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Article history: Decision support tools for building renovation are important as assistance to professional building
Received 27 February 2016 owners when setting goals for sustainability, and for making sure that the objectives are met throughout
Received in revised form the design process, both when renovating a single building or choosing renovation actions within a
4 April 2016
building portfolio. Existing literature on decision support tools applicable in the pre-design and design
Accepted 11 April 2016
Available online 13 April 2016
phase of renovation projects have been reviewed, with the aim of providing a state-of-the-art overview.
The paper categorizes the tools into six areas in which they can support the decision makers in the
renovation process: in setting sustainability goals, weighting criteria, building diagnosis, generation of
Keywords:
Decision support tools
design alternatives, estimation of performance, and in the evaluation of design alternatives. These six
Multi-criteria decision-making areas are unfolded throughout the paper, along with examples and discussion of the applicability of the
Sustainability assessment tools in the corresponding areas of the renovation process. The study presents perspectives on the future
Existing buildings development of decision support tools in renovation projects, including the aspect of renovating multiple
buildings. Areas for future research are suggested, such as emphasizing the aspect of choosing and
weighting sustainability criteria, providing explicit guidelines for screening the existing building(s), and
prioritizing renovation actions within a building portfolio.
© 2016 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.buildenv.2016.04.009
0360-1323/© 2016 Elsevier Ltd. All rights reserved.
166 A.N. Nielsen et al. / Building and Environment 103 (2016) 165e181
simulations and calculations is insufficient at that stage. more informed decisions when dealing with multiple criteria. “The
In a building renovation process, countless decisions are made decision maker” primarily refers to the professional building
throughout the different phases; from the initial decisions on owner, who has knowledge and experience in the field of building
which buildings to renovate, to the design of renovation scenarios, renovation, and has a professional team of specialized advisors and
selection among design alternatives, to construction, operation, designers. The term “goal” is used to describe long term aims and
usage, and finally demolition or reuse. Multi-criteria decision- can be of a general character and not necessarily measurable.
making is a branch of decision-making that deals with the process “Objectives” is used to describe specific actions or milestones
of making decisions with multiple, often conflicting, objectives [13]. within the general goal while “measures” refers to measurable
The use of multi-criteria decision-making methods has gained achievements, qualitative or quantitative.
popularity in building renovation, which has led to the develop-
ment of several decision support tools and methods, varying in 2. The renovation decision process
complexity and applicability.
The aim of this paper is to provide a state-of-the-art overview of A renovation process is not far from the process of designing a
the development of decision support tools applicable in the pre- new building, including the phases of pre-design, design, con-
design and design phase of renovation projects and to identify struction, and operation of the building. However, the main dif-
potential areas for future research. The tools have been categorized ference is the constraints of having an existing building and
and discussed in relation to where in the renovation process they building site along with the existing users of the building. Fig. 1
can support the decision maker. A structured approach has been illustrates the overall steps in a renovation project. It should be
undertaken to identify representative literature within the scope of recognized that the steps in the pre-design and design phase are
the review. Searches for peer-reviewed journal articles, disserta- iterative in nature and that “sub-iterations” take place throughout
tions, and conference proceedings were conducted using the Sco- the process, e.g. in the individual design process of the architect or
pus database among others. Peer-reviewed literature has been the engineer where design proposals are continuously evaluated.
primary source of information; however, relevant books, reports, Wang et al. [16] have described the ideal steps in a decision-
and websites have been included to get an extensive understanding making process as first defining the problem, then identifying ob-
of the current development in the field. The inclusion criteria for jectives and criteria, criteria weighting, generation of alternatives,
the tools in the review have been that they deal with multiple rating each alternative on each criterion and lastly computing the
criteria (two at minimum) and are applicable to renovation pro- optimal solution. Ferreria et al. [15] and Alanne [17], for instance,
jects. The level of detail provided about the tools in the review have described the decision-making process in relation to renova-
represents the level of detail in the literature. The review is struc- tion projects. Synthesizing these models with the steps illustrated
tured as follows: the introduction followed by an overview of the in Fig. 1, there are six areas where formal decision-making methods
renovation process and the existing decision support tools found in can contribute in renovation projects (Fig. 2).
