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Original article 175

Evaluating upper body movements during gait in healthy


children and children with diplegic cerebral palsy
Jacqueline Romkesa, Wietske Peetersb, Aidia M. Oosteromb, Sara Molenaarb,
Iris Bakelsb and Reinald Brunnera

Movements of the lower limbs during gait have been the full-body marker set has offered prospects for a better
analysed extensively whereas data on upper body understanding of compensatory mechanisms for the
movements are scarce. The aim of this study was to pathological gait pattern in children with diplegic cerebral
evaluate upper body movements during gait in nine palsy. J Pediatr Orthop B 16:175–180 ! c 2007 Lippincott
healthy children and 10 children with diplegic cerebral Williams & Wilkins.
palsy. Children were investigated using a full-body marker
set to calculate the upper body kinematics of trunk and Journal of Pediatric Orthopaedics B 2007, 16:175–180
arms. When the healthy children were compared with the
Keywords: cerebral palsy, diplegia, gait analysis, upper body kinematics
children with cerebral palsy, the latter compensated more
for their gait deviations and were less stable. This was a
University Children’s Hospital Basel, Switzerland and bVU University Medical
expressed by their greater variability in arm movements Center Amsterdam, The Netherlands
and increased movements at the thorax. The thorax
showed an increased forward tilt with greater range of Correspondence to Jacqueline Romkes, Laboratory for Gait Analysis,
University Children’s Hospital Basel, Burgfelderstrasse 101, CH-4055 Basel,
motion over the gait cycle. The shoulders were more Switzerland
abducted with increased elbow flexion. Gait analysis with Tel: + 41 61 326 4540; e-mail: j.romkes@unibas.ch

Introduction the upper extremities. The trunk and neck muscles are
Cerebral palsy (CP) is a disorder of posture and motor normotonic, and patients typically have no problems with
impairment that results from a malformation or damage to their trunk and head control. Yet, the upper extremities
the developing central nervous system. The damage can are often slightly affected. Children with diplegic CP
occur either in utero, during delivery, or during the first 2 start walking at an older age than their healthy peer
years of life [1]. The brain damage is nonprogressive group. Usually, they will be able to walk with or without
although the clinical manifestation may vary with time. assistive devices depending on the severity of the
disorder [2]. The rate of energy expenditure required
Spasticity is the most obvious manifestation of CP. At for walking, however, is increased and as a consequence
first, children are often hypotonic, but during the the children often complain of fatigue [5].
development of the nervous system, muscle tone will
change and spasticity will arise [2]. Other peripheral Movements of the lower limbs during gait have been
motor manifestations of the neurological injury include analysed extensively [6,7], whereas data on upper body
loss of selective motor control, muscle weakness, and movements are scarce. As obvious manifestations of CP
imbalances between agonist and antagonist muscle pairs are spasticity, loss of selective motor control, muscle
[3]. weakness, and imbalances between agonist and antago-
nist muscle pairs it is expected that the pathological gait
Patterns of spasticity, with resulting muscle imbalance pattern of children with CP will not only affect the lower
across the joints over time, can produce secondary extremities but will also have consequences on the upper
deformities such as joint subluxations or dislocations, body. Therefore, the aim of this study was to investigate
bony deformities, muscle-tendon shortenings, and joint upper body movements during gait in healthy children
contractures. In many cases, dynamic deformities and and in a group of children with diplegic CP.
movement disorders are accentuated during ambulation
or activity such as increased hip flexion, hip adduction,
Materials and methods
knee flexion, ankle equinus, hind foot valgus, and toe
Participants
flexion [1,4].
A total of 10 children with diplegic CP (four girls, six
boys, 11.0 ± 3.2 years) and nine healthy children (six
The most common form of CP is the subgroup diplegia. girls, three boys, 13.6 ± 3.4 years) ranging in age from 8 to
Patients with diplegia show bilateral involvement with 18 years participated in the study. The average height and
the lower extremities usually more severely affected than weight of the diplegic CP group was 141 ± 17 cm and
c 2007 Lippincott Williams & Wilkins
1060-152X !

