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Journal of Hepatology 35 (2001) 284±289

www.elsevier.com/locate/jhep

Risk of parenterally transmitted hepatitis following exposure to


surgery or other invasive procedures:
results from the hepatitis surveillance system in Italy
Alfonso Mele 1, Enea Spada 1, Luciano Sagliocca 2, Pietro Ragni 3, Maria Elena Tosti 1,
Giovanni Gallo 4, Angela Moiraghi 5, Emanuela Balocchini 6, Massimo Sangalli 7,
Pier Luigi Lopalco 8, Tommaso Stroffolini 1,9,*
1
Laboratory of Epidemiology, Istituto Superiore di SanitaÁ, Viale Regina Elena 299, 00161 Rome, Italy
2
Santobono Hospital, Naples, Italy
3
Emilia Romagna Regional Health Authority, Bologna, Italy
4
Veneto Regional Health Authority, Venice, Italy
5
Department of Public Health and Microbiology, University of Turin, Turin, Italy
6
Toscana Regional Health Authority, Florence, Italy
7
Agency for Public Health, Lazio Region, Rome, Italy
8
Institute of Hygiene, University of Bari, Bari, Italy
9
San Giacomo Hospital, Liver Unit, Rome, Italy

Background/Aims: To evaluate the strength of association between parenterally transmitted viral hepatitis and
speci®c types of invasive procedures.
Methods: Data from the surveillance system for type-speci®c acute viral hepatitis (SEIEVA) during the period 1994±
1999 were used. The association of acute hepatitis B virus (HBV) and hepatitis C virus (HCV) infection with the
potential risk factors (odds ratios (OR)) was estimated comparing 3120 hepatitis B and 1023 hepatitis C cases with
7158 hepatitis A cases, used as controls, by multiple logistic regression analysis.
Results: Most procedures resulted in being associated with the risk of acquiring acute HBV or HCV. The strongest
associations were: for HBV infection, abdominal surgery (adjusted OR ˆ 3.9; 95% con®dence intervals (CI) ˆ 2.0±7.5),
oral surgery (OR ˆ 2.7; 95% CI ˆ 1.6±4.5) and gynaecological surgery (OR ˆ 2.6; 95% CI ˆ 1.2±5.5); for HCV infec-
tion, obstetric/gynaecological interventions (OR ˆ 12.1; 95% CI ˆ 5.6±26.3), abdominal surgery (OR ˆ 7.0; 95%
CI ˆ 3.2±14.9) and ophthalmological surgery (OR ˆ 5.2; 95% CI ˆ 1.1±23.2). Biopsy and/or endoscopy were associated
with HCV, but not with HBV infection.
Conclusions: Invasive procedures represent an important mode of HBV and HCV transmission. Since a large
proportion of the adult general population is exposed to these procedures and an effective HCV vaccine is not yet
available, non-immunological means of controlling iatrogenic modes of transmission are extremely important.
q 2001 European Association for the Study of the Liver. Published by Elsevier Science B.V. All rights reserved.
Keywords: Hepatitis B; Hepatitis C; Surgery; Italy

1. Introduction Italy, owing to the thousands of deaths for cirrhosis [1]


and hepatocellular carcinoma [2] occurring each year.
Infections due to hepatitis B virus (HBV) and hepatitis C Furthermore, although the incidence of both infections has
virus (HCV) represent a major public health problem in decreased in the past 15 years [3], new infections still occur.
The prevalence of chronic carriers of hepatitis viruses
Received 17 November 2000; received in revised form 8 March 2001; among the Italian general population is estimated to be
accepted 24 April 2001 about 1% for hepatitis B surface antigen (HBsAg) [4±6]
* Corresponding author. Tel.: 139-6-49903182; fax: 139-6-49387173. and from 3.2 (in northern Italy) to 12.6% (in southern
E-mail address: amele@iss.it (T. Stroffolini).

