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Roadway Construction

Sustainability Impacts
Review of Life-Cycle Assessments

Stephen T. Muench

Each year the United States places about $100 billion of roadway sustainability in general. Specifically, the ecological component of
construction. This level of activity suggests possibly significant sustain- sustainability will be addressed through a review of LCA literature
ability implications in the construction activities for this work. One that provides quantifiable results. This literature review does not
means to quantify some of these impacts is through life-cycle assessment include the substantial body of sustainability work in the planning
(LCA). A review of 14 roadway construction LCA papers reveals some sector but rather focuses on construction alone.
common ideas about the ecological impacts of roadway construction.
Some key observations are that (a) the energy expended during roadway
construction is roughly equivalent to that used by traffic operating on the DEFINITION OF SUSTAINABILITY
facility for 1 or 2 years, (b) total energy use during roadway construction
varies but is typically on the order of 3 to 7 TJ/lane mile, (c) total CO2 This paper defines “sustainability” as “a system characteristic that
emissions during roadway construction vary but are typically 200 to reflects the system’s capacity to support natural laws and human
600 Mg/lane mile, (d) materials production makes up 60% to 80% of values.” “Natural laws” refers to three basic principles that must be
energy use and 60% to 90% of CO2 emissions associated with construction, upheld to maintain earth’s ecosystem, as discussed by Robèrt (3).
(e) construction activities at the jobsite make up less than 5% of energy use These are summarized as follows:
and CO2 emissions, and ( f) transportation associated with construction
makes up 10% to 30% of energy use and about 10% of CO2 emissions 1. Do not extract substances from the earth at a faster pace than
associated with construction.
their slow redeposit and reintegration into the earth.
2. Do not produce substances at a faster pace than they can be
broken down and integrated into nature near its current equilibrium.
Each year the United States places about $100 billion of roadway 3. Do not degrade ecosystems because the world’s health and
construction (1). The sustainability implications of this infrastructure prosperity depend on their proper functioning.
are often discussed in relation to traffic use or planning decisions;
however, the act of construction itself can have significant sustainabil- “Human values” refers to equity and economy. “Equity,” which
ity impacts. One means to quantify some of these impacts is through is essentially Robèrt’s (3) fourth principle, is interpreted as a pri-
an agreed-on accountinglike process such as life-cycle assessment marily human concept of meeting people’s nine fundamental needs:
subsistence, protection, affection, understanding, participation, leisure,
(LCA). While there are several approaches to LCA, such as eco-
creation, identity, and freedom (4). “Economy” is broadly interpreted
nomic input–output and process-based (2)—and certainly each
as management of human, manufactured, natural, and financial
construction case is unique—a review of existing roadway LCA liter-
capital (5). Thus, by this definition, economy refers to project finance,
ature reveals some common ideas that could form the basis for a
but it also refers to items such as forest resources management and
general treatment of (a) the impact of roadway construction in relation
carbon cap-and-trade schemes.
to use and operation and (b) the relative impacts of different compo-
In total, this definition of sustainability contains the key elements
nents of roadway construction. Examination of trends in the building
of ecology, equity, and economy and is essentially consistent but more
industry shows that sustainability likely will become a greater focus
actionable on a project scale than the often-quoted United Nations
for roadway construction in the near future and have substantial
1987 Brundtland Commission report excerpt of its definition of
impact on roadway sustainability and the construction market.
sustainability: “Development that meets the needs of the present
This paper first provides a sustainability definition and a review
without compromising the ability of future generations to meet their
of building industry efforts so as to provide context for what roadway
own needs” (A/RES/42/187). It is also compatible with the Millennium
construction actions can be considered sustainable, why they might
Ecosystem Assessment (6).
be sustainable, and what effect they may have on the market and
Beyond ecology, equity, and economy are four other essential
components to a sustainability definition. First, sustainability is
Department of Civil and Environmental Engineering, University of Washington, context sensitive. Hence, for a particular project, the project’s extent
Box 352700, Seattle, WA 98195-2700. stmuench@uw.edu. in space and time (i.e., its scope and life cycle) and performance
expectations (i.e., design life, metrics of performance, and assessment
Transportation Research Record: Journal of the Transportation Research Board,
No. 2151, Transportation Research Board of the National Academies, Washington,
of risks) must be part of the definition. Second, what transforms
D.C., 2010, pp. 36–45. sustainability from concept to reality are experience (in the form of
DOI: 10.3141/2151-05 technical expertise and historical information that drive current

