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https://doi.org/10.1080/13632469.2020.1785357
1. Introduction
Traditional reinforced concrete structures dissipate seismic energy through the plastic deformation of
its main structural members, which greatly increases the time and cost of postearthquake repair due to
serious damage and large residual deformation caused by strong earthquakes. Previous investigations
have shown that the repair or retrofit cost of the structure will exceed the reconstruction cost when the
residual inter-story drift exceeds 0.5% (McCormick et al. 2008). Based on this situation, various kinds
of self-centering energy dissipation braces which include self-centering buckling restrained braces
(Chou and Chung 2014; Chou et al., 2016a, 2016b; Terán-Gilmore, Ruiz-García, and Bojórquez-Mora
2015; Wang, Nie, and Pan 2017; Wu, Lu, and Zhao 2019), self-centering brace with friction devices
(Hu and Noh 2015; Tremblay, Lacerte, and Christopoulos 2008; Xu et al., 2016a, 2016b; Zhu and
Zhang 2008), self-centering viscous damping braces (Kitayama and Constantinou 2016; Xu, Xie, and
Li 2018), the shape memory alloy (SMA)-based braces (Hamdy 2017), etc. have been developed and
investigated for reducing residual deformations of buildings. While, in order to prevent buckling and
provide self-centering and energy dissipation capabilities, most of existing self-centering braces have
complex structural configurations, large cross-section size and expensive cost, which largely impede
the industrialization of these self-centering braces. For avoiding compressive buckling and simplifying
the structural configurations of self-centering braces, self-centering tension braces (Araki et al. 2016;
Chi et al. 2018; Mousavi and Zahrai 2017; Shrestha et al. 2014) which can only bear tension load are
developed and which generally connect steel bar or flexible steel strand and shape memory alloy
(SMA) rod or damper with self-centering capability in series.
CONTACT Tong Guo guotong@seu.edu.cn School of Civil Engineering, Southeast University, Nanjing 210096, P.R.China
© 2020 Taylor & Francis Group, LLC
2 J. WANG ET AL.
Although numerous research results have showed that self-centering braces and self-centering
tension braces presented excellent effects on reducing maximum and residual deformations of
structures, the reliable seismic design methods of frame with self-centering braces could rarely be
found. O’Reilly et al. presented a performance-based design of a self-centering concentrically
braced frame (SC-CBF) using the direct displacement-based design procedure, where the base
shear was obtained for the equivalent system and the lateral forces and displacements of SC-CBFs
were obtained by the code-based equivalent lateral force procedure (O’Reilly, Goggins, and Mahin
2012). Qiu and Zhu developed a performance-based plastic design method of steel frame with
SMA-based braces (Qiu and Zhu 2017; Qiu et al. 2017), where the design base shear was obtained
through energy-work balance using desired yield mechanism. Liu et al. proposed a direct dis
placement-based design procedure with a non-iterative procedure of frame with self-centering
buckling restrained braces (Liu, Li, and Zhao 2018), where the base shear was obtained based on
the equivalent linear method and the yield strength and displacement were determined directly by
the predetermined objective drift. Although the above research results demonstrate that the
frames with specific self-centering braces designed using their own design methods are able to
realize the designed performance targets, a rational design methodology for reinforced concrete
frames with self-centering tension braces has seldom been reported in literature. To fill in this
knowledge gap, this paper proposes a performance-based design method of RC moment-resisting
frames with friction damped self-centering tension braces.
In this paper, performance-based seismic design method of moment-resisting RC-frame with
friction damped self-centering tension braces is developed, which can not only be applied to the
design of RC-frame with FSTBs, can also be extend to frame with other self-centering tension
braces. First, the structural configuration, theoretical load-displacement relationship, and the simu
lating method of FSTB are introduced. Cyclic loading tests of a FSTB specimen are conducted to
validate the correctness of the simulating model of FSTB established in OpenSees. Thereafter,
nonlinear dynamic analyses are conducted on the 3-, 6-, 9-, and 12-story FSTB-frames designed
by proposed method, so as to verify the feasibility and effectiveness of proposed design method.
Moreover, the seismic performance of the RC frame with and without self-centering tension braces
are compared.
Figure 1. Structural configuration of the FSTB: (a) The assembled FSTB; (b) the profile of FSTB; and (c) high-strength tendon and
connectors.