the literature. The tools are divided into six categories reflecting the
areas in which they can substantiate the renovation process: goal 3. Existing decision support tools for building renovation
setting, weighting of criteria, building diagnosis, generation of
design alternatives, estimation of performance, and finally evalu- In the reviewed literature, 43 decision support tools that are
ation of design alternatives. The six areas are unfolded throughout applicable in the pre-design and design phase of renovation pro-
the review, along with examples and discussion of the tools' jects have been selected. The majority of these are developed
applicability in the corresponding areas. Perspectives on future specifically for renovation projects, where others can be used both
development and use of decision support tools in renovation pro- in existing and new buildings. Lastly, some are developed for new
jects are presented, including the aspect of renovating multiple construction but have the potential to be used for renovation. Some
buildings. Major findings are summarized in the concluding sec- tools are developed for specific local contexts and building typol-
tion, including suggestions for future research. ogies and, therefore, may not be directly applicable to other con-
Other reviews of decision support tools in relation to building texts or building types. The tools have been divided into the six
renovation have previously been published. Kolokotsa et al. [14] categories presented in Fig. 2, according to where in the renovation
reviewed methods used on energy efficiency and energy manage- process they can support the decision maker (Table 1).
ment in buildings and categorized the tools in relation to their
methodology, and Ferreira et al. [15] presented a division based on 3.1. Setting the right goals
the common aims and objectives of the decision support tools.
Thuvander et al. [11] made a survey of decision-making procedures The first key step in the renovation process is defining the goals,
and existing decision support tools used by stakeholders in relation objectives, and criteria since all the following phases are adapted to
to the renovation of existing buildings, with emphasis on the pre- these strategic and important aspects. This strategic area can, in
liminary investigation. This paper contributes by suggesting a new fact, be seen as the rational heart of the entire process [15].
categorization in relation to the applicability of each tool in Whether the goal is to renovate a single building or make strategic
different areas of the pre-design and design stage of the renovation renovation prioritization within a building portfolio, the point of
process. departure is setting the right objectives, to solve the right problems
and find the best alternatives. The objectives can be based on values
1.1. Terminology from the involved stakeholders, or the set of criteria can be fixed
from the beginning, leaving the weighting to the decision maker, as
In this paper, the term “renovation” is used as a general term for seen in several of the reviewed tools. Criteria can be based on
improvements of the performance of existing buildings, ranging existing sustainability assessment methods as the assessment
from middle to major interventions. “Sustainable renovation” is schemes can provide a structured way to incorporate sustainability
used to underline a holistic approach where environmental, social, criteria into the design process. However, these were not originally
and economic aspects are encompassed in a balanced way. The designed to serve as design guidelines [7], but rather to assess a
term “decision support tool” is used to describe any tool or method, finished building and, therefore, might be too time-consuming to
which serves the purpose of helping the decision maker in making include at an early stage. However, it should be recognized that, in
A.N. Nielsen et al. / Building and Environment 103 (2016) 165e181 167
practice, values and objectives of the decision-makers are often important aspects to consider such as recommendations for
developed throughout the design process and that values may not documentation, activities, and tools, in relation to economic,
be clear until design alternatives have been generated [61]. environmental, and social values. The model can be used when
Among the reviewed methods, 21% deal with the aspect of renovating a single building or when setting goals for renovations
setting goals and choosing criteria (Table 2). 5% take their point of within a building portfolio [53].
departure explicitly in the discussion on objectives among the Other tools include the step of choosing objectives, but do not
stakeholders [53,60] where the rest has a fixed set of criteria but provide a method to do it. The knapsack model was developed by
leaves the weighting open to being assigned by the involved Alanne [17] with the aim to help designers select the most suitable
stakeholders. RENO-EVALUE [60] is a value-based decision support renovation actions in the conceptual phase of a renovation project.
