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Review

Negative symptoms of schizophrenia: new developments


and unanswered research questions
Silvana Galderisi, Armida Mucci, Robert W Buchanan, Celso Arango

Lancet Psychiatry 2018; Negative symptoms of schizophrenia are associated with poor functional outcome and place a substantial burden on
5: 664–77 people with this disorder, their families, and health-care systems. We summarise the evolution of the conceptualisation
Published Online of negative symptoms, the most important findings, and the remaining open questions. Several studies have shown
March 27, 2018
that negative symptoms might be primary to schizophrenia or secondary to other factors, and that they cluster in the
http://dx.doi.org/10.1016/
S2215-0366(18)30050-6 domains of avolition–apathy and expressive deficit. Failure to take this heterogeneity into account might hinder
Department of Psychiatry, progress in research on neurobiological substrates and discoveries of treatments for primary or enduring negative
University of Campania Luigi symptoms. Improvement in recognition and routine assessment of negative symptoms is instrumental for correct
Vanvitelli, Naples, Italy management of secondary negative symptoms that are amenable to treatment. If substantial progress is to be made
(Prof S Galderisi MD,
in the understanding and treatment of negative symptoms, then advances in concepts and assessment should be
A Mucci MD); Maryland
Psychiatric Research Center, integrated into the design of future studies of these symptoms.
University of Maryland School
of Medicine, Baltimore, MD, Introduction two different subdomains within the negative symptom
USA (Prof R W Buchanan MD);
Negative symptoms have been recognised as core features dimension, evidence supporting the distinction between
and Department of Child and
Adolescent Psychiatry, of schizophrenia since the first descriptions of the primary and secondary negative symptoms, boundaries
Hospital General Universitario disorder.1–3 In contrast with positive symptoms, which are with other schizophrenia dimensions, and advances in
Gregorio Marañón, Centro de thought to reflect an excess or distortion of normal pathogenetic hypotheses, and it will provide an overview
Investigación en Red de Salud
functions (eg, auditory hallucinations), negative symp- of present and potential future treatments.
Mental, Instituto de
Investigación Sanitaria toms have been regarded as a reduction of normal
Gregorio Marañón, and School functions either related to motivation and interest, such Conceptualisation of negative symptoms
of Medicine, Universidad as avolition, anhedonia, and asociality, or to expressive Brief history of negative symptom conceptualisation
Complutense de Madrid,
Madrid, Spain
functions such as blunted affect and alogia. Traditional conceptualisations of negative symptoms
(Prof C Arango MD) Negative symptoms are frequently observed; two large have regarded these symptoms as a core component of
Correspondence to: cross-sectional retrospective studies4,5 involving more schizophrenia.1–3 Two aspects have dominated the
Prof S Galderisi, Department of than 1000 people with schizophrenia reported that over description of negative symptoms: the reduction of
Psychiatry, University of 50% of study participants had at least one negative emotional expression and the loss of motivation.
Campania Luigi Vanvitelli, Largo
symptom. They are associated with poor functional Eugen Bleuler1 described individuals with schizophrenia
Madonna delle Grazie,
80138 Naples, Italy outcome6,7 and pose a substantial burden on people with as having expressionless faces, being indifferent towards
silvana.galderisi@gmail.com schizophrenia, their families, and health-care systems. everything, and having no urge to do anything either on
In light of these associations, interest in negative their own initiative or at the bidding of another.
symptoms has grown over the past decade, and they have Emil Kraepelin3 reported emotional dullness and loss of
become a key target for the development of new mastery over volition. Dide and Guiraud14 introduced the
treatments. However, progress in relevant fields of concept of athymhormia, including loss of emotions and
research has been slow and negative symptoms remain a affect, and loss of drive. Delay and Deniker15 described a
crucial unmet therapeutic need. form of schizophrenia characterised by adynamia and
Although psychiatrists are familiar with the concept of indifference, as opposed to agitation and delusions. The
negative symptoms of schizophrenia, misconceptions concept of basic symptoms, though only partly applicable
and uncertainties about the correct identification and to current concepts of negative symptoms, also
management of these symptoms remain. contributed to raising the awareness of psychiatrists and
In the past decade, efforts to improve the con- researchers to negative symptoms.16
ceptualisation and assessment of negative symptoms The introduction of operational diagnostic criteria and
have contributed to reducing their overlap with other classification systems contributed to de-emphasising the
schizophrenia dimensions and identifying the areas in role of negative symptoms as a core component of
which borders are still poorly defined.8–10 The heterogeneity schizophrenia, mainly because of their presumed poor
of the negative symptom dimension is acknowledged and inter-rater reliability, while prioritising the role of positive
regarded as a potential confounder in research and symptoms and especially of first-rank symptoms (eg,
education, and an obstacle to correct management of though insertion, withdrawal or broadcasting, and
some secondary negative symptoms which are amenable delusions of control, influence, or passivity).17 Nevertheless,
to treatment.11–13 several researchers remained focused on the negative
This Review will cover the main advances in symptom dimension, and they proposed either a dimen­
conceptualisation and assessment of negative symptoms sional or a categorical approach to their conceptualisation.18–21
of schizophrenia, findings relevant to identification of The work of these groups contributed to the resurgence of

