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Canadian Political Science Association and are collaborating with JSTOR to digitize, preserve
and extend access to Canadian Journal of Political Science / Revue canadienne de science
politique
Canadian Journal of Political Science I Revue canadienne de science politique, XIV:4 (December/
decembre 1981). Printed in Canada / Imprime au Canada
freedom not with unity but with division, not with power
restraint. "The people imagine themselves, in their obscure m
a huge and mysterious entity.... The more they imagine them
be infinite, irresistible, immense, the more horrified they are by
splits, minorities. Their ideal, their fondest dream, is of unity, id
uniformity, concentration; they condemn, as affronts to th
majesty, everything that may divide their will, break up th
create diversity, plurality, divergence within themselves."6
imaginary unity enslaves them to the power which claims t
bearer; and the federal principle liberates them by dissolving thei
Compare Marx's belief in "the power of united individuals" with
Proudhon's maxim of federalism, "leave nothing undivided."7
Attempts to find a common ground have sometimes been made in
the history of socialist thought.8 In State and Revolution, however,
Lenin was to object hotly to such attempts.9 "To confuse Marx's views
on 'the destruction of state power...' with Proudhon's federalism is
positively monstrous!" He continued: "Federalism as a principle
follows logically from the petty bourgeois views of anarchism. Marx was
a centralist." To be sure, the revolutionary example of the Paris
Commune, historically more Proudhonian than Marxist, could scarcely
be denied, for Marx himself had admired it. But it is a revolutionary
model, Lenin contends, only to the extent that local or communal
organization is a phase in the mobilization of a general or national will
which finds its bearer in a new centre. Localities are elements, in short,
not of devolution but of transmission, and, properly understood,
"contain not a hint of federalism." With the revision of the Leninist
model which is currently under way in very diverse contexts, the paths
of thinking marked out by Proudhon once again come to light. There is
politically-relevant diversity, it is argued, in socialism: it follows from
the sheer fact that even socialist man must still inhabit space, and there
are consequently irreducible relations of proximity and distance; unless
these are forcibly suppressed, such relations will continue to form the
basis of competing political identities.10 This insistence, and above all
the expansion of argument to embrace territorial as well as social and
economic categories, recalls precisely what was fundamental to the
federalist writings of the later Proudhon.
It is natural to begin with the topic of socialist organization: this is
the context in which Proudhon is familiar, and perhaps also a context in
6 Ibid., 58.
7 Ibid., 49.
8 See, for example, Eduard Bernstein, Evolutionary Socialism (English translation;
New York: Schocken, 1961), 157-59.
9 V. I. Lenin, The State and Revolution (English translation; Peking: Foreign
Languages Press, 1973), 60-64.
10 See especially William Connolly, "A Note on Freedom under Socialism," Political
Theory 5 (1977), 468.
The claim that federalism provides freedom appears not to enjoy much
current support. What has been vigorously criticized is not only the
claim itself, but also the view that federalism is to be seen as anything
more than a mere (perhaps unfortunate) historical fact. This, of course,
radically undermines not only the substance of Proudhon's argument
but also its enthusiasm, which many recent political scientists regard as
wholly misplaced. In "On the Theory of the Federal State,"l3 Franz
Neumann sets out to demolish the view that there is "a value which
inheres in federalism as such," and the alleged "value" which he
considers is precisely the supposed ability of federalism to maximize
liberty. It is supposed to do so, Neumann claims, because it divides
power, and because it provides relatively small units in which
democracy can be practised. But the former reason is open to the
objection (ascribed to Bentham) that institutional separation is
meaningless unless there is also social pluralism; social pluralism, not
any form of institutional separation, is thus the truly causal element. The
latter reason is open to the objection (quoted from Mill) that a unitary
state with effective institutions of local government can do everything a
federation can do. An even stronger case is advanced in a standard text
by William H. Riker,14 who likewise insists that federation is to be seen
as an institutional device and must be purged of any hint of immanent
value. "Probably the commonest case" for the value of federalism, he
says, is "that federalism is a guarantee of freedom, followed by the
prescription that, in order to preserve freedom, one must preserve
federalism." But it is not true, Riker argues, that a division of power
such as federalism provides is favourable to freedom: on the contrary,
by frustrating (national) majorities, it may lead to tyranny (a view also
advanced by Neumann). Nor can it even be claimed that the freedom of
minorities is protected, for in a federation there are local majorities
which may oppress local minorities. Finally, in a hostile piece frankly
entitled "Against Federalism,"15 Preston King notes: "the favour which
was and is frequently bestowed on an abstract understanding of
federalism derives from the supposition that federalism, as such, is
good, the embodiment of institutional liberty." The burden of his
response-recalling somewhat Neumann's quotation from
Mill-appears to be that there is no more freedom in a federation than
13 In The Democratic and the Authoritarian State (New York: Free Press, 1957), 216
14 Federalism: Origin, Operation, Significance (Boston: Little, Brown, 1964), 139-
15 In Robert Benewick et al. (eds.), Knowledge and Belief in Politics (London: Alle
Unwin, 1973), 151-76.
