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Surface-enhanced Raman spectroscopy (SERS):


an adventure from plasmonic metals to organic
Cite this: J. Mater. Chem. C, 2018,
6, 5314 semiconductors as SERS platforms
Gokhan Demirel, *a Hakan Usta, *b Mehmet Yilmaz,ac Merve Celik,d
Husniye Ardic Alidagibe and Fatih Buyukserind
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The quantitative determination and identification of bio-/chemical molecules at ultra-low concen-


trations is a hot topic in several fields including medical diagnostics, environmental science, and homeland
security. Molecular detection techniques are conventionally based on optical, electrochemical, electronic, or
gravimetric methodologies. Among these methods, surface-enhanced Raman spectroscopy (SERS) is
considered as one of the most reliable, sensitive and selective techniques for non-destructive molecular
analysis through the amplification of electromagnetic fields and/or creation of charge-transfer states
between the chemisorbed analyte molecule and SERS active platform. Unfortunately, the applicability of
SERS is rather limited, which is mainly due to the lack of highly sensitive SERS platforms with good stability
and reproducibility. In line with this, metal nanoparticles (e.g., Au, Ag, and Cu) have been extensively
exploited as SERS active platforms. Although the utilization of metallic nanoparticles in SERS is simple and
cost-effective, the poor controllability of the structures and limited formation of hot spots in the detection
zone leads to discrepancy in the resulting SERS signals. For these reasons, in the past few years, researchers
have focused on fabricating 3-dimensional (3D) SERS platforms, which increase the adsorption of analyte
molecules and facilitate hot spot formation in all three dimensions. However, the fabrication of 3D SERS
platforms is mostly expensive and technologically demanding. Therefore, the discovery of non-metal
alternative approaches is of great interest not only to widen SERS applications but to further elucidate
fundamental questions. Considering recent developments on the fabrication and application of SERS active
Received 9th March 2018, platforms, this review is structured in 3 main directions; (1) implementation of the plasmonic nanoparticles
Accepted 23rd April 2018 having different shapes into SERS-active platforms, (2) highlighting recent developments in the fabrication
DOI: 10.1039/c8tc01168k and application of 3D SERS-active platforms, and (3) examination of recent novel inorganic and organic
semiconductor based platforms for SERS applications. At the end, we conclude with the promises and
rsc.li/materials-c challenges for the future evolution of SERS.

Introduction decade, there has been increasing interest not only in developing
novel SERS-active materials but also in improving its utilization
Surface-enhanced Raman spectroscopy (SERS) is a promising in real life applications. Fundamentally, Raman spectroscopy is
analytical tool providing sensitive, selective and non-destructive based on inelastic scattering of a photon by molecules, which was
bio-/chemical information, which is highly desirable in several first theoretically proposed by Smekal in 19236 and experimentally
fields such as medical diagnostics,1,2 environmental protection,3 observed by Raman and Krishnan in 1928.7 In this scattering
food safety,4 and homeland security.5 Therefore, during the last process, vibrational or rotational modes of molecules are excited
or relaxed leading to a change in wavelength of the photons. Since
a
Bio-inspired Materials Research Laboratory (BIMREL), Department of Chemistry,
each chemical species possesses varying characteristic vibrational
Gazi University, Ankara, 06500, Turkey. E-mail: nanobiotechnology@gmail.com energy levels, in theory, a fingerprint Raman spectrum may be
b
Department of Materials Science and Nanotechnology Engineering, collected for every molecule. Unfortunately, the applicability of
Abdullah Gül University, Kayseri, 38080, Turkey. E-mail: hakan.usta@agu.edu.tr conventional Raman spectroscopy is rather limited because it has
c
Department of Bioengineering, Faculty of Engineering and Architecture,
a very low scattering cross section (B1029–1030 cm2 per molecule)
Sinop University, Sinop, 57000, Turkey
d
Department of Biomedical Engineering, TOBB University of Economics and
in comparison to other spectroscopic techniques such as UV
Technology, Ankara, 06560, Turkey (B1018 cm2 per molecule), IR (B1021 cm2 per molecule) and
e
Department of Chemistry, Gebze Technical University, Kocaeli, 41400, Turkey fluorescence (B1024–1014 cm2 per molecule).8 Therefore, from

5314 | J. Mater. Chem. C, 2018, 6, 5314--5335 This journal is © The Royal Society of Chemistry 2018
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an application point of view Raman spectroscopy has not drawn increase in the number of molecules. It was actually due to an
enough interest for quite a long time. increase of the scattering cross-section for the adsorbed
Feischmann, Hendra and McQuillan in 1974 surprisingly molecules.10,11 Although there is still no consensus on the exact
identified intense Raman signals from pyridine molecules placed Raman signal enhancement mechanism, today, two primary
onto a roughened silver surface.9 To explain this observation, theories called chemical enhancement and electromagnetic
they first speculated that the observed large intensities in Raman enhancement are widely accepted.12–16 Among these theories,
scattering were due to an increase in the number of adsorbed the major contribution to Raman signal enhancement is origi-
pyridine molecules on the roughened surface. In 1977, nated from an electromagnetic (EM) mechanism. The EM
Jeanmaire, Van Duyne, Albercht, and Creighton independently enhancement is largely based on the electrical field magnifica-
clarified the enhancement mechanism of pyridine molecules tion through excitation of localized surface plasmon resonances
adsorbed on a roughened silver surface, and proposed that of the underlying SERS-active platform. However, in order to
Raman signal enhancement is not simply explained by an obtain enhanced scattering, the perpendicular orientation of
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Gokhan Demirel earned his BS Hakan Usta received his BS in


degree in Chemistry from Gazi Chemistry in 2004 from Bilkent
University (Ankara, Turkey) in University (Ankara, Turkey) and
2000. He obtained his MSc and obtained his PhD in Chemistry
PhD degrees at the same from Northwestern University
department in 2003 and 2006, (Evanston, IL) under the super-
respectively. After completing his vision of Prof. Tobin J. Marks in
PhD, he became a postdoctoral 2008. He then joined Polyera
researcher in the bioengineering Corporation (Skokie, IL), where
division at Hacettepe University he worked in Senior Research
from 2006 to 2007. Later he Scientist and Project Leader
worked at University College positions between 2008 and
Gokhan Demirel Cork and Pennsylvania State Hakan Usta 2013. He is an Associate
University as a postdoctoral Professor in the Department of
fellow from 2007 to 2010. He is currently an Associate Professor Materials Science and Nanotechnology Engineering at Abdullah
at Gazi University. He has published more than 70 research Gül University. He has published more than 50 research articles,
articles, and his main research areas are bio-inspired materials, has 2 book chapters, and holds 13 international patents. His
functional thin films and their applications. current research interests include the design and development of
functional organic materials for optoelectronic and spectroscopic
applications.

Mehmet Yilmaz received both Merve Celik obtained her BS


his BS and MS in chemical degree in biomedical engineering
engineering from Hacettepe from Bas- kent University in 2015.
University and Ankara University After earning her MSc. degree, she
in 2005 and in 2009, respectively. is continuing her PhD education
He obtained his PhD in the at TOBB University of Economics
Bioengineering Department at and Technology in biomedical
Hacettepe University in 2014. engineering program. Her current
He worked as a post-doctoral areas of interest are optical
researcher from 2014 to 2017 sensors, surface-enhanced Raman
under the guidance of Prof. spectroscopy and biosensor
Gokhan Demirel (Gazi University, platforms.
Mehmet Yilmaz Turkey) and Prof. Nicholas A. Merve Celik
Kotov (University of Michigan,
USA). He is currently Assistant Professor at Sinop University and
focused on the synthesis and manipulation of chiral nanomaterials
and manufacture of nanostructured thin films, as well as their
applications in sensing (especially SERS applications), therapy and
bioimaging.

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plasmon oscillations to the SERS active surface is a necessary metal nanoparticles with plasmonic features have extensively
condition.15,17–19 In the case of in-plane oscillation (along the been exploited as SERS platforms mainly due to their simplicity
surface), there would be no enhanced scattering (only adsorption of fabrication.20 The most commonly employed and well-
takes place). Therefore, surfaces having appropriate roughness established method for preparing metallic nanoparticles is
are mostly needed for enhanced scattering. Although the EM the reduction of metal cations from their salts.21,22 For example,
theory provides information on the origin of the enhancement silver colloids can be prepared by the method that Lee and
in Raman scattering, unfortunately, it does not fully clarify Meisel22 proposed, which involves the reduction of silver nitrate
the magnitude of the observed enhancements. The chemical using NaBH4. Gold colloids, on the other hand, can simply be
enhancement (CE) theory, in this context, provides a different synthesized through the reduction of chloroauric acid by citrate,
perspective on the Raman scattering enhancement. This theory known as the Turkevich method.23 Additionally, copper nano-
mainly involves the creation of charge-transfer states between the particles can also be used occasionally as SERS platforms but they
chemisorbed molecule and Raman active platform. These energe- are found to be less effective compared to gold and silver.24 The
tically favorable states provide a pathway for resonant excitation, flexibility in the manipulation of the particle fabrication process
which in turn, increases the probability of a Raman transition.12–14 including temperature, reactant concentrations, and ionic
However, the generation of charge-transfer states depends on the strength enables the adjustment of parameters such as size,
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energy levels of the analyte molecules and Raman active platforms. shape, interparticle distance, aggregation properties, and surface
Therefore, selection and/or fabrication of appropriate platforms charge properties which should be considered for SERS
that provide effective Raman signal enhancement is very critical efficiency.25 Both theoretical and experimental results demon-
to SERS. strate the importance of particle shape and size on their
This review intends to provide an overview of the recent plasmonic properties.26 To date, various methods for synthesizing
developments on the fabrication and application of novel SERS- nanostructures with different morphologies including nano-
active platforms. Since a series of comprehensive review articles rods,27,28 nanotriangles,29,30 nanocubes,31,32 and nanocages,33,34
has already covered in-depth discussion of the enhancement have been suggested for the fabrication of SERS-active platforms.
mechanisms in SERS,12–16 no detailed attempt is made here. Further enhancement with increased sharpness and roughness
This review is structured based on the recent implementations could be achieved by developing nanoflowers,35,36 nanostars,37,38
of three main material types into novel SERS-active platforms; and other structures with higher curvature (i.e., nanohydrangea
(1) plasmonic nanoparticles with varied shapes, (2) 3D hybrid flower39). The dense and enhanced plasmonic hot spots in
structures, and (3) (in)organic semiconductor micro-/nano- sharp edges and nanogaps drastically increase the surrounding
structures. At the end, we conclude with the promises and electrical field, enabling even a single molecule level detection.39
challenges for the future progress of SERS. For example, Matteini and co-workers demonstrated a method for
the detection of proteins through gold concave nanocubes
1. Metal nanoparticle-based SERS platforms (CNCs).40 In this work, the CNCs were fabricated by a seed-
Since the electromagnetic enhancement mechanism is the mediated synthetic method and B130 nm-sized particles with
main contributor to the Raman signal enhancement, noble six concave faces were obtained (Fig. 1a). Taking advantage of