0168-8278/01/$20.00 q 2001 European Association for the Study of the Liver. Published by Elsevier Science B.V. All rights reserved.
PII: S01 68-8278(01)0011 1-8
A. Mele et al. / Journal of Hepatology 35 (2001) 284±289 285

Italy) for HCV, with the highest prevalence rates reported The BMDP statistical software package, version 1990 [16], was used for
among the elderly in southern Italy (.30%) [7±9]. statistical analysis.
The Italian National Hepatitis Surveillance System
(SEIEVA) and case±control and cohort studies have
shown that, in Italy, surgery and diagnostic or therapeutic 3. Results
invasive procedures are important modes of transmission for
both HBV and HCV infections [10±14]. Using SEIEVA In the period 1994±1999, 17,441 cases of acute HAV,
data, we investigated the association, if any, between speci- HBV, and HCV infection were noti®ed to SEIEVA. A
®c types of surgery or other invasive procedures and the total of 6140 individuals were excluded from the analysis
incidence of acute HBV and HCV infections. because they reported intravenous drug use and/or blood
transfusion in the 6 months before the onset of the acute
illness or because they were less than 15 years of age. A
2. Materials and methods total of 11,301 individuals were included in the analysis:
3120 with acute HBV infection, 1023 with acute HCV
SEIEVA was established in 1985 [15]; it is co-ordinated by the Istituto infection and 7158 with acute HAV infection.
Superiore di SanitaÁ (the National Health Institute of Italy). The system
relies on the participation of the local health units (LHUs), which during
Table 1 shows the demographic features of the study
the study period (i.e. 1994±1999) covered from approximately 40 (1994) to population by type of hepatitis infection. As expected, indi-
57% (1999) of the Italian population. viduals with acute HAV infection tended to be younger than
Individuals diagnosed with acute viral hepatitis, hospitalized or not, are those with parenterally transmitted acute infections and
interviewed by either a public health inspector or a physician of the LHU. A were more likely to be from southern Italy. Tables 2 and 3
standardized two-page questionnaire collecting information on the socio-
demographic characteristics of the subjects, exposure to parenteral risk
show the proportions of individuals reporting surgery or
factors within 6 months of disease onset and exposure to faecal/oral risk other invasive procedures by type of procedure and the
factors within 6 weeks of onset is used. Furthermore, since 1994, informa- adjusted ORs and their 95% CIs derived by multiple logistic
tion has been collected on the type of surgery and other invasive proce- regression analysis.
dures, including biopsy and endoscopy. The interviewer is blinded with Overall, 14.6% of the individuals with acute HBV infec-
respect to the type of hepatitis to avoid bias in the identi®cation of risk
factors. After the interview, the results of assays for hepatitis markers are
tion (457/3120) and 25.5% with acute HCV infection (261/
recorded. Copies of both serological results and the completed question- 1023) reported that they had undergone at least one invasive
naires are forwarded once a week to the national co-ordinating centre at the procedure, compared with 4.9% of the individuals with
Istituto Superiore di SanitaÁ. acute HAV infection (349/7158). The most frequent inva-
Case de®nition for acute hepatitis is based on clinical, biochemical and sive procedures for individuals with acute HBV infection
serological criteria. The clinical and biochemical criteria are acute illness
compatible with hepatitis and serum alanine aminotransferase (ALT) levels
were oral surgery, biopsy/endoscopy and obstetric/gynaeco-
greater than 2.5 times the normal upper limit. The serological criteria used
Table 1
to distinguish the different types of hepatitis are as follows: hepatitis A is
Study population by demographic features a,b
de®ned as immunoglobulin M (IgM) anti-HAV positive, regardless of
HBsAg status; hepatitis B as HBsAg positive, IgM anti-HBc positive and
Hepatitis B Hepatitis C Hepatitis A
IgM anti-HAV negative or not performed; hepatitis C as IgM anti-HAV
negative, IgM anti-HBc negative and anti-HCV positive, regardless of n % n % n %
HBsAg status. Assays of hepatitis markers are performed in different
laboratories in various parts of the country using standardized methodol- Age
ogy. The data analyzed in this paper refer to the period from 1994 to 1999. 15±24 699 22.4 173 16.9 4140 57.8
In this period, no changes were made in the noti®cation system. Most 25±34 1071 34.3 280 27.4 2051 28.7
individuals with acute hepatitis are hospitalized and virtually all hospita- 35±44 592 19.0 142 13.9 588 8.2
lized patients are noti®ed to LHUs. 45±54 364 11.7 118 11.5 251 3.5
The study protocol conforms to the ethical guidelines of the 1975 55±64 203 6.5 137 13.4 70 1.0
Declaration of Helsinki. 65±74 122 3.9 117 11.4 28 0.4
75±84 53 1.7 48 4.7 16 0.2
2.1. Statistical analysis $ 85 16 0.5 8 0.8 14 0.2
Sex
To evaluate the strength of associations between parenterally transmitted Male 2253 72.6 602 59.1 4573 64.1
viral hepatitis and different types of surgery or invasive procedures, indi- Female 851 27.4 416 40.9 2566 35.9
viduals with acute HBV or HCV infection were compared with those with Educational level
acute HAV infection (identi®ed by the same surveillance system), using a $ 9 years 1473 47.2 398 38.9 3429 47.9
case±control method after excluding blood-transfusion recipients and intra- # 8 years 1647 52.8 625 61.1 3729 52.1
venous drug users. Multiple logistic regression analysis was used to esti- Area of residence
mate the adjusted odds ratios (OR) and their 95% con®dence intervals (CI). North ± centre 2635 84.5 787 76.9 2554 35.7
Age, sex, educational level, area of residence, other parenteral exposures South ± islands 485 15.5 236 23.1 4604 64.3
(ear piercing, tattooing, acupuncture, attendance at a chiropodist or mani- Number of cases 3120 1023 7158
curist) and intercourse with multiple sexual partners, were adjusted for in
a
the analysis. Individuals less than 15 years of age were excluded from the SEIEVA (National Hepatitis Surveillance System) 1994±1999, Italy.
b
analysis because few of them were exposed to surgery or other invasive Subjects ,15, intravenous drug users, and transfused patients were
procedures. excluded from the analysis.
286 A. Mele et al. / Journal of Hepatology 35 (2001) 284±289