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Muench 37

decisions) and exposure (in the form of education and training) of Sustainability Impacts
the construction profession and the general public to the idea of
sustainability and its importance. In total, this sustainability definition Beyond market data, it becomes more difficult, but not impossible,
has seven components: ecology, equity, economy, extent, expectations, to quantify the impacts of an industry focus on sustainability. Looking
experience, and exposure. at only the USGBC’s LEED system, one sees that several common
On the basis of this definition, LCAs cannot entirely address impact themes exist. First, advantages are usually discussed in the
sustainability because they lack the data or accounting ability to following categories:
be able to address fully concepts like affection, understanding,
leisure, identity, freedom, experience, and exposure. While there • Superior buildings. LEED requirements create a better environ-
are other aspects of sustainability that construction does address ment that can improve occupant comfort, health, and productivity.
(e.g., economics as well as equity issues such as subsistence, partic- Kats et al. concluded that productivity and health improvements
ipation, creation, and identity), the following LCA review specifically constituted 70% of the financial benefits of a LEED-certified build-
addresses the ecology component of sustainability. Even more nar- ing (9). However, placing a value on benefits like worker productivity
rowly, this component is addressed in relation to energy use and CO2 can be difficult and subjective (10).
emissions associated with construction activities. Other sustainability • Reduced environmental impact. LEED requirements result in
impacts (e.g., employment, cost, visual quality, water quality, etc.), a building that creates less waste and is more efficient in energy and
while significant, are not addressed in this paper. water use (10).
• Positive return on investment. LEED-certified buildings have
a lower life-cycle cost. It is generally argued that energy efficiency,
worker productivity, and other LEED features offer life-cycle savings
BACKGROUND IN THE BUILDING INDUSTRY
of about 10 times their initial cost premium. Some benefit valuation
Before exploring the ecological sustainability impacts of roadway is highly subjective (11).
construction, it is useful to view construction impacts in the more
mature (in sustainability applications) building industry. These Major criticisms are usually in the following categories:
impacts can broadly be viewed from the perspectives of (a) market
and (b) sustainability. • Certification is expensive and bureaucratic. Certification can
cost between $1,250 and $22,500 in fees plus appeals, time, and
resources (12). LEED reviews can be overly focused on unimportant
Market Impacts details and overly bureaucratic (13).
• LEED can shift design focus from good design to obtaining
Within the building industry are many sustainability-type rating LEED credits. Potential marketing aspects of certification begin to
systems (e.g., Green Globes, Built Green) in the United States alone; drive design.
however, the dominant one by far is the U.S. Green Building Coun- • The credits are not weighted to reflect environmental impacts
cil’s (USGBC’s) Leadership in Energy and Environmental Design and importance. This criticism was common for older versions of
(LEED). The increased popularity of these rating systems, arguably LEED (e.g., LEED NC v. 2.2B) but has abated somewhat for newer
the result of the public’s increased interest in sustainability, has versions that attempt to weight credits. However, credit weighting is
helped create and grow a distinct construction market for sustain- not transparent; meaning that it is not entirely clear why a particular
ability that includes contractors, designers, materials suppliers, and credit receives a particular point value.
sustainability consultants. And the size of this market is substantial. • Initial costs for LEED projects are higher. Most estimates (9, 11,
McGraw-Hill Construction estimates the green building market 13, 14) put initial costs at 0% to 8% more than similar non-LEED
alone to be $36 billion to $49 billion today (7 ). Further, it reports, buildings.
“Green seems to be one area of construction insulated by the down-
turn, and we expect [that] green building will continue to grow In summary, there are several substantial positive benefits of LEED
over the next five years despite negative market conditions to be a use while there are also some criticisms that can still be addressed.
$96 [billion]-$140 billion market.” As further evidence, each year Notably, the criticisms are directed at process rather than the general
Engineering News-Record reports on the top green contractors in idea of sustainability that pursuing LEED tends to promote.
“revenue from projects registered with or certified by third-party
rating groups under objective environmental or sustainable devel-
opment standards” (8). By this measure, the “Top 100 Green Con- REVIEW OF LIFE-CYCLE ASSESSMENT
tractors” generated $38.69 billion in 2008 revenue from so-called
“green projects,” which is an increase of 69.9% from 2007. Impor- A literature search was conducted for roadway-related LCA docu-
tantly, that number represents 26.2% of the total contracting revenue ments that contained adequate supporting information on (a) a sys-
for this group, and, while there are certainly specialty green contrac- tem definition; (b) the pavement structure analyzed; (c) total energy
tors in the group, it also includes such industry mainstays as The use, total CO2 production, or both; and (d) an identified method
Turner Corporation; Skanska USA Inc.; Bovis Lend Lease; PCL for performing the analysis. Through use of these criteria, 14 road-
Construction Enterprises, Inc.; and Hoffman Corporation, to name way LCA papers (15–28) consisting of 66 assessments of either
a few. For 2008, 28 contractors each report over 100 accredited staff, actual or hypothetical roadways were selected for review (Table 1).
the most being from Turner (reporting 1,040). It could be argued that Six papers addressed portland cement concrete (PCC) pavements
the existence of the more popular rating systems has created new (12 assessments), while all 14 addressed hot-mix asphalt (HMA) pave-
markets in more sustainable materials and led to industry innovation ments (54 assessments). Two papers (18, 24) used the PaLATE (29)
in sustainability. Excel-based software tool, which employs an economic input–output
38 Transportation Research Record 2151