Husniye Ardic Alidagi earned her Fatih Buyukserin graduated from


BS degree in chemistry from Bilkent University Chemistry
Yıldız Technical University in Department and then completed
2006. She received her MSc and his PhD under the supervision of
PhD degrees in chemistry at Prof. Dr Charles R. Martin at
Gebze Technical University in University of Florida. He then
2009 and 2016, respectively. She studied at University of Texas
is currently a post-doctoral Southwestern Medical School at
researcher in Materials Science Dallas as a postdoctoral research
and Nanotechnology Engineering associate with Prof. Dr Jinming
Department at Abdullah Gul Gao. He moved back to Gazi
University. She has also been a University Nanomedicine Research
Husniye Ardic Alidagi research assistant at Gebze Fatih Buyukserin Center in 2009, and then finally
Technical University since 2009. joined the Biomedical Engineering
Her research is mainly focused on phosphazene chemistry, Department of TOBB University of Economics and Technology. He is
conjugated systems, dendrimers, molecule based chemical currently an Associate Professor at this department and adjunct
sensors, and organic thin-film transistors (OTFTs). faculty of the Materials Science and Engineering Department of the
same university. His research interests are membrane science,
biosensors, nanomedicine, targeted delivery and biomaterials.

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Fig. 1 (a) TEM image of a gold concave nanocube (CNC) array. (b) Representative SERS spectra of cytochrome c and insulin using CNC arrays under
639 nm Raman laser excitation. (c) The schematic representation of the expected SERS hot spot formation in which the protein (cytochrome c in the
example) is entrapped in a hole between CNCs.40 Published by the Royal Society of Chemistry.

the water repelling nature of polydimethylsiloxane (PDMS) film, probes (aptamers) do not only induce the formation of the
which was used to support the CNCs, analyte proteins were hybrid nanoparticles, but also ensure a short interparticle
trapped into CNC arrays (Fig. 1c). In this way, the authors were distance (B4 nm) between NFs and NPs enabling high SERS
able to detect biomolecules including cytochrome c and insulin efficiency. The limit of detection for MC-LR was found to be
using the fabricated SERS active platforms (Fig. 1b). 0.01 nM, which is 100 times lower than the maximum allowable
Bimetallic nanoparticles, which consist of two different concentration of MC-LR in drinking water. Instead of using
metals, offer superior advantages compared to their mono- molecular probes, different chemical components as amplification
metallic counterparts for SERS applications. Among the various intermediates have also been utilized for the SERS-based indirect
types of bimetallic structures, nanoparticles containing Au and detection of some important biomolecules.48 In this context, Fu
Ag have particularly attracted great attention, and they have and co-workers have demonstrated a SERS sensor to detect the
been fabricated in various shapes, sizes, and structures.41,42 glucose level in human serum through the silver-ion-mediated
Although such Ag@Au bimetallic structures could not reach the amplification approach.49 In their work, 4-aminothiophenol mole-
enhancements achieved with monometallic Ag nanoparticles, cules were assembled on gold wafers and cysteamine modified
they induce an obvious enhancement in the SERS signals silver nanoparticles were used as SERS enhancement components.
compared to monometallic Au nanoparticles.43 Being able to In the presence of glucose with glucose oxidase enzyme, hydrogen
perform surface modification through chemisorption of struc- peroxide was produced which etches silver nanoparticles to Ag+.
turally varied ligands is another advantage of the metal nano- These ions serve as agents connecting the cysteamine conjugated
particles which are used in SERS applications.44 Incorporation silver nanoparticles to the 4-aminothiophenol functionalized
of Raman-active molecules (SERS nanotags) into the nano- gold wafer. When the glucose concentration was increased in
particles further enhances the Raman signal intensity. Due to the medium, more Ag+ ions were produced and, therefore, this
the unique optical properties, the Raman signal from adsorbed leads to enhanced Raman signal intensities up to 105. The
reporter molecules can be increased by up to 1014 or 1015, authors demonstrated a good linear relation between the SERS
allowing single molecular level detection.45 This strategy does intensity and glucose concentration in human serum from
not only provide enhancement of the detected signal, but also 0.5 mM to 8 mM.
contributes to concentration of the analyte of interest around Besides the incorporation of the nanoparticles with the
the SERS probe. In line with this, Liz-Marzan and co-workers analytes, a different strategy was developed to detect targets
recently published a report on multiplex imaging and detection in cellular or microorganism environments. Intracellularly
of cells using Raman reporter encoded gold nanostars that were grown metal nanoparticles are commonly employed for the
able to distinguish five different types of breast cancer cells.46 imaging and detection of cells rather than passive uptake. It has
Recently, aptamer-modified metallic nanoparticles have also already been shown that some microorganisms have the ability
been employed in SERS-based selective and sensitive molecular to reduce metal ions to form metallic nanoparticles.50 This
detection. For example, Zhao and co-workers have reported an capability of microorganisms has been also shown for human
aptamer-modified SERS active Au nanoflower (NF)–Ag nano- cells as well.51 In this way, conventional problems such as over-
particle (NP) core–satellite assembly for the detection of aggregation, uneven distribution and low efficiency of nano-
microcystin-LR (MC-LR) toxin (Fig. 2).47 Herein, the molecular particles could be overcome. For example, Chen et al. proposed

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Fig. 2 (a) Schematic representation of the gold nanoflower (Au NF)–silver nanoparticle (Ag NP) SERS-active core–satellite platforms for the detection of
MC-LR. (b) TEM images of Au NF–Ag NP core–satellite platforms in the presence of varying concentrations of MC-LR. (A–E) 0, 0.05, 0.5, 5.0, and
10.0 nM, respectively. (F) Control (a mixture of Au NFs and Ag NPs). (c) (A) Representative SERS spectra of 4-NTP, 4-NTP modified Ag NPs and Au NFs, and
Au NF–Ag NP core–satellite platforms. (B) SERS spectra of Au NF–Ag NP core–satellite platforms in the presence of different concentrations of MC-LR
solution. (C) The standard curve between the Raman signals at 1330 cm1 and the concentration of MC-LR.47 Published by the Royal Society of
Chemistry.

a method for the detection of hemozoin in malaria infected detection of breast lesions with and without microcalcification
human blood by SERS.52 They demonstrated that growing nano- at 99.4% and 93.6% accuracy values, respectively.
particles inside the parasite results in higher SERS intensities In a different scheme, DNA origami–plasmonic nanoparticle
than that of mixing nanoparticles with the analyte. In their work, hybrids have recently been proposed as platforms with pre-
the limit of detection was found to be 0.00005% for silver destinated orientation of nanoparticles for SERS applications.
nanoparticles synthesized inside the cells, whereas the detection The utilization of DNA origami in the fabrication of SERS active
level was 0.01% for nanoparticles synthesized separately before platforms is a simple, cost effective and versatile approach to
mixing with the samples. increase the SERS efficiency. In 2016, Prinz et al., for the first
Despite the recent progress in the field of nanoparticle time, combined the DNA origami technique with SERS to detect
based SERS, materials (i.e., Au, Ag, or Cu) and morphology targets at a single molecule level.57 In their work, triangular
(e.g., sphere, rod, and triangle) limitations remain a problem to DNA origami structures were synthesized using the M13mp18
be overcome. In this respect, Tian’s group in 2010 demon- virus strand as a template for SERS active plasmonic particles.
strated an alternative Raman technique called shell-isolated After attachment of AuNPs to the DNA origami templates,
nanoparticle-enhanced Raman spectroscopy (SHINERS).53 silver deposition was further carried out in order to adjust
Typically, a SHIN consists of a plasmonic core with a thin the distance between the metallic nanoparticles and to enhance
(1–5 nm) layer of dielectric shell. The dielectric shell, which is the SERS signal of target molecules (i.e., TAMRA and Cy3).
generally silica,53 alumina,53 manganese dioxide54 or graphene,55 Using this approach, they were able to detect TAMRA and Cy3 at
does not only serve as a spacer between the plasmonic nano- a single molecule level (Fig. 3).
particles for generation of reproducible hotspots, but also Lately, combination of microfluidic devices and SERS has
enhances the durability of the nanoparticles. The SHINERS gained increased attention.58,59 Compared with conventional
technique has been employed in various fields of science and droplet-based methods, lab-on-a-chip SERS techniques can
technology including biomedical research. For example, Zheng achieve high sample throughputs. To this end, Wu et al.
and co-workers demonstrated the detection of microcalcification reported a SERS-microfluidic device consisting of a silver-
and monitoring of local pathological states in breast tissue by coated gold nanorod decorated PDMS microchannel system
Au@SiO2 shell-isolated nanoparticles.56 The fabricated SHINs to detect thiocyanate (SCN) in human serum and saliva.60
were able to probe the presence of calcine deposits and In their work, SCN detection was attained in human serum
differentiate five different states of breast tissue. With the covering a widespread concentration range from 4 to 256 mM, and
developed decision algorithm, these nanoparticles allowed the result obtained from human saliva was used to distinguish