Table 2
Adjusted OR and 95% CI for different types of invasive procedure among hepatitis B cases a,b

Intervention type Hepatitis B (3120 cases) Hepatitis A (7158 cases) OR adjusted c (95% CI)

n % n %

Minor surgery 56 1.8 41 0.6 1.9 (1.1±3.2)


Gynaecological d 24 2.8 23 0.9 2.6 (1.2±5.5)
Orthopaedic 20 0.6 34 0.5 1.3 (0.6±2.7)
Abdominal 54 1.7 31 0.4 3.9 (2.0±7.5)
Cardiovascular 25 0.8 8 0.1 1.7 (0.6±4.8)
Dermatological 31 1.0 18 0.3 1.8 (0.9±3.6)
Oral surgery 77 2.5 40 0.6 2.7 (1.6±4.5)
Ophthalmological 11 0.4 5 0.1 2.4 (0.6±9.2)
Urological 14 0.4 7 0.1 2.0 (0.6±6.0)
Other intervention 73 2.3 74 1.0 1.3 (0.8±2.1)
Biopsy/endoscopy 72 2.3 67 0.9 1.4 (0.9±2.2)
a
SEIEVA (National Hepatitis Surveillance System) 1994±1999, Italy.
b
Subjects ,15, intravenous drug users, and transfused patients were excluded from the analysis.
c
Adjusted for sex, age, educational level, area of residence, other parenteral exposures and multiple sexual partners in multiple logistic regression analysis.
d
For females.

