist during the previous one month. Subjects

who were currently using oral theophylline were given a one week washout period

before being recruited into the study. Plasma theophylline levels were measured at the

baseline and at the end of the study by HPLC. There was one withdrawal from the

combination group as the plasma theophylline level was more than 10 μg/ml at the

baseline. The baseline mean plasma theophylline level was less than 2 μg/ml for the

rest of the study subjects. At the end of the study, it was 4.31 ± 0.1 μg/ml for those in

the combination group and less than 2 μg/ml for those in monotherapy group.

All patients were given salbutamol and ipratropium combination

(Duolin) as rescue medication. One subject in the combination group was excluded as

he contracted a coincidental airway infection during the study period. Eventually, 14

subjects (seven in each arm) completed the study.

Table 3: Baseline characteristics of the patients

(Data expressed as mean +/- standard deviation)


Fluticasone Fluticasone +
group Deriphyllin®
D group

Number of subjects 8 8

Dropouts 1 1

Mean age (years) 65.1 + 13.18 62 + 7.5

Current smoker / Ex smoker 5/2 6/1

Smoking pack years 24.29 + 7.61 30.03 + 14.65

Baseline FEV1(L) 1.26 + 0.6 1.21 + 0.57

D
Baseline FEV1( % of predicted ) 49.07 + 17.01 48.13 + 15.57

6 minute walk distance 315.8 + 51.14 301.1 + 53.9

Baseline Oxygen
95.71 + 1.1 95.29 + 2.6
Saturation(SPO2)

Baseline Borg Dyspnea Score 0.57 + 0.73 1.5 + 1.5

Baseline mean plasma


1.26 + 0.27 1.96 + 1.83
theophylline Level(mg/l)
End of therapy mean plasma
1.51 + 0.1 4.31 ± 0.1
theophylline level(mg/l)

Both groups were comparable. p value > 0.05


2. The effect of treatment on sputum inflammatory variables

Among the patients who received the combination of fluticasone 500 mcg

with Deriphyllin® 150 mg twice a day, MPO activity was significantly decreased at

the end of the treatment when compared to baseline. The MPO level at the end of

therapy was 1.78 + 0.9 IU per g sputum as compared to 4.06 + 0.9 IU per g sputum

at the baseline (p = 0.018) (Table 4; Figure 7). The IL- 8 levels in the sputum also

showed a decrease at the end of the treatment among those who received combination

therapy but the decrease was not statistically significant (26.24 + 12.3 ng/ml vs 15.13

+ 5.6 ng/ml at the baseline, p > 0.05) (Table 4; Figure 8).

In the monotherapy group, the MPO activity in the sputum showed a

minor decrease with the treatment. The MPO level at the end of the treatment was

1.93 + 0.6 IU per gm sputum as compared to 3.51 + 1 IU per gm sputum at the

baseline (p > 0.05) (Table 4; Figure 7). They showed a non significant increase in the

sputum IL-8 level at the end of the treatment (24.16 + 9.5 ng/ml) as compared to the

baseline (19.94 + 8.3 ng/ml),( p > 0.05) (Table 4; Figure 8).

We could not perform a differential cell count of the sputum samples

due to technical difficulties. However, the total cell count in the sputum showed a non

significant decrease with both the treatments. Among the subjects who received

combination therapy the total cell count decreased from 2.10 + 0.7 x 10 6 cells/ml at

baseline to 0.95 + 0.2 x 106 cells/ml at the end of study; while among those who

received monotherapy it decreased from 1.40 + 0.46 x 106 cells/ml to 0.95 + 0.2 x 106

cells/ml (Table 4; Figure 9).


Table 4: Effect of treatment on sputum inflammatory variables
Mean + SEM Pre treatment Post treatment p value

Fluticasone

Total cell count 2.10 + 0.7 0.95 + 0.2 NS


(x 106 cells/ml)
MPO 3.52 + 1 1.93 + 0.6 NS
(IU/g sputum)
IL-8 19.94 + 8.3 24.16 + 9.5 NS
(ng/ml)
Fluticasone with Deriphyllin®

Total cell count 1.40 + 0.46 0.85 + 0.2 NS


(x 106 cells/ml)
MPO 4.06 + 0.9 1.78 + 0.9 0.018
(IU/g sputum)
IL-8 26.24 + 12.37 15.13 + 5.6 NS
(ng/ml)
NS: p value not statistically significant

