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A
From Fondazione Policlinico Universitar- therosclerotic plaques typically develop over a period of years
io A. Gemelli IRCCS (R.V., F.C.), and Uni- or decades. In contrast, the thrombotic complications of atherosclerotic
versità Cattolica del Sacro Cuore (F.C.)
— both in Rome. Address reprint re- disease occur suddenly, often without warning.1 The notion that acute
quests to Prof. Crea at Dipartimento coronary syndromes develop from the rupture or superficial erosion of an athero
di Scienze Cardiovascolari e Pneumo- sclerotic plaque is an oversimplification of a process involving plaque activity,
logiche, Università Cattolica del Sacro
Cuore, Largo Agostino Gemelli 8, 00168, blood thrombogenicity, and healing.2,3 Pathological studies have shown that many
Rome, Italy, or at f ilippo.crea@unicatt.it. (if not most) atherosclerotic plaques destabilize without resulting in a clinical
N Engl J Med 2020;383:846-57. syndrome.4,5 The occurrence of an acute coronary syndrome probably depends on
DOI: 10.1056/NEJMra2000317 the disruption of a balance between instability (“activation”) and healing (“passiva
Copyright © 2020 Massachusetts Medical Society. tion”) of an atherosclerotic plaque. During the past 30 years, research efforts have
mostly been focused on the mechanisms of plaque instability.2,3 Yet the risk of
acute myocardial infarction or sudden death from coronary causes remains diffi
cult to predict,6 suggesting that other pathogenic mechanisms should also be in
vestigated. Recently, the notion that plaque healing may play a key role in the
natural history of atherosclerotic disease has been gaining attention, in part be
cause of the development of new imaging techniques, allowing in vivo study of the
morphologic features of atherosclerotic plaque.7,8 This review examines the mech
anisms of atherosclerotic plaque healing, their role in the progression of athero
sclerotic disease and in the development of acute coronary syndromes, and the
clinical and potential therapeutic implications of the healing process.
A B
Atherosclerotic plaque Thrombus formation and lysis
INTIMA
MEDIA
C D
Thrombus organization and plaque healing Healed plaque re-endothelialization
Atherosclerotic plaque healing is a dynamic local plaque cells, and extracellular matrix, has
process that takes place after disruption of the three main, overlapping phases: thrombus lysis,
plaque and prevents the formation of a throm granulationtissue formation, and vessel reendo
bus, promotes plaque repair, and restores the thelialization. Atherosclerotic plaque healing dif
integrity of the vessel. This process, which in fers from plaque stabilization; healing follows
volves circulating blood cells, soluble mediators, plaque disruption and takes place in a limited
time period, whereas stabilization is a progres replaces type III collagen, and complete re-endo
sive transformation of a lipid-rich plaque into a thelialization of the plaque surface with creation
more fibrotic and calcific plaque. of a neointima eventually occurs27 (Fig. 1D). Af
The mechanisms of atherosclerotic plaque ter the healing cycle has been completed, athero
healing have been studied in humans and in sclerotic plaque may undergo further cycles of
experimental models of mechanical injury to the destabilization and subsequent healing, with
vessel wall (Fig. 1).11-14 After plaque rupture or accumulation of new granulation tissue.