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Review

interest in negative symptoms, although they have never overlap is minor, associations are weak and, despite
been regarded as core symptoms of schizophrenia in nearly all people with schizophrenia having some degree
classification systems. of cognitive impairment, only half of them experience
negative symptoms.22 Additionally, the possibility should
Current conceptualisation of negative symptoms be considered that avolition might lead to poor
In the past decade, negative symptoms have received performance on cognitive assessment tasks.26
increased attention because of their effect on real-life An association between conceptual disorganisation
functioning of people with schizophrenia. The dearth of and negative symptoms has sometimes been assumed27
effective therapeutic interventions and the inconsistency and might be partly due to the presence of items related
of research findings relevant to the neurobiological to conceptual disorganisation in instruments traditionally
underpinnings of negative symptoms have highlighted used to assess negative symptoms.
the need for a reconceptualisation of this dimension. The distinction between depression and negative
The association between negative and positive symp- symptoms is also challenging because of the commonalities
toms has been differently conceptualised over time. in clinical presentation, such as diminished emotional
John Hughlings Jackson2 regarded negative symptoms as expression, anhedonia, social withdrawal, and apathy.
the direct expression of the loss of function of the higher However, negative symptoms and depression are separable
nervous system levels; positive symptoms, instead, were symptom domains according to factor analysis studies,28
regarded as secondary—ie, due to the disinhibition of and they can be distinguished by accurate clinical
lower levels previously controlled by the higher ones. assessment.
Other authors have defended the independence of the Important progress has been made in the
two dimensions.15 The idea that a common patho­ acknowledgment of the heterogeneity of negative
physiology is at the origin of both negative and positive symptoms, the importance of differentiating primary
symptoms has not been supported by evidence, and from secondary and persistent from transient negative
several studies have indicated that negative symptoms symptoms, and the need to overcome diversities among
are independent from positive symptoms, cognitive research groups with respect to defining the main
dysfunctions, disorganisation, and depression.9 However, constructs to be included in the negative symptom
clear boundaries are not always possible to identify. dimension. A consensus has been achieved on the main
Despite the largely documented independence of constructs to be included in the negative symptom
negative from positive symptoms,22 substantial evidence dimension—ie, alogia, blunted affect, anhedonia,
indicates that the longer the duration of untreated asociality, and avolition.9 A brief definition of each
psychosis, the greater the severity of negative symptoms.23 symptom is provided in panel 1.
These data need to be further assessed in longitudinal In contrast, no consensus has emerged so far on
research designs to exclude the possibility that longer whether a categorical or a dimensional approach is better
duration of untreated psychosis in patients with negative suited to negative symptoms. Evidence supporting the
symptoms is the result of an insidious onset that might validity of the categorical approach has been produced
delay presentation of cases and entry into treatment.24 for the deficit schizophrenia construct (ie, the subtype of
Associations between positive and negative symptoms schizophrenia characterised by the presence of primary
might also result from assessments focusing on and persistent negative symptoms).29–32 However, evi-
behavioural aspects instead of internal experience. dence supporting the dimensional perspective is also
Regarding the boundaries between negative symptoms available; negative symptoms are observed in disorders
and cognitive impairments, it is important to point out apart from schizophrenia, such as schizoaffective
that both domains have strong associations with real-life disorder, depression, at-risk mental states, and in the
functioning; since many studies have used assessment general population.22,33 In the past 5 years, studies have
instruments that include poor attention as a component been done to identify which negative symptom domains
of the negative symptom construct, it is difficult to say are present in which disorder;34–36 however, the evolution
whether commonalities between the two dimensions are of definitions and assessment instruments has not
partly explained by this confounder. Some overlap cannot happened in the same way as for schizophrenia.
be excluded when considering, for instance, that an
impairment of executive function might interfere with Course of negative symptoms
goal-directed behaviour necessary for the acquisition of The available data indicate that negative symptoms are
reward, which is currently conceptualised as a mechanism present early in the course of illness, largely before an
contributing to avolition;25 poor verbal fluency (ie, a deficit acute psychotic episode leading to a diagnosis of
in the ability to retrieve information from memory) is schizophrenia,37–39 and, according to some findings, they
thought to underlie alogia and poor social cognition predict the eventual psychotic episode.39
might result in or be the result of asociality.25 However, Longitudinal and retrospective studies37,38,40–42 frequently
although further studies are needed to better define report the presence of asociality and trait anhedonia
boundaries, it should be stressed that the degree of since childhood and early adolescence, as well as in the

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anhedonia in people with deficit schizophrenia than


Panel 1: Definition of negative symptoms* people with non-deficit schizophrenia.
Blunted affect Only a few long-term longitudinal studies50,51 have
Decrease in the expression of emotion and reactivity to events examined symptom stability. The course of broadly
as observed during the spontaneous or elicited expression of defined negative symptoms was heterogeneous over a
emotion (facial and vocal expression and expressive gestures) 10-year follow-up in participants with first episode
psychosis, with various diagnoses. In more than half of
Alogia the sample, negative symptoms had a continuous
Reduction in quantity of words spoken and in spontaneous (134 of 496, 27%) or relapsing (129 of 496, 26%) course.
elaboration (ie, amount of information spontaneously given Predictors of the continuous course were moderate
beyond what is needed to answer a question) severity of the negative symptoms and presence of
Asociality disorganisation symptoms at baseline, schizophrenia
Reduced social interactions and initiative due to decreased diagnosis, male gender, and poor premorbid adjustment.51
motivation for and interest in forming and maintaining A meta-analysis52 including 89 studies reported an
relationships with others overall improvement of negative symptoms over time
with all treatments (including placebo); however, those
Anhedonia studies did not attempt to assess pseudospecificity
Reduced experience of pleasure for a variety of activities or (ie, whether improvement was related to changes in
events, during the activity or event (consummatory other aspects of the syndrome, such as depression,
anhedonia) and for future anticipated activities or events positive symptoms, or extrapyramidal side-effects).
(anticipatory anhedonia) Elevated stability of deficit features (ranging from 67% to
Avolition more than 80%) was found in longitudinal studies.12, 53
Reduced initiation and persistence of goal-directed activity
due to reduced motivation Heterogeneity of negative symptoms
Primary and secondary negative symptoms
*Following the National Institute of Mental Health–Measurement and Treatment Negative symptoms are a heterogeneous group of
Research to Improve Cognition in Schizophrenia (NIMH–MATRICS) consensus statement9
symptoms that might differ in cause, longitudinal course,
and treatment.21 They are either primary manifestations
prodromal phase, in people later diagnosed with of the underlying pathophysiology of schizophrenia or
schizophrenia or schizophrenia-spectrum disorders. secondary to other factors. Primary and secondary
Asociality has also been reported37,43,44 as a prodromal negative symptoms can be transient or enduring,
symptom of other non-psychotic disorders, such as major although distinguishing primary and transient negative
depressive disorder, of ultra-high-risk people who later do symptoms from secondary negative symptoms is not
not convert to psychosis, and of anxiety disorders. The always possible. Primary and enduring negative
instruments used to assess asociality in these studies symptoms have been termed deficit symptoms.21 Several
(eg, parent or teacher ratings or observation of the child or studies12,29,32,53 have shown the validity of subgrouping
adolescent’s social impairment) placed a strong emphasis people with schizophrenia into those with deficit
on behaviour, so whether the reported social impairment symptoms (deficit schizophrenia) and those without
was due to factors other than asociality (eg, poor cognitive deficit symptoms (non-deficit schizophrenia).
abilities, social anxiety, or antisocial traits) is not clear. Negative symptoms might be secondary to positive,
Furthermore, the associations between the asociality affective, or extrapyramidal symptoms, antipsychotic-
ratings before and after the diagnosis of schizophrenia induced sedation, environmental deprivation, and other
were not investigated. Only one study45 assessed childhood illness-related and treatment-related factors.54
social withdrawal in people with deficit schizophrenia and Differentiation of primary and secondary negative
those with non-deficit schizophrenia, with the use of the symptoms has important treatment implications since no
Child Behaviour Checklist to obtain a retrospective known effective treatments exist for primary negative or
assessment of parent-rated social withdrawal (with parents deficit symptoms. In contrast to primary negative
blind to the categorisation). The study found more severe symptoms, secondary negative symptoms might be
social withdrawal in deficit schizophrenia than in non- responsive to available treatments;13,54 for example,
deficit schizophrenia. negative symptoms secondary to positive symptoms
For anhedonia, the trait measures used in prepsychotic might be responsive to effective antipsychotic treatment,
periods showed no association with negative symptoms whereas negative symptoms secondary to depression
in adults with schizophrenia-spectrum or other psychotic might be responsive to antidepressant treatment. The
disorders.46,47 No retrospective or longitudinal study failure to differentiate primary from secondary negative
has investigated the association of trait anhedonia symptoms has complicated efforts to develop effective
with primary and enduring negative symptoms. treatments for negative symptoms because including
Cross-sectional studies48,49 reported greater severity of trait secondary negative symptoms might lead to apparent