logical interventions; for those with acute HCV infection, eral exposures and intercourse with multiple sexual part-
the most frequent invasive procedures were obstetric/gynae- ners, an association was found to link acute HBV
cological interventions and biopsy/endoscopy. Among indi- infection with abdominal surgery (OR ˆ 3:9; 95%
viduals who had undergone biopsy/endoscopy in the CI ˆ 2.0±7.5), oral surgery (OR ˆ 2:7; 95% CI ˆ 1.6±
previous 6 months, 36% of those with acute HBV infection 4.5). obstetric/gynaecological interventions (OR ˆ 2:6;
(26/72) and 40% of those with acute HCV infection (19/47) 95% CI ˆ 1.2±5.5), and minor surgery (OR ˆ 1:9; 95%
had undergone gastrointestinal endoscopy. Among indivi- CI ˆ 1.1±3.2; Table 2). Acute HCV infection resulted asso-
duals who had undergone an ophthalmological intervention, ciated with several types of surgical intervention, the stron-
73% of those with acute HBV infection (8/11) and 56% of gest associations being with obstetric/gynaecological,
those with acute HCV infection (9/16) had undergone this abdominal, cardiovascular, and ophthalmological interven-
procedure for cataracts. tions (Table 3).
Most of the invasive procedures considered were asso- Bioptic and/or endoscopic procedures resulted in being
ciated with the risk of acquiring acute HBV or HCV infec- associated with HCV infection, whereas no association was
tion, even if to a varying extent. Adjusting by multiple found with HBV infection. An additional analysis, compar-
logistic regression analysis for the confounding effect of ing gastroscopy versus no intervention, showed a strong
sociodemographic characteristics of subjects, other parent- association (OR ˆ 3:2; 95% CI ˆ 1.3±7.9) with acute hepa-

Table 3
Adjusted OR and 95% CI for different types of invasive procedure among hepatitis C cases a,b

Intervention type Hepatitis C (1023 cases) Hepatitis A (7158 cases) OR adjusted c (95% CI)

n % n %

Minor surgery 18 1.8 41 0.6 3.0 (1.5±6.1)


Gynaecological d 31 7.5 23 0.9 12.1 (5.6±26.3)
Orthopaedic 18 1.8 34 0.5 3.5 (1.6±7.5)
Abdominal 23 2.2 31 0.4 7.0 (3.2±14.9)
Cardiovascular 25 2.4 8 0.1 4.1 (1.4±11.9)
Dermatological 8 0.8 18 0.3 1.5 (0.5±4.7)
Oral surgery 28 2.7 40 0.6 2.8 (1.4±5.7)
Ophthalmological 16 1.6 5 0.1 5.2 (1.1±23.2)
Urological 5 0.5 7 0.1 0.8 (0.1±4.8)
Other intervention 42 4.1 74 1.0 3.3 (1.9±5.7)
Biopsy/endoscopy 47 4.6 67 0.9 2.1 (1.2±3.6)
a
SEIEVA (National Hepatitis Surveillance System) 1994±1999, Italy.
b
Subjects ,15, intravenous drug users, and transfused patients were excluded from the analysis.
c
Adjusted for sex, age, educational level, area of residence, other parenteral exposures and multiple sexual partners in multiple logistic regression analysis.
d
For females.
A. Mele et al. / Journal of Hepatology 35 (2001) 284±289 287

