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Lancet Psychiatry 2018; Negative symptoms of schizophrenia are associated with poor functional outcome and place a substantial burden on
5: 664–77 people with this disorder, their families, and health-care systems. We summarise the evolution of the conceptualisation
Published Online of negative symptoms, the most important findings, and the remaining open questions. Several studies have shown
March 27, 2018
that negative symptoms might be primary to schizophrenia or secondary to other factors, and that they cluster in the
http://dx.doi.org/10.1016/
S2215-0366(18)30050-6 domains of avolition–apathy and expressive deficit. Failure to take this heterogeneity into account might hinder
Department of Psychiatry, progress in research on neurobiological substrates and discoveries of treatments for primary or enduring negative
University of Campania Luigi symptoms. Improvement in recognition and routine assessment of negative symptoms is instrumental for correct
Vanvitelli, Naples, Italy management of secondary negative symptoms that are amenable to treatment. If substantial progress is to be made
(Prof S Galderisi MD,
in the understanding and treatment of negative symptoms, then advances in concepts and assessment should be
A Mucci MD); Maryland
Psychiatric Research Center, integrated into the design of future studies of these symptoms.
University of Maryland School
of Medicine, Baltimore, MD, Introduction two different subdomains within the negative symptom
USA (Prof R W Buchanan MD);
Negative symptoms have been recognised as core features dimension, evidence supporting the distinction between
and Department of Child and
Adolescent Psychiatry, of schizophrenia since the first descriptions of the primary and secondary negative symptoms, boundaries
Hospital General Universitario disorder.1–3 In contrast with positive symptoms, which are with other schizophrenia dimensions, and advances in
Gregorio Marañón, Centro de thought to reflect an excess or distortion of normal pathogenetic hypotheses, and it will provide an overview
Investigación en Red de Salud
functions (eg, auditory hallucinations), negative symp- of present and potential future treatments.
Mental, Instituto de
Investigación Sanitaria toms have been regarded as a reduction of normal
Gregorio Marañón, and School functions either related to motivation and interest, such Conceptualisation of negative symptoms
of Medicine, Universidad as avolition, anhedonia, and asociality, or to expressive Brief history of negative symptom conceptualisation
Complutense de Madrid,
Madrid, Spain
functions such as blunted affect and alogia. Traditional conceptualisations of negative symptoms
(Prof C Arango MD) Negative symptoms are frequently observed; two large have regarded these symptoms as a core component of
Correspondence to: cross-sectional retrospective studies4,5 involving more schizophrenia.1–3 Two aspects have dominated the
Prof S Galderisi, Department of than 1000 people with schizophrenia reported that over description of negative symptoms: the reduction of
Psychiatry, University of 50% of study participants had at least one negative emotional expression and the loss of motivation.
Campania Luigi Vanvitelli, Largo
symptom. They are associated with poor functional Eugen Bleuler1 described individuals with schizophrenia
Madonna delle Grazie,
80138 Naples, Italy outcome6,7 and pose a substantial burden on people with as having expressionless faces, being indifferent towards
silvana.galderisi@gmail.com schizophrenia, their families, and health-care systems. everything, and having no urge to do anything either on
In light of these associations, interest in negative their own initiative or at the bidding of another.