Figure 7: Effect on MPO activity in induced sputum

6.0

Fluticasone Fluticasone + Deriphyllin®


5.0

4.0

3.0
*

2.0

1.0

0.0

Pre treatment Post treatment Pre treatment Post treatment


(* p = 0.018)
Figure 8: Effect on IL-8 level in induced sputum

40.0

Fluticasone Fluticasone + Deriphyllin®


35.0

30.0

25.0

20.0

15.0

10.0

5.0

0.0

Figure 9: Effect on total cell count in induced sputum

3.00

Fluticasone Fluticasone + Deriphyllin®


2.50

2.00

1.50

1.00

0.50

0.00

Pre treatment Post treatment Pre treatment Post treatment


3. The effect of treatment on lung function indices

Subjects who received the combination of fluticasone 500 μg with

Deriphyllin® 150 mg twice a day, showed a non significant increase in mean FEV 1 at

the end of the treatment when compared to baseline. The FEV1 at the end of therapy

was 1.37 + 0.2 l as compared to 1.21 + 0.2 l at the baseline (p = 0.06), (Table 5;

Figure 10). They showed a non significant change in the mean distance covered in 6

minutes (6MWD) at the end of the treatment (318.14 + 41.48 meters vs 301.14 + 53.9

meters at the baseline, p > 0.05) (Table 5; Figure 12). The Borg dyspnea score (BDS)

changed non-significantly among the subjects who received combination therapy

(1.57 + 0.5 vs 1 + 0.2 at the baseline, p > 0.05) (Table 5; Figure 11).

Among the subjects who received monotherapy with fluticasone 500 μg twice

daily, there was a non significant change in the FEV1 (1.26 + 0.23 l vs 1.33 + 0.23 l at

the baseline, p > 0.05) and in the mean 6MWD (318.14+ 41.48 m vs 301.14 + 53.9 m

at the baseline, p > 0.05) (Table 5; Figure 10 and 12). The BDS at the end of study

was 0.57 + 0.2 as compared to 0.5 + 0.2 at the baseline, p > 0.05 (Table 5; Figure11).

Oxygen saturation of the subjects (SpO2) did not show significant change

with either of the treatments. At the end of 4 weeks study, among those who received

combination treatment mean SpO2 was 94.71+1.1 % as compared to 95.2+ 0.9 % at

baseline while it changed from 95.57+ 1.1 % to 95.7+ 0.4 % among those who

received monotherapy (p>0.05) (Table 5; Figure 13).


Table 5: Effect of treatment on Lung function indices
Mean + SEM Pre treatment Post treatment p value

Fluticasone

1.26 + 0.2 1.33 + 0.2 NS


FEV1 (liters)

6 MWD 315.86 + 51.14 325.14 + 51.2 NS


(meters)

0.57 + 0.2 0.5 + 0.2 NS


BDS

95.7 + 0.4 95.57 + 1.1 NS


SpO2 (%)

Fluticasone with Deriphyllin®

1.21 + 0.2 1.37 + 0.2 NS


FEV1 (liters)

6 MWD 301.14 + 53.9 318.14 + 41.48 NS


(meters)

1.57 + 0.5 1 + 0.2 NS


BDS

95.2 + 0.9 94.71 + 1.1 NS


SpO2 (%)

NS: p value not statistically significant


Figure 10: Effect of treatment on FEV 1

1.8

Fluticasone Fluticasone + Deriphyllin®


1.6

1.4

1.2

1.0

0.8

0.6

0.4

Pre treatment Post treatment Pre treatment Post treatment

Figure 11: Effect of treatment on Borg Dyspnea Score

2.00

1.80 Fluticasone Fluticasone + Deriphyllin®

1.60

1.40

1.20

1.00

0.80

0.60

0.40

0.20

0.00

Pre treatment Post treatment Pre treatment Post treatment


Figure 12: Effects of treatment on 6 minute walk distance

400

Fluticasone Fluticasone + Deriphyllin®

350

300

250

200

150
Pre treatment Post treatment Pre treatment Post treatment

Figure 13: Effect of treatment on SpO2

100

99
Fluticasone Fluticasone + Deriphyllin®

98

97

96

95

94

93

92

91

90

Pre treatment Post treatment Pre treatment Post treatment


Discussion …
Discussion:
COPD is a disease of progressive airflow limitation, characterized by chronic

inflammation in the airways, parenchyma, and pulmonary vasculature. The

pathogenesis of airway obstruction in COPD has been attributed to recruitment of

inflammatory cells like macrophages and neutrophils into the lungs by inhaled

noxious particles, resulting in protease-antiprotease imbalance (Stockley, 1999) and

increased oxidative stress (Repine JE, 1997). These inflammatory cells which include

bronchial epithelial cells (Nakamura et al., 1991), alveolar macrophages and

neutrophils (Takahashi et al., 1993) secrete IL-8 and leukotriene B 4 (LTB 4), the

major chemo attractants which cause recruitment of more neutrophils to the airways