Copyright © Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
176 Journal of Pediatric Orthopaedics B 2007, Vol 16 No 3

35.0 ± 10.8 kg and of the control group 158 ± 18 cm and overlying bony landmarks or on specific anatomical
47.1 ± 11.2 kg, respectively. All children were community positions. All children walked barefoot at a self selected
ambulators without assistive devices such as walkers or walking speed for a distance of 10 m. The measurements
crutches. Three children, however, generally walked with continued until kinematic information from at least eight
ankle foot ortheses and three children with Nancy Hylton trials was collected. Data collection and processing were
dynamic foot ortheses. Three children received surgery performed using a VICON 460 movement analysis system
more than 1 year before the investigation. Five children (Oxford Metrics, Oxford, UK) with six cameras at a
had botulinum toxin-A treatment in the past but the sampling rate of 120 Hz. The data were further analysed
injections were given at least 6 months before investiga- using the Workstation and Polygon software (Oxford
tion. Only data of barefoot walking were used for the Metrics). The data were expressed in degrees, and time
study. The parents of all children gave informed consent was normalized to percentage of gait cycle at 2% intervals.
for the scientific use of the data and the study was A gait cycle began and ended with two successive floor
approved by the local ethical committee. contacts of one foot. Average profiles over five trials were
generated at each of the 2% intervals of the gait cycle for
Kinematic data collection and analysis each participant. In cases for which more than five trials
A full-body marker set was used to evaluate kinematics of
pelvis, thorax, spine, shoulder, elbow, and wrist (Fig. 1).
The spine angles reflect the relative movement between Table 1 Summary of gait parameters in the sagittal plane
the pelvis and trunk and the angles of the thorax and Diplegic CP group Healthy group
pelvis segments reflect the absolute movement in space. Sagittal Mean ± 1 SD (1) Mean ± 1 SD (1) P values
The lower body was modelled according to the Helen
Pelvis ( + = anterior tilt)
Hayes Marker set [8] and the upper body was modelled Angle at IC 14.6 ± 8.7 12.3 ± 5.5 0.499
according to the Plug In Gait model (Vicon Motion Angle at TO 16.2 ± 7.5 12.0 ± 5.2 0.178
Systems) as described by Gutierrez et al. [9]. In total, 34 Peak angle in stance 19.6 ± 8.2 13.1 ± 5.6 0.064
% GC to peak in stance 20.6 ± 9.5 30.7 ± 13.2 0.071
reflective markers (+ 14 mm) were placed on the skin Peak angle in swing 18.8 ± 8.2 13.9 ± 4.5 0.135
% GC to peak in swing 77.0 ± 9.4 85.8 ± 8.8 0.051
ROM over GC 7.7 ± 3.1 2.7 ± 0.6 < 0.001
Thorax ( + = posterior tilt)
Fig. 1 Angle at IC – 12.1 ± 4.8 – 8.7 ± 3.5 0.104
Angle at TO – 11.0 ± 4.5 – 7.5 ± 3.8 0.088
Peak value – 9.1 ± 4.5 – 6.8 ± 4.2 0.267
Minimum value – 15.0 ± 4.2 – 10.0 ± 3.5 0.012
ROM over GC 5.9 ± 1.9 3.2 ± 0.9 < 0.001
SD over five trials 2.6 ± 2.2 1.6 ± 1.1 0.092
Spine ( + = anterior tilt)
Angle at IC – 3.7 ± 11.0 – 3.5 ± 7.6 0.966
Angle at TO – 6.3 ± 10.8 – 4.1 ± 7.2 0.620
Peak value – 0.5 ± 10.4 – 2.4 ± 7.4 0.659
Minimum value – 10.1 ± 11.2 – 5.7 ± 7.9 0.341
ROM over GC 9.6 ± 4.5 3.3 ± 1.3 < 0.001
SD over five trials 2.6 ± 2.2 1.8 ± 1.4 0.228
Shoulder ( + = flexion)
Angle at IC – 19.4 ± 13.4 – 16.3 ± 11.1 0.594
Angle at TO 1.7 ± 15.8 2.0 ± 7.1 0.954
Peak value 7.8 ± 13.6 6.5 ± 7.5 0.793
Time to peak (% GC) 44.4 ± 10.4 45.6 ± 4.0 0.758
Minimum value – 22.2 ± 12.4 – 17.4 ± 11.0 0.387
ROM over GC 30.0 ± 12.5 23.9 ± 15.6 0.352
SD over five trials 6.2 ± 3.7 3.2 ± 2.3 0.006
Elbow ( + = flexion)
Angle at IC 45.9 ± 12.6 31.5 ± 8.6 0.010
Angle at TO 59.6 ± 17.7 43.4 ± 9.4 0.025
Peak value 64.3 ± 14.1 45.9 ± 9.5 0.004
Time to peak (% GC) 53.6 ± 10.7 49.1 ± 6.3 0.288
Minimum value 41.9 ± 10.4 29.9 ± 8.3 0.013
ROM over GC 22.4 ± 9.1 16.1 ± 14.0 0.258
SD over five trials 7.9 ± 3.6 3.1 ± 1.5 < 0.001
Wrist ( + = extension)
Angle at IC 22.3 ± 15.0 13.0 ± 11.7 0.150
Angle at TO 32.4 ± 8.6 20.5 ± 6.3 0.003
Peak value 34.4 ± 7.8 21.2 ± 6.2 0.001
Time to peak (% GC) 55.4 ± 25.7 56.7 ± 12.7 0.895
Minimum value 16.4 ± 16.5 11.5 ± 11.9 0.478
ROM over GC 18.0 ± 12.7 9.7 ± 9.7 0.130
SD over five trials 10.8 ± 7.7 3.4 ± 2.8 < 0.001