TABLE 1 Life-Cycle Assessments Analyzed

Surface Type & Base Type & Consider Analysis


Publication Location Depth (mm)a Depth (mm)a Maint.? Period (years)

Stripple (15) Sweden HMA 160 None Yes 40


Stripple (16) Sweden HMA 80 Gran. 1,500 Yes 40
Stripple (16) Sweden Cold mix 80 Gran. 1,500 Yes 40
Stripple (16) Sweden JPCP 150 Gran. 1,500 Yes 40
Mroueh et al. (17) Helsinki, Fin. HMA 160 Gran. 750 Yes 50
Mroueh et al. (17) Helsinki, Fin. HMA 50 Gran. 1,000 Yes 50
Mroueh et al. (17) Helsinki, Fin. HMA 160 Gran. 700 Yes 50
Mroueh et al. (17) Helsinki, Fin. HMA 160 Gran. 700 Yes 50
Mroueh et al. (17) Helsinki, Fin. HMA 160 Gran. 800 Yes 50
Mroueh et al. (17) Helsinki, Fin. HMA 80 Gran. 850 Yes 50
Mroueh et al. (17) Helsinki, Fin. HMA 160 Gran. 550 Yes 50
Horvath (18) None stated HMA 75 Gran. 775 No N/A
Treloar et al. (19) Australia CRCP unknownc PCC unknownc No 40
Treloar et al. (19) Australia JPCP unknownc PCC unknownc No 40
Treloar et al. (19) Australia HMA unknownc PCC unknownc No 40
Treloar et al. (19) Australia Comp. unknownc PCC unknownc No 40
Treloar et al. (19) Australia HMA unknownc None No 40
Treloar et al. (19) Australia Gran. unknownc None No 40
Treloar et al. (19) Australia HMA unknownc PCC unknownc No 40
Treloar et al. (19) Australia HMA unknownc PCC unknownc No 40
Zapata & Gambatese (20) United States CRCP 220 Gran. 150 No N/A
Zapata & Gambatese (20) United States HMA 300 Gran. 150 No N/A
Rajendran & Gambatese (21) None stated CRCP 250 Gran. 150 No N/A
Rajendran & Gambatese (21) None stated HMA 220 Gran. 150 No N/A
Athena Institute (22) Canada HMA 170 Gran. 735 Yes 50
Athena Institute (22) Canada HMA 170 Gran. 315 Yes 50
Athena Institute (22) Canada JPCP 200 Gran. 300 Yes 50
Athena Institute (22) Canada JPCP 190 Gran. 150 Yes 50
Athena Institute (22) Canada HMA 205 Gran. 735 Yes 50
Athena Institute (22) Canada HMA 225 Gran. 300 Yes 50
Athena Institute (22) Canada JPCP 215 Gran. 150 Yes 50
Athena Institute (22) Canada JPCP 190 Gran. 150 Yes 50
Athena Institute (22) Quebec, Can. HMA 240 Gran. 839 Yes 50
Athena Institute (22) Quebec, Can. JPCP 240 Gran. 839 Yes 50
Athena Institute (22) Ontario, Can. HMA 300 Gran. 600 Yes 50
Athena Institute (22) Ontario, Can. JPCP 260 Gran. 400 Yes 50
IERD (23)b Czech Rep. HMA unknownc Gran. unknownc No 20
IERD (23)b Czech Rep. HMA unknownc Gran. unknownc No 20
IERD (23)b France HMA unknownc Gran. unknownc No 20
IERD (23)b France HMA unknownc Gran. unknownc No 20
IERD (23)b France HMA unknownc Gran. unknownc No 20
IERD (23)b France HMA unknownc Gran. unknownc No 20
IERD (23)b Ireland HMA unknownc Gran. unknownc No 20
IERD (23)b Ireland HMA unknownc Gran. unknownc No 20
IERD (23)b Ireland HMA unknownc Gran. unknownc No 20
IERD (23)b Ireland HMA unknownc Gran. unknownc No 20
IERD (23)b Ireland HMA unknownc Gran. unknownc No 20
IERD (23)b Portugal HMA unknownc Gran. unknownc No 20
IERD (23)b Portugal HMA unknownc Gran. unknownc No 20
IERD (23)b Sweden HMA unknownc Gran. unknownc No 20
IERD (23)b Sweden HMA unknownc Gran. unknownc No 20
(continued)
Muench 39