provinces and towns, and between these regional units and the federal
centre. Proudhon is faithful to the constitutionalist tradition, moreover,
in seeing the principle of division as a check not only upon the ambitions
of central executive power but also upon the people, who are (as he
interestingly puts it) "one of the powers of the state, and one of the most
terrifying."41 By dividing them, federation will save the people from
their own folly: socialist decentralism joins hands with the federalism of
Madison.
To link Proudhon's and Madison's names may at first seem odd;
not only because Proudhon directs some venomous pages against the
American constitution, but also because of the very different economic
concerns underpinning their respective systems. Proudhon's thinking is
reputedly defined by the answer he gave to the question which forms the
title of his best-known work, Qu'est-ce que la propriete?, to which he
had replied: "C'est le vol." For Madison, and indeed generally for the
civic tradition upon which he had drawn and which Proudhon here
silently revives, the institution was highly valued. It is the possession of
property which, it was held, guarantees the independence of the citizen,
supplies the material basis for his active political life, and also supplies
him with an immediate interest in resisting excessive and arbitrary
governmental power. But if it is paradoxical to set the great critic of
property in the context of a property-owning theory, it is Proudhon
himself who invites this paradox: for he explicitly adopts the standard
argument that it is the absence of property that disposes men to tyranny.
"The people," he writes, "living from day to day, without property...
have nothing to lose under tyranny, and scarcely worry about the
prospect."42 Moreover, it is, he says, the property-owning middle class
that has always been the source of political liberty.
The difficulty is only apparent. The property-owning middle class,
the bourgeoisie in its original and non-Marxist sense, has, Proudhon
says, ceased to exist.43 It has given way to the concentration of wealth,
to finance capitalism as it was later called, or to "economic feudalism"
or "bankocracy" as Proudhon calls it. And how, he asks, can a
democratic republic be created without the social base which it has
always been thought to require? It is here that Proudhon returns to the
idea of economic organization which he had favoured from the
beginning, the idea of self-governing producers' associations, trading
with one another according to a principle of just exchange or "value."
Before, though, this idea had rested upon ethical foundations; now it
becomes a political instrument. Now that the bourgeoisie has vanished,
a society of self-governing producers' associations is the only basis for a
political order in which the concentration of power can be avoided. The
41 Ibid., 61.
42 Ibid., 28.
43 Du Princip fefderatif (Paris: Dentu, 1863) 313; not included in English translation.
The object has not been to justify Proudhon's argument but only to
indicate what it was. Many objections indeed arise, of both empirical
and conceptual kinds. With regard to the empirical line of objection,
Proudhon's largely assertive argument obviously falls short of providing
the sort of guarantees that critics of federalism appear to demand. On the
other hand, set in the context proper to it, it may not be as fanciful as
critics seem to claim. Its claim to realism lies in its essentially temporal
dimension. In addition to whatever abstract identification it may present
of the conditions for federalism and for freedom, it also presents, and
especially stresses, an argument for the conditions of freedom over time.
This is, of course, implicit in the central theme of "corruption," which
attributes value to a polity's capacity to maintain itself in the face of what
are imagined to be persistent threats to its identity.