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Fig. 3 (A) Schematic representation for the formation of AuNP dimers using DNA origami. (B) Experiments at the single molecule level. (a) AFM and
Raman measurements for platform 4a with two (dimer i, left) or only one (dimer ii, right) TAMRA molecule incorporated. (b) Analogue AFM and Raman
experiments to (a) by using Cy3 as the analyte molecule (platform 4b). (C) FDTD calculations revealing the distribution of the electro-magnetic field
enhancement for a single AuNP (top) and a dimer consisting of two AuNPs with a silver shell (below).57 Published by the Royal Society of Chemistry.

between smokers and non-smokers. Another report by Pallaoro especially for the identification of small and non-resonant
and co-workers showed the detection and identification of molecules.62–64 For these reasons, in the past few years,
individual mammalian cells with a SERS-microfluidic combined researchers have been focusing on the fabrication of 3D
system involving SERS biotags.61 The system was proven to SERS platforms which provide increased adsorption of target
identify low-concentration cancerous cells from a population of molecules and enhanced hot spot formation in all three
non-cancerous cells. dimensions.65–67 In low-dimensional geometries, hot-spots
are localized at specific points or in a single point. However,
2. Three-dimensional plasmonic SERS platforms in 3D SERS platforms, the laser confocal volume is a 3D space,
The Raman signal obtained from a SERS-active platform is indicating full contribution from the 3D effective volume.68 The
largely originated from the generation of hot spots which are effective volume of the 3D SERS platforms creates stronger
created by gaps, sharp edges, or tips of nanostructures in SERS response compared with low-dimensional substrates69
different shape or size. To date, most of the conventional through increasing the average field enhancement and maxi-
SERS-active platforms have been engineered mainly based on mizing the generation and collection of SERS signals. Additionally,
1D or 2D materials. Although the utilization of such platforms for the case of 3D SERS platforms, the incident laser is not
provides many advantages in SERS applications including low required to be precisely focused on the confocal plane. These
cost, rapid fabrication, and ease of implementation, the poor striking advantages of 3D substrates give an impetus to
controllability of the structures and limited formation of researchers to create new procedures for practical applications.
hot spots in the detection zone remain unaddressed issues For the fabrication of 3D SERS platforms, two different

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approaches are commonly employed. In the first one, the sub- Another effective template material for SERS applications is
strates with 3D morphologies are fabricated using a plasmon- based on polymeric materials with 3D nano-/micro-morphologies.
free inorganic or organic material based on various techniques, In 2010, Demirel’s group demonstrated that 3D aligned, tilted
including template-wetting,70 electrospinning,71 lithography,72 poly(chloro-p-xylene) (PPX) nanofiber arrays fabricated via oblique
PVD,73 and so forth. The fabricated substrates are then modi- angle polymerization could be employed as effective SERS
fied with plasmonic nanoparticles or thin films and employed platforms when they were combined with a thin film of gold for
as a SERS platform. Among various materials, utilization of the detection of viral genes.76 In their work, the unique 3D
filter paper composed of 3D cellulose fiber networks as a 3D morphology of PPX decorated with a thin film of gold generates
template material for SERS applications is a simple, facile and hot spots with an extremely high electric field enhancement
cheap approach. For example, Zheng et al. demonstrated a 3D (EF = B106). To examine the efficacy of their films as SERS sensor
SERS platform based on simple dip-coating of filter paper into a platforms, they modified platforms with a molecular probe (MP),
concentrated AuNP dispersion in an organic solvent.74 The which is a hairpin shape single stranded DNA having a dye and
fabricated platforms exhibited excellent homogeneity, with a thiol linker attached to the 3 0 - and 5 0 -ends. Analogous identifi-
10–15% intensity variation over a large area. In a similar way, cation of the hybridized and unhybridized forms of the MPs were
Jeong and co-workers have recently reported a plasmonic tested by SERS measurements of fluorophores. In the presence of
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Schirmer strip for the determination of uric acid in human genomic viral target against respiratory syncytial viruses (RSVs),
tears (Fig. 4).75 In this work, the SERS strips were fabricated on the fabricated platforms displayed a very low detection limit
filter paper by thermally evaporating a thin gold film. They (B1010 M) for the RSV target.
demonstrated that the plasmonic Schirmer strips could be In addition to PPX nanofiber arrays, some elastomers such
employed for the fingerprint detection of uric acid even at a as polydimethylsiloxane (PDMS) can also be employed to
25 mM concentration level. fabricate 3D SERS platforms. For example, Kahraman et al.

Fig. 4 (a) Schematic illustration of a plasmonic Schirmer strip for SERS-based tear screening. (b) Representative top-view and (c) cross section SEM
images of the plasmonic Schirmer. (d) SERS spectra of uric acid in artificial tear solution. (e) SERS spectra obtained from human tears with varying uric acid
levels. (f) Uric acid level estimation in tears by comparing the SERS peak intensity ratios measured from human tears with those from the artificial tear
solution. Reproduced with permission from ref. 75. Copyright (2017) American Chemical Society.

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proposed the fabrication of a mechanically flexible plasmonic small gold nanoparticles. To generate a highly SERS active
nanostructure based on the combination of soft lithography platform, gold decorated SiNWs were finally immersed into a
and thin silver film deposition.77,78 In these studies, they used silver plating solution. In this way, they observed that the SERS
PDMS and regular arrays of self-assembled spherical sulfate signal intensities obtained from the fabricated platforms
latex particles as a mold. The as-prepared silver-coated nano- are about 8 fold higher than those obtained from alternative
voids were employed as efficient SERS platforms (EF = 1.4  platforms. In the same work, the feasibility of the fabricated
106) for the detection of a Raman reporter molecule as well as platforms as a SERS based sensor was also successfully tested
for the label-free SERS detection of different proteins at low by using amoxicillin, an antibiotic, and calcium dipicolinate
concentrations or for the capture of intact and ruptured (CaDPA), a biomarker for anthrax. Although the developed
exosomes in solution. It was shown that 3D bowl-shaped silver-decorated SiNW arrays exhibited good SERS responses,
nanovoids provide strong SERS spectra with more features and the fabrication of these platforms is time consuming and
no background signals for different proteins such as bovine requires multistep procedures. Moreover, undesired impurities
serum albumin (BSA), hemoglobin, thrombin, avidin, cyto- originating from the chemicals and solvents employed in the
chrome c, and lysozyme. Alternatively, Focsan et al. reported a fabrication process can cause serious problems against sensi-
similar strategy to create an enhanced SERS immunosensor tive and selective detection. Alternatively, in 2014, Demirel and
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based on a flexible 3D gold nanocup platform.79 They could co-workers demonstrated a simple and effective strategy for the
manipulate the plasmonic response of the platforms and fabrication of silver nanoparticle decorated SiNW arrays by
the resulting electromagnetic field enhancement by simply combining bio-inspired polydopamine coating and electroless
changing the size of the polystyrene spheres. After proper plating, which leads to the control of the density and morphology
functionalization, flexible nanocup arrays were tested as an for silver nanoparticles on SiNWs.88 The fabricated platforms
immunosensor through human IgG as a recognition element showed remarkable surface enhancement ability (4106) with high
for the specific detection of the anti-human IgG. They reported reproducibility (lower than B10% spot-to-spot and sample-to-
that this flexible nanosensor system could be a good candidate sample variations). Furthermore, they demonstrated that the
for portable, inexpensive, label-free and real-time detection of PDOP coating not only serves as a reducing agent for the in situ
biomarkers with high sensitivity and specificity in diagnostic deposition of silver nanoparticles on SiNWs, but also contributes
applications. to the SERS signal enhancement via improving photon scattering
Besides these approaches, the block copolymer lithography and promoting electron transfer processes due to its organic
technique was also considered as a facile way to fabricate 3D semiconductor nature. More recently, Li et al. reported a novel
SERS platforms. In line with this, Lee et al. developed 3D strategy for the generation of effective SERS platforms composed
nanostructures by combining block copolymer lithography of free-standing SiNWs decorated with graphene-encapsulated
and imprinting techniques.63 The block copolymer lithography gold nanoparticles (Fig. 5).89 In their work, they fabricated SiNW
approach served as a template for producing 3D structures arrays via the CVD approach and decorated them with gold
composed of fibers with sub-100 nm diameters. The imprinting nanoparticles through a galvanic deposition method. Finally, they
technique created cylindrical geometry for the local confine- employed a xylene-based CVD method to encapsulate a multilayer
ment of the block copolymers. These two techniques resulted in graphene shell on the gold nanoparticles. They reported that
the production of 3D nanostructures within a cylindrical shape the graphene encapsulation makes more uniform distribution
in the form of an array on a substrate. These micro-cylinders of ‘‘hot spots’’ in the heterostructures. Consequently, the fabri-
with nanofibers were transformed to nanoporous micro- cated platforms exhibit good SERS signal enhancement up to 107
cylinders via oxygen plasma treatment. After oxygen treatment, with a good reproducibility and uniformity. Recently, Wang et al.
these highly porous 3D nanostructures were suitable for metal also proposed a multifunctional SERS chip that can capture,
nanoparticle deposition and producing a high density of hot discriminate and inactivate pathogenic bacteria.90 In this work,
spots for SERS detection (EF = B105). the SERS chip was prepared by chemical reduction assisted
Another 3D template material for building a SERS platform etching and conjugation of 4-mercaptophenylboronic acid via
is vertically aligned silicon nanowire arrays (SiNWs).80,81 Ag–S bonds. This platform provided high sensitivity and specific
To date, various techniques have been employed to prepare discrimination of E. coli and S. aureus from human blood. Some
3D SiNW arrays including chemical vapor deposition (CVD),82 remarkable data for this substrate can be summarized as follows:
soft templating (ST),83 molecular beam epitaxy (MEB),84 oxide- enhancement factor of B107, relative standard deviation of
assisted growth (OAG),85 and metal-assisted chemical etching B11.0%, adaptable bacterial-capture efficiency of B60%, a low
(MACE).86 The features of SiNWs including their size, detection limit of B1.0  102 cells per mL, and high antibacterial
diameters, and gaps between them can easily be controlled by activity of B97%.
manipulating and optimizing the fabrication parameters, As mentioned above, the 3D SERS platforms could also be
which affect their analytical performances. For example, in created directly using materials with plasmonic properties and
2008, Zhang et al. reported a large-area silver coated SiNW be used in SERS applications without further modifications.
array platform for SERS based sensing.87 In their work, they Among many different techniques, self-assembly of colloidal
fabricated SiNW arrays via the well-established MACE method, plasmonic particles into well-organized and ordered morphol-
and modified them with aminosilane molecules to immobilize ogies is considered as one of the simplest and most effective

