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CMX - Bao Cao Ket Qua Giao Dich Co Phieu - KB Securities PDF
CMX - Bao Cao Ket Qua Giao Dich Co Phieu - KB Securities PDF
APPENDIX07
BAO cAo VE THAY D6I so HUU cuA co DONG LdN, NHA DAU TV NAM GIU
TV 5% TRO LEN CHUNG CHI QUY DONG
REPORT ON CHANGES IN OWNERSHIP OF MAJOR SHAREHOLDERS/INVESTORS
HOLDING 5% OR MORE OF CLOSED FUND CERTIFICATES
(Ban hanh kem theo Thong tu s6 155/2015/TT-BTC ngay 06 thang 10 niim 2015 cua B(J Tai
chinh hufrng ddn cong b6 thong tin tren tht truang chimg khoan)
(Promulgated with the Circular No 155/2015/TT-BTC on October 06, 2015 of the Ministry
of Finance guiding the Information disclosure on securities markets)
BAO cAo VE THAv DOI so HUU CUA c6 DONG LON, NHA. DAU TU NAM
GIU TU 5% TRO LEN CHUNG CHi QUY DONG
REPORT ON CHANGES IN OWNERSHIP OF MAJOR
SHAREHOLDERS/INVESTORS HOLDING 5% OR MORE OF CLOSED FUND
CERTIFICATES
issue Korea.
- Dia chi lien h�IDia chi tIV sa chinh/ Address: 21, Yeouinaru-ro 4-gil, Yeongdeungpo-gu,
Seoul
- Di�n tho�i/ Telephone: +82-2-6114-0993 Fax: 82-2-2073-5652 Email:
Globalbk@kbsec.com Website: ...............
2. Ngum co lien quan cua ca nhan/t6 chuc diu tu (dang nfun giu cung lo�i cf> phiSu/chung chi
quy) I related person (currently holding the same types of shares/ fund certificates):
Nobody/Khong co
- HQ va ten ca nhan/Ten t6 chuc co lien quan I Full name of related individual/organization:
- Qu6c tich/Nationality:
- s6 CMND, HQ chiSu, The can CUO"C (d6i vai ca nhan) ho�c s6 Gi§.y chung nh� dang ky
doanh nghi�p, Gi§.y phep ho�t d9ng ho�c gi§.y ta phap ly tuong duong (d6i vai t6 chuc), ngay
c§.p, ncri c§.p / ID card/Passport No. (in case of individual) or Certificate of business
registration No. (in case of organization), date of issue, place of issue.
- Chuc V\l hi�n nay t�i cong ty d�i chung/ cong ty quan ly quy (nSu co)/ Current position at
the public company/fund management company (ifany):
- M6i quan h� vai ca nhan/t6 chuc diu tu/ Relationship with the individual/institutional
investor:
3. Ten cf> phiSu/chung chi quy/ma chung khoan sa huu/ Name & code of share/fund certificate
owned: CMX
4. Cac tai khoan giao dich co chung khoan neu t�i mµc 3/ Trading account number with shares
mentioned in paragraph 3 above:
5.S6 luQTig, ty 1� cf> phiSu/chung chi quy nfun giu tru&c khi thgc hi�n giao dich/ Number,
ownership proportion of shares/fund certificates held before the transaction: 2,974,860
shares (11.25%)
6.s6 luQTig cf> phiSu/chung chi quy da mua/ban/cho/duqc cho/t�g/duqc t�g/thua kS/chuy�n
nhuQTig/nh� chuy�n nhuQTig/hoan d6i (lam ty l? sa huu co thay d6i qua nguffng m9t phtin
tram (1 %)/ Number of shares I fund certificate purchase/sell/
give/donate/donated/inheritance/transfer/transferred/swap (to do percentage of ownership
has changed over the threshold of one percent (1 %) : 63,000 shares
7.S6 luQTig, ty 1� cf> phiSu/chung chi quy dong nfun giu sau khi thgc hi�n giao dich/ Number,
ownership proportion of shares/fund certificates hold after the transaction 3,037,860 shares
(11.49%)
8.S6 luQTig, ty 1� cf> phiSu/chung chi quy dong ma ngum co lien quan dang nfun giu/ Number,
onwerhsip proportion of shares/ closed fund certificates currently held by the related person:
0 share
9.S6 luQTig, ty 1� cf> phiSu/chung chi quy dong cung ngum co lien quan nfun giu sau khi thgc
hi�n giao dich/ Number, ownership proportion of shares/fund certificates held by individual/
organization investor and related person after the transaction: 0 share