GC, gait cycle; IC, initial contact; ROM, range of motion; SD, standard deviation;
Participant ready for data collection with a full-body marker set. TO, toe-off.
P < 0.05 = significant (written in bold).

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Upper body movements during gait Romkes et al. 177

showed good data quality, the first five trials were taken Table 3 Summary of gait parameters in the transversal plane
for further analysis. The kinematic parameters analysed Diplegic CP group Healthy group
and the results are given in Tables 1–3. To describe the Transversal Mean ± 1 SD (1) Mean ± 1 SD (1) P values
variability of the gait pattern of one participant the Pelvis ( + = int. rotation)
standard deviation (SD) over five trials was calculated. Angle at IC 3.4 ± 10.9 5.5 ± 4.5 0.584
Angle at TO – 7.5 ± 7.8 – 3.4 ± 3.8 0.229
No significant differences were found when the right and Minimum angle – 9.4 ± 8.4 – 5.4 ± 4.1 0.221
left legs were compared within the groups; therefore, the % GC to min value 54.2 ± 17.3 60.1 ± 10.4 0.329
left leg was chosen for statistical analysis. The data sets of ROM over GC 16.7 ± 5.1 11.9 ± 7.8 0.124
Thorax ( + = ext. rotation)
the CP group were compared with the data sets of the Angle at IC – 2.0 ± 6.7 – 1.1 ± 3.3 0.712
control group with an independent Student’s t-test. Angle at TO 2.2 ± 8.5 2.4 ± 3.2 0.943
P-values of 0.05 or less were considered statistically Peak value 7.2 ± 7.1 3.5 ± 3.6 0.173
Minimum value – 5.3 ± 6.8 – 2.4 ± 3.4 0.265
significant. ROM over GC 12.5 ± 5.6 5.9 ± 2.0 0.005
SD over five trials 4.2 ± 2.2 2.4 ± 1.3 0.003
Spine ( + = int. rotation)
Angle at IC 5.6 ± 7.2 6.7 ± 5.2 0.729
Results Angle at TO – 9.1 ± 4.5 – 6.3 ± 5.0 0.212
The kinematic data (group average and SD) are described Peak value 8.7 ± 5.0 7.3 ± 5.1 0.553
Minimum value – 12.5 ± 5.2 – 7.5 ± 5.4 0.058
in Tables 1–3 for the sagittal, frontal, and transversal ROM over GC 21.1 ± 6.6 14.8 ± 8.2 0.078
plane. Figure 2 displays the group average and SD of the SD over five trials 3.1 ± 1.2 1.9 ± 1.2 0.005
Shoulder ( + = int. rotation)
kinematic movement curves during gait. Range of motion Angle at IC – 14.4 ± 14.5 2.1 ± 25.6 0.098
(ROM) of the pelvic tilt over the gait cycle was increased Angle at TO – 4.3 ± 10.5 7.9 ± 14.6 0.051
for patients, with the curves showing a ‘double-bump’ Peak value 1.5 ± 11.0 12.6 ± 16.3 0.098
Minimum value – 19.3 ± 14.4 – 1.8 ± 23.3 0.062
ROM over GC 20.8 ± 9.5 14.4 ± 11.2 0.193
SD over five trials 9.7 ± 7.2 4.4 ± 2.7 0.006
Table 2 Summary of gait parameters in the frontal plane
ext., external; GC, gait cycle; IC, initial contact; int., internal; ROM, range of
Diplegic CP group Healthy group motion; SD, standard deviation; TO, toe-off.
P < 0.05 = significant (written in bold).
Frontal Mean ± 1 SD (1) Mean ± 1 SD (1) P values

Pelvic obliquity ( + = up)