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Fig. 5 (a) Representative SEM image of the graphene-encapsulated gold nanoparticles on SiNWs. (b) TEM image of a single graphene-encapsulated gold
nanoparticle on a SiNW. The inset demonstrates the evolution of partially emptied gold–graphene hollow tips. (c and d) High-resolution TEM images and
corresponding FFT revealing two representative local regions in image (b). (e and f) SERS spectra of 106 M R6G solution obtained from different
substrates under 785 nm (e) and 532 nm (f) laser excitations. The substrates include (1) annealed gold nanoparticles on flat Si substrates, (2) pristine SiNW
arrays, (3) SiNW–gold nanoparticle heterostructures, and (4) graphene-encapsulated gold nanoparticles on SiNW heterostructures.89 Published by the
Royal Society of Chemistry.

approaches toward the fabrication of 3D SERS platforms.91–94 columnar, helix, and concave using different starting materials.98
Although plasmonic particles at the single particle level do not Given their simplicity, efficiency and versatility, OAD-based platforms,
exhibit desirable SERS response, their Raman signal enhance- therefore, offer unique advantages for high sensitivity SERS
ment ability dramatically increases within assemblies due to applications. In 2005, Chaney et al. reported, for the first time,
the homogenous distribution of hot spots with very high that silver nanorod arrays fabricated by OAD exhibit a good SERS
density. For example, Alvarez-Puebla et al. reported highly response with an enhancement factor higher than 108.99 They also
ordered supercrystal gold nanorod films for the detection of demonstrated that the SERS efficiency of the fabricated platforms
scrambled prions through SERS.95 In their work, they fabricated could simply be manipulated by controlling the silver nanorod
gold nanoros supercrystals based on the evaporation induced lengths. More recently, Wang and co-workers demonstrated an
self-assembly approach (EISA). The resultant organization of gold ultrasensitive SERS platform based on silver nanorod arrays for
nanorods into supercrystals provides homogenous electro- the detection of multiple lung cancer related miRNA biomarkers
magnetic enhancement, formation of high intensity hot spots, (Fig. 6).100 In this work, 3D silver nanorod arrays were fabricated
and thereby reproducible SERS signals. As a real-life application, through the OAD approach and modified with hairpin shaped
they could detect scrambled prions in biological fluids with a molecular probes with thiol groups at their 3 0 -ends and Raman
concentration as low as 1010 M. Another effective method to reporters (i.e., ROX, Cy5, and FAM) at their 5 0 -ends. In this way,
fabricate 3D SERS platforms without any post modification is they were able to identify target miRNA biomarkers in human
oblique angle deposition (OAD).96,97 OAD is fundamentally a serum at a concentration level lower than 1018 M. In a similar
vapor deposition technique, which allows the deposition of way, recently, Srivastava et al. prepared nanosculptured thin films
nanostructured thin films. Although there is still no consensus of silver via an OAD technique and investigated their SERS
about the exact deposition mechanism in OAD, it is widely efficiency in the detection of vitellogenin, a protein biomarker
believed that surface diffusion of vaporized materials and self- of endocrine disrupting compounds.101 For the optimized SERS
shadowing, which restricts the deposition of materials on certain platforms, the limit of detection for vitellogenin was found to be
regions, are responsible for the formation of nanostructured thin 5 pg mL1. In addition to sensitivity, reusability, and specificity, the
films.98 By manipulation of the deposition parameters (i.e., proposed SERS system provided additional advantages in terms of
deposition angle (a), and substrate azimuthal rotation (f)), one miniaturization, small quantity of analyte, and fast response (less
can fabricate a variety of unique morphologies including than 3 min) when compared with conventional techniques.

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Fig. 6 (I) Schematic representation of the fabrication and application of the molecular probe modified-silver nanorod array based SERS sensor
platforms, (II) SERS performance of the fabricated platforms for detecting three miRNA mixtures in human serum. SERS spectra of miRNA-21 (A),
miRNA-486 (D) and miRNA-375 (G) for varying concentrations. The semi-log plots of the SERS intensity changes DI1503, DI1368, and DI1321 as a function of
miRNA concentration for miRNA-21 (B), miRNA-486 (E), and miRNA-375 (H), respectively. Specificity assessment of each individual sensor using
complementary and noncomplementary individual miRNA solutions, a mixture of three target miRNA-21/375/486 (mixture 1), and a mixture of all five
miRNAs (mixture 2) for MB-21-ROX (C), MB-486-Cy5 (F), and MB-375-FAM (I), respectively.100 Published by the Royal Society of Chemistry.

In 2014, the Demirel group proposed a new strategy for first mixed the analyte solution with gold nanoparticles having
sensitive and selective detection of molecules through SERS by different shapes (i.e., spherical, rod, and cage) and dropped
combining 3D gold nanorod arrays with colloidal gold nano- these mixtures onto the fabricated gold nanorod arrays. They
particles having varying shapes.102 In their work, they first demonstrated that the SERS signals in the presence of colloidal
fabricated 3D gold nanorod arrays via the OAD technique. nanoparticles were dramatically enhanced due to the electro-
Although the fabricated gold nanorod arrays exhibited a good magnetic coupling effect of colloidal gold nanoparticles on/in
SERS enhancement ability up to B105, they claimed that two or more gold nanorods with a small gap. In this way, they
further improvement was still needed especially for the detec- detected some important chemical and biological warfare
tion of ultralow concentrations of analytes. To this end, they agents, namely dipicolinic acid (DIP), methyl parathion (MP)