FSTB should be controlled in the design to ensure the materials remain elastic during the earthquake
loading. The corresponding x-coordinates of X1, X2, and X3 can be defined by Equations (1)–(3),
respectively. The load-displacement relationship of stage E-O, stage O-B, stage B-C, stage C-D, and
stage D-A can be described through Equations (4)–(8), respectively, where the pre-compression force
of disc springs and friction force are labeled as Fn and F, respectively. The linear stiffness of high-
strengthen tendon K1 = Ew∙Aw/lw, where Ew, Aw, and lw indicate the elastic modulus, cross-sectional
area and length of high-strengthen tendon, respectively. The stiffness of the disc springs is labeled as
K2, and the maximum displacement and load are labeled as Xm and Fm, respectively.
Fn þ F f
X1 ¼ (1)
K1
2Ff
X2 ¼ Xm (2)
K1
Fn Ff
X3 ¼ (3)
K1
�
K1 K2 K1 Fn þ Ff
F¼ xþ ; ðX1 < x < Xm Þ (6)
K1 þ K2 K1 þ K2
�
K12 K1 Fn þ Ff
F ¼ K1 x Xm þ ; ðX2 < x < Xm Þ (7)
K1 þ K2 K1 þ K2
K1 K2 K1 ðFn Ff Þ
F¼ xþ ; ðX3 < x < X2 Þ (8)
K1 þ K2 K1 þ K2
180
120
Load (kN)
100
80
60
40 Fn =45kN
20 Ff =45kN
0
0 5 10 15 20
Displacement (mm)
(a) (b)
200
210
180
Experimental results Experimental results
180 Numerical results 160
Numerical results
140
150
Load (kN) 120
Load (kN)
120
100
90 80
60
60 Fn =70kN
Fn =70kN 40
Ff =45kN Ff =30kN
30
20
0 0
0 5 10 15 20 0 5 10 15 20
Displacement (mm) Displacement (mm)
(c) (d)
Figure 3. The comparison of numerical and experimental results: (a) Loading field; (b) Case 1; (c) Case 2; and (d) Case 3.
ui ai
ci ¼ ¼ (9)
ueff aeff
6 J. WANG ET AL.
Vb Fn un
mn
Fn-1 un-1
Vy mn-1 Meff
Vb ueff
Base shear
Fi ui
Keff
mi Equivalent
F2 u2 Keff
m2
hi ζeff
F1 u1
m1
O uy ueff
Vertex displacement
Fi ¼ mi ai ¼ mi ci aeff (10)
!
X
n X
n
Vb ¼ Fi ¼ mi ci aeff ¼ Meff aeff (11)
i¼1 i¼1
X
n
Vb ueff ¼ Fi ui (12)
i¼1
P
n
m i ui
i¼1
Meff ¼ (13)
ueff
mi ui
Fi ¼ Vb (14)
P
n
mj uj
j¼1
P
n
mi ui 2
i¼1
ueff ¼ (15)
Pn
mi ui
i¼1
� �2
2π
Keff ¼ Meff (16)
Teff
Fn Fnf Fns
FSTB
Fi Fif Fis
F2 = F2f + F2s
Tensile state
F1 F1f F1s
Compressive
state
Vb
FSTB-frame
Vy
frame system
Base shear
Vbf
Vbs
FSTB system
O uys uy uu
Roof displacement
Figure 6. The bear capacity curve of FSTB system, frame system, and FSTB-frame.
force on the ith floor of FSTB-frame, frame system and FSTB system, respectively. The lateral load
distribution coefficient of FSTB system is labeled as Φ, and the base shear of FSTB system and frame
system can be calculated through equations Vbs = ΦVb and Vbf = (1-Φ)Vb. Figure 6 presents the
bearing capacity curve of FSTB-frame, frame system and FSTB system, where the yield base shear,
design base shear of FSTB-frame, frame system and FSTB system are labeled as Vy, Vb, Vbf, and Vbs,
respectively; yield roof displacement of FSTB-frame and FSTB system and design vertex displacement
of FSTB-frame are labeled as uy, uys, and uu, respectively. Since the FSTB system can only resist lateral
force and almost all vertical loads are resisted by the frame system, and the yield stiffness of the frame
is small in the case of high axial compressive ratio, thus the yield stiffness of the frame system is not
considered for assuring security.
