Check List for Processing of Application for Registration of Mutual Fund

Name of the Fund: MUTUAL FUND

SL Particulars Status Page Comments
No. No.
Yes No
Attested copy of Memorandum & Article of
Association of Sponsor
Attested copy of the Certificate for
Commencement of Business
Attested copy of the Certificate of Incorporation
Name & Address of the Auditor(s) & Banker(s)
Attested copy of the appointment letter of the
Trustee
Attested copy of the appointment letter of the
Custodian
Attested copy of the appointment letter of the
AMC
Attested copy of the Registration Certificate of
Trustee
Attested copy of the Registration Certificate of
Custodian
Attested copy of the Registration Certificate of
AMC
TIN Certificate
Auditors’ Report/Annual Report
Attested copy of Particulars of Directors- Form XII
Declaration regarding Loan/Line of Credit from
other Financial Institutions
Declaration regarding sister concern
CIB Undertakings of the Directors
CIB Undertakings of the Managing Directors
CIB Undertakings of the Sponsor’s Board Meeting
Directors Short Bio-data of Sponsors Board
Board Approval for Fund, AMC, Trusty, Custodian
FORM “KA” signed by the Sponsor
Name and Address of the Authorized person of the
sponsor
Draft Trust Deed attested by Trustee and Sponsor
Attested copy of Draft Investment Management
Agreement
Pay-order of Tk. 10,000/=
Sponsor Contribution 10% of the Fund
Eligibility of registration of Mutual Fund
AMC & Trust Deed as per Standard Draft
Forwarding letter