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and diethyl phosphoramidate (DP) over a broad concentration structure (e.g., functionalization, doping, ion incorporation, and
range (5 ppm–10 ppb). vacancy formation), an in-depth study of the CE mechanism in
the SERS field is plausible with semiconductor-based platforms.
3. Inorganic and organic semiconductor-based SERS In addition, from a futuristic application perspective, some wide
platforms band gap organic and metal oxide semiconductor films show
The scientific discovery and industrial application of (in)organic optical band gaps of 43 eV and might allow the fabrication of
semiconductors have exposed new frontiers in the field of opto- transparent SERS platforms, which is not practical with metallic
electronics and enabled the realization of everyday electronic structures.
devices such as thin-film transistors (TFTs) and organic light- The CE mechanism is a short-range effect primarily relying
emitting diodes (OLEDs).103,104 While inorganic semiconductors on the amplification of the molecular polarization tensor via
are based on solid-state structures of group III, IV, and V elements interfacial charge-transfer processes occurring between the
and metal oxides/chalcogenides, organic semiconductors are semiconductor surface and chemisorbed analyte molecule. An
p-conjugated carbon-based molecular/polymeric structures that efficient charge-transfer process requires good matching of the
are bound by relatively weak intermolecular interactions orbital wave-functions and energies between the HOMO/LUMO
(e.g., van der Waals, p–p, and C–H  p).105 In the solid-state frontier orbitals of the analyte molecule and the semiconductor
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of both types of semiconductor, the formation of band struc- surface’s valence/conduction bands (for inorganic semiconductors)
tures and/or highly delocalized molecular orbitals ensures and HOMO/LUMO frontier orbitals (for organic semiconductors).
efficient charge-transport under the influence of an electric The CE mechanism is usually thought to be a ‘‘first-layer-effect’’
field as a result of high carrier (i.e., electron or hole) mobility requiring a very short semiconductor–molecule distance of
and low effective carrier mass. Therefore, certain types of these o0.2 nm; therefore, the molecules which are not in direct
semiconductors have been widely used in microelectronics contact with the semiconductor surface are not expected to
since the 1950s and some have been studied as essential significantly contribute to this mechanism as they are deposited
components of next-generation flexible optoelectronics.106,107 on the surface in the upper layers.115,116 As a result of these
When biological or chemical molecular systems are in the close aforementioned unique properties, completely different from the
vicinity of these semiconductors, the presence of charge-carrier structurally universal metallic substrates, effective with nearly
electrons in the high-energy occupied molecular orbitals (or any molecule, semiconductor-based substrates might pave the
valence band edge) and empty orbital states in the low-energy way for molecular structure-selective SERS platforms. The
unoccupied molecular orbitals (or conduction band edge) charge-transfer resonance, under certain circumstances, might
allows numerous pathways for charge/energy-transfer processes strongly couple with and borrow intensity from nearby allowed
in the semiconductor–molecule system under the influence of transitions; namely, Mie-type, exciton, and molecular resonances,
an electric field or electromagnetic radiation.108,109 The examples depending on the semiconductor–molecule electronic structure
of these processes have impacted various applications including and the excitation laser energy. It’s noteworthy that although
chemical/biological sensors, optoelectronics, medicine, and molecular resonance is related to the analyte molecule, exciton
photocatalysis.110–112 resonance is a unique electronic feature of semiconductors,
Despite the unique properties of semiconductors such as which metals do not exhibit, and it involves the creation of an
structural versatility, facile fabrication, tunable optical and electron–hole pair in the semiconductor. Considering that some
electronic properties, stable exciton formation, and efficient inorganic semiconductors such as metal oxides are the most
charge/energy-transfer processes with molecular structures, abundant materials in the Earth’s crust and also that organic
studies on semiconductor-based metal-free SERS platforms semiconductors are synthesized from carbon-based building
have been very limited lagging behind those of widely studied blocks obtained from fossil fuel-derived feedstocks, semiconductors
metallic (e.g., Au, Ag, and Cu) nanostructures.113 In the beginning, offer the advantage of low material cost as compared to noble
semiconductors were thought to demonstrate very low enhance- metals. Furthermore, certain semiconductor thin-films and nano-
ment factors due to the lack of plasmon resonances in their structures could easily be fabricated on simple substrates (e.g.,
conduction band that can be excited in the UV-vis frequency plastic) via routine solution-/vapor-phase procedures performed
range. However, thanks to the advances in the synthesis of at near-ambient conditions in typical fabrication laboratories
semiconductor nanostructures, they have recently attracted without requiring advanced nano-/micro-lithographic processes.
significant attention in the field of SERS as alternative non- These properties could possibly widen their applicability to
metallic platforms with EFs of B103–107. The development and low-cost and flexible SERS platforms in the near future. Greatly
thorough study of semiconductor-based SERS platforms have improved biocompatibility of semiconductor-based SERS platforms,
been crucial both to further increase the existing enhancement as compared to metallic substrates, offers another key advantage for
factors for real-life applications and to fully reveal the mechanism biological applications. This section reviews some recent examples
of the poorly investigated chemical enhancement (CE) since the of inorganic and organic-based SERS platforms studied in the past
dominant enhancement mechanism in semiconductors is not decade showing appreciable EFs of 100 and higher.
EM.114 Considering that the electronic band (molecular orbital) Among all the semiconductors studied to date, metal oxides
structure of semiconductors could be simply modulated by are the most extensively studied SERS-active materials. Although
varying the solid-state morphology, microstructure, and chemical the early proof-of-concept examples of SERS-active metal oxides

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were reported in the 1980s based on crystalline NiO(100 surface)117 (5.1 eV), below which the charge-transfer process is not
and TiO2(001 surface),118 it is the more recent works published thermodynamically feasible. These results clearly revealed that
in the past decade that stimulated extensive research yielding the presence of a thermodynamically allowed charge-transfer
appreciable EFs of 4100–1000 even reaching to remarkable values process is crucial to magnify the molecular polarizability
of B106–107 via rational nanostructure engineering. One of tensor and to realize high SERS effects. Here, the authors also
the early examples of metal oxide semiconductor-based SERS demonstrated that the ZnO-NR surface could enable molecular
platforms with noticeable EFs came from the study led by detection in pharmaceutical analysis by proving efficient
Lombardi and co-workers,119 in which they obtained clear chemisorption and SERS analysis of acetaminophen and a
evidence of surface-enhanced Raman signals from 4-mercapto- ruthenium-dye with functional groups of –COOH and –OH,
pyridine (4-MPy) molecules adsorbed on spherical ZnO nano- respectively.
crystals with an average particle size of B20 nm. A respectable In a later study by Yoon and co-workers,125 good Raman
enhancement factor of 103 was achieved as a result of the enhancements of 103 were observed for 4-MPy adsorbed on ZnO
efficient chemical enhancement mechanism, which is attri- nanowires and nanocones, which was found to be strongly
buted to the charge transfer taking place between the ZnO dependent on the geometry of the ZnO nanostructures. The
valence band edge and 4-MPy’s unoccupied p*-orbitals. This results could be explained by using finite-difference time-
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result demonstrated a significant improvement over the earlier domain (FDTD) calculations, which indicated substantial
report on ZnO colloid-based SERS substrates showing an EF differences in the cavity-like structural resonance of the electric
of only B50 for a cyanine dye.120 In a related study, Lombardi field intensity on the surface for different geometries. Based on
and Zhao studied the Raman intensity of two different mole- the simulations, the strongest field concentration was calcu-
cules (4-mercaptopyridine and 4-mercaptobenzoic acid) lated for excitation energies of 400–500 nm, which is in agree-
adsorbed on the surface of ZnO nanocrystals as a function of ment with the experimental results. Finally, unlike previous
semiconductor particle size (18–31 nm). They showed a large works on ZnO nanoparticles, the authors observed Raman
increase in Raman intensity at the particle size of B28 nm, signals even with the excitation laser energy of 1.58 eV, at
which stems from the formation of a highly efficient charge- which charge-transfer processes are not thermodynamically
transfer complex specifically at this size between a surface- likely, which further confirmed the existence of electromagnetic
bound exciton and the adsorbed molecule.121 In further studies contribution to SERS. In a very recent study, Guo et al. developed
by the same researchers, ZnS nanocrystals (B3 nm particle hollow ZnO nanocages as an efficient SERS platform.126 The
size)122 and CdTe quantum dots (B3 nm particle size)123 were rationally designed hollow amorphous ZnO affords an ideal
used as Raman scattering platforms and EFs of 103–104 were optical resonant cavity for light-harvesting and also provides a
measured with the 4-MPy reporter molecule. Since plasmon large surface area for analyte molecule adsorption, which leads to
resonances were ruled out for these semiconductor systems, a an impressive enhancement factor of up to 6.6  105. In their
charge-transfer mechanism was suggested to be responsible for study, the group prepared comparative amorphous (a-ZnO NCs)
the observed enhancements. These results were crucial to prove and crystalline ZnO nanocages (c-ZnO NCs) with dimensions
that non-metallic SERS platforms could be extended to nano- of around 600 nm by using a highly uniform Cu2O nanocube
structured metal chalcogenides. Later, ZnO-based semiconductor template (Fig. 7). Three different mercapto molecules (4-mercapto-
SERS platforms were extended to various nanostructures benzoic acid, 4-mercaptopyridine, and 4-aminothiophenol) were
including nanorods, nanowires, and nanocones.124,125 In one used as probe molecules; and, for all molecules, a-ZnO NC surface
of these studies, Shi and coworkers investigated the effect of showed much higher Raman peak enhancements as compared to
the relative energies of the probe molecule’s HOMO/LUMO and those of c-ZnO NC. Since similar specific surface areas (SSAs) were
the ZnO-nanorod (NR)’s valence-conduction band edges on the measured for a-ZnO and c-ZnO NCs, the high EF for a-ZnO NC is
SERS responses.124 They used two probe molecules, 4-mercapto- attributed to its metastable electronic state which endows the
pyridine (4-MPy) and 4-aminothiophenol (PATP), with similar surface electrons with a weaker constraint resulting in a more
p-electron densities and –SH groups to strongly bind to the efficient interfacial charger-transfer process. This is further con-
semiconductor surface, but with different HOMO and LUMO firmed by first principles density functional theory simulation,
energetics. Under the same laser excitation wavelength of and supported by X-ray absorption near-edge structure (XANES)
532 nm (2.3 eV), while 4-MPy molecules on ZnO-NR showed characterization indicating the formation of strong molecule–
strong Raman signals, PATP molecules on the same ZnO-NR semiconductor bonds (sigma- and p-bonding in the Zn–S bonds).
showed almost no Raman signals. The substantial difference These results are remarkable since, for the first time, such a
between the two molecules is attributed to the thermodynamic high EF was obtained from an amorphous (nanostructured)
feasibility of the corresponding charge-transfer processes semiconductor-based SERS platform, which could open a new
between the semiconductor VB-edge (CB-edge) and the mole- frontier in the field.
cular LUMO (HOMO). Similarly, when 4-MPy molecules on Following the advancements in the field of semiconductor
ZnO-NR were excited with lower laser frequencies, no Raman nanostructure synthesis in the past few decades, the surface
signals were observed below 2 eV of pumping energies. This states of semiconductor nanostructures, and thus their inter-
threshold energy roughly corresponds to the energy difference action with the molecular structures in close proximity, could
between the ZnO-NR VB edge (7.7 eV) and the 4-MPy LUMO be finely tuned via defect engineering. This has impacted the