tool that focuses on the different interests and values of the main The model does not directly deal with how to choose criteria but
stakeholders involved in a sustainable building renovation project. states that these are selected by the design team. The criteria are
The tool is intended as a basis for dialogue among building pro- structured in a decision-tree where the main criteria indicate
fessionals and building users in the formulation of objectives. general, strategic objectives, sub-criteria with more concrete issues,
Furthermore, it can be used to evaluate a renovation project ho- and the lowest level of the tree represents criteria measures that
listically, according to the sustainability goals of the project. The can be either quantitative (e.g. annual energy use) or qualitative
Total Value Model (in Danish: Totalværdimodellen) [53] is an anal- (e.g. aesthetics) (Fig. 3). The measures, or indicators, serve as the
ysis and process tool aimed towards the building owner, providing yardstick for evaluating to which extent the alternatives meet the
a framework for setting strategic objectives for the renovation overall goal [17]. Martinaitis et al. [41] developed a two-factor
project. The tool is divided into eight steps, each including method, with which the decision maker can establish goals
168 A.N. Nielsen et al. / Building and Environment 103 (2016) 165e181
Fig. 2. Six areas where formal decision-making methods can contribute in renovation projects.
within economy and energy consumption. Wang and Zeng [62] not allow prioritization, and rank-order weights, which can be
presented a method for reuse selection of historic buildings either subjective (based on the preferences of the decision makers),
where an interdisciplinary team defines the objectives. Lastly, some objective (based on quantitative measured data), or both [65]. The
tools suggest criteria, but allow the flexibility of assigning weights reviewed tools which include the option of weighting criteria are
by the stakeholders, as seen in e.g. BR-DSS [30], MDCM-23 [63], and all based on rank-order weighting methods, which provide the
the method for Multivariant Design and Multiple Criteria Analysis freedom of prioritizing a set of criteria to a particular renovation
proposed by Kaklauskas et al. [32]. context. Table 4 shows the weighting methods used in the reviewed
tools.
3.1.1. Sustainability criteria included in the reviewed tools The most used weighting method within this review is the
The sustainability criteria and objectives included in the Analytic Hierarchy Process (AHP) [22,37,43,48,58] which is widely
reviewed tools have been divided into three categories: Social, used in the architectural, engineering, and construction industry
Environmental and Economic Sustainability (Table 3), based on the [70], followed by the Grading Method in popularity [17,63]. AHP
components of sustainable development derived from the Rio was developed by Saaty [71] to prioritize criteria through pairwise
Declaration from 1992 [64]. The Social Sustainability category in- comparison in order to find the best alternative based on the
cludes aspects of indoor environmental quality, architectural judgments of the decision maker. The decision problem is struc-
quality, functionality, quality of life, employment, and cultural as- tured into a hierarchy with the overall goal at the top, followed by
pects. The Environmental Sustainability category includes aspects the objectives or criteria groups, then sub-criteria, and usually a set
of energy and environmental impact, and use of resources. The of alternatives at the lowest level. Elements and level can be added
Economic Sustainability criteria category includes cost related as- to fit the decision problem as close as possible. This is done to
pects of both construction and operation. ensure that the elements are compared on the same level and thus
The level of detail of the objectives and criteria in Table 3 reflects in a meaningful way. Next step is to construct pairwise comparison
the different levels of detail described in the literature; some matrices where the elements on the same level are compared to
indicate overall objectives and others provide a detailed list of each other with a scale of numbers from 1 to 9, where 1 is given
included criteria, sub-criteria, and measures. Furthermore, as the when two elements are of equal importance, and 9 represents
tools are designed to be used in different local contexts, with extreme importance to one element in comparison with another.
different building typologies, and use individual criteria weights, The other element is then assigned the reciprocal 1/9, which in-
they are not entirely comparable. In the cases where sub-criteria dicates that it is nine times less important than the other. The
are specified, these are noted in brackets after the main criteria. criteria weights are then normalized and synthesized from the
The division of the criteria and objectives shows that 40% of the matrix [71,72]. In that way, the relative importance of both quali-
43 tools include, or have the option of including, criteria from all tative and quantitative criteria can be determined based on the
three categories. 63% of the tools include criteria from the Social judgments of the decision maker.