symptoms has grown over the past decade, and they have Emil Kraepelin3 reported emotional dullness and loss of
become a key target for the development of new mastery over volition. Dide and Guiraud14 introduced the
treatments. However, progress in relevant fields of concept of athymhormia, including loss of emotions and
research has been slow and negative symptoms remain a affect, and loss of drive. Delay and Deniker15 described a
crucial unmet therapeutic need. form of schizophrenia characterised by adynamia and
Although psychiatrists are familiar with the concept of indifference, as opposed to agitation and delusions. The
negative symptoms of schizophrenia, misconceptions concept of basic symptoms, though only partly applicable
and uncertainties about the correct identification and to current concepts of negative symptoms, also
management of these symptoms remain. contributed to raising the awareness of psychiatrists and
In the past decade, efforts to improve the con- researchers to negative symptoms.16
ceptualisation and assessment of negative symptoms The introduction of operational diagnostic criteria and
have contributed to reducing their overlap with other classification systems contributed to de-emphasising the
schizophrenia dimensions and identifying the areas in role of negative symptoms as a core component of
which borders are still poorly defined.8–10 The heterogeneity schizophrenia, mainly because of their presumed poor
of the negative symptom dimension is acknowledged and inter-rater reliability, while prioritising the role of positive
regarded as a potential confounder in research and symptoms and especially of first-rank symptoms (eg,
education, and an obstacle to correct management of though insertion, withdrawal or broadcasting, and
some secondary negative symptoms which are amenable delusions of control, influence, or passivity).17 Nevertheless,
to treatment.11–13 several researchers remained focused on the negative
This Review will cover the main advances in symptom dimension, and they proposed either a dimen
conceptualisation and assessment of negative symptoms sional or a categorical approach to their conceptualisation.18–21
of schizophrenia, findings relevant to identification of The work of these groups contributed to the resurgence of
interest in negative symptoms, although they have never overlap is minor, associations are weak and, despite
been regarded as core symptoms of schizophrenia in nearly all people with schizophrenia having some degree
classification systems. of cognitive impairment, only half of them experience
negative symptoms.22 Additionally, the possibility should
Current conceptualisation of negative symptoms be considered that avolition might lead to poor
In the past decade, negative symptoms have received performance on cognitive assessment tasks.26
increased attention because of their effect on real-life An association between conceptual disorganisation
functioning of people with schizophrenia. The dearth of and negative symptoms has sometimes been assumed27
effective therapeutic interventions and the inconsistency and might be partly due to the presence of items related
of research findings relevant to the neurobiological to conceptual disorganisation in instruments traditionally
underpinnings of negative symptoms have highlighted used to assess negative symptoms.
the need for a reconceptualisation of this dimension. The distinction between depression and negative
The association between negative and positive symp- symptoms is also challenging because of the commonalities
toms has been differently conceptualised over time. in clinical presentation, such as diminished emotional
John Hughlings Jackson2 regarded negative symptoms as expression, anhedonia, social withdrawal, and apathy.
the direct expression of the loss of function of the higher However, negative symptoms and depression are separable
nervous system levels; positive symptoms, instead, were symptom domains according to factor analysis studies,28
regarded as secondary—ie, due to the disinhibition of and they can be distinguished by accurate clinical
lower levels previously controlled by the higher ones. assessment.
Other authors have defended the independence of the Important progress has been made in the
two dimensions.15 The idea that a common patho acknowledgment of the heterogeneity of negative
physiology is at the origin of both negative and positive symptoms, the importance of differentiating primary
symptoms has not been supported by evidence, and from secondary and persistent from transient negative
several studies have indicated that negative symptoms symptoms, and the need to overcome diversities among
are independent from positive symptoms, cognitive research groups with respect to defining the main
dysfunctions, disorganisation, and depression.9 However, constructs to be included in the negative symptom
clear boundaries are not always possible to identify. dimension. A consensus has been achieved on the main
Despite the largely documented independence of constructs to be included in the negative symptom
negative from positive symptoms,22 substantial evidence dimension—ie, alogia, blunted affect, anhedonia,
indicates that the longer the duration of untreated asociality, and avolition.9 A brief definition of each
psychosis, the greater the severity of negative symptoms.23 symptom is provided in panel 1.
These data need to be further assessed in longitudinal In contrast, no consensus has emerged so far on
research designs to exclude the possibility that longer whether a categorical or a dimensional approach is better
duration of untreated psychosis in patients with negative suited to negative symptoms. Evidence supporting the
symptoms is the result of an insidious onset that might validity of the categorical approach has been produced
delay presentation of cases and entry into treatment.24 for the deficit schizophrenia construct (ie, the subtype of
Associations between positive and negative symptoms schizophrenia characterised by the presence of primary
might also result from assessments focusing on and persistent negative symptoms).29–32 However, evi-
behavioural aspects instead of internal experience. dence supporting the dimensional perspective is also
Regarding the boundaries between negative symptoms available; negative symptoms are observed in disorders
and cognitive impairments, it is important to point out apart from schizophrenia, such as schizoaffective
that both domains have strong associations with real-life disorder, depression, at-risk mental states, and in the
functioning; since many studies have used assessment general population.22,33 In the past 5 years, studies have
instruments that include poor attention as a component been done to identify which negative symptom domains
of the negative symptom construct, it is difficult to say are present in which disorder;34–36 however, the evolution
whether commonalities between the two dimensions are of definitions and assessment instruments has not
partly explained by this confounder. Some overlap cannot happened in the same way as for schizophrenia.