(Richman-Eisenstat et al., 1993). Moreover, the neutrophil activation markers

(constituents of neutrophil granules), myeloperoxidase and lactoferrin, are elevated in

the sputum supernatants of patients with COPD (Keatings et al., 1997a). This

neutrophilic inflammation seen in COPD is associated with rapid decline in forced

expiratory volume in 1 second (FEV1) (Stanescu et al., 1996) and leads to increased

risk of exacerbations and worsening of health status.

The objectives of this randomized, controlled study was to compare the

changes in sputum inflammatory indices and lung function parameters among stable,

moderate to severe COPD patients before and after treatment with fluticasone with

low dose Deriphyllin®, using the control group having fluticasone alone. We
analysed induced sputum to assess changes in inflammatory indices like total cell

count, myeloperoxidase and interleukin (IL)-8 levels caused by both the treatments.

The effect of treatment on lung function indices was measured as improvement in

FEV1, symptom score, 6 minute walk distance and O2 saturation.

The results of this study show that the combination of Deriphyllin®

150 mg-fluticasone 500 μg twice a day significantly decreased the levels of MPO in

sputum. This was in agreement with the results of the previous studies evaluating the

effect of low dose theophylline on myeloperoxidase. Culpitt et al (Culpitt et al., 2002)

who demonstrated in their study that low dose theophylline reduced MPO levels in

induced sputum in moderate to severe COPD patients after 4 weeks of treatment.

Kobayashi et al (Kobayashi et al., 2004) has shown the same result in mild to

moderate COPD.

The IL-8 level in sputum did not change significantly with either

treatment in the present study. This finding is in keeping with the results of the study

by Kobayashi et al (Kobayashi et al., 2004) who did not find a significant decrease in

IL-8 level after treatment with low dose theophylline in his series of patients and

with the results of the study by Culpitt et al (Culpitt et al., 1999) who showed that

fluticasone at a dose of 500 μg twice a day, had no effect on inflammatory indices

including IL-8 in the induced sputum of patients with COPD. On the contrary, Culpitt

et al (Culpitt et al., 2002) , in a separate study among COPD patients demonstrated a

significant decrease in IL-8 level with low dose theophylline at the end of 4 weeks of

treatment. This disparity in results may have been due to the higher mean serum
concentration of theophylline achieved by the patients in the study by Culpitt et al

study in comparison with the present study and that by Kobayashi et al. (The mean

serum concentration of theophylline: 9.5±0.3 μg/ml in the Culpitt et al study, 7.3 ±

2.1 μg/ml in Kobayashi et al study and 4.31 ± 0.1 μg/ml in the present study Thus the

effect of low dose theophylline and inhaled fluticasone treatment on the level of IL-8

in induced sputum is unclear and may need testing larger cohort of patients.

We could not analyze the differential cell count in the samples due to

technical difficulties; however the total cell count showed a trend to decrease with

both treatment arms in the current study. This correlates well with the finding in the

meta-analysis on the effects of inhaled corticosteroids on sputum cell counts in stable

COPD by Wen Qi Gan et al (Gan et al., 2005). They found that inhaled

corticosteroids, at a lower cumulative dose (< 60 mg) or shorter duration of therapy

(< 6 weeks) do not demonstrate a favorable effect on reducing sputum cell count in

stable chronic obstructive pulmonary disease.

Subjects in either group showed non-significant changes in mean

FEVI, the mean distance covered in 6 minutes and the mean dyspnea score (BDS) at

the end of the treatment when compared to baseline. Oxygen saturation (SpO 2) of the

subjects did not show any change with either of the treatments. This may be due to

the relatively shorter duration of our study as D.S Postma has stated in his review

(Postma et al., 1999) that inhaled corticosteroids administered over a period of 3–


12weeks generally do not change the level of airways obstruction, as assessed by

FEV1and peak expiratory flow (PEF). Moreover Kobayashi et al (Kobayashi et al.,

2004) has demonstrated minimal changes in lung function indices after 4 weeks

treatment with low dose theophylline.