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improvements in the negative symptom outcome


measure, which reflect indirect or pseudospecific changes Panel 2: Deficit symptom factor structure
in negative symptoms rather than a direct therapeutic Avolition–apathy:
effect of the study intervention.55 • Curbed interests
Unfortunately, secondary negative symptoms might not • Diminished sense of purpose
be responsive to treatment of their underlying cause. • Diminished social drive
A substantial number of people with schizophrenia have
primary or secondary negative symptoms, enduring over Expressive deficit:
time.12,56 The attempt to identify people with enduring • Restricted affect
primary or secondary negative symptoms for purposes of • Diminished emotional range
research into the pathophysiological cause or treatment • Poverty of speech
of negative symptoms has led to additional conceptual
models for defining negative symptoms, the two most The two-factor solution has also been found in people
important of which are the concept of predominant and with schizophrenia with a combination of primary and
persistent negative symptoms.12,56 Both constructs lead to secondary negative symptoms.8,10,30,61,63 In these studies,
the identification of a population of people with negative symptoms were assessed with the Brief Negative
schizophrenia with disabling negative symptoms, which Symptom Scale (BNSS),8,63 the SDS,30,61 and the Clinical
is markedly larger than the population with deficit Assessment Interview for Negative Symptoms (CAINS).10
schizophrenia. The delineation of two independent negative symptom
Research participants with predominant negative dimensions has at least two important implications. First,
symptoms are characterised by moderate to severe the two dimensions might differ in their associations
negative symptoms of greater relative severity than with course of illness and other psychopathological
co-occurring positive symptoms—ie, rating scale scores dimensions.25 In a study61 of almost 200 participants
greater for negative than positive symptoms—but with with schizophrenia, the avolition–apathy factor was
no attempt to limit the absolute severity of positive differentially associated with increased positive symp-
symptoms or other symptom domains. In contrast, toms, increased rates of hospital admission, poorer social
people with schizophrenia with persistent negative function, and greater social cognition impairment
symptoms are also characterised by moderate to severe compared with the expressive deficit factor. Second, the
negative symptoms, but upper limits are placed on the two dimensions might differ in their response to
severity of positive, affective, and extrapyramidal therapeutic interventions. In a study64 of cognitive therapy
symptoms.56 The combin-ation of the two sets of for negative symptoms, cognitive therapy significantly
persistent negative symptom criteria leads to the improved the Scale for the Assessment of Negative
enrichment of the study sample, with respect to people Symptoms (SANS) avolition–apathy item, but it had no
with deficit schizophrenia.56,57 The other major advantage effect on measures of emotional expression. Similarly, in
associated with use of the persistent negative symptom a study65 of the selective monoamine oxidase B inhibitor,
construct is that it allows for control of potential sources rasagiline, the observed negative symptom benefit was
of indirect changes to negative symptoms during the largely due to its effect on the SANS avolition–apathy
course of clinical trials. item. These results suggest that future studies of
innovative therapeutic interventions might want to assess
Negative symptom domains the effect of the experimental intervention on each of the
Interest in whether negative symptoms represent a two negative symptom dimensions separately.
monolithic construct or have a multidimensional
structure has been considerable. The results of factor Theories of causation
analysis studies have supported two-factor, three-factor, Pathophysiological mechanisms of negative symptoms
or five-factor models of negative symptoms.58 However, a are still unclear.25,33 The increasing acknowledgment of
two-factor solution tends to be more likely when the heterogeneity of negative symptoms has fostered the
symptoms that are not conceptually related to negative construction of separate hypotheses for the avolition–
symptoms are excluded.58 The two factors that emerge apathy and expressive deficit domains; however, only
from these studies suggest that negative symptoms rarely have these models been tested in participants with
might be subdivided into two independent dimensions: persistent and primary negative symptoms.
avolition–apathy, and expressive deficit.
Three studies59–61 have examined the factor structure of Avolition–apathy domain
negative symptoms in people with deficit schizophrenia. In present conceptualisations, avolition–apathy is hypo-
The Schedule for the Deficit Syndrome (SDS)62 was used thesised to be related to deficits in different aspects of
to assess six negative symptoms. The avolition–apathy motivation (panel 3).66,67 The neural bases of motivation
and expressive deficit factors were each defined by are shown in figure 1.66,67 People with schizophrenia are
three symptoms (panel 2). often impaired in reward anticipation, valuation of