8 J. WANG ET AL.
ζ eff ¼ ζ eq þ ζ i þ ζ ad (19)
JOURNAL OF EARTHQUAKE ENGINEERING 9
� �
1
ζ rcframe ¼ 0:2 1 pffiffi (20)
μ
Ed ð1 αÞλ þ α 1
ζ fstb ¼ ¼ (21)
4πEs αλ2 αλ þ λ
4π2
T 2 ½0:45 þ 10ðη2 0:45ÞT� ¼ Sd ; T � 0:1s (22a)
αmax g
sffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
Sd
T ¼ 2π ; 0:1s � T � Tg (22b)
η2 αmax g
4π2 Sd 1
T¼ð γ Þ2 γ ; Tg � T � 5Tg (22c)
Tg η2 αmax g
� � 4π2 Sd
T 2 0:2γ η2 η1 ðT 5Tg Þ ¼ ; 5Tg � T � 6:0s (22d)
αmax g
0:05 ζ
γ¼0:9þ (22e)
0:3þ6ζ
0:05 ζ
η1 ¼ 0:02 þ ; ðη1 � 0Þ (22f)
4 þ 32ζ
0:05 ζ �
η2 ¼1þ ; η2 � 0:55 (22g)
0:08þ1:6ζ
Gi hi
Fi ¼ ð1 δn ÞVb ; ði ¼ 1; 2; � � �; n 1Þ (23a)
P
n
Gj hj
j¼1
Gi hi
Fn ¼ ð1 δn ÞVb þ δn Vb ; ði ¼ n Þ (23b)
P
n
Gj hj
j¼1
� �
Δui f Δui �
Vi s ¼ Vi f þ Vi Vi f (24)
Δui f
Vi s ¼ Vi Vi f (25)
According to the above-detailed introduction of design procedure, the flow chart of the design
procedure is presented in Fig. 7, where the lateral shape function ui, hysteretic damping ratio ζeq of
frame system due to ductility, the additional damping ratio ζad due to the energy dissipation of FSTB
system and the lateral load distribution coefficient Φ of FSTB system can be optimized.
10 J. WANG ET AL.
Determine θ, μ and ui
If FSTB-frame meets N
target performance?
Y
Complete
lb i
cos βi ¼ (26)
ls i
ui s
uyi s ¼ (28)
λi
Vi s
Fi s ¼ (29)
Ni cos βi
�
K1 i uyi s þ αK1 i ui s uyi s ¼ Fi s (30)
αi K1 i
K2 i ¼ (31)
1 αi
K1 i uyi s
Fn i ¼ F f i ¼ (32)
2
K1 i ls i
As i ¼ (33)
E
5. Design Cases
5.1. Building Model
The proposed design procedure for FSTB-frames are demonstrated using four case buildings with 3, 6,
9, and 12 stories, respectively. All of the four buildings have the same plan layout as shown in Fig. 9a.
Since the accidental torsion of structure with symmetrical plan dimension can be neglected, a plane
frame is selected for design and analysis. According to the proposed design method, 3-, 6-, 9-, and 12-
story plane FSTB-frames based on different performance objectives, are designed for a site with
a seismic fortification intensity of eight and class II soil conditions (MHURD-PRC 2010a). Figure
9b shows the elevation view of the four plane FSTB-frames. The detailed design parameters of the four
12 J. WANG ET AL.
5@6600mm
Y
7@6600mm
(a)
3@ 3300mm
Pin connect
5@6600mm
3-Story FSTB-Frame
12@ 3300 mm
9@ 3300 mm
6@ 3300 mm
(b)
Figure 9. Plan and elevation views of the frames: (a) plan view and (b) elevation view.
plane FSTB-frames are shown in Table 1. The cross-sectional sizes and reinforcing details of the four
plane FSTB-frames are shown in Table 2 and the detailed parameters of FSTBs are shown in Table 3.