TABLE 1 (continued) Life-Cycle Assessments Analyzed

Surface Type & Base Type & Consider Analysis


Publication Location Depth (mm)a Depth (mm)a Maint.? Period (years)

Carpenter et al. (24) Lodi, Wisc. HMA 125 Gran. 855 No N/A
Carpenter et al. (24) Lodi, Wisc. HMA 125 Gran. 1,095 No N/A
Weiland (25) Seattle, Wash. JPCP 325 None Yes 50
Weiland (25) Seattle, Wash. HMA 325 None Yes 50
Weiland (25) Seattle, Wash. CSOL 125 None Yes 50
Chiu et al. (26) None stated HMA 50 None Yes 40
Chiu et al. (26) None stated HMA + RAP 50 None Yes 40
Chiu et al. (26) None stated RHMA 50 None Yes 40
Chiu et al. (26) None stated Glassphalt 50 None Yes 40
Huang et al. (27) London HMA all virgin 317 None No N/A
Huang et al. (27) London HMA 317 None No N/A
Huang et al. (27) London HMA no glass 317 None No N/A
Huang et al. (27) London HMA no IBA 317 None No N/A
Huang et al. (27) London HMA no RAP 317 None No N/A
Huang et al. (28) United Kingdom HMA 50 None No N/A

a
HMA = hot mix asphalt, JPCP = jointed plain concrete, CRCP = continuously reinforced concrete, PCC = portland cement concrete,
gran. = granular, CSOL = crack-seat-and-overlay rehabilitation process, RHMA = rubber HMA, glassphalt = HMA with recycled glass
added, Comp. = composite pavement—HMA and PCC together, RAP = reclaimed asphalt pavement, IBA = incinerator bottom ash,
all virgin = no recycled materials.
b
This study, Integration of the Measurement of Energy Usage into Road Design (IERD), examined a number of options for each roadway
(Czech = 2, France = 4, Ireland = 5, Portugal = 2, Sweden = 2).
c
Depth unknown, because accounting was based on volume, and no roadway width was given.