erosion, the exposure of thrombogenic plaque
components (e.g., the necrotic core, tissue fac Pr e va l ence a nd Pheno t y pe
tor, and collagen) provides a potent stimulus for of Pl aque He a l ing
platelet activation and aggregation and for throm
bus formation2,15 and simultaneously triggers The reported prevalence of healed plaques varies
endogenous fibrinolysis to physiologically pre greatly (ranging from <5% to >80%), depending
serve vessel patency10 (Fig. 1B). Data obtained on the method of detection, the vascular bed
from both clinical studies and animal models assessed, and the clinical presentation.4,5,7,8,28-31
show that prevention of lasting occlusive throm The introduction of new imaging techniques,
bus formation requires an intact and functional such as optical coherence tomography (OCT),
endogenous fibrinolytic system, including the intravascular ultrasonography, and cardiovascu
release of tissue plasminogen activator16-18 and lar magnetic resonance imaging (MRI), has en
urokinase plasminogen activator19 from endo abled the assessment of atherosclerotic plaque
thelial cells, the release of elastase and cathep healing in vivo.7,8,28,30 Studies using these tech
sin G from neutrophils and monocytes trapped niques suggest that the prevalence of healed
in the thrombus (which directly break down fi plaques is considerably higher among patients
brin),17,20 and the dispersing effect of laminar with chronic manifestations of atherosclerotic
blood flow.21 The structural properties of fibrin disease than among those in whom clinical sta
fibers are another important determinant of bility is frequently interrupted by acute events, in
susceptibility to endogenous thrombolysis, with both coronary7,8,29-31 and noncoronary28 vascular
thick fibers appearing to be more susceptible to beds. Pathological studies reveal similar find
lysis than compact, thin fibers.22 ings. In histologic studies of nonculprit lesions
Plaque disruption also activates a proliferative in patients who died suddenly from ischemic
response in the smooth-muscle cells of the local heart disease, more than half the lesions were
plaque, as well as migration of smooth-muscle clinically silent, healed coronary plaques.4,5 Ob
cells from the underlying media to the intima servations from noncoronary vascular beds are
(Fig. 1C). Factors promoting this smooth-muscle consistent with these findings. Serial carotid
cell response include the release of growth fac MRI in patients with a transient ischemic attack
tors (e.g., platelet-derived growth factor BB and showed healing of plaque rupture or erosion in
transforming growth factor β [TGF-β]) and mito almost 90% of patients who had no recurrence
gens (e.g., thrombin) by platelets.23 In addition, of ischemic symptoms at 12 months of follow-
the release of TGF-β stimulates extracellular up, whereas this tendency toward healing was
matrix production by smooth-muscle cells.13,14 less clear in patients with subsequent cerebro
Experimental studies in mice have shown that vascular events.28
activated platelets adhering to and aggregating Why do some ruptured or eroded plaques fail
over an injured arterial wall can also stimulate to heal, resulting in vessel occlusion, whereas
the homing of bone marrow–derived smooth- other plaques heal, entering a quiescent phase?
muscle cell progenitors from circulating blood Knowing the phenotypic features of a healed
through the expression of P-selectin and stromal plaque may help in understanding the mecha
cell–derived factor 1α.12,24,25 At the site of plaque nisms that promote plaque healing. On histo
healing, proliferating smooth-muscle cells syn pathological evaluation with the use of picro
thesize a provisional extracellular matrix (gran sirius red staining, healed plaque ruptures are
ulation tissue), which is rich in proteoglycans typically identified as newly synthesized type III
and type III collagen4,26 (Fig. 1C). When plaque collagen (which appears green under polarized
healing is complete, type I collagen gradually light) over a disrupted fibrous cap containing
A B C
D E F
Figure 2. Histologic and Optical Coherence Tomographic (OCT) Images of Healed Coronary Plaques.
In Panel A, a histologic cross-section of human coronary atherosclerotic plaque stained with picrosirius red and
viewed under polarized light shows a healed plaque rupture; the majority of plaque collagen (type I collagen) is yel-
low–white, and the new, loosely arranged collagen repairing the disrupted plaque (type III collagen) is green. Panels
B through F show representative in vivo OCT images of human healed coronary plaques with heterogeneous, sig-
nal-rich layers of healing tissue (white double-headed arrows) characterized by a different optical-signal intensity
from the underlying plaque, giving the lesion a characteristic layered, “onion-like” appearance. (Panel A is reprinted
from Mann and Davies5 with the permission of the publisher.)