Sustainability category, a majority of these being aspects of indoor The Grading Method is a simple method for assigning weight
environmental quality. Economic Sustainability criteria are where the most important criterion receives the grade 10, and all
included in 72% of the tools. The environmental quality criteria are the other criteria on the same level are graded from 1 to 10
represented in 81% of the reviewed tools, making this the highest depending on their relative importance to the most important
represented category. criteria. The weights are then normalized to range between 0 and 1
so that the sum of the weights is one. This procedure is then
3.2. The weighting process repeated for each level in the criteria tree [17].
Both AHP and the Grading Method serve the purpose of
The weighting process is necessary to determine the relative assigning weights to criteria on the same hierarchical level by
importance of the criteria, and thereby their impact on the final comparing the criteria to each other. In that way, an individual
design. There are two overall approaches: equal weights, which do measuring scale is established, and it is possible to prioritize among
A.N. Nielsen et al. / Building and Environment 103 (2016) 165e181 169
Table 1
43 decision support tools applicable in renovation projects. The tools are divided according to where in the renovation project they can support the decision maker.
Name of tool Year Authors/developers Goal Criteria Building Design alternatives Performance Design alternatives
setting weighting diagnosis Generation estimation evaluation
Total: 9 14 9 13 36 5
Table 2
Tools that include the aspect of goal setting, with either a fixed or non-fixed set of criteria.
both qualitative and quantitative criteria. sustainability assessment methods are used as design guidelines
If the goal is sustainability assessment of the building, or if for the project, criteria and weights are fixed depending on the
170 A.N. Nielsen et al. / Building and Environment 103 (2016) 165e181
Table 3
Sustainability objectives and criteria included in the reviewed tools.
Table 3 (continued )
Table 3 (continued )
sizes, variation in rent levels, variation in forms of period, accumulated environmental impact over maintenance, energy costs, rental income and loss
ownership, accommodation suited to special the whole life cycle (production, transportation, of rental income)
needs), Well-functioning everyday life, identity use, end of life treatment))
and experience, health and green urban
environments, safety, security and openness
RENO-EVALUE Value-based Value-based Value-based
[60]
Table 4
Methods used for weighting criteria.
Table 5
Methods and data used for registration of the existing building.
Name of tool Year Authors/ Building Method for registration Other data
developers type
EPIQR 2000 Jaggs and Apartment Occupant questionnaire (experienced indoor Records of energy consumption
Palmer [20] environmental quality),
Checklist, problems within the building (occupants),
Checklist, energy audit (Auditor)
TOBUS 2002 Flourentzou Office Checklist, building structure and services (building manager
et al. [23] and technical staff)
Questionnaire, comfort and complaints (occupants)
Checklist (auditor)
XENIOS 2004 Dascalaki et al. Hotel Building audit, deterioration assessment (auditor with
[29] users)
BR-DSS 2004 Zavadskas e Questionnaire (optional) Economic information (financial databases) (optional)
et al. [30] General facts about the building (deterioration and
obsolescence)
Conceptual information (digital/numerical, textual,
graphical, diagrams, graphs and drawing, etc.),
photographic, sound, visual (video)) (optional)
INVESTIMMO 2004 Droutsa et al. Residential EPIQR building audit (plus local and urban neighborhood
[31] quality, environmental impact of buildings and building
products, necessary resources for the building life cycle,
upgrading and maintenance potential, the cultural
perceptions, rental market nature and evolution)
REFLEX 2007 Pasanisi et al. Residential Description of the existing building
[42] Customer wishes and constraints
(expected reduction of the energy consumption, maximal
budget, unwished systems and materials, a minimal number
of data concerning the house: the dwelling type, age,
number of floors, area, energy used for the heating and
domestic hot water)
2009 Juan et al. Housing On-line basic assessment questionnaire (physical and
[43] functional conditions)
2010 Juan et al. Office User survey
[47]
Euro. Retro. 2014 Zimmermann Residential Building type
Advisor [57] apartment Building data (heated floor area, plot size, attractiveness of
location, energy consumption, rents, site value, construction
costs)
Actual state of building
Repair, retrofit or reconstruction needs
174 A.N. Nielsen et al. / Building and Environment 103 (2016) 165e181
Table 6
Tools which suggest renovation actions or generate design alternatives.