Here Proudhon goes beyond Montesquieu. For the latter, the cause
of (a democratic republic's) corruption had been grandeur or scale.
44 Compare, however, Stanley Hoffmann's view, in A. Maass (ed.), Area and Power
(Glencoe: Free Press, 1959), 133, where the economic is treated as primary, the
political as a means.
45 For this distinction see J. G. A. Pocock's discussion in Anthony Parel and Thomas
Flanagan (eds.), Theories of Property (Waterloo: Wilfrid Laurier University Press,
1979).
46 The Principle, 59.
47 Ibid., 49.
the relevant view of freedom here is the view, common to Hobbes and
Montesquieu, of freedom as personal security. It is because of this
element in his argument that Proudhon is not content simply with the
devolution of power to provinces: any power is potentially oppressive,
and central government serves to check provincial power as vice versa.
Second, however, the devolution of power to provinces is itself, in a
different sense, constitutive of freedom, following Hobbes's analogy
between the "immunities" of individual and community: for if there are,
as Proudhon argues, real and historic communities, small "peoples" or
societies within the mammoth states, then they have a claim to become
"masters of themselves," just as particular men do. And third, as we
have also seen, there is an identification of freedom with what Hobbes
called "popular government," such as has, in his view, been "deerly
bought" with the learning of "the Greek and Latine tongues." For in the
"citizenship" which Proudhon admires, the political life of the engaged
and responsible citizen is itself a manifestation of freedom. Freedom
here is contrasted, not only with personal insecurity, nor with the loss of
communal autonomy as such, but with subjection, or total
administration.
Does Proudhon still have a case? He may do, but it has to be
constructed on his behalf, for he was far less careful in making his
argument than Hobbes was in making the contrary one.
It goes without saying that the freedoms introduced by Proudhon into his
discussion enjoy no necessary or even probable mutual harmony. This is
an embarrassment which, in part, critics of the supposed libertarian
tendencies of federalism have been quick to exploit: the case can easily
be shown to be self-defeating. If the claim is made that federalism
provides for the freedom of political majorities, then of course it can be
shown to be false, for federalism preserves regions, where minority
interests prevail, from national majorities. If, on the other hand, it is
claimed that federalism does after all protect the rights of minorities,
then with no less difficulty it can be shown that in fact it oppresses
(regional) minorities by devolving power to (regional) majorities.50 If
individual "immunities" take precedence, in other words, they may
conflict with the self-determination of provincial communities. If the
self-determination of provincial communities takes precedence, it may
obviously conflict not only with personal independence but also with the
claims of popular (national) majorities. If, finally, the political rights of
popular (national) majorities take precedence, then the
self-determination of provincial majorities is undermined, and so also
(no less than in a unitary state) are the personal rights of security. As
50 Riker, Federalism, 141-44.
defined, this trap leaves no escape, for success with respect to any
the three dimensions carries with it failure with respect to one or
the others.
Riker notes that, "though we may know fairly well what
'federalism' means, we have at best a confused notion of what 'freedom'
means." If Proudhon's federalism can escape the trap set by Riker and
others, the route must surely lie in the definition of the second of these
terms. Recent discussion has largely revolved around a well-known
essay by Sir Isaiah Berlin.51 There are, according to Berlin, two
concepts of freedom, which he calls negative and positive. Negative
freedom is what Hobbes called "immunity," that is, nonrestraint, or the
sphere of personal security. Positive freedom lies in collective
self-determination, that is, in participation in ruling oneself and others.
Berlin rightly points out that the two freedoms may ultimately point to
two quite different conclusions. One may have a great deal of negative
freedom without enjoying positive freedom, as in the case of a
benevolent or simply lazy tyranny. One may have a great deal of positive
freedom without enjoying much negative freedom, as in the case of what
has been called totalitarian democracy. One view addresses itself to
what may be called the scope of power-over what range am I
governed?-while the other addresses itself to what may be called the
source of power-by whom am I governed? To this we must add, in the
context of a federal system, a further ambiguity with respect to the
source of power. For if a federation presents each individual with two
jurisdictional sources, the distinction between negative and positive
freedom is complicated by the presence of two communities in either of
which (or both at once) positive freedom may be sought. It is not only a
question of (negative) individual security versus (positive) collective
rights, but also a question of which community-provincial or
central-is to have the more salient positive right.