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representation, impaired incentive learning (for both


Panel 3: Motivation from a neuroscientific perspective outcome-stimulus and outcome-action associations), or
Motivation is a complex construct related to the instigation of goal-directed behaviour, and reduced integration of goal-directed behaviour and
it includes directional (approach or avoidance) and energetic aspects (vigour and persistence experienced value. Although functional and structural
in pursuing an outcome).66,67 A general motivation to act is related to aversive and rewarding abnormalities in the corticostriatal components of the
salient, attention-grabbing stimuli or events. motivational salience and value systems have been
reported in schizophrenia,68–71 only rarely have they been
Motivation toward a specific outcome—ie, instigation of a specific goal-directed
related to anticipatory anhedonia, avolition, or asociality.
behaviour—is modulated by the expected and experienced value of the outcome.
Further studies are needed to support these findings and
The presence of a cue associated with a valued outcome increases motivation
clarify the role of different striatal regions in different
(expected value), but the value of the outcome might change due to the individual’s
motivation-related processes.
state or external contingencies (experienced value–eg, our preferred pizza is less
Two possible mechanisms and circuits could be
valuable when we are satiated or see a bug on it).
involved in avolition–apathy (figure 2). One mechanism
Stimulus-outcome and action-outcome associations need to be learned (incentive learning) hypothesises involvement of the motivational value
to activate and guide behaviour. system, resulting in impairment in anticipatory pleasure,
A further aspect that influences motivation is effort discounting: an outcome requiring a valuation of action and stimuli, and instrumental
high degree of effort is devalued. learning. The other mechanism hypothesises involve-
ment of the motivational salience circuit, resulting in
Different dopamine neurons are involved in the so-called motivational salience circuit, in
impairment in orienting to salient stimuli, cognitive
which dopamine signals both rewarding and aversive events, and in the motivational
activation, and general motivation.
value system or reward system (corresponding to the Research Doman Criteria of the
The two mechanisms might benefit from completely
Positive valence system) figure 1.
different treatment approaches. In the first case (part A,
figure 2), it could be useful to increase the salience of
Motivational salience Motivational value stimuli and activate cognition through pharmacological
Positive situations Positive situations
Negative situations
and psychosocial interventions, whereas in the second
Anterior cingulate
Representation case (part B, figure 2), enhancement of instrumental
Net value Medial orbitofrontal of stimulus
(benefit minus cost) cortex cortex learning and provision of external rewards might be
value and
Ventromedial prefrontal inhibition of needed to improve motivation.
cortex
Representation
response In its present conceptualisation, asociality is related to
Dorsolateral prefrontal
of action value,
cortex
reduced interest and motivation for social interactions.
goal selection, and
cognitive–emotional Ventrolateral prefrontal Neither the pathophysiological mechanisms involved nor
cortex Dorsomedial Action–outcome
integration caudate associations their associations with social cognition deficits, often
found in patients with schizophrenia, are clear.25
Salience (including Avolition might also be related to general impairment
incentive salience) Nucleus accumbens Nucleus accumbens Valuation and
core shell prediction error
in decision making and executive control of behaviour;
however, findings are contradictory and the issue
Ventral tegmental area Ventral tegmental area
Dorsolateral substantia
deserves further investigation.25,33
Ventromedial substantia
nigra pars compacta nigra pars compacta
Expressive deficit domain
Pathophysiological mechanisms of blunted affect and
Hippocampus Central amygdala alogia have been investigated less than those related
External context
Experienced value to avolition–apathy. In particular, these negative
Insula symptoms are hypothesised to be related to neuro-
Internal context and cognitive or social cognition deficits.25 An association of
action retrieval expressive deficit with neurocognitive impairment has
been found in patients experiencing their first psychotic
Figure 1: The neural bases of the different aspects of motivation
For motivational salience, dopamine neurons are activated for both positive and negative aspects; whereas for the episode and in those with chronic schizophrenia.7,72
motivational value system, dopamine neurons are activated only for positive aspects. *National Institute of In drug-naive participants with deficit schizophrenia,
Mental Health research domain criteria, positive valence system. expressive deficit was associated with soft neurological
signs73 suggesting a relation of the domain with
stimuli and actions, and incentive learning (over short subtle, diffuse neurodevelopmental abnormalities. The
trials); they also show excessive effort-discounting, associations of avolition–apathy and expressive deficit
choosing low-effort options.25,33 Avolition in schizophrenia with cognitive impairment should be further investigated.
can be related to impairment of the energetic aspects of
motivation (reduced activation and persistence of goal- Assessment of negative symptoms
directed behaviour, with accentuated effort discounting) Assessment of negative symptoms in the research context
or of the motivation value system, with poor value has a long history. Several validated instruments are

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available with good to excellent psychometric properties.74