There were few limitations in the present study. As the study was

planned as a pilot study we could recruit only 16 patients with moderate to severe

stable COPD and there were two dropouts in the study. We could not perform a

differential cell count of the sputum samples due to lack of a standardized technique.

However, our results are interesting and relevant for three reasons. First,

theophyllines are cheaper drugs compared to both long acting β 2 agonists and inhaled

corticosteroids. Second, systemic administration can make the drug available for the

periphery of the lungs where the concentration of inhaled drugs may be low. Third,

since the anti-inflammatory properties of theophylline are seen at concentrations

lower than those determining the bronchodilating effects, these drugs could be better

tolerated by COPD patients than in the past. Thus, low dose theophylline in

combination with corticosteroid inhalation may be an attractive option available for

controlling neutrophilic airway inflammation in COPD. However, further long term

studies are warranted in order to determine whether this anti-inflammatory effect

contributes to long-term clinical benefits in COPD patients


Conclusion …
Conclusions:
1. The myeloperoxidase level in sputum decreased significantly with the

combination of fluticasone 500 μg and Deriphyllin® 150 mg twice a day

while fluticasone 500 μg twice a day monotherapy caused only a minor

decrease in MPO level .The IL- 8 level showed changes with both therapies

when compared to baseline though the changes were not statistically

significant. Total cell count in the sputum did not change appreciably with

either of the treatments.

2. Subjects who received the combination therapy showed non-significant

increase in mean FEV1 and mean distance covered in 6 minutes with a

decrease in dyspnea score (BDS) at the end of the treatment. In the

monotherapy group also there was minor improvement in these lung function

indices at the end of the treatment. Oxygen saturation (SpO 2) of the subjects

did not show change with either of the treatments.

Thus low-dose Deriphyllin® and inhaled fluticasone combination

treatment for 4 weeks caused a better suppression of inflammatory markers in

moderate to severe COPD patients as compared to inhaled fluticasone monotherapy.

This suggests that low dose theophylline may potentiate the anti-inflammatory effect

of glucocorticoids in the treatment of COPD.


Summary …
Summary:
The efficacy of inhaled corticosteroids on neutrophilic airway

inflammation has not been demonstrated when treating COPD(Culpitt et al., 1999). A

new anti-inflammatory mechanism of action for theophylline has been proposed that

it induces histone deacetylase activity and decreases inflammatory gene expression

(Barnes, 2006c). This action of theophylline may make it possible to contribute to the

anti-inflammatory effects of inhaled corticosteroids in COPD. This is the first study

addressing the issue of low dose theophylline potentiating anti-inflammatory effects

of corticosteroids in COPD patients and thus its effects on lung function indices.

A total of 16 outpatients having stable, moderate to severe COPD were

enrolled in this randomized, controlled study, of whom 14 completed the study. The

study group was given Deriphyllin® 150 mg with fluticasone 500 µg twice a day

while the control group received fluticasone 500 µg twice a day alone. Induced

sputum was collected and analyzed at the baseline and at the end of treatment to

assess inflammatory markers like total cell count, myeloperoxidase and interleukin

(IL)-8 levels. The effect of treatment on lung function indices was measured as

improvement in FEV1, symptom score, 6 minute walk distance and O2 saturation

before and after treatment.

The patients who received the combination therapy, showed a

significant decrease in sputum MPO activity as compared to those in the monotherapy

group. IL-8 level and total cell count in the sputum did not change appreciably with
either of the treatments. They also showed a small but non significant improvement in

the FEV1, symptom score, 6 minute walk distance and O2 saturation after treatment as

compared to those who received monotherapy.

Thus combination of low-dose Deriphyllin® and inhaled fluticasone

given for 4 weeks caused a better suppression of inflammatory markers in moderate

to severe COPD patients as when compared with inhaled fluticasone monotherapy.