be excluded when considering, for instance, that an
impairment of executive function might interfere with Course of negative symptoms
goal-directed behaviour necessary for the acquisition of The available data indicate that negative symptoms are
reward, which is currently conceptualised as a mechanism present early in the course of illness, largely before an
contributing to avolition;25 poor verbal fluency (ie, a deficit acute psychotic episode leading to a diagnosis of
in the ability to retrieve information from memory) is schizophrenia,37–39 and, according to some findings, they
thought to underlie alogia and poor social cognition predict the eventual psychotic episode.39
might result in or be the result of asociality.25 However, Longitudinal and retrospective studies37,38,40–42 frequently
although further studies are needed to better define report the presence of asociality and trait anhedonia
boundaries, it should be stressed that the degree of since childhood and early adolescence, as well as in the
Scale for the Assessment of Negative Symptoms (SANS) Positive and Negative Syndrome Scale–Negative subscale (PANSS–Negative)
Different Appropriate item Inappropriate Basis for Different Appropriate item Inappropriate item Basis for
denom item ratings denom ratings
ination ination
Blunted affect– Affective Facial expression, Inappropriate Observation N1, blunted Diminished emotional responsiveness ·· Observation
expressive flattening spontaneous affect affect as characterised by a reduction in facial
deficit movements, expressive expression, modulation of feelings, and
gestures, eye contact, communicative gestures
affective non-
responsivity, vocal
inflections
Alogia– .. Poverty of speech Poverty of Observation N6, reduced Reduction in the normal flow of Defensiveness* or cognitive Observation
expressive content of spontaneity communication associated with deficit†
deficit speech, blocking, and flow of apathy, avolition, manifested by
increased latency conversation diminished fluidity and productivity of
of response the verbal–interactional process
Asociality– Anhedonia Intimacy and closeness, .. Behaviour N4, passive– Diminished interest and initiative in .. Behaviour
motivation and relationships with apathetic social interactions due to passivity,
asociality friends social apathy, anergy, or avolition, which leads
withdrawal to reduced interpersonal involvement
and neglect of activities of daily living
Anhedonia Anhedonia Recreational interests, .. Behaviour .. Not assessed .. ..
(consum and sexual interest
matory)– asociality
motivation
Anhedonia .. Not assessed .. .. .. Not assessed .. ..
(anticipatory)–
motivation
Avolition– Avolition– Grooming and hygiene, .. Behaviour N2, Lack of interest in, involvement with, .. Behaviour
motivation apathy no persistence at work, emotional and affective commitment to life’s and
physical anergia withdrawal events observation
Attention ·· ·· Social Behaviour .. Not assessed .. ..
impairment– inattentiveness,† and test
other* inattentiveness
during testing†
Difficulty in .. Not assessed .. .. N5, Impairment in the use of the abstract- .. Test
abstract difficulty in symbolic mode of thinking, evidenced
thinking– abstract by difficulty in classification, forming
other* thinking generalisations, and proceeding
beyond concrete or egocentric thinking
in problem-solving tasks
Stereotyped .. Not assessed .. .. N7, Decreased fluidity, spontaneity, and .. Observed
thinking– stereotyped flexibility of thinking, as evidenced in cognitive
other* thinking rigid, repetitious, or barren thought verbal
content processes
Poor rapport– .. Not assessed .. .. N3, poor Lack of interpersonal empathy, .. Observation
other* rapport openness in conversation, or sense of
closeness, interest, or involvement
with the interviewer; evidenced by
interpersonal distancing and reduced
verbal and non-verbal communication
Table 1: Evolution of negative symptom definitions and assessment with older instruments used in clinical trials
insufficient to draw any firm conclusions. Panel 4 utmost importance, as is the state versus trait
summarises the main sources of secondary negative (persistent) characteristics of the negative symptoms,
symptoms and tips for assessment. and the concept of persistent or predominant negative
symptoms.
Management of negative symptoms with No treatments have shown robust efficacy in treating
non-pharmacological treatments primary and enduring negative symptoms. Thus,
When interpreting clinical trials assessing negative negative symptoms are less amenable to treatment than
symptoms in schizophrenia, the distinction between other psychopathological domains, such as psychotic
primary and secondary negative symptoms is of the symptoms.