generate multiple renovation scenarios using the method for a 3.5. Estimate performance of design alternatives
multi-variant design [32], which are then checked for their capacity
to meet the requirements of the specific project. The intention of Simulation tools can be put to use, ranging from simple eco-
the software is to select the best possible scenarios based on the nomic and energy calculations and rough estimates to complex and
initial data inputs [30]. A multi-criteria analysis of the components comprehensive simulations in order to estimate the performance of
of the renovation project is performed, and the most efficient ver- the project specific measures.
sions are selected. The evaluation of the alternatives is made based Out of the reviewed tools, 84% deal with this aspect in different
on conceptual and quantitative information collected at the ways (Table 7). The tools can be divided into two groups: the ones
building diagnosis. In that way, conceptual, or qualitative, infor- connected to external simulation or calculation programs and the
mation is considered; however, it is however not directly integrated ones with an integrated simulation or calculation module.
into the tool. Furthermore, multiple tools use different types of genetic algo-
In REFLEX, renovation solutions are generated on the basis of a rithms (GAs) for searching and optimization purposes.
detailed description of an existing house. A multi-criteria analysis 28% of the tools are connected to external simulation software.
finds the best variants of the renovation for each element of the Gorgolewski [18] used the BREDEM 8 model for predicting annual
building, depending on the criteria for the individual element. energy consumption of an existing flat and predicted space-heating
Hereafter, possible combinations are explored using maximum savings in housing by using TAS software [19]. The GENE_ARCH
budget and required improvement of energy efficiency as con- system [27] combines a GA as a search engine with DOE2.1E
straints, defined by the user. building energy simulation software as the evaluation module.
GENE_ARCH is an evolution based generative design system MCDM-23 [22] uses ENERGY-10 to estimate hour-by-hour energy
which uses adaption to generate architectural form. The intention performance. Liu et al. [49] use TRNYS and combine a simulation-
of the system is to generate complete building designs, including based Artificial Neural Network with a multiobjective GA (NSGA-
geometry, spatial layout, construction materials, internal finishes, II) for optimization. MultiOpt [80] is based on existing software and
types and characteristics of the window and glazing systems, and methods and also uses a GA coupled to TRNSYS, as well as economic
even mechanical and electrical installations [27]. GENE_ARCH has and environmental databases.
been applied to problems where the geometry has been generated Examples of tools which have a calculation module inherent are
based on parameters set by the user and in situations where the EPIQR and TOBUS, performing a simplified energy balance calcu-
geometry is fixed, which imitates the situation of a renovation lation based on EN-832 [81], along with cooling energy calculations
where a building already exists, and the modifications of shape and based on the balance point method [77]. Wetter and Polak [35]
orientation are limited. In each of the examples, the use of propose a simulation-precision control algorithm and present a
GENE_ARCH has been simplified, e.g. generating alternative façade new building energy and daylighting simulation program.
