Professional Documents
Culture Documents
Audit Report Questions
Audit Report Questions
It includes procedures that help the firm select individuals of integrity with the capacity to develop
the capabilities and competence necessary to perform the firm's work.
Ans: Recruitment
2. It includes tracking the progress of the engagement and considering the capabilities and competence
of individual members of the engagement team.
Ans: Supervision
3. It includes discussion with individuals within or outside the firm who have specialized expertise to
resolve a difficult or contentious matter.
Ans: Consultation
7. These are determined on the basis that more experienced engagement team members, including the
engagament partner, review work performed by less experienced team members
Ans: Review responsibilities
8. Give one method that develop the capabilites and competence of individuals.
Ans: (page 129)
9. This is often accomplished through written or electronic manuals, software tools or other forms of
standardized documentation, and industry or subject matter-specific guidance matterials.
Ans: Engagament performance
10. This is agreed by both the individual seeking consultation and the individual consulted when difficult
or contentious matters are involved.
Ans: Documentation of Consultations