Professional Documents
Culture Documents
Sociology Scientific Stichweh
Sociology Scientific Stichweh
3-15
RUDOLF STICHWEH
The Argument
This essay attempts to show the decisive importance of the "scientific discipline" for
any historical or sociological analysis of modern science. There are two reasons for
this:
1. A discontinuity can be observed at the beginning of modern science: the
"discipline," which up until that time had been a classificatorily generated unit of the
ordering of knowledge for purposes of instruction in schools and universities, develops
into a genuine and concrete social system of scientific communication. Scientific
disciplines as concrete systems (Realsysteme) arise as a result of (a) the communicative
stabilization of "scientific communities" at the end of the eighteenth century and the
formation of "appropriate" roles and organizational structures (in universities); (b)
the structural differentiation of the new scientific disciplines from the established
professions (law, theology, medicine) in Europe; (c) the formation of scientific
communication in the standardized form of scientific publication; the distinction of
the separate action-type "scientific research" and the differentiation of these two
elementary acts of all future scientific endeavor in relation to each other.
2. The scientific discipline as primary unit of the internal differentiation of science
has, since its genesis, been stabilized by two conditions: (a) The fact of a science
differentiated into a plurality of (competing, mutually stimulating) disciplinary
perspectives becomes the chief causal factor underlying the developmental dynamism
of modern science; (b) Similar to the way in which the discipline functions as a
cognitive address within the system of science, science also links the discipline up as a
structural unit (utilized in both systems) with curricular structures in the system of
education — i.e., it is stabilized by the central system/environment relation of science.
* Earlier versions of this paper were presented at the Maison des Sciences de l'Homme, Paris, 31 March
1987, and at the Vakgroep Wijsbegeerte of the Rijksuniversiteit Limburg, Maastricht, 22 February 1988.
** Translated by Jurgen Hausler and Susan Wylegala-Hausler.
RUDOLF STICHWEH
This paper attempts to identify some relevant aspects of the history and sociology of
scientific disciplines. The assumption is that disciplines are not a merely trivial
structural aspect of modern science, useful only for librarians'classifications. Instead,
disciplines are considered to be the primary unit of internal differentiation of the
modern system of science and, as such, vital to any analysis — historical or systematic
— of scientific developments.
Scientific disciplines are an "invention" of the late eighteenth and early nineteenth
centuries. Like most inventions, they are not the result of a lucky moment, a singular
event, a founding impulse, or an institutional innovation. They represent the
cumulative and unforeseeable result of a large number of innovations and changes. It
is therefore necessary to survey a relatively long period — from the beginning of the
eighteenth century to the second half of the nineteenth century — when attempting to
understand the genesis of scientific disciplines.
To begin with, it seems necessary to mention that what we are concerned with here is
not preconditions for the establishment of a scientific discipline in the context of other,
previously established disciplines. Studies on the development of disciplines are usually
concerned with exactly this question. They assume an environment of differentiated
disciplines and attempt to explain how and why a new discipline — biochemistry, for
example — emerges (see Kohler 1982). In this paper interest is focused on the
preconditions for the establishment of scientific disciplines per se, at a moment in
history when it is unknown that a representative universal social form (the scientific
discipline) — within which all processes of scientific communication will take place in
the future — is coming into being. The following example may serve to illustrate the
uncertainty resulting from these conditions. In 1771, in the opening section of one of
the early physiocratic treatises, Nicolas Baudeaux attempted to define the status of the
"Economistes," whom he perceived as representing a very distinct intellectual
perspective. The only term he could come up with was "philosophical school," and for
comparison he cited the philosophical schools of Zenon, Pythagoras, and Confucius
(Baudeaux 1771, pp. 4-5 of the separately paginated "Avis au lecteur").
The term "discipline," deriving from the Latin discere, was of course already known
in the early Middle Ages (Marrou 1934; cf. Evans 1980, 96-97). Until the eighteenth
century, the history of the term disciplina was closely linked to the history of the term
doctrina. In fact, the terms are frequently indistinguishable. Characteristically, they
are used in the context of teaching and instruction, and refer to a systematic entirety of
doctrines with which a student is presented in the context of instruction. If the two
terms are to be differentiated, then doctrina refers to the teacher's side of instruction
and disciplina to the student's side. Thus Johann Christian Lange (1706, 10) defined
doctrina as teaching being
teaching. And since teaching is necessarily related to learning: if used with the
student in mind who is subjected to^the instruction, it may be called disciplina.'