LCA method. A review of PaLATE (v. 2) in 2009 for this analysis trends among the remaining 12 papers relating to (a) scope, (b) energy
showed multiple instances of incorrect data. Correction of some of use, (c) CO2 production, and (d) the fraction of energy and CO2 attrib-
these known inconsistencies produced changes in output values by uted to different phases of roadway construction and use. Tables 2
factors of 2 to 10. Because the version of PaLATE used in these two and 3 summarize the results of the literature review. In summary,
papers was unclear—as was whether the papers’ results came from statistical median values are used to minimize the influence of extreme
using the incorrect PaLATE data—those papers were excluded from outliers. This section reports general trends associated with roadway
further analysis. Work on PaLATE II is underway and is expected construction, including (a) system scope, (b) construction’s relation
to correct these errors and improve the software. Furthermore, the to roadway use, (c) construction’s relation to roadway operations,
Treloar et al. paper (19) did not provide information on roadway (d) construction waste, (e) total construction energy use, ( f ) total
dimensions, which made it difficult to translate its data into standard construction CO2 emissions, and (g) the relative contributions of
1 lane mile quantities. roadway construction components in the areas of energy use and
CO2 emissions.

Limitations
System Scope
Each study that was analyzed (and thus this analysis) was subject
to the typical LCA limitations of data availability and quality. This Most papers (10 of 12) considered a roadway’s pavement structure
analysis makes no attempt to grade data quality or study methodology only. If pavement preservation and maintenance were included,
beyond a simple review of sources. For many of the studies analyzed, they were usually included for an analysis period of 40 or 50 years.
data came from multiple sources that often only generally represented Vehicular operation on the road was rarely addressed, but exam-
the specific process being modeled, a common issue in LCA. There- ples can be found (16, 19). Stripple (15) and the European Union’s
fore, because of limited data availability, accuracy, and precision, Integration of the Measurement of Energy Usage into Road Design
it may be prudent to interpret roadway LCA results in a general (23) also included items outside the pavement structure (e.g., land
order-of-magnitude manner. In that sense, rules of thumb provided clearing, signage, etc.). Most studies describe a functional unit
by a metaanalysis may best convey the general, uncertain nature of in terms of a length (often 1 km or 1 mi) of a road consisting of
LCA results. 2 to 4 lanes.

General Findings Relation of Roadway Construction to Traffic Use

Although each paper’s focus, assumptions, data sources, and system If a roadway system is defined to include traffic traveling on it, then
boundaries were different, there were still several useful identified the traffic component is the dominant energy user and emissions
40 Transportation Research Record 2151

TABLE 2 LCA Energy Summary

Energy (TJ) % from PCC/HMA % from Construction % from Construction % from


Publicationa,b per lane mi Production Activities Transportation Maintenance

Stripple (15) 3.47 85 3 12 55


Stripple (16) 4.98 — — — 27
Stripple (16) 4.53 — — — 35
Stripple (16) 6.57 — — — 26
Mroueh et al. (17) 4.15 78 2 20 —
Mroueh et al. (17) 3.53 80 2 18 —
Mroueh et al. (17) 2.97 75 2 23 —
Mroueh et al. (17) 3.25 69 2 29 —
Mroueh et al. (17) 2.24 60 2 38 —
Mroueh et al. (17) 3.00 76 2 22 —
Mroueh et al. (17) 3.28 68 2 30 —
Zapata & Gambatese (20) 3.74 97 3 — —
Zapata & Gambatese (20) 3.09 98 2 — —
Athena Institute (22) 5.93 — — — —
Athena Institute (22) 5.40 — — — —
Athena Institute (22) 3.33 — — — —
Athena Institute (22) 3.04 — — — —
Athena Institute (22) 7.91 — — — —
Athena Institute (22) 7.31 — — — —
Athena Institute (22) 4.42 — — — —
Athena Institute (22) 4.12 — — — —
Athena Institute (22) 6.06 — — — —
Athena Institute (22) 10.98 — — — —
Athena Institute (22) 6.09 — — — —
Athena Institute (22) 8.34 — — — —
Weiland (25)c 4.05 70 4 7 7
Weiland (25)c 6.22 61 10 8 7
Weiland (25)c 3.46 62 7 7 6
Huang et al. (27) 4.16 — — — —
Huang et al. (27) 4.07 — — — —
Huang et al. (27) 4.00 — — — —
Huang et al. (27) 4.09 — — — —
Huang et al. (27) 4.20 — — — —
Huang et al. (28) 0.38 — — — —
Average 4.60 75 3 19 22
Median 4.10 75 2 20 26
Standard deviation 1.99 12 3 10 19
High 10.98 98 10 38 55
Low 0.38 60 2 7 3
Count 34 13 13 11 7

a
Only those studies reporting energy use are shown.
b
IERD (23) provided energy numbers but calculated quantities in terms of volume only. Therefore, it was not possible to determine lane widths in
order to express energy on a per lane mile basis.
c
Feedstock energy of the asphalt was not counted where it was possible to remove this energy. In general, it adds about 30% to the total energy use for
HMA options.
Muench 41