mostly type I collagen (which appears yellow to consisted of fibrous plaque in the remaining
white). Such lesions may have multiple layers of third.29 The morphologic features of healed
lipid and necrotic core, indicative of previous carotid plaques at autopsy are similar to those
episodes of thrombosis and healing (Fig. 2A).4,29 of healed coronary plaques, with multiple layers of
In contrast, healed plaque erosions appear as fibrous tissue and a lipidrich necrotic core.32
distinct layers of dense collagen interspersed Coronary thrombi overlying ruptured or eroded
with smoothmuscle cells and proteoglycans, plaques may also be assessed for evidence of
without evidence of preexisting disruption of the healing.33 In a pathological study involving 111
fibrous cap.4,29 On OCT imaging, healed plaques patients who died suddenly from coronary
appear as heterogeneous signalrich layers with causes, almost half the thrombi overlying plaque
opticalsignal intensity that is different from the ruptures had no evidence of healing, and the
underlying plaque, creating a characteristic onion remaining half showed various phases of heal
like appearance, without interruption of the old ing. In contrast, more than 85% of thrombi
fibrous cap or with interruption that is sugges overlying plaque erosions showed late stages of
tive of a previous rupture7,8,29 (Fig. 2B through healing, characterized by inflammatorycell deg
2F). In a histopathological study by Shimokado radation, infiltration of smoothmuscle cells,
et al., half of the analyzed multilayered lesions proteoglycan deposition, and platelet and fibrin
were healed plaque ruptures, and half healed layering.33 In a study by Geary et al.,34 who ana
plaque erosions. These lesions had an underly lyzed healing thrombi that developed after ex
ing lipid core in about two thirds of cases and perimental angioplasty of the left iliac artery in
Tissue-factor
MMP-1
procoagulant Osteoblast Smooth-muscle cell
MMP-8
MMP-13 differentiation maturation and proliferation
Smooth-muscle cells
M1
macrophage Interleukin-10
TGF-β
Fibronectin
CD40
IGF-1
Interferon-γ ligand
Scavenger Mannose and
CD40
receptor galactose
M2 receptors
macrophage
Th1
cell
Th1
cell
Interleukin-4
Interleukin-13
Th2
Fibrous cap
cell
rupture with
thrombosis
Lipid
core
INTIMA
MEDIA
ing plaque healing is therefore not merely a group, impaired healing was associated with
passive degenerative process but rather is the recurrent acute coronary syndromes, whereas
result of dysregulated deposition and impaired the presence of healed plaques was a predictor
clearance. Pathological studies have shown that of long-term clinical stability.7 Whether plaque
maximum calcification is present in healed healing, through the silent progression of steno
plaque rupture and in fibrocalcific plaques and sis, may translate into more frequent revascular
that the calcification area steadily enlarges with ization procedures warrants investigation. Recent
progressive luminal narrowing. Healed plaques data suggest that patients with OCT evidence of
frequently contain diffuse sheets of calcifica healed plaques in nonculprit coronary segments
tion, which provide mechanical support for the may have higher rates of revascularization in the
healed plaque.52 absence of acute events than patients without
evidence of healed plaques.53 Taken together,
these observations suggest that plaque healing
Rol e of Pl aque He a l ing
in Cl inic a l E v en t s may protect patients with atherosclerotic disease
from the occurrence of acute coronary syn
Much of the work addressing the mechanisms of dromes, instead leading to a chronic coronary
acute coronary syndromes during the past three syndrome (Fig. 4).
decades has focused on the pathogenesis of
plaque instability.1-3 However, recent intracoro Ther a peu t ic Impl ic at ions
nary imaging studies suggest that acute coro a nd F u t ur e Per spec t i v e s
nary syndromes may require a “double hit” of
plaque disruption and impaired healing7 (Fig. 4). Both established and experimental therapeutic
The acute destabilization of an atherosclerotic interventions may influence plaque healing and
plaque by either rupture or erosion (the first hit) thereby reduce the risk of acute coronary syn
leads to thrombosis and an acute coronary syn dromes (Table 1). In rabbits with atherosclerosis
drome in patients with an impaired healing ca induced through balloon injury of the thoracic
pacity (the second hit). In contrast, in patients aorta and an atherogenic diet, subsequent dietary
with an effective healing system, the first hit is lipid lowering reduced the proteolytic activity of
contained, the unstable plaque is “pacified,” and matrix metalloproteinases and increased inter
the healing process promotes the development stitial collagen within the fibrous cap of the
of a more fibrous, stable plaque. plaque,54 reduced oxidative stress and endothelial-
Repeated cycles of thrombosis and healing cell activation,55 and reduced tissue factor ex
lead to progressive encroachment on the arterial pression and activity,56 rendering atheroma less
lumen, with silent, stepwise stenotic progression susceptible to disruption and thrombosis.