The systematic whole of a discipline/ doctrine is not necessarily a scientific knowledge
system, at least not in the sense of the term as used today. Walter Ong (1958,166) noted
that whenever Pierre Ramee explained the character of a scientific discipline in detail,
he preferred to speak of grammar; although in principle, he too saw geometry as
representing the ideal scientific discipline. This demonstrates the degree to which the
normative orientation of any theory of science on teaching turns thefact of the order of
doctrines (rules)for instructional purposes into the criterion deciding on the unity of a
scientific discpline (ibid., 166,306). From this perspective, scientific disciplines cannot
be observed and described as natural organisms existing in their own right. Rather,
they are the result of deliberate activities oriented toward order and specific purposes.
This may be illustrated by a typical contemporaneous list of such purposes, as follows.
In 1747, Christoph August Crusius ([1747] 1965, 35-38) discussed the reasons that
legitimize combining a multitude of truths into the whole of a scientific discipline.
First, it had to be possible to list all truths under a common term — that is, all segments
of the discipline had to represent means toward a common goal. Crusius then specified
the rules determining whether the cognitive basis thereby derived was also "adequate
and rational." Four such rules were defined: (1) the volume (body of knowledge) of the
scientific discipline had to be sufficiently large; (2) "those truths that should be thought
of in combination in an attempt to achieve useful purposes were to be combined"
(ibid., 36-37; emphasis added); (3) unnecessary deviations from existing distinctions
were to be avoided; (4) if as a consequence of the third rule "a noticeable class of truths
were not noticed to a satisfactory degree, or if truths were otherwise confused, then it
was sensible to follow the purpose of thoroughness and the nature of things more than
habit in defining scientific discplines" (ibid., 37).
On reflection, it is clear that these criteria reflect the perspective of an author of a
compendium. Therefore, volume is emphasized. The unity of a scientific discipline is
only got sight of in the writing of a textbook. Additionally, usefulness and the
preservation of existing distinctions are valued.2 Even Crusius realized that problems
remained in spite of his attempts to establish order. But he added reassuringly:
"Enough subjects will remain for singular treatises." To that end, "truths serving a
specific purpose are combined for which the reasons already exist dispersed among the
sciences" (ibid., 38). These singular treatises do not represent research in the modern
sense but rather the gathering of existing truths for specific and supposedly useful
purposes.
1
"Nehmlich in Ansehung eines lehrenden/ und in Absicht auf ein vernunfftiges Subjectum, welches der
Lehre fahig ist/ oder durch lehren erudiert werden kann. Und weil die Lehre eine notwendige relation und
Absicht hat aufs Lernen: so pfleget sie in Ansehung eines lernenden/ der sich der Lehre untergiebt/ auch
Disciplina genennet zu werden." It is interesting to note that the teacher is also referred to as being in need of
instruction. The distinction between teaching and learning refers primarily to a division of responsibilities
and does not necessarily imply superior competence on the teacher's side.
2
See Stichweh 1990, 1991 a, for the relevance of the criteria of preservation in early modern sciences.
RUDOLF STICHWEH
What is the macro order of science existing above the compendia of the disciplines?
In early modern times such macro-orders were described in a multitude of
classifications of the sciences. They were completely developed — although not yet
alphabetically ordered — in encyclopedias. In both cases hierarchy was ordained the
ordering rule. A passage from Lange serves to illustrate this point. He refers to a
hierarchical order of purposes in the realm of human behavior that warrants the
cooperation of all human beings "towards a general main purpose" (Lange 1706,656).
In this purposeful ordering of human behavior in general, and supported by the
encyclopedia as the foundation of the system of doctrines, a scholarly arrangement of
disciplines and faculties was introduced. The most respectable and recognized discipline
was the one "most closely connected to the true main purpose of human life" (ibid.,
676; also 656-57, 675 ff.).