TABLE 3 LCA CO 2 Summary

CO2 per lane mi % from PCC/HMA % from Construction % from Construction % from
Studya (tonnes) Production Activities Transportation Maintenance

Stripple (15) 236.8 — — — 55


Stripple (16) 769.8 — — — —
Stripple (16) 724.5 — — — —
Stripple (16) 1,064.0 — — — —
Mroueh et al. (17) 441.1 — — — —
Mroueh et al. (17) 352.4 — — — —
Mroueh et al. (17) 271.6 — — — —
Mroueh et al. (17) 292.8 — — — —
Mroueh et al. (17) 206.4 — — — —
Mroueh et al. (17) 265.3 — — — —
Mroueh et al. (17) 298.2 — — — —
Athena Institute (22)b 435.6 — — — 36
Athena Institute (22)b 391.6 — — — 40
Athena Institute (22)b 407.6 — — — 0
Athena Institute (22)b 376.7 — — — 0
Athena Institute (22)b 579.2 — — — 44
Athena Institute (22)b 529.0 — — — 49
Athena Institute (22)b 506.2 — — — 11
Athena Institute (22)b 474.6 — — — 12
Athena Institute (22)b 712.7 — — — 5
Athena Institute (22)b 792.3 — — — 46
Athena Institute (22)b 648.0 — — — 16
Athena Institute (22)b 600.4 — — — 34
Weiland (25) 525.0 87 1 4 1
Weiland (25) 342.8 60 6 10 2
Weiland (25) 190.6 61 4 9 4
Huang et al. (27) 237.6 — — — —
Huang et al. (27) 232.5 — — — —
Huang et al. (27) 228.2 — — — —
Huang et al. (27) 233.9 — — — —
Huang et al. (27) 240.8 — — — —
Huang et al. (28) 91.9 — — — —
Average 428.1 69 4 8 22
Median 384.2 61 4 9 14
Standard deviation 219.8 15 2 3 20
High 1,064.0 87 6 10 55
Low 91.85 60 1 4 0
Count 32 3 3 3 16

a
Only those studies reporting CO2 emissions or global warming potential (GWP) are shown.
b
These numbers are GWP instead of CO2 emissions. They are treated the same here with the logic that the resulting order-of-magnitude estimates
will not be significantly affected.
42 Transportation Research Record 2151

