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Ultrasonics Sonochemistry 5 (1999) 157–162

Influence of different factors on the output power transferred into


medium by ultrasound
Javier Raso, Pilar Mañas, Rafael Pagán, Francisco J. Sala *
Tecnologı́a de los Alimentos, Universidad de Zaragoza, Zaragoza, Spain

Received 18 May 1998

Abstract

The influence of several factors (amplitude of ultrasonic waves, external static pressure, temperature and viscosity of medium)
acting, either individually or in combination, on the amount of power transferred to a liquid medium during ultrasonication
(power output) was measured by calorimetry. At constant amplitude (150 mm) and pressure (200 kPa), the power output decreased
as the temperature was raised. The effect of temperature could be compensated by increasing pressure. The magnitude of the
increase in power output due to raising the pressure depended on the pressure range and the treatment temperature. At all
temperatures and pressures studied, the power output increased exponentially when the amplitude was increased linearly. The
magnitude of this power output did not depend on the temperature or pressure of treatment. At 40°C the magnitude of the
increase in power output due to increasing the pressure was not influenced by the amplitude of sonic waves. The power output
increased as the viscosity of the medium was increased. The magnitude of this effect did not depend on the amplitude but on the
static pressure. © 1999 Elsevier Science B.V. All rights reserved.

Keywords: Manosonication; Manothermosonication; Power output; Pressure; Viscosity

1. Introduction ultrasound increases drastically when combined with


heat and applied under pressure [7]. This reopens the
Both low-intensity and high-intensity ultrasound are possibility of profiting from the effect of ultrasound for
increasingly being used in the food industry [1–5]. Low- the development of new preservation procedures.
intensity ultrasound technology is a non-destructive The main mechanism responsible for the inactivation
technique that can be used in analytical methods to of microorganisms and enzymes by ultrasound is
provide information on the physicochemical properties thought to be cavitation. Cavitation is the formation,
of the product such as composition, phase transitions, growth and sudden collapse of bubbles in liquids. The
particle size etc., or to monitor on line a wide variety inactivating effect of ultrasound on microorganisms and
of processes such as the build-up of fouling in heat enzymes is considered to be due either to the very high
exchangers and pipework of UHT processing plants, temperatures and pressures that, according to theoretical
flow rate measurements, etc. calculations [8], are generated during cavitation or to
High-intensity ultrasound is used for emulsion gener- free radical formation.
ation, dispersion of aggregated materials, modification The effects of high-intensity ultrasound depend on
and control of crystallisation processes, and to enhance many variables. Among the most important variables
drying, filtration, etc. [5]. The inactivation of microorga- are the reaction medium characteristics (viscosity, sur-
nisms by high-intensity ultrasound was first reported by face tension, vapour pressure, nature and concentration
or the dissolved gas, presence of solid particles), treat-
Harvey and Loomis [6 ] in 1929. However, its low lethal
ment parameters (pressure and temperature), ultrasonic
effect has prevented its use as a new sterilization
generator performance (frequency, power input) and
procedure.
size and geometry of treatment vessel [9]. The differences
Recent research work has shown that the effect of
in treatment parameters and methodologies used by
authors to measure the intensity of sonic treatments
* Corresponding author. Tel.: +34-76-761581; fax: +34-76-761612; makes it very difficult to compare data on the effect of
e-mail: pacosala@posta.unizar.es. ultrasound reported in literature.

1350-4177/99/$ – see front matter © 1999 Elsevier Science B.V. All rights reserved.
PII: S1 3 5 0 -4 1 7 7 ( 9 8 ) 0 0 04 2 - X
158 J. Raso et al. / Ultrasonics Sonochemistry 5 (1999) 157-162