solutions for an existing building, where trade-offs between 21% of the reviewed tools include a life cycle assessment (LCA),
architectural design intentions, natural lighting, and energy per- and 16% include a life cycle cost (LCC) approach. LCA is a recognized
formance guide the generation of façade solutions [27]. analytical method for assessing the environmental impacts of
GENE_ARCH differs from the rest of the tools subject to this review products or services from a cradle-to-cradle perspective [82,83]. An
as it actively includes architectural quality as a parameter for example of an LCA-based decision support tool is BEPAS, which
automatic generation of design alternatives. Using an expert sys- aims to assess the environmental performance of a new or existing
tem for generating architectural solutions can open up the solution building, investigating aspects of building facilities, construction
space, and in that way serve as a support for the architect. Also, it materials, and location [36]. Crawford et al. [44] present a
could substantiate an integrated design process, in which technical comprehensive framework for assessing the life-cycle energy of
aspects are considered and included at an early stage and where building construction assemblies.
they have the greatest impact. This idea of using algorithms for LCC is a method for analyzing costs related to a product during
form-finding or form-making, having multiple parameters its life cycle, including costs both related to initial investment and
informing the design outcomes, verge on the paradigms of para- operation. Juan et al. [68] present a decision support system for
metric or generative design. However, as these are mainly used as housing condition assessment and refurbishment strategies, using
design methods within the field of architecture and as the concept genetic algorithms to analyze the trade-offs between cost and
of sustainable building design is broader than just architectural quality, where LCC is used to calculate the cost score for considered
quality, it would be extremely complicated to encompass all aspects renovation actions.
into just one tool or algorithm. The multi-objective optimization model presented by Wang
A.N. Nielsen et al. / Building and Environment 103 (2016) 165e181 175
Table 7
Tools that include the aspect of performance estimation.
Name of tool Year Authors/ External simulation, calculation or analysis Integrated simulation, calculation or Search, Optimization or
developers analysis module ranking technique(s)
1995 Gorgolewski BREDEM 8 TAS (Thermal simulation) LCC (Life Cycle Cost)
[18]
1996 Gorgolewski TAS (Thermal simulation) LCC
[19]
EPIQR 2000 Jaggs and Energy balance calculation
Palmer [20] Cost analysis for individual building
elements
MEDIC 2000 Flourentzou Calculates remaining lifespan of building
et al. [21] elements
MCDM-23 2000 Balcomb et al. ENERGY-10 LCC
[22]
TOBUS 2002 Flourentzou Energy balance calculation
et al. [23] Cost analysis for individual building
elements
MOGA 2002 Wright et al. Energy cost GA (Genetic Algorithm)
[25]
GENE_ARCH 2002 Caldas et al. DOE2.1E building energy simulation software GA
[26,27]
SST tool 2003 Alanne et al.
[28]
ORME 2002 Roulet et al. ELECTRE family algorithms
[24] (ELECTRE III and VI)
XENIOS 2004 Dascalaki et al. Energy balance calculation
[29] Installation cost
payback period
BR-DSS 2004 Zavadskas Not specified Not specified Not specified
et al. [30]
INVESTIMMO 2004 Droutsa et al. LCC
[31]
Variable 2005 Pushkar et al. EnergyPlus LCA (Life Cycle Assessment) GA
grouping [33]
2005 Wang et al. LCA LCC GA
[34]
2005 Wetter et al. Building energy and daylighting Simulation-precision control
[35] simulation algorithm
Multivariant 2005 Kaklauskas Multivariant design and multiple criteria
design et al. [32] analysis
BEPAS 2006 Zhang et al. LCA
[36]
2006 Juan et al. [37] Cost GA, case-based reasoning
2007 Zavadskas Fuzzy method of multiple-criteria
et al. [38] complex proportional evaluation
OLSC 2007 Kaklauskas Determining the utility degree and
et al. [39] market value of alternatives,
Method of multiple criteria complex
proportional assessment (COPRAS)
2007 Znouda et al. Thermal evaluation (CHEOPS), GA
[40] Costs (initial investment, installation,
maintenance, and energy operating cost)