producer. Stripple (16) estimated the energy used by traffic over depending on the pavement section, maintenance activities, and
40 years of use to be about 20 times as great as the energy used in LCA scope.
initial construction and maintenance. This correlates well with the
European Union project Integration of the Measurement of Energy
Usage into Road Design (23), which drew on a range of new roadway Contribution of Roadway Construction Components
designs and estimated this multiple to be about 18 over 20 years of use.
Based on these analyses, a good rule of thumb to draw is that the Several papers broke down energy use and CO2 emissions into what
energy expended in initial construction of a new roadway is roughly this analysis describes as three broadly defined construction compo-
equivalent to the energy used by traffic on the facility for 1 or 2 years. nents (materials production, pavement construction, and transportation
Although this ratio has not been calculated for rehabilitation work associated with construction) and two categories (initial construction
(e.g., HMA overlays or PCC diamond grinding), it is likely to be and maintenance–preservation activities). Although the number of
substantially less given the generally lesser material volumes involved papers is limited, the percentages are reasonably consistent. From
in typical maintenance work. Tables 2 and 3, the following general conclusions are reasonable:
materials production accounts for about 60% to 80% of energy use
and 60% to 90% percent of CO2 emissions; construction accounts
for less than 5% of energy use and CO2 emissions; and transportation
Relation of Roadway Construction to Operations
associated with construction accounts for about 10% to 30% of
Operations are defined as those necessary equipment, actions, and energy use and about 10% of CO2 emissions. Maintenance activities
operations that are needed routinely to ensure proper and safe road- account for a broad range of about 5% to 50% of energy and CO2
way use. They include items such as lighting, traffic signals, deicing, emissions. The reason for this wide range is that the analyzed studies
sanding, drawbridge actions, toll booths, and so on. Stripple (16) had a wide range of initial pavement structure thickness [2–13 in.
found that for the roadways analyzed the largest contributors to oper- (50–325 mm)] and defined maintenance activities that ranged from
ations were traffic control (signals) and roadway lighting. He calcu- just diamond grinding PCC (involving very little new material) to
multiple HMA overlays combined with an HMA reconstruction
lated that, over a 40-year life cycle for traffic of 5,000 vehicles/day,
(large amounts of new material). Another useful way to visualize
traffic control and lighting combined was about equal to 10% of
these relationships is in multiples based on median values:
the traffic’s energy use or about 4 years of traffic use. Without road
lights and traffic control, Stripple (16) determined that this value
• Energy use
dropped to about 5% or about 2 years of traffic use. If construc-
– Materials production uses about 25 times the energy as
tion energy expenditure is equivalent to about 1 or 2 years of traf-
construction.
fic energy expenditure, then construction energy ranges from about
– Transportation uses about 10 times the energy as construction.
25% to 100% of operations energy.
– Maintenance uses about one-fourth the energy of initial
construction.
• CO2 emissions
Waste – With only one paper (25) reporting numbers, there is not
enough data to make generalizations on materials production,
Only one paper (21) reported waste generation. Data came from transportation, and construction.
literature review and a survey of construction industry firms – Maintenance emits about one-fifth the CO2 of initial con-
(17 responses). The study generally found that a majority of waste struction.
comes from disposing of a pavement at end of life (more than 50%
of the waste associated with PCC and HMA pavements comes from
this activity).
DISCUSSION OF FINDINGS

Interpreting Roadway Construction Energy


Total Energy Use and Emissions
Eight papers reported total energy use from 34 assessments with a An interpretation of results is part of any LCA. While typical
median value of 4.10 TJ/lane mile. From the results in Table 2, it can LCA interpretation metrics such as the Tool for the Reduction and
be loosely stated that energy expenditures per lane mile of pavement Assessment of Chemical and Other Environmental Impacts (30) are
typically range from 3 to 7 TJ, depending upon the pavement section, not discussed here, it might be useful to know the energy expenditure
maintenance activities, and LCA scope. and CO2 emissions for an average U.S. household for 1 year. The U.S.
Energy Information Agency reports that the average U.S. household
consumes about 94.9 million Btu/year, about 0.1 TJ/year (31). U.S.
CO2 Emissions Environmental Protection Agency typical values for CO2 associated
with electricity, natural gas, and fuel oil indicate that a typical
Six papers reported total CO2 emissions from 20 assessments. U.S. household is responsible for about 42,000 lb of CO2 per year,
One additional paper reported global warming potential rather than about 19 Mg/year (32). Thus, the median road construction project
total CO2 emissions on another 12 assessments. The results were covered by this paper [4.10 TJ (384.2 Mg)] consumes the equivalent
more variable than for energy, with a median value of 384.2 Mg/lane energy of 41 household yearly energy expenditures and produces
mile. From these results, it can be loosely stated that CO2 emis- the equivalent of about 20 household yearly carbon emissions for
sions per lane mile of pavement typically range from 200 to 600 Mg, every lane mile constructed.
Muench 43