This suggests that low dose theophylline may potentiate the anti-inflammatory effect

of glucocorticoids and thus combination of fluticasone and Deriphyllin® might

provide a relatively inexpensive way of managing this common and globally

increasing disease.
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Annexure …
List of Tables

Page

Table 1: Protease-Antiprotease Imbalance in COPD 11

Table 2: Treatment arms of the study 29

Table 3: Baseline characteristics of the patients 39

Table 4: Effect of treatment on sputum inflammatory variables 41

Table 5: Effect of treatment on Lung function indices 44


List of Figures

Page

Figure 1: Inflammatory Mechanisms in COPD 12

Figure 2: Oxidative Stress in COPD 14

Figure 3: Gene regulation by histone acetylation 17

Figure 4: Anti-inflammatory effects of corticosteroids 20

Figure 5: Mechanism of corticosteroid resistance in COPD 22

Figure 6: Anti-inflammatory effects of theophylline 25

Figure 7: Effect on MPO activity in induced sputum 41

Figure 8: Effect on total cell count in induced sputum 42

Figure 9: Effect on IL-8 level in induced sputum 42

Figure 10: Effect of treatment on FEV 1 45

Figure 11: Effect of treatment on Borg Dyspnea Score 45

Figure 12: Effects of treatment on 6 minute walk distance 46

Figure 13: Effect of treatment on SpO2 46


Abbreviations

GOLD – Global initiative for chronic Obstructive Lung Disease

COPD – Chronic Obstructive Pulmonary Disease

WHO – World Health Organization

ATS – American Thoracic Society

ERS – European Respiratory Society

LABA – Long Acting β2 Adrenergic Agonist

SABA – Short Acting β2 Adrenergic Agonist

SVN – Small Volume Nebulizer

FEV1 – Forced Expiratory Volume in 1 second

FVC – Forced Vital Capacity

l – Liters

6 MWT – 6 Minute Walk Test

cAMP – Cyclic Adenosine Monophosphate

SD – Standard Deviation

SEM – Standard Error of Mean


Patient information sheet

What is Chronic obstructive pulmonary disease?


COPD is a chronic inflammatory disease of the air ways characterized by worsening
airflow limitation with shortness of breath progressing to chronic cough and sputum
production. In patients with severe disease other features like cachexia, skeletal muscle
wasting, increased risk of cardiovascular disease, anemia, osteoporosis, and depression
are also seen.

What causes the COPD?


Worldwide, cigarette smoking is the most commonly encountered risk factor for
COPD, although in our country, air pollution resulting from the burning of wood and
other biomass fuels has also been identified as a COPD risk factor.

What are the treatment options available for COPD?

The treatment and management of COPD generally involves bronchodilators and anti
inflammatory agents mainly corticosteroids.

What is study medication?


The study involves two drugs, one is Fluticasone (Inhaled corticosteroid which is anti
inflammatory) and the other is Theophylline (Bronchodilator). Both these drugs are
approved and widely prescribed drugs for COPD. But in many COPD patients, inhaled
corticosteroids give less benefit due to inhibitory effect of smoking. Theophylline when
prescribed in low dose (plasma theophylline level < 10mg/ml ) is found to be able to
restore corticosteroid sensitivity in patients with COPD.

What is the purpose of the present study?


The purpose of the present study is to evaluate the efficacy of low dose theophylline
can improve inhaled corticosteroid responsiveness in patients with moderate COPD
What is the study procedure?
At the screening visit after taking your informed consent your history will recorded and
physical examination and a questionnaire regarding your wellbeing will be
administered. A screening spirometry and 6 MWT (6 minute walk test) will be
performed. If you are on inhaled corticosteroids and/or theophylline, you will be
discontinued for 1 week (run in period) but beta 2 agonist and anticholinergics will be
allowed to be taken throughout the study.

If you meet the study criteria and are stable during the run in period, you will be
randomized to the study. Baseline spirometry and 6 minute walk test with Borg
Dyspnea score will be performed , blood sample and induced sputum will be collected
and will be randomized to receive either Fluticasone 500 mcg 2 puffs + Sustained
release theophylline 150 mg twice a day or Fluticasone 500 mcg 2 puffs twice a day.
At the end of 4 weeks of treatment spirometry and 6 minute walk test with Borg
Dyspnea score will be performed, blood sample and induced sputum will be collected
again.

Who will do the study?


The study will be conducted by Dr.Linda Jose .P, Dept of Pharmacology, under the
supervision of Dr. D.J. Christopher and Dr. B.S. Ramakrishna.

Which is study site?


The study site is at Department of pulmonary medicine, Christian Medical College,
Vellore-1

What are the risks or discomforts of taking part in the study?


You will be required to undergo spirometry, 6 minute walk test and induced sputum
collection. Induction of sputum can cause some discomfort in few patients. If you
develop any such discomfort, rescue medications will be given immediately and
necessary care will be taken. Theophylline when given in low dose pose has less chance
of causing side effects like nausea, gastrointestinal symptoms, and headache.