Brief Negative Symptom Scale (BNSS) Clinical Assessment Interview for Negative Symptoms (CAINS)
Different Appropriate item Inappropriate Basis for Different Appropriate item Inappropriate Basis for ratings
denomination item ratings denomination item
Blunted .. Decrease in the observed .. Observation Expression Decreased observed expression of emotion .. Observation
affect– expression of emotion and (EXP) scale and reactivity, including facial expression,
expressive reactivity to events; based on vocal expression, and expressive gestures
deficit facial, vocal expression, and
expressive gestures
Alogia– .. Reduction in quantity of .. Observation Expression Reduced quantity of speech—ie, the .. Observation
expressive words spoken and in (EXP) scale amount of speech produced throughout
deficit spontaneous elaboration (the the interview (quantity of words spoken)
quantity of information given
beyond what is strictly needed
to answer a question)
Asociality– .. Reduced social initiative due .. Internal Motivation Reported reduced interest in, desire or ·· Internal experience
motivation to decreased interest in experience and Pleasure motivation for, and actual engagement in (interest and
forming close relationships (reduced (MAP) scale relationships motivation for
with others interest and relationships) and
desire for behaviour
close, social
bonds) and
behaviour
Anhedonia– .. Reduced subjective experience .. Internal Motivation Reported number of days that .. Frequency
motivation of pleasure for a variety of experience and Pleasure pleasurable social, or work or school of pleasurable
activities or events; reduced of pleasure (MAP) scale activities were experienced, as well as experiences, number
pleasure experience during the during the variety and daily frequency of pleasurable of expected
activity (consummatory activity or recreational activities (consummatory pleasurable
anhedonia), and reduced for future anhedonia); reported expected number of experience
pleasure experience for future activities pleasurable social or work, or school or
anticipated activities or events recreational activities (anticipatory
(anticipatory anhedonia) anhedonia)
Avolition– .. Reduced initiation and .. Internal Motivation The extent of interest, motivation, and .. Internal
motivation persistence of goal-directed motivation and Pleasure engagement in work or school and motivation and
activity and (MAP) scale recreational activities behaviour
behaviour
Table 2: Evolution of negative symptom definitions and assessment with the latest assessment instruments
Psychosocial interventions for negative symptoms framework and personalised treatment planning showed
Psychosocial approaches to treating negative symptoms significant improvements compared with when based on
in schizophrenia include individual psychological, standard treatment in avolition–apathy (d=0·66). The
psychoeducational, and family interventions.81 The most central goals of this cognitive therapy were to undercut
studied by far has been social skill training (SST). One nihilistic beliefs and concomitantly increase motivation
review82 and one meta-analysis83 have found SST to be for constructive activity. Recent approaches include
better than other interventions. However both review packages that combine several different interventions (eg,
and meta-analysis point that the studies included have environmental support, CBT, and SST).88
important methodological limitations, such as small Direct comparisons of different psychosocial inter-
sample sizes, lack of standardisation of negative ventions for the treatment of negative symptoms in
symptom assessments, and short follow-ups.81 schizophrenia seem to favour SST over the other
Family interventions, alone or in combination with other interventions.83 However, more controlled trials with
treatments, such as psychoeducation, communication negative symptoms as the primary outcome are clearly
training, behavioural problem solving, and crisis manage needed before any conclusions can be drawn. The
ment, have shown initial promising results.84–86 However, recommendations made to assess efficacy for negative
variation in the type of family intervention complicates the symptoms in clinical trials should apply not only to
interpretation of these studies. pharmacological trials, but also to trials of psychosocial
Cognitive behavioural therapy (CBT) applied to interventions.89
schizophrenia was originally developed for the treatment
of positive symptoms. Even though few studies Management of negative symptoms with
have focused primarily on negative symptoms, two meta- psychopharmacological treatments
analyses of negative symptoms as a secondary outcome Dopamine antagonists and dopamine agonists
indicate a significant effect of CBT.87 In a study by Grant The only mechanism of action common to all drugs
and colleagues,64 cognitive therapy based on a goal-directed used to treat psychosis is dopamine antagonism.