titis C, but no association (OR ˆ 1:6; 95% CI ˆ 0.8±3.4) the association between parenterally transmitted hepatitis
with acute hepatitis B (data not shown). and speci®c types of surgery or invasive procedures. Never-
As control-group individuals over 65 years of age were theless, the low incidence of both acute HBV and HCV
poorly represented in our study, a further analysis limited to infection in the general population and their often asympto-
individuals aged less than 65 years was also performed. The matic course would entail using a very large sample size and
strength of the risk associated with each type of invasive a serological follow-up to detect the occurrence of these
procedure remained essentially unchanged, except for infections. For these reasons, a prospective cohort study is
ophthalmological surgery, which resulted not yet associated not feasible. Thus, case±control studies represent the most
with acute HCV infection (OR ˆ 3:0; 95% CI ˆ 0.4±20.2; effective means of evaluating the role of surgery or invasive
data not shown). procedures in the spread of parenterally transmitted hepati-
The scoring of the other variables included in the logistic tis in the general population.
regression analysis model is shown in Table 4. In the present study, we have estimated the risk associated
with each major type of surgery or invasive procedure in the
Italian general population during a relatively long period of
4. Discussion time (6 years). Almost all the invasive procedures showed
an association with both HBV or HCV acute infection. The
Almost all studies focusing on the risk of acquiring strongest associations were found with abdominal, oral and
parenterally transmitted hepatitis associated with surgery obstetric/gynaecological surgery for HBV infection, and
or medical invasive procedures are represented by case with obstetric/gynaecological, abdominal and ophthalmolo-
reports or descriptions of epidemic clusters [17±24]. The gical interventions for HCV infection, which showed the
carrier state of health care workers [17±21], often involved highest magnitude of the OR point estimates.
in exposure-prone procedures, the contamination of the To our knowledge, this is the ®rst study showing an asso-
instruments used [22±24], and the extensive contamination ciation between HCV infection and ophthalmological
with blood of particular health care environments [25] have surgery, mostly performed for cataracts. Bacterial and
been identi®ed or suspected as the most frequent reasons for fungal contamination of the automated surgical equipment
virus transmission. Prospective cohort studies would repre- used during routine cataract surgery has been reported
sent the most adequate means to obtain valid estimates of [26,27]. Even if during cataract surgery, a serious blood
contamination usually does not take place, the inadequate
Table 4 sterilization of certain instruments used could probably
Scoring of the other variables included in the logistic regression analy-
favour patient-to-patient virus transmission.
sis model
Our data also highlight the importance of minor invasive
Variable Hepatitis B Hepatitis C procedures in the transmission of both HBV and HCV, such
OR (95% CI) OR (95% CI) as oral surgery, minor surgery, biopsy/endoscopy (asso-
Age
ciated only with HCV infection). The different risk esti-
15±24 1.0 1.0 mates associated with the various types of invasive
25±34 1.6 (1.4±1.8) 2.1 (1.7±2.7) procedure between HBV and HCV acute infections could
35±44 2.3 (1.9±2.8) 3.2 (2.4±4.4) be explained by the much higher prevalence rates of HCV
45±54 3.3 (2.6±4.2) 5.4 (3.8±7.6) infection in the general Italian population, particularly
55±64 8.1 (5.6±11.7) 24.5 (15.8±37.9)
65±74 18.5 (10.1±34.4) 106.0 (55.6±203)
among the elderly [4±9]. In fact, admitting a person-to-
75±84 10.6 (5.4±20.9) 28.1 (13.5±58.5) person mode of viral transmission by improperly sterilized
$85 3.0 (1.1±8.0) 8.2 (2.5±27.0) medical instruments, the larger pool of subjects infected
Sex with HCV than with HBV in the general population causes
Male 1.0 1.0 a higher likelihood of exposure to hepatitis C. This is parti-
Female 1.0 (0.9±1.2) 1.3 (1.0±1.5)
Educational level
cularly true for the risk associated with ophthalmological
$9 years 1.0 1.0 surgery, and even more in the case of cataract surgery, a
#8 years 1.7 (1.5±1.9) 2.4 (2.0±2.9) procedure mostly performed among elderly people who
Area of residence have very high prevalence rates of HCV infection [7±9].
North ± centre 1.0 1.0 The present results are consistent with those of two case±
South ± islands 0.14 (0.12±0.16) 0.26 (0.20±0.32)
Other parenteral exposure a
control studies carried out in Naples, Italy [12,13] in the
No 1.0 1.0 earlier 1990s. In these studies, an independent association
Yes 1.8 (1.6±2.0) 1.6 (1.3±2.0) was found to link acute HCV and HBV infection with surgi-
Number of sexual partners cal interventions and dental therapy; a very high risk of
#1 1.0 1.0 acute HCV infection (OR ˆ 32; 95% CI ˆ 7.5±147.0) was
$2 2.9 (2.6±3.4) 2.1 (1.7±2.7)
found for females exposed to obstetric and gynaecological
a
Ear piercing, tattooing, acupuncture, attendance at a chiropodist, or interventions. Furthermore, in a cohort study of blood
manicurist. donors, anti-HCV seroconversion was more frequently
288 A. Mele et al. / Journal of Hepatology 35 (2001) 284±289