Ultrasound generators transform electrical energy tion shaft of the main vessel. Three hermetic ports
into ultrasonic energy, which is a mechanical energy. connected the chamber to a manometer, a temperature
The ultrasonic power is usually expressed as the electrical recorder and an automatic sample injection device. The
input or output power to or from the ultrasound genera- chamber was connected to a capillary sampling tube
tor. The efficiency of the energy transformation depends that had a solenoid sampling valve activated by a timer.
not only on the equipment itself, but also on ultrasonica- The bottom of the chamber was reached by the tip
tion conditions. Therefore, the amount of acoustic of the sonication horn of a 20 kHz variable amplitude
energy delivered into the liquid medium cannot be ultrasound generator (Branson Ultrasonics, Dambury,
measured solely by measuring the amount of electrical CT, USA)
energy expended to produce the mechanical vibration. The temperature during experiments was kept con-
As all the ultrasonic energy transferred to a liquid is stant by dissipating the heat generated by ultrasound
eventually converted into heat [9], the power transferred by circulating cold water through the cooling coil.
to the treatment medium can be measured calorimetri-
cally. Calorimetry power output is measured by record- 2.2. Measurement of power output
ing heat generated into the liquid by recording the
increase in temperature with time. These methods are During experiments the temperature of the liquid
very reliable and have been used for this purpose by being ultrasonicated was recorded versus time with the
different authors [10–12]. Pt 100 (Crison Instrument, Barcelona, Spain) of the
Reported data [11,12] indicate that the power output treatment chamber connected to a temperature recorder
attained in the medium increases with the amplitude of (Pharmacia, Upsala, Sweden). The temperature rise was
ultrasonic waves and the hydrostatic pressure, but estimated from the slope of the straight portion of the
decreases with increasing temperature. The combined line that was obtained, in all cases, during the first
effect of these factors on the power is still unknown. seconds of the experiment. Power output was then
An apparatus was designed and constructed to study calculated using the equation:
the inactivating effect on microorganisms and enzymes
of heat, ultrasound, ultrasound under pressure (manoso- dT
Power= c M
nication; MS) and combined and simultaneous heat and dt p
MS treatments (manothermosonication; MTS) under
precise control of temperature (up to 150±0.2°C ), where c is the heat capacity of the solvent (in
p
pressure (up to 1000±30 kPa) and ultrasonication J kg−1 K ) and M is the mass of solvent used (in
parameters (frequency and amplitude) [13]. kg−1).
To determine and compare the power output attained The solvent used in all experiments was distilled
in the medium with these treatments, a prior investiga- water. Two media of different viscosities were prepared
tion was carried out on the performance of this instru- by dissolving glycerol in distilled water to concentrations
ment under different operational conditions. of 84 and 92%, which corresponded to absolute viscosi-
This investigation reports the influence of the ampli- ties at 20°C of 84.3 and 384.5 cP respectively.
tude of ultrasonic waves, external static pressure, tem- Before starting any experiment the contents of the
perature and viscosity of the liquid, either acting by treatment chamber were thermostated at the starting
themselves or in combination, on the amount of power temperature. During experiments the individual or com-
transferred to liquid during sonication. bined influence on power output of different amplitudes
of sonication (from 83 to 150 mm), relative pressures
(from 0 to 700 kPa), temperatures (from 15 to 130°C )
2. Material and methods and viscosities (up to 384.5 cP) was estimated calo-
rimetrically.
2.1. Apparatus

The apparatus used in this investigation was a modi- 3. Results and discussion
fied unit of the Thermoresistometer TR-SC [13]. It
consisted of a stainless steel main vessel (650 ml capac- The methods for the estimation of ultrasonic energy
ity), connected to a pressure and vacuum source (water have been reviewed by several authors [14–16 ]. Among
pump), having an agitation shaft and a 1200 W heating the existing methods, thermal methods are currently the
element. Screwed onto the bottom cap of this vessel was most commonly used. In calorimetric methods it is
a treatment chamber (23 ml ), surrounded by a cooling assumed that practically all of the mechanical energy of
coil. This chamber was pressurised through two one- ultrasound is transformed into heat. Thus the estimation
way valves on its top. During experiments, its content of output can be carried out calorimetrically [9].
was agitated by an agitation shaft coupled to the agita- In an ideal system the treatment vessel should be
J. Raso et al. / Ultrasonics Sonochemistry 5 (1999) 157-162 159