Roadway Construction Versus Roadway Use instance, LEED for New Construction 3.0 defines a regional material
as one manufactured within 500 mi of the construction site. Most
Ultimately, roadway construction’s contribution to energy use and aggregate sources and HMA–PCC plants are likely to be within 50 mi
emissions associated with transportation is small, by some estimates of a construction site for roadway construction.
(16, 23) in the range of 1/18 to 1/20 that of roadway traffic use. Yet
there is still reason for construction to participate in sustainability
efforts. First, lots of small contributions add up. Typically, there is HMA Versus PCC
about $100 billion of transportation construction put in place each
year in the United States (1), and that represents a large opportunity One of the debates in roadway construction goes on between the HMA
for impact. Second, construction is influential in infrastructure and the PCC industries about the relative merits of each material
materials use and waste. Construction and demolition waste make type. In the studies analyzed, the particular accounting system
up 20% to 30% of the total waste stream in the United States (33), being used, system boundaries (e.g., assumptions on design, material
of which a substantial amount is from transportation projects. Third, sources, and inclusion of recycled material), and data sources, rather
many sustainability decisions can actually save money in the long term than any real and universally consistent advantage, seem to make up
(e.g., life-cycle costing, more efficient engines, etc.). Therefore, the majority of differences between surface types when energy use
participation may be able to save the construction industry money. and CO2 emissions are compared. Ultimately, energy use and CO2
Finally, sustainability participation creates competitive advantage. emissions of the two materials are not orders of magnitude apart.
Although sustainability applied to roadways is in its infancy, the build- This situation suggests that efforts focused on reducing energy use
ing industry, with the success of LEED, offers the example discussed and emissions for both materials may be most productive.
earlier: as reported by ENR (8) the top 100 green contractors got 26.2%
($38.69 billion) of their total contracting revenue from building
projects “registered with or certified by third-party rating groups
Accounting for HMA Feedstock Energy
under objective environmental or sustainable development standards.”
According to Green, “Feedstock energy represents the energy
inherent in fuels that are taken into a manufacturing process but used
Roadway Operations as materials rather than fuels” (36). In the case of HMA, the asphalt
used can be classified as feedstock energy and, by ISO 14040/44
Because about half the energy in roadway operation is consumed by
standards, should be counted toward energy consumption of the
lighting and traffic signals, adjustments to these items will have the
process. The logic for this accounting is that it represents a depletion
biggest operational impact. Specifically, a shift from incandescent
of available energy reserves and should be counted against energy use.
to solid-state lighting (SSL) has the potential for significant reduc-
By this accounting process, roughly another 30% is added to the
tion in roadway operations energy expenditures. In field tests, light-
energy use of HMA processes (22). Others offer the following argu-
emitting diode (LED) lamps have shown energy savings between
ments against taking into account feedstock energy: asphalt in the
30% and 75% (34, 35), while LED signal lights have been the U.S.
standard since January 2006 [Energy Policy Act of 2005 (PL 109-58), HMA is not burned for fuel at the end of the life cycle, and asphalt
Aug 8. 2005]. Further, the U.S. Department of Energy’s Energy Star and aggregate can be reused as new pavement in the form of reclaimed
program now has standards in place for SSL luminaires (street lights), asphalt pavement (37). Likely the best solution is to account for it
which should help with adoption. but to show it clearly as a separate energy use (22, 37).

Materials Production Future Trends

The majority of roadway construction energy use and emissions It is likely that energy and emissions associated with roadway
come from the materials production component of the process. construction, or any industry, will be scrutinized more carefully. As
The largest percentages by far come from HMA and PCC pro- a beginning point, green house gas (GHG) emissions are likely to
duction (16, 25). Therefore, improvements to the HMA and PCC be subject to a cap-and-trade scheme in the United States and are
production processes are likely to have the largest impact roadway increasingly being addressed through the National Environmental
construction sustainability. Policy Act (NEPA) as several court cases suggest (38, 39). It may be
that other resources, such as energy and water, will eventually follow.
As this scrutiny increases, there will likely be more tools to help in
Transportation Associated with Construction analysis. In roadway construction, PaLATE and ROAD-RES are
available LCA tools for pavement structures, and the International
Transportation associated with construction contributes in the range Road Federation is now producing CHANGER, a GHG calculator
of 10% to 30% to overall roadway construction energy use and tailored especially to road infrastructure construction and mainte-
emissions. Because aggregate, PCC, and HMA are relatively cheap nance projects. Finally, it seems plausible that once industry has a
materials (compared with consumer goods on a weight basis) costs fair idea what energy, emissions, and other resources are associated
are controlled and competitive bids are often won on the basis of with roadway construction, it will begin to adopt (either voluntarily
close proximity of the material source to the construction project. or by regulation) efficiency standards associated with these items
Therefore, efforts to encourage the use of local materials (such as as has happened within the automobile industry (fuel efficiency
those in the food and building industries) may not have much effect standards), power generation (clean energy portfolio requirements)
because most roadway construction materials are already local. For and even toilets (maximum allowable flow).
44 Transportation Research Record 2151

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