Similar to the history of the congregations of believers in the Roman Catholic
church, where the transition to an alphabetical listing of members indicated the
neutralization or decline of the hierarchical order of estates,3 one can say that in the
history of the encyclopedias, the transition to an alphabetical listing of the materials
included was a manifestation of the decreasing integrative power of hierarchical
systems of order. A long transition period is observable of course. For example, the
encyclopedia of D'Alembert and Diderot combined an alphabetical listing of articles
with a programmatic orientation toward the threefold Baconian hierarchy of cognitive
faculties: memory, reason, imagination.4
A completely new understanding of encyclopedias emerged only at the beginning of
the nineteenth century. The quality of encyclopedias no longer resided in the fact that
singular scientific truths obtained their place in science only by being positioned in
such publications. Rather, encyclopedias became reflexive; they described themselves
as the science of science — which presupposed that science existed independently of
encyclopedias. The latter thereby became an institution for observing science.5
Simultaneously, there was an increase in the use of organic metaphors to describe
specific sciences and the connections among them (see Stichweh 1991b). There is here
an obvious tendency to perceive a science in a new sense, as a living organism
independent of external interventions aimed at bringing about order. At the same time
the existence of organic connections among all the sciences rendered implausible all
attempts to press them into a rigid hierarchical order. A drastically new perception of
3
Chatellier 1987, chap. 11, esp. p. 227, using the example of the congregations of Mary. It is noteworthy
that this change is linked to the application of the "Pactum Marianum" — i.e., that it emerges at a time when
the consternation caused by death becomes the true subject of the congregations of Mary.
4
Alphabetical ordering seems to have established itself earlier in the tradition that led to the universal
encyclopedia than it did in the true scientific encyclopedias. This implies a growing discrepancy between the
bourgeois demand for information and the way in which science itself described its structure. See Becker
1927,94-95.
5
In Germany, encyclopedia and methodology were differentiated for several decades, the latter, as a
university subject, also being called Hodegeiik. Gildemeister (1783, 10) describes the difference between
encyclopedia and methodology/ Hodegetik as follows: "The first describes the sciences as they are in
themselves; the latter is immediately concerned with the classifications and arrangements that exist or need
to be applied for instructional purposes only."
The Sociology of Scientific Disciplines
scientific disciplines was developing. Scientific disciplines now represented real systems
organizing themselves. The order among the disciplines could thus be thought of only
as a horizontal coexistence. Disciplines now came to represent cognitive systems of
equal standing, although concerned with different aspects of reality. Their
interrelationships needed to be defined more precisely but were surely not of such a
kind that the insights of one represented the means for the others' purposes. At the very
most, such relationships existed insofar as they described the relationship of each one
with all the others, thereby securing complete equality among the disciplines.
6
Naturally, along with the classifications of individual sciences, more fundamental distinctions of
cognitive forms exist that refer not to subject areas but to formal characteristics of human cognition or to
classifications of human cognitive capacities. See Stichweh 1984, 14-31; Stichweh 1991b. Wundt (1889,
6-14) provides an overview of the principles of distinction.
8 RUDOLF STICHWEH
Turning to the sociostructural level, it now becomes important to ask what kinds of
social complexes are actually constituted by scientific disciplines. Obviously, scientific
disciplines will no longer be integrated by tradition or the safeguarding and preserving
of stocks of truths. As long as this was the case, science could be thought of as existing
in metaphors such as a book, a library, or an archive. A scientific discipline could, in
other words, for a long period of time continue to exist only latently until someone
resumed a discontinued line of tradition. Naturally, the latter is not completely
impossible today. It is, however, no longer the prevailing form in which science exists.
Modern scientific disciplines constitute relatively precariously constructed networks
dependent on communications (conceptually) linked to other communications, and
on third parties observing this process. In turn, if these third parties want to convey
messages, they must be prepared to provide communications that also use such
(conceptual) links. As complexes of communications, scientific disciplines are based
on events. They change from one moment to the next, from one event to the next, and
they also may — as was shown by Charles S. Fisher (1967), using the example of the
mathematical invariant theory — cease at any moment to exist. This happens not
because something said is falsified, but because nobody has felt the need to establish
connections to a previous communication.
This first form of description, which — choosing one level of social reality — refers
to the differentiation of science as a functional system in relation to other functional
systems within modern society, should be complemented by two or three additional
forms of description that also identify levels of social reality.
The first such level is constituted by "scientific communities." Since the end of the
eighteenth century, tight networks of specialists considerable enough not to be
7
McCain (1986, 267-69) distinguishes linear disciplinary developments (for example, macroeconomics)
and radial center-periphery developments.