The four plane FSTB-frames adopt HRB335 with the nominal yield strength of 335 MPa and the C35
JOURNAL OF EARTHQUAKE ENGINEERING 13
As Ff K1 K2 Ff K1 K2
Story (mm2) (kN) (kN/mm) (kN/mm) 2
As (mm ) (kN) (kN/mm) (kN/mm)
1 1150.54 57.53 31.18 10.39 488.06 48.30 13.23 4.41
2 1036.81 51.84 28.10 9.37 477.58 46.27 12.94 4.31
3 604.41 30.22 16.38 5.46 445.20 42.20 12.07 4.02
4 389.45 36.11 10.56 3.52
5 308.72 27.98 8.37 2.79
6 201.24 17.82 5.45 1.82
Story 9-story 12-story
1 1257.46 61.78 34.08 11.36 717.29 70.23 19.44 6.48
2 1278.13 60.58 34.64 11.55 741.19 69.49 20.09 6.70
3 1778.84 81.22 48.21 16.07 758.96 67.99 20.57 6.86
4 2018.76 88.67 54.72 18.24 769.72 65.75 20.86 6.95
5 2027.72 85.54 54.96 18.32 772.37 62.76 20.93 6.98
6 1874.03 75.81 50.79 16.93 765.61 59.02 20.75 6.92
7 1674.59 64.83 45.39 15.13 747.81 54.53 20.27 6.76
8 1361.34 50.34 36.90 12.30 716.99 49.29 19.43 6.48
9 948.11 33.41 25.70 8.57 670.60 43.31 18.18 6.06
10 605.43 36.58 16.41 5.47
11 517.32 29.10 14.02 4.67
12 400.75 20.87 10.86 3.62
grade concrete with the nominal cubic compressive strength of 35 MPa (MHURD-PRC 2010b). The
design dead and live loads are 5 kN/m2 and 2 kN/m2 for the floors and roof, and the dead load of in-
filled walls is 15 kN/m. The simulating model of FSTB-frame is established in OpenSees, the
DispBeamColumn elements are adopted to simulate the beams and columns. The adopted concrete
constitutive model is the Concrete02 material, as shown in Fig. 10, where E0, σc0, εc0, σcu, εcu, d, σt, and
Et are initial elastic modulus, concrete compressive strength, concrete strain at maximum strength,
concrete crushing strength, concrete strain at crushing strength, ratio between unloading slope at εcu
and initial elastic modulus E0, tensile strength, and tension softening stiffness, respectively (Hisham
and Yassin 1994). And the adopted steel constitutive model is the Steel02 material which is a uniaxial
Giuffre-Menegotto-Pinto steel material object with isotropic strain hardening (Filippou, Popov, and
Bertero 1983).
1.0
0.7 Mean-0.2DEV
Mean+0.2DEV
0.6
0.5
3-story (0.693s)
0.4
0.1
0.0
0 1 2 3 4
Period (s)
Figure 11. Individual, mean and target spectra under DBE.
JOURNAL OF EARTHQUAKE ENGINEERING 15
6
3
D1 D1
D2 5
D2
D3 D3
D4 4 D4
D5 D5
Story
Story
2
D6 D6
D7 3
D7
Mean Mean
Threshold 2 Threshold
1
1
0.003 0.004 0.005 0.006 0.007 0.008 0.002 0.003 0.004 0.005 0.006 0.007 0.008 0.009 0.010 0.011
Story drift Story drift
(a) (b)
9 12
11
8
D1 10
7 D2 D1
9
D3 D2
6 D4 8 D3
Story
D5 7 D4
Story
5
D6 6 D5
4 D7 D6
5
Mean D7
3 4
Threshold Mean
3 Threshold
2
2
1 1
0.002 0.003 0.004 0.005 0.006 0.000 0.002 0.004 0.006 0.008 0.010 0.012
Story drift Story drift
(c) (d)
Figure 12. The story drift profiles under DBE: (a) 3-story; (b) 6-story; (c) 9-story; and (d) 12-story.
16 J. WANG ET AL.
6
D1 D1
3
D2 D2
D3 5 D3
D4 D4
D5 D5
4
D6 D6
Story
Story
2 D7 D7
Mean 3 Mean
Threshold Threshold
2
1
1
0.0000 0.0004 0.0008 0.0012 0.0016 0.0020 0.0000 0.0004 0.0008 0.0012 0.0016 0.0020
Residual story drift Residual story drift
(a) (b)
9 12
D1 11
D1
8 D2
D2 10
D3 D3
7
9 D4
D4
6 D5 8 D5
D6 7 D6
Story
Story
5 D7
D7 6
4 Mean Mean
5
Threshold Threshold
3 4
3
2
2
1 1
0.0000 0.0004 0.0008 0.0012 0.0016 0.0020 0.0000 0.0004 0.0008 0.0012 0.0016 0.0020
Residual story drift Residual story drift
(c) (d)
Figure 13. The residual story drift under DBE: (a) 3-story; (b) 6-story; (c) 9-story; and (d) 12-story.