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which is comparable to those reported for noble metals. Among


various methods to tune the surface states of semiconducting
materials, adjusting the oxygen deficiency represents one of the
promising approaches reported by Zhao and co-workers.127
In this study, oxygen vacancy-containing tungsten-oxide material,
W18O49, was synthesized from WCl6 using a conventional hydro-
thermal approach. This sample comprised entangled thin nano-
wires (several micrometers length and 10–20 nm width) forming
a spherical sea urchin-like morphology. As a comparative SERS-
platform, a defect-free WO3 substrate was also prepared from
W18O49 after thermal annealing in air. Using the R6G Raman
probe molecule, while no clear Raman signals were observed on
WO3, substantial peaks were evident on the W18O49 sample
corresponding to four characteristic bands of the probe molecule.
An enhancement factor as high as 1.9  105 was measured on
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pristine W18O49, and the detection limit concentration was as low


as 107 M. To validate the key role of oxygen vacancies in SERS,
additional surface vacancies were intentionally created by
annealing the pristine W18O49 material in an Ar or H2 atmo-
sphere, which was found to yield further Raman intensity
enhancement (2–3) reaching an EF value of 3.4  105.
The observed high EFs were attributed to thermodynamically
feasible charge-transfer processes (chemical enhancement
mechanism) in the W18O49–R6G system employing molecular
resonance (mmol), exciton resonance of defect states (mex),
photon-induced charge-transfer resonance (mPICT), and ground-
state charge-transfer resonance (mGSCT) (Fig. 8b). The efficient
charge-transfer in the W18O49–R6G system was clearly evident in
the absorption spectrum of R6G molecules deposited on W18O49
with the occurrence of a new band at B580 nm (Fig. 8a).
Following the same oxygen-vacancy formation approach, Li and
Fig. 7 Schematic illustration of the fabrication of a- and c-ZnO NCs. co-workers recently transformed a poorly SERS active stoichiometric
Representative SEM (a and b) and TEM (c and d) images of a- and c-ZnO a-MoO3 substrate into a SERS active a-MoO3x substrate with a
NCs (the insets indicate the SAED patterns of a- and c-ZnO NCs),
maximum EF of 1.8  107 and a detection limit of 108 M for the
respectively. The high resolution TEM micrographs (e and f) obtained from
the red boxes in image (c) and (d), respectively. Reproduced with permission R6G probe molecule.128 This is, to the best of our knowledge, the
from ref. 126. Copyright (2017) John Wiley & Sons, Inc. highest EF reported to date based on a semiconductor platform and
comparable to those reported for noble metals. In this study,
a-MoO3x was prepared as nanobelts via a hydrothermal method,
recent progress in the field of semiconductor SERS platforms and the SERS spectra of 4-MBA, MB, and R6G probe molecules were
by greatly improving the enhancement factors up to 106–107, measured as a function of vacancy concentration. A model named

Fig. 8 (a) UV-vis spectra for R6G on W18O49 compared with pristine W18O49 and R6G dye. (b) Energy-level diagram of R6G on oxygen-deficient W18O49
measured in a vacuum. Reproduced from ref. 127.

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the ‘‘effective electric current model’’ was used by the authors to sites. The SERS behaviors of these materials were examined by
describe the photo-induced charge-transfer processes in this using the R6G probe molecule and were found to be completely
semiconductor–molecule system, which was found to agree very different from each other. While pristine MoS2 and completely
well with the experimental results. Based on this model, the oxidized MoO3 gave almost no Raman signals, both oxygen-
authors also proposed that oxygen vacancy defects might induce substituted and partially oxidized MoS2 substrates showed
significant SERS-activity for CrO3 and Ta2O5 materials. Recently, quite obvious Raman signals of R6G. The EFs were calculated
Guo et al. used a similar defect-engineering strategy and to be 1.1  104 and 1.4  105, respectively, and the detection
developed a 3D cube-like superstructure based on Cu2O meso- limit was found to be 107 M. This approach was demonstrated
porous spheres (300 nm) using a recrystallization-induced to be also highly effective in other poorly SERS-active transition
self-assembly method.129 In this material, during the formation metal chalcogenides MoSe2 and WS2, both of which reached
of the superstructure, a large number of defects were generated EFs of around 105 after being thermally annealed at 350–400 1C
resulting in the formation of copper vacancies through the lattice in air. The observed high SERS enhancements for these
fusion of neighboring Cu2O mesoporous spheres. As a result, partially oxidized materials stems from thermodynamically feasible
surface vacancy defect states were formed about 0.5–0.9 eV below charge-transfer resonances in the semiconductor–molecule system
the conduction band edge of Cu2O and facilitated photo-induced and coupling of this charge-transfer resonance with nearby
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electron transfers in the Cu2O–R6G system yielding an enhanced molecular/exciton resonances. Similar to the mechanism of
molecular polarizability tensor and Raman scattering intensity oxygen vacancy formation, the incorporation of oxygen intro-
(EF = 8  105, nM level detection sensitivity). For this material, duces additional energy levels into the semiconductor electronic
when the level of vacancy defects was increased via thermal structure, which facilitates the charge-transfer process in the
annealing, higher Raman signals were observed. In addition, semiconductor–molecule system and improves the semiconductor
because of the negatively-charged nature of the copper vacancies, exciton resonance.
an electrostatic adsorption effect was evident in the form of charge- Thanks to the varied oxidation states employed by transition
selective SERS performance. Higher EFs (B10) were measured for metals, some nanostructures of lower oxidation-state metal
positively charged probe molecules (R6G and CV) when compared oxides could show electrical conductivity while their higher
with negatively charged probe molecules (MB and MO). oxidation-state metal oxide equivalents are only semiconducting.
After discovering that oxygen vacancies could increase the MoO2 is a typical example of this, which was recently reported
enhancement factors for metal oxide semiconductors that were by Xi and colleagues with low electrical resistivity (6.12 
previously considered to be not SERS active, Zhao et al. put 103 ohm cm at 300 K), similar to metals, along with high
another interesting idea into practice.130 They proposed chemical stability and melting point.131 In contrast to its
whether oxygen incorporation, as the inverse process of vacancy semiconducting analogue MoO3, MoO2 presents a metallic
formation, into transition metal chalcogenides could alter character with a large number of surface plasmon resonance
the materials’ electronic/structural properties and facilitate (SPR)-active free electrons. Although the highest occupied
the chemical enhancement mechanism. In this study, pristine states of semiconducting MoO3 are made of O2p orbitals, which
MoS2, oxygen-substituted MoS2xOx, partially oxidized MoSxOy, tend to localize electrons around the oxygen atoms, occupied
and completely oxidized MoO3 were developed by hydrothermal states near the Fermi level of MoO2 are composed of Mo3d
synthesis and thermal annealing methods (Fig. 9). In these orbitals giving it metallic character and high free electron
structures, oxygen incorporation has two different impacts: density. MoO2 was synthesized by a simple surfactant-free
substitution of oxygen for sulfur in the lattice and partial hydrothermal method under relatively mild experimental
oxidation of molybdenum atoms along edge planes or at defect conditions with no inert gas protection, and it is composed of

Fig. 9 Low-temperature hydrothermal synthesis of MoS2xOx using (NH4)6Mo7O244H2O and thiourea (a and b). Thermal annealing of MoS2xOx at
300 1C for 30 min in air leading to the formation of partially oxidized MoSxOy without changing its crystal structure (c). Thermal annealing of MoS2xOx at
400 1C for 30 min in air yielding completely oxidized MoO3 having a different crystal structure to MoSxOy (d). Reproduced from ref. 130.