A Dysfunctional motivational value circuit
However, in clinical practice most psychiatrists are less
Dopamine neurons signal reward and aversion Dopamine neurons signal reward
skilled in the assessment of these symptoms than in the
assessment of positive and disorganised symptoms. Dorsolateral substantia nigra pars compacta Ventromedial substantia nigra pars compacta
Ventral tegmental area Ventral tegmental area
In the following sections, we describe how negative
symptoms are assessed and rated by two of the most
frequently used instruments and by the two newest scales, Motivational salience Nucleus accumbens core Nucleus accumbens shell
developed after the Measurement and Treatment Research circuit
Orienting
to Improve Cognition in Schizophrenia (MATRICS) General motivation
Dorsal striatum Dorsal striatum
consensus initiative on negative symptoms,9 designed to Cognitive activation
improve assessment. Assessment in routine clinical
practice is discussed with particular reference to the Dorsolateral prefrontal cortex Ventromedial prefrontal cortex
identification of negative symptoms secondary to positive
symptoms, depression, and extrapyramidal side-effects.
B Dysfunctional motivational salience circuit
Dopamine neurons signal reward and aversion Dopamine neurons signal reward
Validated rating scales used in the research context
A comprehensive review on the evolution of negative Dorsolateral substantia nigra pars compacta Ventromedial substantia nigra pars compacta
Ventral tegmental area Ventral tegmental area
symptom assessment is beyond the scope of this paper,
although other reviews74,75 do cover this topic. This section
discusses two of the most widely used and well established Nucleus accumbens core Nucleus accumbens shell Motivational value
instruments (SANS, and the Positive and Negative circuit
Positive motivation
Syndrome Scale, PANSS; table 1)74,75 to highlight the Valuation
Dorsal striatum Dorsal striatum
advantages and limitations they share with other Instrumental
learning
established instruments, and the newest scales developed
and proposed for research on negative symptoms (table 2). Dorsolateral prefrontal cortex Ventromedial prefrontal cortex
The main limitation of the SANS and PANSS, apart from
inclusion of items assessing cognition and disorganisation
Figure 2: Hypothetical dysfunctions subtending the avolition–apathy domain of negative symptoms in
(table 1), is assessment of the avolition–apathy domain at schizophrenia
the behavioural level only, which leads to substantial Dysfunction or lesion located in the circuit, leaving the circuit inactive (red crosses).
overlap with functioning and might bias the interpretation
of results from clinical trials on negative symptoms negative symptoms could be ameliorated and prevented,
(table 1 and table 3).76,77 In fact, SANS or PANSS–Negative with an overall improvement of quality of life and
scores might not have improved due to specific environ- functional outcome.13,54
mental factors, such as insufficient job opportunities or Psychotic exacerbation can mimic the avolition–apathy
stigma, rather than poor efficacy of the therapeutic domain.13 In routine clinical practice, it is helpful to
intervention. A further limitation of the PANSS is poor investigate the retrospective course of negative symptoms
assessment of the avolition–apathy domain (table 3). to verify whether they worsen during acute psychotic
Two instruments were developed after the MATRICS decompensation phases and improve during periods
consensus initiative:9 the BNSS and the CAINS (table 2).8,10 of clinical stability. The presence of a stable level of
Detailed information on the two scales can be found in impairment suggests primary negative symptoms.
Strauss and Gold.78 CAINS assessment of anhedonia does Depression is one of the dimensions introduced by
not include the experiential aspect, and the alogia DSM-5 into the complementary dimensional assessment
subscale does not include reduced spontaneous of disorders because of its frequent occurrence and
elaboration. The two scales are validated, and they provide relevance to clinical management. In people with
the best assessment of negative symptoms and of the schizophrenia, depression might present with substantial
avolition–apathy and expressive deficit domains (table 3).78 anhedonia, an absence of initiative, social isolation, and
Use of the newer instruments might improve assessment motor retardation, and can be misdiagnosed as negative
of the effects of pharmacological and non-pharmacological symptoms.79,80
treatments on the avolition–apathy domain, for which The expressive deficit domain of negative symptoms
the older instruments provided the least appropriate might be particularly difficult to distinguish from
assessment. Sensitivity to change, for both total and drug-induced parkinsonism. The issue is complicated by
domain scores, needs to be established in clinical trials. the occurrence of parkinsonism in patients with primary
and persistent negative symptoms, independent of their
Assessment of negative symptoms in routine clinical medication status.73 It is unclear whether the co-occurrence
practice of parkinsonism and primary and persistent negative
Although primary negative symptoms still represent an symptoms is due to their phenomen­ological similarity or
unmet need of schizophrenia treatment, secondary to shared pathophysiological mechanisms; the evidence is

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Scale for the Assessment of Negative Symptoms (SANS) Positive and Negative Syndrome Scale–Negative subscale (PANSS–Negative)
Different Appropriate item Inappropriate Basis for Different Appropriate item Inappropriate item Basis for
denom­ item ratings denom­ ratings
ination ination
Blunted affect– Affective Facial expression, Inappropriate Observation N1, blunted Diminished emotional responsiveness ·· Observation
expressive flattening spontaneous affect affect as characterised by a reduction in facial
deficit movements, expressive expression, modulation of feelings, and
gestures, eye contact, communicative gestures
affective non-
responsivity, vocal
inflections
Alogia– .. Poverty of speech Poverty of Observation N6, reduced Reduction in the normal flow of Defensiveness* or cognitive Observation
expressive content of spontaneity communication associated with deficit†
deficit speech, blocking, and flow of apathy, avolition, manifested by
increased latency conversation diminished fluidity and productivity of
of response the verbal–interactional process
Asociality– Anhedonia Intimacy and closeness, .. Behaviour N4, passive– Diminished interest and initiative in .. Behaviour
motivation and relationships with apathetic social interactions due to passivity,
asociality friends social apathy, anergy, or avolition, which leads
withdrawal to reduced interpersonal involvement
and neglect of activities of daily living
Anhedonia Anhedonia Recreational interests, .. Behaviour .. Not assessed .. ..
(consum­ and sexual interest
matory)– asociality
motivation
Anhedonia .. Not assessed .. .. .. Not assessed .. ..
(anticipatory)–
motivation
Avolition– Avolition– Grooming and hygiene, .. Behaviour N2, Lack of interest in, involvement with, .. Behaviour
motivation apathy no persistence at work, emotional and affective commitment to life’s and
physical anergia withdrawal events observation
Attention ·· ·· Social Behaviour .. Not assessed .. ..
impairment– inattentiveness,† and test
other* inattentiveness
during testing†
Difficulty in .. Not assessed .. .. N5, Impairment in the use of the abstract- .. Test
abstract difficulty in symbolic mode of thinking, evidenced
thinking– abstract by difficulty in classification, forming
other* thinking generalisations, and proceeding
beyond concrete or egocentric thinking
in problem-solving tasks
Stereotyped .. Not assessed .. .. N7, Decreased fluidity, spontaneity, and .. Observed
thinking– stereotyped flexibility of thinking, as evidenced in cognitive
other* thinking rigid, repetitious, or barren thought verbal
content processes
Poor rapport– .. Not assessed .. .. N3, poor Lack of interpersonal empathy, .. Observation
other* rapport openness in conversation, or sense of
closeness, interest, or involvement
with the interviewer; evidenced by
interpersonal distancing and reduced
verbal and non-verbal communication

*Disorganisation. †Cognitive impairment.