Angle at IC 0.0 ± 4.6 1.4 ± 2.7 0.461
Angle at TO – 4.1 ± 4.0 – 5.0 ± 1.7 0.554 pattern with two peaks in mid-stance and mid-swing
Peak angle stance 4.6 ± 4.3 4.1 ± 2.3 0.752
% GC to peak in 16.6 ± 3.5 12.9 ± 4.8 0.070
phase. For the thorax, the CP group demonstrated a
stance significantly greater ROM in all three planes compared
Minimum angle – 5.6 ± 3.6 – 5.5 ± 1.6 0.945 with the healthy control group and the thorax was more
% GC to min value 61.6 ± 13.2 63.8 ± 4.1 0.641
ROM over GC 10.2 ± 3.2 9.6 ± 2.5 0.655 tilted towards anterior in the sagittal plane. The ROM of
Thorax lateroflexion ( + = contralateral) the spine angles (i.e. relative motion between pelvis and
Angle at IC – 1.5 ± 4.6 – 0.8 ± 2.1 0.675
Angle at TO 3.6 ± 4.1 0.8 ± 2.3 0.090
thorax) was significantly elevated in the CP group in the
Peak value 4.5 ± 4.4 1.3 ± 1.9 0.060 sagittal and frontal planes. The CP group showed
Minimum value – 4.5 ± 6.2 – 1.7 ± 2.0 0.219 significantly more abduction of the arms as described by
ROM over GC 8.9 ± 6.9 3.0 ± 1.0 0.020
SD over five trials 1.7 ± 0.8 0.9 ± 0.7 0.002
the increased peak shoulder angle and ROM in the
Spine lateroflexion ( + = ipsilateral) frontal plane. The elbow showed more flexion as
Angle at IC 1.6 ± 5.9 2.3 ± 2.5 0.7617 expressed by the significantly increased flexion angles
Angle at TO – 7.9 ± 6.1 – 5.8 ± 2.6 0.361
Peak value 8.9 ± 7.5 5.4 ± 2.6 0.222 at initial contact and toe-off. In addition, the minimum
Minimum value – 9.6 ± 5.4 – 6.3 ± 2.6 0.115 value reached in the gait cycle showed more flexion.
ROM over GC 18.3 ± 7.2 11.6 ± 2.4 0.017
SD over five trials 1.7 ± 0.6 1.1 ± 0.7 0.008
ROM, however, was equal for both groups. Variability
Shoulder ( + = abduction) between trials (i.e. SD over five trials) within a patient
Angle at IC 9.6 ± 9.9 6.2 ± 7.9 0.419 with CP was on average significantly increased for all
Angle at TO 17.9 ± 10.0 11.4 ± 7.9 0.139
Peak value 22.5 ± 10.0 13.6 ± 8.0 0.049 upper body parameters that were analysed except for the
Time to peak (% GC) 47.6 ± 5.0 45.6 ± 3.0 0.298 thorax and spine in the sagittal plane. Note that the
Minimum value 7.4 ± 9.6 5.9 ± 7.8 0.719 group SDs for some angles are rather large, indicating
ROM over GC 15.1 ± 7.7 7.7 ± 4.1 0.020
SD over five trials 5.2 ± 2.5 1.9 ± 1.4 < 0.001 larger differences between participants and patients for
Wrist ( + = ulnar) these angles.
Angle at IC 14.8 ± 18.5 16.4 ± 13.9 0.839
Angle at TO 11.6 ± 14.2 17.9 ± 11.1 0.297
Peak value 18.3 ± 18.1 20.5 ± 12.7 0.766
Minimum value
ROM over GC
8.3 ± 14.3
10.0 ± 5.4
12.2 ± 10.7
8.3 ± 6.4
0.520
0.554
Discussion
SD over five trials 10.8 ± 5.6 4.0 ± 5.0 < 0.001 Lower body kinematics of pathological cerebral palsied
gait has been studied frequently. It is, however, expected
GC, gait cycle; IC, initial contact; ROM, range of motion; SD, standard deviation;
TO, toe-off. that the altered gait pattern will influence upper body
P < 0.05 = significant (written in bold). movements as well by means of compensation and for

Copyright © Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
178 Journal of Pediatric Orthopaedics B 2007, Vol 16 No 3

Fig. 2

Sagittal plane Fontal plane Transversal plane


40 20 30
Pelvic tilt Pelvic obliquity Pelvic rotation
35 15 20
30 10

Down degrees up
Post degrees ant

ext degrees int


25 10
5
20
0 0
15 0 20 40 60 80 100 0 20 40 60 80 100
−5
10 −10
5 −10
−20
0 −15
0 20 40 60 80 100
−5 −20 −30
10 15 15
Thorax tilt Thorax lateroflexion Thorax rotation
5 10 10

ipsi degrees contra


ant degrees post

int degrees ext


0 20 40 60 80 100 5 5
−5
0 0
−10 0 20 40 60 80 100 0 20 40 60 80 100
−5 −5
−15

−20 −10 − 10

−25 −15 − 10
20 20 20
spine tilt Spine lateroflexion Spine rotation
15 15 15
10
Contra degrees ipsi