observed among individuals undergoing surgery or invasive parenteral exposures and intercourse with multiple sexual
procedures [14]. Thus, the high risk of parenterally trans- partners, are likely to have been removed. Moreover,
mitted hepatitis associated with invasive procedures seems control-group individuals over 65 years of age were poorly
to be constant over time, suggesting that this problem is not represented; after restriction of the analysis to individuals
limited to certain types of hospitals or health care providers. aged less than 65 years of age, the risk estimates for each
It is probably dif®cult to control the transmission of blood- type of invasive procedure did not show substantial changes,
borne viruses in some medical settings, particularly during except for ophthalmological surgery. Thus, despite the fact
invasive procedures. that hepatitis A patients cannot be considered as absolutely
Considering the large proportion of the general popula- the best controls, they may represent a valid and feasible
tion undergoing surgery or other invasive procedures, the choice in this study. Finally, we are aware that among acute
present results stress the importance of complying with hepatitis C cases, hepatitis exacerbations in HCV chronic
universal precautions [28] and implementing ef®cient ster- carriers may have been enclosed. However, since it is unli-
ilization and maintenance methods for medical instruments. kely that HCV chronic carriers with acute exacerbations had
Ideally, disposable materials should be used, especially a history of exposure different from that of the general
when there is an increased risk of infection due to a high population, this possible misclassi®cation could have led
turnover of patients, combined with emergency surgical to an underestimate of the true risk.
interventions, such as in gynaecology or emergency rescue. In conclusion, the remarkable sociodemographic changes
The use of multidose vials should also be limited. Similarly, observed in the last two decades, more sensitive procedures
protocols and effective sterilization procedures for dental for screening blood donors for HBV and HCV, the impact of
therapy and biopsy/endoscopy need to be improved. Exten- AIDS information campaigns, and the introduction, in 1991,
sive HBV vaccination of health care workers, particularly of compulsory HBV vaccination of newborns and teenagers
those involved in exposure-prone procedures [29] should be (at 12 years of age) have all probably contributed to the
implemented. decrease in the incidence of parenterally transmitted hepa-
In the ®eld of invasive procedures for diagnostic or ther- titis in Italy in recent years. In spite of this decreasing inci-
apeutic purposes, the above mentioned non-immunological dence, exposure to diagnostic or therapeutic invasive
measures are the only effective tools in preventing the trans- procedures still represents an important mode of acquiring
mission of HCV. Furthermore, until HBV vaccination acute HBV and HCV infections.
results in the accumulation of immune cohorts, these
measures also represent the only effective measures against
HBV transmission in adulthood; these measures are also Acknowledgements
useful in preventing other bloodborne viral infections (e.g.
HIV). The authors thank Mrs Antonella Marzolini for secretar-
We would like to comment on the potential biases of this ial assistance and database management, and Mrs Rossana
study. This is one of the very few studies that have focused Bernacchia and Dr Franco Santonastasi for assisting in data
on patients with acute HBV and HCV infection for whom a collection. The authors also thank Dr Maurizio Terrana for
limited period of previous exposure (6 months) was inves- information regarding ophthalmological surgery proce-
tigated. Thus, any potential recall bias has been minimized. dures. Grants: supported by the Viral Hepatitis Project, Isti-
Individuals with acute HAV infection were used as controls tuto Superiore di SanitaÁ (D. Leg. 30/12/1992 n. 502).
to estimate the strength of the association between acute
HBV and HCV infection and various types of invasive
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