Table 1: Evolution of negative symptom definitions and assessment with older instruments used in clinical trials

insufficient to draw any firm conclusions. Panel 4 utmost importance, as is the state versus trait
summarises the main sources of secondary negative (persistent) characteristics of the negative symptoms,
symptoms and tips for assessment. and the concept of persistent or predominant negative
symptoms.
Management of negative symptoms with No treatments have shown robust efficacy in treating
non-pharmacological treatments primary and enduring negative symptoms. Thus,
When interpreting clinical trials assessing negative negative symptoms are less amenable to treatment than
symptoms in schizophrenia, the distinction between other psychopathological domains, such as psychotic
primary and secondary negative symptoms is of the symptoms.

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Brief Negative Symptom Scale (BNSS) Clinical Assessment Interview for Negative Symptoms (CAINS)
Different Appropriate item Inapp­ropriate Basis for Different Appropriate item Inapp­ropriate Basis for ratings
denomination item ratings denomination item
Blunted .. Decrease in the observed .. Observation Expression Decreased observed expression of emotion .. Observation
affect– expression of emotion and (EXP) scale and reactivity, including facial expression,
expressive reactivity to events; based on vocal expression, and expressive gestures
deficit facial, vocal expression, and
expressive gestures
Alogia– .. Reduction in quantity of .. Observation Expression Reduced quantity of speech—ie, the .. Observation
expressive words spoken and in (EXP) scale amount of speech produced throughout
deficit spontaneous elaboration (the the interview (quantity of words spoken)
quantity of information given
beyond what is strictly needed
to answer a question)
Asociality– .. Reduced social initiative due .. Internal Motivation Reported reduced interest in, desire or ·· Internal experience
motivation to decreased interest in experience and Pleasure motivation for, and actual engagement in (interest and
forming close relationships (reduced (MAP) scale relationships motivation for
with others interest and relationships) and
desire for behaviour
close, social
bonds) and
behaviour
Anhedonia– .. Reduced subjective experience .. Internal Motivation Reported number of days that .. Frequency
motivation of pleasure for a variety of experience and Pleasure pleasurable social, or work or school of pleasurable
activities or events; reduced of pleasure (MAP) scale activities were experienced, as well as experiences, number
pleasure experience during the during the variety and daily frequency of pleasurable of expected
activity (consummatory activity or recreational activities (consummatory pleasurable
anhedonia), and reduced for future anhedonia); reported expected number of experience
pleasure experience for future activities pleasurable social or work, or school or
anticipated activities or events recreational activities (anticipatory
(anticipatory anhedonia) anhedonia)
Avolition– .. Reduced initiation and .. Internal Motivation The extent of interest, motivation, and .. Internal
motivation persistence of goal-directed motivation and Pleasure engagement in work or school and motivation and
activity and (MAP) scale recreational activities behaviour
behaviour

Table 2: Evolution of negative symptom definitions and assessment with the latest assessment instruments

Psychosocial interventions for negative symptoms framework and personalised treatment planning showed
Psychosocial approaches to treating negative symptoms significant improvements compared with when based on
in schizophrenia include individual psychological, standard treatment in avolition–apathy (d=0·66). The
psychoeducational, and family interventions.81 The most central goals of this cognitive therapy were to undercut
studied by far has been social skill training (SST). One nihilistic beliefs and con­comitantly increase motivation
review82 and one meta-analysis83 have found SST to be for constructive activity. Recent approaches include
better than other interventions. However both review packages that combine several different interventions (eg,
and meta-analysis point that the studies included have environmental support, CBT, and SST).88
important methodological limitations, such as small Direct comparisons of different psychosocial inter-
sample sizes, lack of standardisation of negative ventions for the treatment of negative symptoms in
symptom assessments, and short follow-ups.81 schizophrenia seem to favour SST over the other
Family interventions, alone or in combination with other interventions.83 However, more controlled trials with
treatments, such as psychoeducation, communication negative symptoms as the primary outcome are clearly
training, behavioural problem solving, and crisis manage­ needed before any conclusions can be drawn. The
ment, have shown initial promising results.84–86 However, recommendations made to assess efficacy for negative
variation in the type of family intervention complicates the symptoms in clinical trials should apply not only to
interpretation of these studies. pharmacological trials, but also to trials of psychosocial
Cognitive behavioural therapy (CBT) applied to interventions.89
schizophrenia was originally developed for the treatment
of positive symptoms. Even though few studies Management of negative symptoms with
have focused primarily on negative symptoms, two meta- psychopharmacological treatments
analyses of negative symptoms as a secondary outcome Dopamine antagonists and dopamine agonists
indicate a significant effect of CBT.87 In a study by Grant The only mechanism of action common to all drugs
and colleagues,64 cognitive therapy based on a goal-directed used to treat psychosis is dopamine antagonism.

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672
Review

Scale for the Assessment of Negative Positive and Negative Syndrome Brief Negative Symptom Scale (BNSS)* Clinical Assessment Interview for Negative Symptoms
Symptoms (SANS) Scale–Negative subscale (PANSS–Negative) (CAINS)†
Items Items Limitations Items Items Limitations Items Items Limitations Items consistently Items Limitations
consistently inconsistently consistently inconsistently consistently inconsistently loading on the factor inconsistently
loading on the loading on loading on loading on the loading on the loading on the loading on the
factor the factor the factor factor factor factor factor
Expressive Facial Poverty of Poverty of N6 lack of G7 motor Motor Quantity of Lack of Lack of distress Facial expression, ·· ··
deficit expression, content of content of spontaneity, retardation, retardation, speech, distress inconsistently vocal expression,
domain spontaneous speech speech N3 poor G5 mannerisms mannerism, and spontaneous clusters with expressive gestures,
movements, inconsistently rapport, N1 and posturing, posturing, as elaboration, this factor and quantity of speech
expressive clusters with flat affect G13 avolition well as avolition, vocal its relationship
gestures, eye this factor and inconsistently expression, with negative
contact, or negative cluster with this expressive symptoms is
affective non- symptoms factor or gestures, facial controversial
responsivity, negative expression
vocal symptoms
inflections,
poverty of
speech
Avolition– No persistence ·· Basis for N4 passive or G16 active Basis for ratings Frequency of ·· ·· Motivation for close ·· Basis for ratings
apathy at work, ratings of the apathetic social of the items is pleasure during relationships with of anhedonia
domain physical items is social avoidance behaviour activities, family, motivation for (consummatory
anergia, behaviour withdrawal, manifested by intensity of close friendships and and
recreational manifested by N2 emotional the patient, pleasure during romantic anticipatory)
interests, sexual the patient, withdrawal leading to activities, relationships, does not include
interest, leading to substantial intensity of frequency of the experiential
intimacy and substantial overlap with expected pleasurable social aspect
closeness, overlap with functioning and pleasure from activities in the past
relationships functioning poor future activities, week, frequency of
with friends and poor discrimination of Avolition: expected pleasure
discrimination secondary internal from social activities
of secondary negative experience, in the next week,
negative symptoms, Avolition: motivation for work
symptoms insufficient behaviour, or school activities,
assessment of Asociality: frequency of expected
the 3 symptoms internal pleasure from work or
of the avolition– experience, school activities in the
apathy domain, Asociality: next week,
active social behaviour motivation for
avoidance recreational activities,
inconsistently frequency of
clusters with pleasurable
negative recreational activities
symptoms in the past week,
frequency of expected
pleasure from
recreational activities
in the next week