9 12
6
3 11
8
10
5
7 9
6 8
4
Story
7
2 5
6
3
4 5
Bare-frame
4 FSTB-frame
3
2 3
2
1 2
1 1 1
0.004 0.006 0.008 0.010 0.006 0.008 0.010 0.012 0.004 0.006 0.008 0.010 0.002 0.004 0.006 0.008 0.010
Story drift Story drift Story drift Story drift
Figure 14. The average story drift profiles under DBE: (a) 3-story; (b) 6-story; (c) 9-story; and (d) 12-story.
values of average story drift profiles of 3-story, 6-story, 9-story, and 12-story bare-frame are 0.813%,
1.145%, 1.003%, and 0.956%, respectively. Compared with 3-story, 6-story, 9-story, and 12-story bare-
frames, the maximum values of average story drift profiles of FSTB-frames are reduced by 40.344%,
37.380%, 51.745%, and 17.678%, respectively. Figure 15 presents that the maximum values of average
residual story drift profiles of 3-story, 6-story, 9-story, and 12-story bare-frames are 0.277%, 0.253%,
JOURNAL OF EARTHQUAKE ENGINEERING 17
6 9 12
3
11
8
5 10
7 9
6 8
4
Bare-frame 7
Story
2 5
FSTB-frame 6
3
4 5
3 4
2
3
2
1 2
1
1 1
0.000 0.001 0.002 0.003 0.000 0.001 0.002 0.000 0.001 0.002 0.0000 0.0005 0.0010 0.0015
Residual story drift Residual story drift Residual story drift Residual story drift
Figure 15. The average residual story drift profiles under DBE: (a) 3-story; (b) 6-story; (c) 9-story; and (d) 12-story.
0.235%, and 0.159%, respectively. The maximum values of average residual story drift profiles of
3-story, 6-story, 9-story, and 12-story FSTB-frames are respectively reduced by 45.848%, 42.292%,
64.681%, and 51.572% through the comparison with bare-frames.
The comparison between design base shear and the maximum base shear acquired from time-
history dynamic analysis of the four FSTB-frames can be seen in Fig. 16, the difference between design
base shear and the maximum base shear obtained from time-story dynamic analysis of 3-, 6-, 9-, and
12-story FSTB-frames are 3%, 29%, 19%, and 17%, respectively, which shows that adopted the
proposed seismic design method can implement the design performance objective when the difference
between design and time-history dynamic analysis base shear less than 30%. Figure 17 presents the
stress-strain curve of FSTBs on the second floor of the 3-story FSTB-frame under the D1 ground
motion recorder. As is shown in Fig. 17, the maximum stress of FSTB is only 200 MPa under the
design-basis earthquake, while nominal tensile strength of high-strength tendon used in FSTB is 1860
Mpa, which indicates that FSTB has a high bearing capacity and can provide a large safety margin for
the structure.
2000
Time-history dynamic analysis Difference: 17%
1800 Design Difference: 19% 1768
1600
1601
1466
1400
Base shear (kN)
1289
1200 Difference: 29%
Difference: 3% 1065
1000 930 900
800 756
600
400
200
0
3-story 6-story 9-story 12-story
Structure
Figure 16. The contrast of base shear.
18 J. WANG ET AL.
250
FSTB-positive
200 FSTB-negative
150
Stress (MPa)
100
50
Acknowledgments
The authors gratefully acknowledge the Ministry of Science and Technology of the People's Republic of China (No.
2018YFE0206100), the Program of National Natural Science Foundation (No. 51508251), the Natural science fund for
colleges and universities in Jiangsu Province (No. 15KJB560005) and the Jinling Institute of Technology High-level
Personnel Work Activation Fee to Fund Projects (No. jit-b-201614).
JOURNAL OF EARTHQUAKE ENGINEERING 19
Funding
This work was supported by The Ministry of Science and Technology of the People’s Republic of China [No.
2018YFE0206100]; The Natural science fund for colleges and universities in Jiangsu Province [No. 15KJB560005];
The Jinling Institute of Technology High-level Personnel Work Activation Fee to Fund Projects [No. jit-b-201614]; The
Program of National Natural Science Foundation [No. 51508251].
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