2007 Martinaitis Costs, energy efficiency
et al. [41]
REFLEX 2007 Pasanisi et al. EDF-R&D SimFast
[42]
2009 Juan et al. [43] LCC GA
2010 Crawford et al. LCA for building construction assemblies
[44]
2010 Diakaki et al. Costs, energy savings
[46]
2010 Juan et al. [47] Design Advisor (Energy performance including energy GA and zero-one goal
consumption, life cycle energy cost, and CO2 emissions) programming, A* search
algorithm
2010 Verbeeck et al. LCA, LCI (life cycle inventory) GA
[45]
2010 Liu et al. [49] TRNSYS simulations LCA GA (NSGA-II), Artificial Neural
Network
2010 Li et al. [50] LCA
2010 Magnier et al. TRNSYS simulations GA (NSGA-II), Artificial Neural
[51] Network
MAMVA, 2011 Kanapeckiene Market value assessment
DSS-CRP et al. [52]
MultiOpt 2011 Chantrelle TRNSYS simulations GA (NSGA-II)
et al. [54]
(continued on next page)
176 A.N. Nielsen et al. / Building and Environment 103 (2016) 165e181
Table 7 (continued )
Name of tool Year Authors/ External simulation, calculation or analysis Integrated simulation, calculation or Search, Optimization or
developers analysis module ranking technique(s)
et al. [34], and the method for evaluating different renovation al- review as the results provided by the tools will always be inter-
ternatives presented by Mjo € rnell et al. [59], include both LCA and preted and evaluated by one or more building experts. However,
LCC. Including LCA and LCC calculation modules in decision support the tools represented in Table 8 include the aspect of evaluating
tools is an interesting approach regarding environmental and design alternatives by providing explicit guidelines for the evalu-
economic sustainability aspects. However, as LCA primarily is used ation procedure.
for assessment or certification, it might be included in a simplified Common is the fact that final choices are made based on an
way to be used actively in the design process. individual's or group's knowledge and experience. Having stated
Genetic algorithms were used in several tools for searching and the project objectives clearly at the beginning entails a more effi-
optimization purposes. The concept of genetic algorithms was cient evaluation. Furthermore, if this is done in a systematic way,
created by John Holland [84] and takes its origin in Darwin's theory the objectives can serve as a design tool for evaluation throughout
of evolution, using stochastic search techniques based on the the design process.
mechanism of natural selection and natural genetics [85]. Potential The methodology presented by Mjo €rnell et al. [59], provides a
solutions to a problem are represented as a population of chro- framework for evaluation of renovation alternatives based on
mosomes, and each chromosome represents a possible solution. economic, environmental and social sustainability aspects, with
The chromosomes evolve through successive generations; special emphasis on integrating social sustainability aspects into
offspring chromosomes are created by merging two parent chro- building renovation [86]. In similarity with RENO-EVALUE [60], the
mosomes using a random crossover mutation. During each gener- evaluation framework presented by Mjo €rnell et al. [59] provides a
ation, the performances of the chromosomes are evaluated to the visual representation of the results to make it easier for the
fitness functions, and fitter chromosomes have higher chances of decision-maker to interpret the evaluation results. High-quality,
survival. After several generations, chromosomes may be close to sustainable design solutions include expert knowledge from mul-
identical, and the final chromosomes hopefully represent the tiple different professional fields. Therefore, it is important to have
optimal or near-optimal solution to a problem [85]. in mind that one tool should not strive to take over the role of
Wright et al. [25] use a multi-objective GA for investigating the building experts and advisors, or the tools they use in their
pay-off between an HVAC system energy cost and occupant ther- particular field, but merely serve as an aid to managing the
mal comfort to inform the building design process. Juan et al. [37] complexity of the decisions throughout the design process.
use a hybrid approach combining case-based reasoning and GA.