*The two-factor structure was not confirmed by one study.112 †Inconsistent structure reported by one study.113

Table 3: Factor structure of the two domains of negative symptoms as assessed by different rating scales

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In clinical trials with acute psychotic symptoms, old and


new dopamine antagonists significantly improved Panel 4: Secondary negative symptoms—tips for assessment
negative symptoms compared with placebo.90 In fact, Negative symptoms secondary to positive symptoms
benefits for positive and negative symptoms seemed Social withdrawal and reduced engagement in pleasurable, work, or school activities might
evenly spread among all dopamine antagonists.90 be due to insufficient motivation or interest, or they could be secondary to positive
However, one meta-analysis91 reported that new symptoms. In particular, persecutory delusions, ideas of reference or distress due to
dopamine antagonists (d=0·54) had a significant effect passivity experience (mind reading, thought insertion, or delusions of being controlled), as
on negative symptoms, but old ones did not. This result well as command auditory hallucinations, might induce these symptoms.
might have to do with the effect of new dopamine
The identification of negative symptoms secondary to positive symptoms requires
antagonists on secondary negative symptoms. These
investigation of the internal experience of the patients. Individuals with schizophrenia
drugs have relatively higher affinity for the 5-HT2
can clearly indicate whether their social withdrawal is due to distress and positive
(serotonin) receptor than for the D2 (dopamine) receptor,
symptoms (“I would like to meet my friends, but I am afraid of being mocked and the
which might help to minimise the adverse effects
voices tell me not to do so”) or due to lack of motivation (“I have no interest in going out
associated with D2-receptor blockade; D2-receptor
or meeting friends”) or whether they hang around just passing the time with no interest
blockade causes negatives symptoms in rat models of
in what they do.
psychosis and healthy controls.92,93
Although clozapine was initially claimed as effective Negative symptoms secondary to depression
not only for treatment of refractory positive symptoms In schizophrenia, depression can occur as a reaction to its burden, when psychotic
but also negative symptoms, it does not seem to have an symptoms are substantially reduced or remitted, or in response to stressful life events.
effect on primary negative symptoms.55 In clinical practice, the presence of the subjective component of depressed mood and
In all previous studies with different dopamine other psychological features of depression, such as hopelessness, guilt, and suicidal
antagonists, mostly in acutely ill patients, those with ideation, favour the diagnosis of depression and should be clinically assessed, whereas the
amisulpride and ziprasidone seem to show the largest presence of blunted affect is more characteristic of negative symptoms.
effect sizes.81 However, the studies done cannot rule out
the possibility that the improvement was due to secondary Negative symptoms secondary to drug-induced parkinsonism
negative symptoms.94 A 26-week randomised controlled The retrospective or prospective assessment of the course of blunted affect and alogia with
trial95 comparing people with schizophrenia with respect to changes in antipsychotic treatment (either dose or drug changes) will assist in
predominant negative symptoms showed a significant the differential diagnosis. Drug-induced blunting of emotional response and alogia follows
reduction in negative symptoms for cariprazine compared dose increases, especially for first-generation antipsychotics, and it is associated with other
with risperidone. Since participants randomly assigned signs (extrapyramidal tremor or rigidity, gate instability), which are not part of the negative
to risperidone also showed reductions in negative symptom phenomenology. In case of progressive worsening, reducing the doses or
symptoms, and with no placebo control group, further changing the class of antipsychotics (eg, switching from first to second generation or to a
studies are needed to assess the efficacy of cariprazine for D2/D3 partial agonist) can be useful to see whether the symptoms improve.
the treatment of negative symptoms.
On the contrary, some studies suggest that dopamine
agonists, such as methylphenidate, amphetamine, lis- and enduring negative symptoms, in which depression
dexamfetamine, selegiline, modafinil, and armodafinil, was an exclusion criterion, drugs such as fluoxetine did
might improve negative symptoms without any worsening not differ from placebo.97
of positive symptoms in people with schizophrenia.81
However, for all these drugs, there is an absence of Glutamatergic drugs
independent validation or at least one study reporting Several presynaptic and postsynaptic mechanisms
negative results. targeting glutamatergic transmission have emerged as
possible targets for treatment of negative symptoms
Serotoninergic and noradrenergic drugs in schizophrenia.94 In a meta-analysis98 (n=343) of
A meta-analysis96 of 23 trials from 22 publications 18 randomised placebo-controlled studies with glut-
(n=819 participants) assessing the efficacy of different amatergic drugs, Tuominen and colleagues found a mean
types of serotoninergic or noradrenergic drugs, or both reduction of four points on the PANSS–Negative
(SSRIs, mirtazapine, reboxetine, mianserin, trazodone, symptoms subscale. A more recent meta-analysis99
and ritanserin) for negative symptoms reached the reported that D-serine, N-acetyl-cysteine (NAC), and
conclusion that these drugs adjunctive to dopamine sarcosine (also known as N-methylglycine), as add-on
antagonists work better than placebo. The overall therapy to dopamine antagonists other than clozapine,
standardised mean difference was modestly in favour of improve negative symptoms.
serotoninergic or noradrenergic drugs, or both (d=0·33). N-methyl-D-aspartate (NMDA)-receptor activity is
One of the major problems with many of these studies is modulated in several ways, one being through the
that depression was not an exclusion criterion and, obligatory glycine site on the NMDA receptor. Different
therefore, improvement in secondary negative symptoms small-sample randomised trials have shown positive
could not be ruled out. In randomised trials with primary results for drugs that act at this site when added to