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dumbbell-like nanostructures having many ultrathin nanosheets arrays136 to demonstrate highly effective semiconductor-based
(2.5 nm in thickness) with sharp corners, edges, and nanoscaled SERS platforms for the detection of methylene blue molecules
gaps. This particular morphology was thought to be advanta- down to 107 M concentration. In both cases, light-matter
geous to generate a high density of hot-spots. The optical interaction is enhanced via similar repeated/multiple light scat-
absorption spectrum of MoO2 nanodumbbells showed a strong tering and trapping processes within micro-/nanostructured
and well-defined peak centered at 563 nm, which was attrib- morphologies.
uted to the SPR effect as a result of the presence of d-orbit free The search for alternative non-metallic SERS platforms has
electrons. Remarkably, the observed SPR peak was found to recently turned to a completely new direction by focusing on
be unchanged even after 300 1C heating, acid/alkali exposure, carbon-based architectures employing p-conjugated delocalized
or photochemical stability tests. The SERS measurements electronic systems. When compared with saturated organic
performed by using the R6G probe molecule indicated EFs as systems having only low-energy sigma-electrons, the presence
high as 3.75  106 and analyte detection limits as low as of relatively high-energy/mobile p-electrons and low-energy
107 M. When MoO3 nanodumbbells were used as the com- unoccupied p* molecular orbitals that are effectively delocalized
parative SERS substrate, no Raman signals were observed for over a large number of covalent bonds enables charge-transport
R6G. In the same study, the authors heated the conducting and facile interaction of these organic systems with light/electric
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MoO2 material in air at higher temperatures (350–450 1C) fields. As a result, numerous organic p-conjugated systems with
yielding an increase in the metal oxidation state and reduction diverse molecular structures have been designed and synthesized
of free electron density, which resulted in greatly decreased to date, showing various optical and electrical properties. Most
SERS performance. In addition to the electromagnetic importantly, p-conjugated (macro)molecular systems have also
enhancement, the effect of charge-transfer was also found to demonstrated very promising energy-/charge-transfer characteris-
play an important role in SERS for the MoO2 material since new tics with various organic molecules. Nevertheless, when compared
semiconductor-to-molecule charge transfer bands were observed with inorganic and metallic SERS platforms, reports on Raman
in the absorption spectrum of MoO2–R6G. Finally, the new plat- enhancement on purely organic substrates have been very limited
form was shown to be very effective in detecting trace levels of although they offer advantageous properties such as biocompat-
various high risk chemical species such as bisphenol A (BPA) and ibility, low material cost, processibility, structural versatility,
2,4-dichlorophenol (DCP). and efficient charge-transfer. In particular, quantitative analysis
Several novel strategies regarding the enhancement of might be possible on highly homogeneous organic surfaces
electromagnetic wave-molecule interactions within inorganic (e.g., graphene or smooth molecular films) since they could
semiconductor micro-/nanostructures have been explored in provide a uniform environment for well-controlled molecular
the past decade to improve the SERS performance of semi- adsorption/chemisorption on the surface.137 To this end,
conductors. Among these, inspired by the original studies pristine organic substrates based on semiconducting small
performed on dielectric microspheres for optical sensing, molecules and single-to-few graphene layers have received
Alessandri demonstrated significant Raman scattering enhance- recent attention as efficient Raman enhancement surfaces as
ments for MB molecules adsorbed on the colloidal assembly of a result of their strong charge-transfer properties with the
SiO2–TiO2 core–shell microsphere resonators.132 The formation of adsorbed/chemisorbed probe molecules.138 Since plasmon
very effective total internal reflection in this structure yields resonance for graphene is in the range of terahertz and small
evanescent electromagnetic fields to generate local surface hot molecular thin-films do not exhibit plasmonic properties, the
spots (whispering-gallery-mode resonances), which, based on a CE mechanism is considered to be the major contributor to
theoretical study by Ausman and Schatz,133 could overlap with the Raman enhancement for these platforms.
Raman scattered radiation to result in high EFs typically observed Graphene is a single sheet of graphite, in which a monolayer
in noble metals. The core–shell microspheres were synthesized by of sp2-hydridized carbon atoms is packed into a two-dimensional
conformably coating silica cores with an amorphous titania thin (2-D) honeycomb crystal structure. It can be obtained by
shell via the atomic layer deposition (ALD) technique, which was mechanical exfoliation from highly ordered pyrolytic graphite
followed by annealing at 700 1C to promote crystalline anatase or Kish graphite, which are abundant on the Earth’s surface.
formation. The SERS study was performed against planar TiO2 Since its discovery in 2004,139 graphene has shown excellent
films grown on the same substrate via the ALD process. The mechanical, electrical, and optical properties, and it has been
enhancement was ascribed to the synergistic interplay of TiO2’s extensively studied in various applications ranging from transis-
high refractive index (2.5) and multiple light scattering, which tors to sensors. The first report on the Raman enhancement
increase the optical path for the photons resulting in the enhance- behavior of graphene was published in 2010 by Liu, Zhang, and
ment in Raman scattering. Moreover, the author showed that this co-workers.116 In this study, the authors deposited some common
SERS substrate is recyclable thanks to the photocatalytic activity of probe molecules (phthalocyanine (Pc), rhodamine 6G (R6G),
anatase TiO2 under UV irradiation. In a later study by the same protopphyrin IX (PPP), and crystal violet (CV)) on monolayer
author and co-workers, SiO2/TiO2 core/shell beads were designed and few-layer graphene (on Si–SiO2 (300 nm) substrates) by using
and studied for Raman detection of environmental CO2 molecules vacuum evaporation and solution-soaking techniques. Strong
down to the 396 ppm level.134 Similar approaches were also Raman signal intensities were observed on monolayer graphene,
employed with TiO2 photonic microarrays135 and Si nanowire as compared to the Si–SiO2 (300 nm) reference substrate resulting

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Published on 23 April 2018. Downloaded on 12/11/2018 8:46:16 AM.

Fig. 10 (a) Schematic illustration of SERS measurements of analyte molecules on graphene and a SiO2/Si substrate. (b–d) The SERS spectra of Pc
(2 Å) deposited on graphene (red line) and on the SiO2/Si substrate (blue line) at 632.8 nm (b), 514.5 nm (c), and 457.9 nm (d) laser excitation
wavelengths, respectively. (e–g) Analogue to (b–d), but depositing thinner Pc (B1 Å). Except for the peak marked by the star (*) (the 960 cm1 peak from
Si, and the 1586 cm1 peak from graphene), all the peaks are from Pc. Reproduced with permission from ref. 116. Copyright (2010) American Chemical
Society.

in EFs of 2–17 and detection limits of 108–1010 M (Fig. 10). graphene revealed that GERS is strongly dependent on the
Using pure graphene as a SERS platform without additional distance between graphene and the probe molecule.142 The
plasmonic materials is called graphene-enhanced Raman first monolayer LB film of PPP was found to show the largest
scattering (GERS). When Raman measurements were performed contribution to the Raman enhancement as compared to the
on surfaces with different numbers of graphene layers, the subsequent layers, and the functional groups in direct contact
intensities were found to decrease going from monolayer to with graphene showed much higher Raman signals than other
multilayers. On the graphite, the signals were either very weak or groups in the probe molecule. Furthermore, in a separate study,
invisible. The authors ascribed this trend to the differences in GERS was found to be very sensitive to the molecular orienta-
the electronic structures (i.e., Fermi levels) of graphene with tion by giving larger Raman responses for face-on (lying-down)
various layers, which lead to different energy band matching oriented molecules as compared to those with edge-on
(doping effect) with probe molecules.140 Considering that EM is (upstanding) orientation.143 Annealing allowed a planar probe
unlikely for graphene at 632.8 nm, 514.5 nm, and 457.9 nm laser molecule, copper phthalocyanine (CuPc), in a LB film to change
excitation wavelengths, the observed SERS enhancements were orientation from edge-on to face-on, which induces enhanced
attributed to pure CE mechanism as a result of the structurally/ p–p interactions between the CuPc molecules and graphene
energetically suitable graphene surface enabling efficient charge- resulting in a larger interfacial dipole (polarizability) and
transfer processes. In addition, the Raman enhancement was more plausible charge-transfer. In order to increase the EFs
found to be dependent on the vibrational symmetry of the of graphene platforms, p-doped graphene structures with
molecules, which further supports the CE mechanism. This oxygen-containing functional groups were prepared by Nam
discovery was actually the result of follow-up SERS experiments et al. by using UV/ozone-based oxidation methods.144 As a result
performed on graphene after the same research group’s earlier of structural disorder and p-doping effects on the surface, the EFs
results,141 in which they measured the resonance Raman spectra were found to increase to B104 when R6G probe molecules were
of R6G and PPP with greatly suppressed (B103 times) fluores- used. In addition, the degree of SERS enhancement could be
cence (FL) background when adsorbed on graphene. controlled by tuning the UV/ozone exposure time. In a similar
A later study by Zhang et al. on Langmuir–Blodgett (LB) study by Luo and Wang,145 it was found that mildly reduced
films of protoporphyrin IX (PPP) (1–4 layers) in contact with graphene oxide nanosheets could exhibit an EF of B103, which is

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higher (10) than that with the mechanically exfoliated graphene. group to question whether small molecules and their micro-/
The presence of highly electronegative oxygen species was claimed nano-structured thin-films with well-controlled p-architectures
to introduce a strong local electric field on the adsorbed mole- could exhibit similar Raman enhancement properties. The
cules to yield large Raman enhancements. A strong molecular design and application of functional organic films based
selectivity was discovered for the GERS effect in a study led by Ling on p-conjugated small molecules has been a widely studied
and Dresselhaus, which indicated that EFs might change up to research field for optoelectronic devices in the past several
2 orders of magnitude depending on the HOMO–LUMO energy decades, particularly including thin-film transistors, photo-
levels (with respect to graphene’s Fermi level) and structural voltaics, and light-emitting diodes. However, until our very
symmetry of the probe molecules.146 In a very recent work, a recent study, organic molecular films have never been used
quasi-equilibrium plasma-enhanced chemical vapor deposition as SERS platforms despite their very attractive properties such
method was developed to grow highly crystalline, atomically clean as structural versatility, facile and highly controllable synthesis/
graphene quantum dots (GQDs) directly on Si–SiO2 with sizes film-fabrication, and fine-tuning of optoelectronic properties.148
down to 2 nm.147 These GQD-based substrates were directly used Specifically, the fact that molecular structures of small molecules,
as a SERS platform without requiring any post-growth transfer and hence their electronic structures, are tunable could open the
process, and they showed EFs of up to 2.37  103 (with R6G), possibility of designing target-specific SERS platforms, so-called
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much higher than those on conventional graphene sheets, and molecular sensitive SERS. Note that this has not been possible
detection sensitivity down to 109 M (with R6G). With the with metallic, inorganic, and even graphene-based platforms
assistance of DFT calculations, the impressive Raman enhance- since the exploratory synthetic modifications are limited on
ment performance of this new substrate was attributed to these structures. In our recent study, superhydrophobic, highly
its unique structural and electronic properties, which leads to crystalline, 3D ivy-like nanostructured organic films (B20 mm)
enhanced light–matter interaction, a large amount of accessible were grown on 5 cm-diameter Si(100) substrates by using a facile
edges for absorption, and efficient charge-transfer processes physical vapor deposition (PVD) method (Fig. 11).148 The molecule
with the probe molecules. Importantly, the efficiency of charge- used in this study was the perfluorohexyl-substituted quater-
transfer, hence the degree of Raman enhancement, was found to thiophene semiconductor, DFH-4T, in which the p-electronic
be strongly dependent on the energy alignment between the structure provides efficient electron transport and perfluoroalkyl
frontier orbitals of target molecules and GQDs, which is governed chains provide excellent volatility and superhydrophobicity.
by the size of the quantum dots. In order to realize this unique morphology via vertical crystal
The great success achieved with graphene-based substrates growth, an ultrafast deposition rate of 440 nm s1 and a short
in realizing SERS-active platforms has prompted our research source-substrate distance of B7 cm were used. When methylene