Scale for the Assessment of Negative Positive and Negative Syndrome Brief Negative Symptom Scale (BNSS)* Clinical Assessment Interview for Negative Symptoms
Symptoms (SANS) Scale–Negative subscale (PANSS–Negative) (CAINS)†
Items Items Limitations Items Items Limitations Items Items Limitations Items consistently Items Limitations
consistently inconsistently consistently inconsistently consistently inconsistently loading on the factor inconsistently
loading on the loading on loading on loading on the loading on the loading on the loading on the
factor the factor the factor factor factor factor factor
Expressive Facial Poverty of Poverty of N6 lack of G7 motor Motor Quantity of Lack of Lack of distress Facial expression, ·· ··
deficit expression, content of content of spontaneity, retardation, retardation, speech, distress inconsistently vocal expression,
domain spontaneous speech speech N3 poor G5 mannerisms mannerism, and spontaneous clusters with expressive gestures,
movements, inconsistently rapport, N1 and posturing, posturing, as elaboration, this factor and quantity of speech
expressive clusters with flat affect G13 avolition well as avolition, vocal its relationship
gestures, eye this factor and inconsistently expression, with negative
contact, or negative cluster with this expressive symptoms is
affective non- symptoms factor or gestures, facial controversial
responsivity, negative expression
vocal symptoms
inflections,
poverty of
speech
Avolition– No persistence ·· Basis for N4 passive or G16 active Basis for ratings Frequency of ·· ·· Motivation for close ·· Basis for ratings
apathy at work, ratings of the apathetic social of the items is pleasure during relationships with of anhedonia
domain physical items is social avoidance behaviour activities, family, motivation for (consummatory
anergia, behaviour withdrawal, manifested by intensity of close friendships and and
recreational manifested by N2 emotional the patient, pleasure during romantic anticipatory)
interests, sexual the patient, withdrawal leading to activities, relationships, does not include
interest, leading to substantial intensity of frequency of the experiential
intimacy and substantial overlap with expected pleasurable social aspect
closeness, overlap with functioning and pleasure from activities in the past
relationships functioning poor future activities, week, frequency of
with friends and poor discrimination of Avolition: expected pleasure
discrimination secondary internal from social activities
of secondary negative experience, in the next week,
negative symptoms, Avolition: motivation for work
symptoms insufficient behaviour, or school activities,
assessment of Asociality: frequency of expected
the 3 symptoms internal pleasure from work or
of the avolition– experience, school activities in the
apathy domain, Asociality: next week,
active social behaviour motivation for
avoidance recreational activities,
inconsistently frequency of
clusters with pleasurable
negative recreational activities
symptoms in the past week,
frequency of expected
pleasure from
recreational activities
in the next week
*The two-factor structure was not confirmed by one study.112 †Inconsistent structure reported by one study.113
Table 3: Factor structure of the two domains of negative symptoms as assessed by different rating scales
antipsychotics other than clozapine.94 Drugs such as D-cycloserine57 or D-serine100 did not show any difference
glycine, sarcosine, NAC, D-serine, and D-cycloserine compared with placebo.
have been shown to improve negative symptoms, Drugs that produce positive modulation of NMDA
although not all studies have been positive.94 receptors, such as the neurosteroid pregnenolone or
Disappointingly, the two largest trials with glycine and 7-Oxo-dehydroepiandrosterone, have shown mixed
results.94 The latest studies have been industry-sponsored
randomised trials investigating a metabotropic glu-
Panel 5: other drugs with at least one positive study for tamate 2/3 (mGlu2/3) receptor agonist and glycine
the treatment of negative symptoms in schizophrenia receptor inhibitors, with no evidence of improvement in
• Monoamine oxidase B inhibitors: selegiline and rasagiline negative symptoms.81
• α7 nicotinic receptor (partial) agonists: bradanicline or
encenicline, and α7 nicotinic receptor positive allosteric Other pharmacological approaches
modulators Several other psychopharmacological interventions,
• Intranasal oxytocin mostly as add-on strategies to dopamine antagonists,
• Minocycline: a tetracycline antibiotic with potential have been studied with respect to efficacy for improving
neuroprotective properties against glutamate neurotoxicity negative symptoms in schizophrenia. Results from
• Oestrogens and selective oestrogen receptor modulators studies including this array of drugs with different
• Serotonin 5-HT3 receptor antagonists: ondansetron, mechanisms of action are ambiguous, and many of them
granisetron, and tropisetron (also an α7 nicotinic have had negative symptoms as a secondary outcome. See
receptor agonist) panel 5 for a list of drugs with at least one positive study.
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