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Review

antipsychotics other than clozapine.94 Drugs such as D-cycloserine57 or D-serine100 did not show any difference
glycine, sarcosine, NAC, D-serine, and D-cycloserine compared with placebo.
have been shown to improve negative symptoms, Drugs that produce positive modulation of NMDA
although not all studies have been positive.94 receptors, such as the neurosteroid pregnenolone or
Disappointingly, the two largest trials with glycine and 7-Oxo-dehydroepiandrosterone, have shown mixed
results.94 The latest studies have been industry-sponsored
randomised trials investigating a metabotropic glu-
Panel 5: other drugs with at least one positive study for tamate 2/3 (mGlu2/3) receptor agonist and glycine
the treatment of negative symptoms in schizophrenia receptor inhibitors, with no evidence of improvement in
• Monoamine oxidase B inhibitors: selegiline and rasagiline negative symptoms.81
• α7 nicotinic receptor (partial) agonists: bradanicline or
encenicline, and α7 nicotinic receptor positive allosteric Other pharmacological approaches
modulators Several other psychopharmacological interventions,
• Intranasal oxytocin mostly as add-on strategies to dopamine antagonists,
• Minocycline: a tetracycline antibiotic with potential have been studied with respect to efficacy for improving
neuroprotective properties against glutamate neurotoxicity negative symptoms in schizophrenia. Results from
• Oestrogens and selective oestrogen receptor modulators studies including this array of drugs with different
• Serotonin 5-HT3 receptor antagonists: ondansetron, mechanisms of action are ambiguous, and many of them
granisetron, and tropisetron (also an α7 nicotinic have had negative symptoms as a secondary outcome. See
receptor agonist) panel 5 for a list of drugs with at least one positive study.

Panel 6: Negative symptoms—main achievements and controversial aspects


Achievements Controversial aspects
1) The psychopathological dimension referred to as negative 1) Advances in the conceptualisation and assessment of
symptoms is heterogeneous, and the failure to distinguish negative symptoms have not yet been taken into account
between primary enduring and secondary negative by drug regulatory authorities and, possibly as a
symptoms might hinder the research progress on consequence, by designers of randomised controlled trials.
pathophysiological mechanisms and new treatment 2) The frequent statement that negative symptoms are a core
discoveries, and might prevent attempts to adequately aspect of schizophrenia is inconsistent with current major
address sources of secondary negative symptoms. classification systems that require the presence of at least
2) Established assessment instruments include items one psychotic symptom but not of a negative symptom for
irrelevant to the current conceptualisation of negative the diagnosis of schizophrenia.
symptoms, and they too often focus on behavioural 3) Schizophrenia with the presence of primary and enduring
aspects ignoring internal experience, leading to an overlap negative symptoms and schizophrenia without primary and
with psychosocial functioning and preventing conclusions enduring negative symptoms may differ in
concerning the primary or secondary distinction. etiopathogenesis, outcome, and response to treatment.
Promising newer instruments are available and future 4) Despite the efforts aimed at clarifying the boundaries
research might benefit from their use. between negative symptoms and other schizophrenia
3) Factor analyses on many different datasets confirm that dimensions, several controversial aspects remain, in particular,
negative symptoms tend to group in two factors: avolition– the possibility that some, if not all, negative symptoms could
apathy and expressive deficit, which suggests that future be better conceptualised as cognitive dysfunctions (eg, alogia
studies should provide data on both factors instead of a as an impairment of verbal fluency, or avolition–apathy as
total score for negative symptoms. impaired salience or reward processing).
4) A dimensional and a categorical approach to the study of 5) Negative symptoms are present in diseases other than
negative symptoms are reasonable approaches. schizophrenia; whether the constructs, their correlates, and
5) Available antipsychotic drugs are not an effective treatment neurobiological underpinnings are homogeneous across
for primary and enduring negative symptoms. diagnoses remains to be clarified.
6) Transnosographic studies of negative symptoms appear of 6) Systematic investigation of pathophysiological
interest in the search for biomarkers and innovative mechanisms relevant to primary and to secondary
treatments, provided that recent advances in concepts and negative symptoms, requiring the inclusion of large
assessment are taken into account. samples of participants with a broad range of negative
7) Research on pathophysiological mechanisms and symptom severity, with and without comorbid conditions
biomarkers is rapidly progressing and might lead to the (eg, depression), is still not adequately pursued.
development of innovative treatment strategies.

674 www.thelancet.com/psychiatry Vol 5 August 2018


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monitoring board honoraria from Pfizer. CA was a consultant to or has


Search strategy and selection criteria received honoraria or grants from CIBERSAM, Fundación Alicia Koplowitz,
Gedeon-Richter, Instituto de Salud Carlos III, Janssen Cilag, Lundbeck,
We searched PubMed and PsycINFO for relevant publications Ministerio de Ciencia e Innovación, Ministerio de Sanidad, Ministerio de
using the terms: “Schizophrenia” AND “negative symptom” Economía y Competitividad, Otsuka, Roche, Servier, and Takeda.
OR “avolition”, “apathy”, “anhedonia”, “asociality”, “social Acknowledgments
withdrawal”, “blunted affect”, “affective flattening”, CA was supported by the Madrid Regional Government
“persistent negative symptom”, “primary negative (S2010/BMD–2422 AGES), European Union Structural Funds,
and European Union Seventh Framework, and H2020 Programmes
symptom”, “deficit schizophrenia”. The retrieved English under grant agreements FP7-HEALTH-2013-2·2·1-2-603196
language publications were downloaded to an Endnote (Project PSYSCAN), FP7-HEALTH-2013-2·2·1-2-602478 (Project METSY),
library and further selected for their relevance to the topics of and Innovative Medicines Initiative 2 under grant agreement No. 115916
negative symptom definition, assessment, treatment, (Project PRISM).

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