10 10
Post degrees ant

ext degrees int


5
5 5
0
0 20 40 60 80 100 0 0
−5 0 20 40 60 80 100 0 20 40 60 80 100
−5 −5
−10
−15 −10 − 10
−20 −15 − 15
−25 −20 − 20
20 35 40
Shoulder flexion Shoulder abduction Shoulder rotation
30 30
10
25 20
Add degrees abd
ext degrees flex

ext degrees int

0 20
0 20 40 60 80 100 10
15
−10 0
10 0 20 40 60 80 100
−10
−20 5
0 −20
−30 0 20 40 60 80 100
−5 − 30
−40 −10 − 40
90 (%) Gait cycle
Elbow flexion
80
70
Degrees (flex)

60
50
40
30
20
10
0
45 35
Wrist deviation
Wrist extension 30
40
Diplegic CP group (mean ± 1SD)
35 25
Radial degrees ulnar

20
Degrees (ext)

30
Healthy control group (mean ± 1SD)
25 15
20 10
15 5
10 0
0 20 40 60 80 100
5 −5
0 − 10
0 20 40 60 80 100 (%) Gait cycle
(%) Gait cycle

Kinematic data in the sagittal, frontal, and transversal plane with the group averages (——) and 1 standard deviation (- - - -) for the diplegic cerebral
palsy (CP) group and the healthy control group.

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Upper body movements during gait Romkes et al. 179

keeping balance and stability. Upper body kinematics has the amplitude of the peak values that are increased and
been studied in normal individuals [10–13] and in no phase shifts between segments compared with the
patients with pathology, in particular, myelomeningocele healthy control group were observed (see Fig 2). This
[14,15] and patients with idiopathic scoliosis [16] or low implies that the coordination between segments does not
back pain [17]. For patients suffering from CP, however, seem to be affected. In other pathologies, for example
data are lacking; therefore, the aim of this study was to chronic low back pain, changes in coordination by phase
evaluate upper body movements during gait in healthy shifts and timing were observed [17].
children and children with diplegic CP.
The children with CP showed more abduction in the
The results showed that the group of children with CP shoulders with increased elbow flexion. The spreading of
had greater movements, that is increased ROM, of the the arms outward can be compared to a tightrope artist
thorax (absolute angle in space) and spine (relative angle balancing on a rope. The arms are kept outward to gain
between pelvis and thorax) especially in the sagittal and stability and balance. Furthermore, the data of the CP
frontal planes. The overall movement pattern of the group showed increased intra-subject variability, with the
thorax and spine over the gait cycle of the healthy control exception of thorax and spine in the sagittal plane, as
group is comparable with the normal data reported by expressed by an increase in SD calculated over five trials
Nguyen and Baker [15]. Peak angles, that is maximum within a participant. The hands have an open-end in
and minimum values, occurred in both studies approxi- space, that is are not attached or influenced by external
mately at the same percentages of the gait cycle. Some forces except gravity. Therefore by positioning the arms
differences, however, in the magnitude of the angles were outward and further away from the body, the possibilities
noticed and can possibly be explained by using different to move in space increase and therefore intra-subject
computer models. variability is likely to be higher.

Compared with the healthy control group, the CP group In conclusion, gait analysis with the full-body marker set
showed an increase in forward thorax tilt. As the position has offered prospects for a better understanding of
of the spine was not different between the two groups, compensatory mechanisms for the pathological gait
the pelvis in the CP group was more tilted towards pattern in children with diplegic CP. Movements of the
anterior as well. upper extremities are used as compensation for gait
deviation and/or for fine-tuning of balance control. To
make this mechanism more efficient, the arms are moved
At the moment, there is no consensus in terms of away from the body. Future research can investigate the
segment definition or technique for recording and influence of treatment interventions (e.g. orthotics,
analysing upper body kinematics. The Plug In Gait surgery, and botulinum toxin-A) on upper body move-
model (Vicon Motion Systems) used in this study has ments.
been described and validated by Gutierrez et al. [9] to
study the centre of mass during gait in children with
Acknowledgements
myelomeningocele. The model was chosen while it is
The authors acknowledge the Foundation for Movement
applicable in a clinical setting and involves both
Disorders (Stiftung für Bewegungsstörungen) and the
kinematics of the thorax and the arms. In combination
Stichting Anna Fonds for their financial support.
with a lower body model, movements of the whole body
can be studied. The model, however, is not adequate to
analyse the relationship between spine mobility and gait. References
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