In the context of this discussion Proudhon's undifferentiated liberte
may well seem to be out of its depth. He simply has nothing to say
about Berlin's distinction, just as he has nothing to say about the
distinctions introduced by Hobbes. But it is not universally accepted
that freedom should be divided as Berlin proposes, if at all. All freedom,
as one critic has urged,52 involves reference (if only implicit) to three
"variables": it must be the freedom "of' some actor "from" some
obstacle "to" his doing something. Berlin's negative freedom-from and
positive freedom-to thus do not constitute two concepts of freedom but
two aspects of any intelligible use of the word. What divides different
51 In Four Essays on Liberty (London: Oxford University Press, 1969), 118-72.
52 Gerald C. MacCallum, "Negative and Positive Freedom," in Peter Laslett et al.
(eds.), Philosophy, Politics and Society (4th series; Oxford: Blackwell, 1972), 174-93.
For a comment on this view, see Robert A. Kocis, "Reason, Development and the
Conflict of Human Ends," American Political Science Review 74 (1980), 38-52.
53 For a sustained analysis of the themes of this paragraph, see Aron, Essay on
Freedom, Parts 2 and 4.
54 Ibid., 157.
56 De la capacite politique des classes ouvrieres (new ed.; Paris: Riviere, 1924
We began with Proudhon and Marx, and perhaps we might return there
for a conclusion. The suggestion that the two, among the
nineteenth-century socialist founders, best represent the diversitarian
and unitarian tendencies, is not at all original; it may be, even, only
approximately correct, and, in Marx's case especially, liable to being
badly overdrawn. But it is not, I think, so widely recognized that
Proudhon, or at any rate the later Proudhon, stood so far apart from the
characteristic nineteenth-century views which Marx so powerfully
advanced. In reverting to the themes of an older political science, it was
argued above, Proudhon separated himself not only from the language of
immanent change and historical liberation, but also from much that he
himself had previously taken from the language. Nothing if not eclectic,
he had borrowed before from Hegel and Comte, and constructed a
philosophy of history. Now he borrows from Machiavelli and
Montesquieu, and constructs a strikingly traditional science of politics.
But no more than in his earlier writings is his meaning derivable in any
simple way from his borrowings. If he borrowed the problem of
"corruption," he connected it not only with a critique of despotism but
also with a critique of bureaucracy: he could not simply have borrowed
from anyone his solution, federalism, for no one had previously made for
that form claims as large as his. Even if federalism, like corruption, owes
much to Montesquieu's account, it points in a direction which is quite
novel, in suggesting the importance not only of a dispersal of power but
also of what we might call dispersal of loyalty.
As a critic of "alienation," Marx identified freedom with the
self-determination of a community, with its ridding itself of both the
illusions and the divisions which in the past had always impeded its
power to will and to act, to make its institutions and circumstances what
its members wished them to be. Such a theme is not at all unfamiliar to
Proudhon, whose conception of freedom, as we have seen, was far
indeed from being of a wholly "negative" variety. What separates him
from Marx's vision is not so much any clear difference on the issue of
what freedom means, as his sense that we may be fundamentally unclear
about the location and extent of the "community" whose power is to be
realized. No political theory of freedom-as opposed to a moral theory
of personal development, or a philosophical treatment of the nature of
choice-can neglect Marx's "power of united individuals." But
Proudhon's question is, Which individuals, defined by which
wither away;59 the most radically decentralist system requires one, for,
after all, decisions made, over time, to decentralize are no less general in
character than decisions to centralize. Whether or not this point may
have some relevance for other federations, and of a nonsocialist kind, I
leave it to others to judge.
59 See F. M. Barnard and R. A. Vernon, "Socialist Pluralism and Pluralist Socialism,"
Political Studies 25 (1977), 474-90, for the view that the pluralization of socialist
regimes may require the abandonment of the "withering away" thesis.