Fig. 11 (a) Optical image of a vapour-deposited DFH-4T film (5 cm in diameter) with the chemical structure shown in the inset. (b–d) The representative
top-view (b and c) and cross-sectional (d) SEM images of fabricated DFH-4T films. (e) The XRD pattern of a nanostructured DFH-4T film and the view of
the molecular packing along the [3 1 1% ] crystal growth direction showing the dominant CH-interactions. (f) Optical image of a water droplet on a
nanostructured DFH-4T film used for contact-angle measurements. Reproduced with permission from ref. 148. Copyright (2017) Nature Publishing
Group.

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Table 1 The EF and LOD values of SERS platforms discussed in this review

SERS platform Probe molecule EFa LODb Ref.


Metal nanoparticle-based platforms
Dye-incorporated Au nanorod IR-792 perchlorate dye (IR-792) NA 4  1016 M (IR-792) 27
Au nanotriangle Benzothiol (BT) 1.2  105 108 M (BT) 29
Ag nanotriangle 4-Mercaptobenzoic acid (4-MBA) 3.4  105 NA 30
Concave Au nanocube assembly 4-Methylebenzenethiol (4-MBT) 106 2  106 M (cytochrome c) 40
Iodide-modified Ag nanoparticle NA NA 3 mg mL1 (lysozyme) 44
Aptamer driven Au nanoflower–Ag NP NA NA 8.6  1012 M 47
assembly (microcystin-LR)
Ag+ ions-mediated AuNP aggregates 4-Aminobenzenethiol (4-ABT) 2.05  105 30  1015 M (DNA) 49
Shell-isolated nanoparticle (Au@SiO2) Three-dimensional 4  108 NA 53
finite-difference time-domain
calculation
DNA origami based Au–Ag core–shell Cyanine dye (Cy3) 1010 Single molecule 57
nanoparticle level detection (Cy3)
Au@Ag core–shell nanorods in a micro- NA NA 1  106 M (thiocyanate) 60
fluidic chip
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Three-dimensional plasmonic platforms


Au NP decorated 3D nanoporous film BT 105 NA 63
Ag nanodisk pattern NA NA 108 M (crystal violet) 69
109 M (mitoxantrone)
Silver decorated nanostructured- Rhodamine 6G (R6G) 4.9  106 107 M (R6G) 70
polycarbonate film
9 9
Ag NP decorated electrospun PVA 4-MBA 10 10 M (4-MBA) 71
nanofibers
Au NP loaded filter paper NA NA 109 M (4-nitrothiophenol) 72
Au deposited cellulose fiber matrix NA NA 25  106 M (uric acid) 75
Ag decorated nanostructured PPX film 4-Flurobenzentiol 106 1010 M (RSV gene) 76
Ag deposited bowl-shaped PDMS film R6G 1.4  106 0.05 mg mL1 77 and 78
(albumin, cytochrome c)
Ag NP coated silicon nanowire array NA NA 4  106 M 87
(calcium dipicolinate)
In situ AgNP deposited silicon nanowire Methylene blue (MB) 106 109 M (MB) 88
array
Graphene-encapsulated Au NP decorated R6G 107 NA 89
silicon nanowire
7 2
Ag NP decorated silicon wafer 4-Mercaptophenylboronic acid 1.3  10 10 cells per mL 90
(E. coli and S. aureus)
Gold nanorods 3D-supercrystal platform — NA 1010 M (scrambled prion) 95
Ag nanorod array trans-1,2-Bis(4-pyridyl)ethane 4108 B1018 M (miRNA) 96 and 100
Au nanorod array MB 4106 10 ppb (dipicolonic acid) 102

Inorganic and organic semiconductor-based platforms


Graphene Phthalocyanine (Pc), rhodamine 2–17 8  1010 M (R6G) 116
6G (R6G), protopphyrin IX (PPP), 2  108 M (PPP)
and crystal violet (CV)
TiO2 Pyridine 103–104 NA 118
ZnO nanocrystals 4-Mercaptopyridine (4-MPy) 103 103 M 119
ZnO colloids Cyanine dye (D266) B50 105 M 120
ZnS nanocrystals 4-MPy 103 106 M 122
CdTe quantum dots 4-MPy 104 NA 123
ZnO nanorod arrays (ZnONRs) 4-MPY, acetaminophen and NA 104 M (4-MPY and 124
(Bu4N)2[Ru(dcbpyH)2-(NCS)2] acetaminophen),
(N719) 107 M (N719)
ZnO nanowires and nanocones 4-MPy 103 0.2 M 125
Amorphous ZnO nanocages (a-ZnO NCs) 4-MPy 6.62  105 NA 126
W18O49 nanowire R6G 3.4  105 107 M (R6G) 127
a-MoO3x nanobelts 4-MBA, R6G and MB 1.8  107 108 M (R6G) 128
107 M (MB)
Cu2O mesoporous spheres R6G 8  105 109 M 129
MoS2xOx and MoSxOy R6G 1.1  104 107 M 130
(MoS2xOx)
1.4  105
(MoSxOy)
MoO2 R6G 3.75  106 107 M (R6G) 131
SiO2/TiO2 core/shell beads (T-rex) Environmental CO2 NA B400 ppm 134
(environmental CO2)
TiO2 photonic microarrays MB 2  104 6  106 M 135
Si nanowire arrays MB NA 107 M (MB) 136

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Table 1 (continued)

SERS platform Probe molecule EFa LODb Ref.


4
Graphene R6G 10 NA 144
Mildly reduced graphene oxide (MR-GO) Rhodamine B (RhB) 103 5  108 M (RhB) 145
nanosheets
Graphene quantum dots (GQDs) R6G 2.37  103 1  109 M (R6G) 147
Perfluorohexyl-substituted MB 3.4  103 1  105 M 148
quaterthiophene (DFH-4T)
Au@DFH-4T MB 1010 o1021 mole 148
a b
EF = enhancement factor. LOD = limit of detection.

blue was used as a probe molecule, DFH-4T films without any materials science, and raises many interesting opportunities
additional plasmonic layer exhibited unprecedented Raman in not only the fabrication of novel materials but also their
signal enhancements up to 3.4  103, which was the first time applications in life sciences. As presented in detail in this
that a small molecular thin-film enhances Raman signals in the review, the recent focus on SERS-active materials has shifted
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SERS field. Considering that DFH-4T film has an extremely low from conventional plasmonic surfaces to alternative three-
intrinsic charge-carrier density (o1013 cm3), chemical enhance- dimensional structures and nano-/microstructured semi-
ment was considered to be the dominant mechanism relying on conductors with fine-tuned electronic properties. The EF and
resonance charge transfer processes between the DFH-4T surface LOD values of SERS platforms mentioned in this review are also
and the analyte molecules as supported by quantum mechanical summarized in Table 1 as a simple guide for the readers.
calculations.149 In addition, comparative experiments on thin- Among the SERS platforms, inorganic and organic semi-
films with either a fluorocarbon-free DH-4T semiconductor conductors have gained extensive attention in the past few
or relatively smoother morphologies indicated that both the years showing continuously improving SERS performances
molecular structure and film morphology played significant roles and bringing in new promises such as molecular sensitivity
in the performance of this organic SERS-platform. Finally, we (i.e., on small molecular film surface) and quantitative detection
showed that nanostructured DFH-4T films were excellent low- (i.e., on smooth two-dimensional graphene surface). Although
surface energy templates for additional plasmonic metal deposi- much of the theoretical enhancement mechanisms for metallic
tion and that closely packed gold nanoparticulates (9–16 nm and inorganic materials have been established, at least in
in size) could be deposited via PVD. This organic–metal hybrid principle to explain the observed SERS results, a strong under-
platform enabled Raman signal enhancements of up to 1010 and standing of the enhancement mechanism is still required
sub-zeptomole (o1021 mole) analyte detection. The realization in carbon-based p-conjugated SERS platforms. In our opinion,
of organic semiconductor-based SERS platforms might open the further development of high-performance, unconventional SERS
door to fabricating large-area platforms by using low-cost and platforms is essential, not only to open up new opportunities
facile techniques such as physical vapor deposition and solution- for real-life applications in the fields of medical diagnostics,
processing with no requirement of advanced lithographic environmental protection, food safety, and even homeland
techniques. Despite the very promising results obtained here, security, but also to develop a strong understanding of material
further research is certainly needed to develop a library of structure–property–SERS performance relationships.
compounds as new SERS platforms and to explore structure–
property–SERS response relationships in a greater detail. This will
not only boost enhancement factors but also reveal the structural Conflicts of interest
requirements of organic systems to enable much higher SERS
There are no conflicts to declare.
activity.

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