What are the benefits of taking part in the study?


Both the study drug and the comparator drug are well established drugs for the
treatment of your condition. Apart from getting the drugs free, you may benefit from
the supportive care provided by the team of investigators; normally extended to study
patients .However you may not get any extraordinary benefits from participation.

What about the confidentiality?


Your identity will not be disclosed to anybody not directly connected with the study
except the ethics committee and/ or regulatory authorities during the course of the study
as well as after completion of the study including the publication of the data.

Will I be paid for participating in the study?


You will not be paid any monetary compensation for participating in the study.
However, in case of any study related injury you will be paid compensation.

Will I have to pay for any study related investigations / procedure / treatment?

You will not be required to pay for laboratory tests. The study medications used during
the study period will be free of cost.

Can I withdraw from the study once enrolled?


You can opt out of study at any time without giving any reasons for it and this will not
have any bearing on your subsequent treatment at the hospital.

Whom can I contact for further information?


You can contact the following person for further information:
Dr. Linda Jose .P
Department of Pharmacology
Christian medical college, Vellore
Informed Consent form
TITLE: A Randomized Controlled Study to Compare the Effects of Inhaled
Fluticasone and Low Dose Deriphyllin® Combination against Inhaled
Fluticasone Alone In Patients with Moderate to Severe Chronic Obstructive
Pulmonary Disease
Participant’s name:________________ Participant’s Initials:_______

Date of Birth / Age:_________________ Screening No:_______

(Please tick boxes)

1. I declare that I have read the information sheet provide


to me regarding this study and have clarified any
doubts that I had. [ ]

2. I also understand that my participation in this study is entirely


voluntary and that I am free to withdraw permission to
continue to participate at any time without affecting my
usual treatment or my legal rights. [ ]

3. I also understand that during the 4 weeks of the study,


the theophylline or fluticasone inhaler will be provided free,
but after this, I may have to pay for it. [ ]

4. I understand that I will receive free treatment for any study


related injury or adverse event but I will not receive and
other financial compensation. [ ]

5. I understand that the study staff and institutional ethics


committee members will not need my permission to look
at my health records even if I withdraw from the trial.
I agree to this access . [ ]
6. I understand that my identity will not be revealed in
any information released to third parties or published . [ ]

7. I voluntarily agree to take part in this study. [ ]

Name of the subject: ______________________


Signature of the subject : ______________________
Date: ______________________

Name of witness: _______________________


Relation to participant: _______________________
Date: _______________________

Name of the investigator: ______________________


Signature of the investigator: ______________________
Date: ______________________
Case Record Form

Screening Visit

Subject No _____ , Patient initial ____ , Age: ______ yrs


Weight: ______ Kg Height: ______ cm

Smoking history
(No. Of Cigarettes per day) _____ x ___ yrs /20 = ____ pack yrs
Current smoker : Yes / No
If No , Date of quitting: _________
COPD Status
Duration of COPD _________ yrs ______months
Date of last exacerbation __________

Current medications _____________________________


_______________________________

Pulse Rate _____ Blood Pressure _____


General Examination ___________________
Respiratory System _____________________________________
CVS ________________________________________________
GIT _______________________ Other systems _____________

Spirometry :
Post FEV1/FVC _________ Post FEV1 % pred _________
6- Minute Walk Test: _________
ECG: __________

Subject Randomized : Yes / No


Randomization No: _________
Baseline Visit

Subject Initial ______ Randomization No: ____

Pulse Rate _____ Blood Pressure _____


General Examination ___________________
Respiratory System _____________________________________
CVS ________________________________________________
GIT _______________________ Other systems _____________

Spirometry :
Post FEV1/FVC _________ Post FEV1 % pred _________

6- Minute Walk Test: _________

Blood Tests:
TC , DC , S. Potassium , Plasma theophylline level

Induced sputum collection

Time of collection: __________

Study Medication Supplied:

Rescue Medication Dispensed:


End of Treatment Visit

Subject Initial ______ Randomization No: ____

Pulse Rate _____ Blood Pressure _____


General Examination ___________________
Respiratory System _____________________________________
CVS ________________________________________________
GIT _______________________ Other systems _____________

Spirometry :
Post FEV1/FVC _________ Post FEV1 % pred _________

6- Minute Walk Test: _________

Blood Tests:
TC , DC , S. Potassium , Plasma theophylline level

Induced sputum collection

Time of collection: __________

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