possibly leading to high-grade coronary occlu Lipid-lowering medication also has beneficial
sion in the absence of acute coronary events. In effects on plaque healing. Statin therapy has
a seminal pathological study by Mann and been shown to increase the number of intimal
Davies,5 only approximately 16% of coronary smooth-muscle cells and the expression of type
lesions with 0 to 20% diameter stenosis (the I procollagen and to reduce the proliferation and
percentage of cross-sectional diameter lost to activation of macrophages, as well as tissue fac
stenosis) and approximately 19% of coronary tor expression, in atherosclerotic lesions in
lesions with 21 to 50% diameter stenosis had Watanabe heritable hyperlipidemic rabbits.57,58 In
healed disruption, whereas approximately 73% a recent study by Schuster et al., treatment of
of lesions with more than 50% diameter stenosis APOE*3Leiden.CETP mice with neutralizing mono
had a healed disruption pattern. In vivo, healed clonal antibodies against proprotein convertase
coronary plaques detected on OCT imaging have subtilisin–kexin type 9 (PCSK9) resulted in a
been consistently associated with a significantly reduction in macrophage infiltration within aor
smaller luminal area,7,8,30 and the prevalence of tic plaques and an increase in the numbers of
healed plaques steadily increases with a greater endothelial progenitor cells and circulating an
degree of stenosis.30 giogenic cells.59 Lipid lowering by conditional
The clinical significance of plaque healing is inactivation of the gene encoding the micro
still a matter of debate.7,8,30 In a study from our somal triglyceride transfer protein (MTTP) has
Thin-cap Fibrous
fibroatheroma plaque
Thin
fibrous cap
Fibrous
Large tissue
lipid pool
Repeat episodes
Figure 4. Role of Plaque Healing in the Natural History of Ischemic Heart Disease.
In the “double hit” theory of atherosclerosis, the first hit is the acute disruption of an atherosclerotic plaque (rupture
or erosion), and the second hit is an impaired healing capacity. In patients with a double hit of plaque disruption
and failed healing, occlusive or subocclusive thrombosis and an acute coronary syndrome will develop. In contrast,
the first hit is contained in patients with an effective healing system, and the healing process promotes evolution to
a more fibrous, stable plaque, often accompanied by constrictive remodeling. Repeated cycles of thrombosis and
healing lead to progressive luminal loss with stepwise stenotic progression in the absence of acute events.
been associated with an increase in collagen ies suggest that coronary plaques undergo an
deposition, as well as a reduction in cholesterol increase in fibrouscap thickness and a reduc
and CD68+ macrophage content within athero tion in lipid content and macrophage infiltration
sclerotic plaques in lowdensity lipoprotein recep after the initiation of statin therapy61,62 or other
tor–deficient mice.60 In vivo OCT imaging stud lipidlowering therapies.63,64 A similar response
* CXCL10 denotes C-X-C motif chemokine ligand 10, lncRNAs long noncoding RNAs, miRNAs microRNAs, MMP-1 ma-
trix metalloproteinase 1, PCSK9 proprotein convertase subtilisin–kexin type 9, and PI3Kc phosphatidylinositol 3-kinase,
catalytic domain.