The Sociology of Scientific Disciplines
The history of early modern Europe was already characterized by a slow shift in the
accompanying semantics associated with scientific truth, from an imperative to
preserve the truth to an interest in the novelty of an invention. The success achieved in
organizing traditional knowledge, as well as tendencies toward empirical methods and
increased use of scientific instruments, worked toward this end. In this dimension,
another discontinuity can be observed in the genesis of the term "research" around the
year 1800. In early modern times the transition from the preservation to the
enlargement of knowledge could as a matter of principle be perceived only as a
continual process. In contrast, "research" from about the year 1800 refers to a
fundamental and at any time realizable questioning of the entire body of knowledge
until then considered probably true. From this point in time, competent scientific
communication had to be based on research in the sense just described. What was
communicated might be a small particle of knowledge, as long as it was a new particle
of knowledge. Both the scientific working process and the means of communicating its
results at the macro-level have worked toward decomposing science into elementary
units. This occurred in such a way that on the one hand communications could count
on rapid and precise reactions, and on the other hand these communications always
contained a particle of difference that simultaneously (as a difference) provided the
process with a new impulse of energy.
Why do disciplines continue to exist? The impression often prevails that all scientific
activities occur on the level of subdisciplines or sub-subdisciplines. This does not
constitute a contradiction of what has been said so far, since the preceding observations
are indifferent to the level at which the internal differentiation of science takes place, as
long as systems building of the same kind can be observed.
It seems that a form of continued existence, or stability, especially of the large
classical disciplines — such as physics, chemistry, or history — can be observed. What
the conditions for the stabilization of these classical disciplinary units are is an
interesting question.
By way of an answer, five presumptions are presented: (1) After the intertwinement
between the disciplines and the classical professions as knowledge systems and action
systems had definitely collapsed, a secondary professionalization occurred in some
disciplines based on their own stocks of knowledge. The reference here is to the
development of a category within the discipline based on occupational roles, as
demanded by the economy and by society — the chemist and later the physicist are
representative examples. This has happened in a number of disciplines in the last
hundred years. In turn, the disciplines in their classical form have become stabilized by
the system of occupational roles. This means that the stability of a complicated
subdisciplinary structure may, in principle, depend on the ability of a discipline to
provide simultaneously a more general orientation beyond the subdisciplinary level.
Consequently, education in this respect may be considered to provide for an
acknowledged profession (Stichweh 1987,257-60). (2) A second condition for stability
is related to the school-college-university sequence within the educational system.
Some of the new disciplines emerging in the nineteenth century were also established as
instructional areas in schools or as "majors"in U.S. colleges. However, the openness of
these institutions to new subjects seems, in comparison with the universities, severely
limited.l0 It can therefore be assumed that the interrelation between these instructional
institutions (in terms of, for example, teacher training, role interdependencies between
colleges and universities, the transfer of knowledge, and the production of instructional
books) did not inhibit differentiation into subdisciplines; but it did counteract any
tendency for the identity of the classical disciplines to disappear. (3) The third condition
for stability is related to the specific connections that exist between the scientific
system and the educational system in the universities. Within the university system a
discipline only to a limited extent constitutes the self-sufficient system it ostensibly
represents; in fact, it exists as a subsidiary for many other subjects, just as these other
subjects in turn exist primarily as subsidiaries for other subjects. In reference to this
network structure, it again becomes evident that giving up a compact disciplinary
identity can be very risky. (4) The three previous presumptions may be generalized to a
'» Veysey( 1973,44-50) observes that between 1905-lOand 1960-70, the number of"majors"in the large
(undergraduate) colleges remained relatively constant, at twenty-five to forty.
14 RUDOLF STICHWEH
general conclusion covering other cases of contact between system and environment.
From many viewpoints, then, a discipline functions as an "address" which is used with
the expectation that an internal distribution system exists. If such an address no longer
existed, otherwise possible communication might not take place. (5) Finally, inquiries
repeatedly confirm that scientists continue to believe in the cognitive rationality of an
overarching disciplinary identity (see for example, Becher 1981). This evaluation is
most likely related to a phenomenon that has continuously manifested itself in the
history of German science: the conviction that scientific world views founded on
disciplinary knowledge systems do exist. In this respect, disciplines resemble functional
systems within modern society. They cultivate universal perspectives that are naturally
perspectives but that are at the same time able to conceive of all real phenomena in
their terms. Abandoning classical disciplinary systems would endanger especially
those radically universal perspectives that act as a counterweight to extreme
specialization. Were historical science, for example, to accept the separation of the
subfields "history of science" and "family history," it would lose more than those two
specialized areas, it would surrender its universal view of the world.
References