lagged to prevent heat loss to the environment. During to the cushioning effect of vapour contained inside the
our experiments the temperature recordings of the first bubble during cavitation. Our results showed that at
seconds of treatment yielded a straight line. This showed higher temperatures the power output decreased, but
that, at this stage, the heat exchange between the treat- this effect could be compensated by increasing the static
ment chamber and the main vessel was negligible. pressure.
Similar results were obtained by Kimura et al. [12] who Fig. 2 shows the external pressure needed to keep the
concluded that, in their reactor, an adiabatic system was power output (100 W ) constant at different temper-
not required to measure power output calorimetrically. atures in the range 20–140°C. The vapour pressure of
The repeatability of power output values estimated water in the range of 0–140°C has been also plotted to
using this method in this investigation was always illustrate the influence of static pressure. By keeping a
satisfactory. Preliminary experiments showed that the static overpressure of 220 kPa over the water vapour
variation coefficients of five consecutive measurements pressure corresponding to each temperature a constant
were always lower than 5%. 100 W power output could be obtained at different
treatment temperatures.
3.1. Effect of temperature Our results disagree with those of Vercet et al. [20]
who observed that despite keeping the overpressure
The starting temperature of the medium had a marked constant the · production rate by ultrasound decreased
influence on the power output. In Fig. 1 the influence with temperature.
of the starting temperature on power output at atmo-
spheric pressure and at 200 kPa is shown. As seen in 3.2. Effect of static pressure
this figure, at both pressures, the power output of
ultrasonic waves of 150 mm decreased as the starting Static pressure is another important variable influ-
temperature was raised. At ambient pressure, in the encing power output. Fig. 3 shows the influence of static
range 20–70°C, the power output was hardly affected. pressure on the power output of a 150 mm amplitude
However, at temperatures higher than 70°C it decreased ultrasonication treatment at different temperatures (40,
drastically and at 100°C no increase was detected. When 70 and 120°C ). As shown by this figure, any increase in
this treatment medium was pressurized at 200 kPa, the hydrostatic pressure caused an increase in power output.
influence of starting temperature showed the same However, the magnitude of this increase depended on
pattern. However, in this case, the decrease in power the pressure range and treatment temperature. It became
output occurred at 100°C, becoming zero at 135°C. At smaller the higher the pressure in the system. At the
both pressures, the temperature rise of the medium highest pressures used it was almost zero. These results
stopped when its vapour pressure became equal to the indicate that, although power output can be increased
external hydrostatic pressure being applied. by increasing static pressure, this increase has a limit.
The decrease, at ambient pressure, of the effect of This limit depends on the treatment temperature.
ultrasound with increasing temperature has also been The influence of static pressure on the effect of
observed with the eroding capacity of different materials ultrasound has also been observed by other authors
by ultrasound [17], sonochemical reactions [18] and [13,21]. According to these authors when the hydrostatic
inactivation of microorganisms [19]. This lower effect
of ultrasound at higher temperatures has been attributed

Fig. 2. External pressure needed at different temperatures to get a con-


stant power output of 100 W into the treatment chamber.
Fig. 1. Influence of initial temperature on the ultrasonic (20 kHz, Ultrasonication conditions: 20 kHz, 150 mm; water vapour pressure
150 mm) output power at 0 (&) and 200 kPa ($). curve (—).
160 J. Raso et al. / Ultrasonics Sonochemistry 5 (1999) 157-162

Fig. 5 shows the influence of amplitude on power


output attained at 300 kPa but at different temperatures.
As seen in this figure, under all pressures tried, there
was also an exponential relationship between the power
output and amplitude of ultrasonic waves. Also, any
63 mm increment in amplitude increased power output
twofold. Regression equations and correlation coeffi-
cients of lines plotted in Figs. 4 and 5 are included in
Table 1. No statistically significant differences ( p<0.05)
were detected among the slopes of these five lines.
Vercet et al. [20] also observed that by increasing
amplitude the production of · increased. However, the
effect of amplitude on · production was much smaller
and the relationship they reported between amplitude
Fig. 3. Influence of static pressure on the ultrasonic (20 kHz, 150 mm)
output power at 40 (%), 70 (#) and 120°C (6).
and · production was not an exponential but a linear
one. However, it was not clear whether this was really
a linear relationship because no significant difference
pressure was increased, the ultrasound effects also was found between correlation coefficients considering
increased until they reached a maximum after which either a linear or exponential relationship (personal
they became constant or even decreased. According to communication).
theoretical considerations static pressure would shorten Hobbs [21] also found an exponential relationship
the constant time required for bubble collapse and between amplitude and erosion rate of several materials
increase the intensity of the implosion [17]. However, at ambient temperature and atmospheric pressure. We
at too high static pressures the ultrasonic field would be found the same relationship between amplitude and
incapable of overcoming the combined forces of the death rate of Yersinia enterocolitica at 40°C and 200 kPa
overpressure and cohesive forces of liquid molecules [13]. The increase of the ultrasound effects by increasing
[22]. Perhaps this could explain why, once a given amplitude has been related to the increase of the effective
pressure had been reached, further increments in static size of the zone of liquid undergoing cavitation and the
pressure failed to increase power output. range of sizes of bubble that undergo cavitation at
higher amplitudes [8]. However, some authors have
3.3. Effect of amplitude observed that the rates of sonochemical reactions
increased with amplitude only within an amplitude
The power output attained at 40°C at different ampli- range. Above that range the reaction rate decreased.
tudes and pressures is shown in Fig. 4. The amplitude This behaviour has been explained by the increase in
was found to have a major effect. In the range of the density of bubbles undergoing cavitation near the
pressures studied, when the amplitude was increased the radiating surface that would hamper the transmission
power output increased exponentially. At all pressures of the ultrasonic energy into the liquid [22]. We did not
tried any 67 mm increment in amplitude increased the observe with our instrument, in the range of amplitudes
output twofold.