to lipid-lowering therapy has been observed in in plaque healing capacity. Interleukin-1β stim
carotid plaques.65,66 ulates the expression of tissue factor and adhe
Intensive antiplatelet therapy with newer P2Y12 sion molecules recruiting leukocytes on endo
inhibitors has proved effective in stabilizing thelial cells, including intercellular adhesion
plaque erosion, with a progressive reduction in molecule 1 and vascular-cell adhesion molecule
the thrombotic burden at 30 days and complete 1.71 Moreover, smooth-muscle cell stimulation
healing at 1 year.67,68 Whether patients with by interleukin-1β strongly induces the produc
impaired healing capacity may benefit from tion of interleukin-6, which in turn elicits an
prolonged antiplatelet regimens is currently acute-phase response culminating in the syn
unknown and may warrant investigation in thesis of acute-phase reactants by hepatocytes,
larger-scale, randomized studies. including fibrinogen and plasminogen activator
A number of studies are evaluating the effect inhibitor.72 Blockade of interleukin-1β may there
of antiinflammatory therapies, including the fore indirectly favor plaque healing by inhibit
interleukin-1β antagonist canakinumab and low- ing leukocyte adhesion, reducing thrombosis,
dose colchicine, in reducing the risk of a recur and promoting fibrinolysis. Similarly, a recent
rent acute coronary syndrome.69,70 Although the study suggests that low-dose colchicine favor
potential role of these antiinflammatory agents ably modifies the morphologic features of cor
in plaque healing has not been directly assessed, onary plaques, producing a more stable, fibrous
their positive effects on clinical outcomes phenotype.73
might be due not only to the prevention of both What about new therapeutic targets? Modula
atherosclerotic progression and its acute throm tion of macrophage polarization (the process of
botic complications but also to an improvement preferential differentiation into the M1 or M2
phenotype) through CD31-targeting molecules in mice.82 These novel findings might pave the
or epigenetic therapies may provide additional way for new therapeutic strategies to promote
opportunities for therapeutic intervention in the endothelial healing, which may be particularly
near future. A drug-suitable CD31 agonist pep effective when a superficial erosion occurs in the
tide was recently shown to promote macrophage absence of a frank rupture of the fibrous cap. An
polarization toward a reparative M2 phenotype anti-CXCL10 antibody and a highly specific PI3Kc
in experimental models of arterial injury.47,74 inhibitor have been developed and are being
Neele et al. found that the histone demethylase evaluated in clinical trials for the treatment of
JMJD3 reprograms macrophages to the M2 phe noncardiovascular diseases.83,84
notype.75 Similarly, systemic deletion or myeloid-
specific deletion of histone deacetylases 9 and 3 C onclusions
has been shown to promote M2 macrophage po
larization.76,77 Inhibition of microRNAs (miRNAs) We have learned a great deal about mechanisms
such as miRNA-33 was found to polarize macro governing plaque instability, and this knowledge
phages toward an M2 phenotype78; miRNA-146a has driven the traditional approaches to therapy
and miRNA-27a also had an atheroprotective ef for atherosclerosis. The notion that plaque heal
fect mediated by an alternative M2 macrophage ing contributes to the natural history of athero
activation.79,80 In a study assessing the detailed sclerotic disease, rooted in keen pathological
expression patterns of long noncoding RNAs observations in the past century, has been un
(lncRNAs) in macrophage polarization, Huang dergoing a research renaissance in recent years,
et al. found that knockdown of the lncRNA primarily owing to the availability of new inva
TCONS_00019715 can switch isolated human sive imaging tools that permit the study of ath
monocyte-derived macrophages from a proin erosclerosis in vivo. We now understand that
flammatory M1 phenotype to an alternative M2 healed plaques are not merely innocent bystand
phenotype.81 ers. In particular, the evolution of coronary artery
An elegant study using an in vivo model of disease appears to be more stable in patients
endovascular injury in mice recently revealed that with healed plaques than in patients with un
a phosphatidylinositol 3-kinase c (PI3Kc)–depen healed plaques. It is unclear why some patients
dent T-cell response stimulates production of the have a good capacity for healing and others do
interferon-inducible C-X-C motif chemokine li not. A better insight into the pathophysiology of
gand 10 (CXCL10) by smooth-muscle cells, which plaque healing might allow the implementation
in turn inhibits endothelial healing. In this study, of strategies to transform poor healing into good
both ubiquitous genetic inactivation of PI3Kc healing, thus further reducing the residual bur
and hematopoietic cell–specific PI3Kc deletion, den of cardiovascular disease.
as well as CXCL10 neutralization, improved re- Disclosure forms provided by the authors are available with
endothelialization of the injured carotid artery the full text of this article at NEJM.org.
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