Fig. 4. Influence of amplitude on the ultrasonic (20 kHz, 40°C ) output Fig. 5. Influence of amplitude on the ultrasonic (20 kHz, 300 kPa)
power at 0 (&), 300 (+) and 600 kPa ($). output power at 40 (&), 70 ($) and 120°C (+).
J. Raso et al. / Ultrasonics Sonochemistry 5 (1999) 157-162 161

Table 1
Influence of amplitude on the ultrasonic output power at different temperatures and pressures

Temperature (°C ) Pressure (kPa) Regression equationa CL 95 %− CL 95%+ r2

40 300 Log P=0.0040A+1.49 0.0029 0.0051 0.98


70 300 Log P=0.0047A+1.36 0.0038 0.0056 0.99
120 300 Log P=0.0048A+1.03 0.0035 0.0061 0.98
40 0 Log P=0.0051A+0.81 0.0035 0.0068 0.97
40 600 Log P=0.0042A+1.64 0.0035 0.0049 0.99

a P=power ( W ); A=amplitude (mm).

and pressures used in this work, any loss of the efficiency number of cavitating bubbles per unit volume is reduced.
of ultrasonic energy transmission. However, the collapse of these bubbles is much more
According to our data the increase in power output violent [9].
when amplitude was increased was independent of pres- In Fig. 7 the viscosity of liquid ultrasonicated at
sure and treatment temperature ( Table 1). ambient pressure with 83 or 150 mm of amplitude ultra-
The relationship between power output and pressure sound is plotted versus the corresponding power output
at different amplitudes and 40°C is shown in Fig. 6. At attained. As shown by this figure, the power output
any amplitude studied the magnitude of the increase in increased as the viscosity of treatment medium was
power output due to any given increment in external increased. However, this relationship was not linear.
pressure was the same. These increments in power Whereas from 1 to 84.17 cP the power output increased
output became smaller as the pressure was increased, 1.6-fold, at any amplitude, from 84 to 383 cP the effect
being almost zero at the highest pressures tried. This of viscosity was almost zero.
was so perhaps because at such high pressures, the Fig. 8 shows the power output attained, in liquid
ultrasound was incapable of overcoming the cohesive media of different viscosities, with the same ultrasound
forces of the liquid. amplitude (150 mm), but under different pressures. As
As our results show the increments in power output this figure shows, the influence of viscosity depended on
by increasing static pressure were independent of the the static pressure: the effect became smaller as the
amplitude of ultrasonic waves but dependent on the pressure was raised, being almost zero at 400 kPa.
temperature of medium. At ambient pressure, the pattern of the influence of
viscosity on power output was similar to that for
hydrostatic pressure. Whereas the first increments in
4. Effect of medium viscosity either of these variables induced the corresponding
increase in power output, further increments did not
Other variables affecting ultrasound effects are the have any effect. The effect of viscosity, as well as of
liquid medium properties such as surface tension, con- static pressure, on power output could perhaps be
centration of suspended solids and, mainly, viscosity explained by the inability of the ultrasonic field to
[23]. At higher viscosities cavitation is more difficult to overcome the very strong cohesive forces of the liquid
induce (i.e. a greater power input is required) and the at higher viscosities. No experimental data have been

Fig. 6. Influence of pressure on the ultrasonic (20 kHz, 150 mm) output Fig. 7. Influence of viscosity on the ultrasonic (20 kHz, 0 kPa, 20°C )
power at 83 (%), 117 (#) and 150 mm (6). output power at 83 (&) and 150 mm ($).
162 J. Raso et al. / Ultrasonics Sonochemistry 5 (1999) 157-162

Cultura who provided a grant to J. Raso to carry out


this investigation. Our thanks to S. Kennelly for her
collaboration in the English correction of this
manuscript.

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