Znouda et al. [40] propose an optimization algorithm that couples 4. Perspectives on future development
GAs with a simplified tool for building thermal evaluation to
minimize energy consumption in Mediterranean buildings. They Making tools freely available can ensure equal access to the
also propose using GAs for the purpose of economic optimization. necessary knowledge and contribute to a more transparent work
process. This has been intended for several of the tools reviewed,
3.6. Evaluation of design alternatives but only a few of them were available online at the time of this
review. This can be because the projects in which the tools have
At this stage, different renovation scenarios can be assessed been developed have closed down, the website has been closed, or
quantitatively and qualitatively, based on the criteria for the maybe for commercial reasons. Furthermore, comprehensive tools
particular project. If the goal is to certify the building, a building that depend on up-to-date databases that follow the present reg-
sustainability assessment is performed. A majority of the tools ulations or prices to perform calculations need to be updated
explicitly include the step of evaluation of renovation alternatives continuously in order to be useful. This substantiates the need for
where the potential alternatives are evaluated against the project developing simplified tools that are flexible enough to meet the
objectives. Evaluation is usually done continuously throughout the changing demands of sustainable building design. One way to meet
design process, e.g. evaluation of simulation results, calculations or these demands could be connecting decision support tools to
aesthetic quality. Therefore, it can be argued that the aspect of existing databases and systems.
evaluation is implicitly inherent in all the tools included in this Sustainability assessment methods such as e.g. BREEAM, LEED,
Table 8
Tools that provide explicit guidelines for evaluation of design alternatives.
Fig. 4. Suggestion of modules, their interrelations and related actions for future decision support tools for sustainable renovation of one or multiple buildings.
CASBEE, and DGNB have been adapted to renovation purposes, relevant option as this would strengthen the common aims of
enabling certification of renovated buildings. Integrating the prin- sustainability in the building industry locally. On the other side,
ciples from the local sustainability assessment methods, such as developing tools independently of existing assessment methods
DGNB-DK in Denmark, in a simplified way, could support the might induce more innovative solutions.
decision-making process in the pre-design stage, and in that way, Cooperation and communication between stakeholders in
the criteria could provide a direction for the building diagnosis. construction projects is a subject out of scope for this review, but
Following the ideas of sustainability assessment methods when culture and traditions naturally have a significant impact on how
developing decision support tools for renovation could be a the involved actors communicate. Introducing new tools can be
178 A.N. Nielsen et al. / Building and Environment 103 (2016) 165e181
seen as a burden since there are already a great variety of tools A Goal Setting Module containing the aspects of setting sus-
available and learning new systems takes time and effort. One tainability goals, choosing and weighting criteria. The criteria
suggestion could be to combine existing concepts in a structured can be adapted from existing sustainability assessment methods
way, which can then serve as a support for decision makers and not or based on project-specific criteria.
as a burden. A Registration Module providing a method and a platform for
registration of the existing building(s). Existing databases are
4.1. Renovation of multiple buildings used to make the registration less time-consuming and ensure a
sufficient level of information.
Dealing with the renovation of multiple buildings is a relevant If dealing with multiple buildings, it is suggested to include a
matter, e.g. for municipalities and housing associations. Here the Ranking Module where the buildings are ranked in relation to
first step in the decision process, besides decisions made on a po- their renovation need. (It should be possible to focus on indi-
litical level, can be which buildings to renovate and in which order, vidual elements so as to get a prioritized list of renovation
or which renovation actions to prioritize within the building actions.)
portfolio, e.g. update specific functionalities within one specific A Recommendation Module providing recommendations for
building typology. Of the reviewed tools, EPIQR [20], TOBUS [75], renovation actions based on the sustainability criteria and
INVESTIMMO [31] and MEDIC [21] are specifically aimed towards registration information defined in the Goal Setting Module and
multiple buildings. They provide a model for performing a diag- the Registration Module.
nosis of the existing buildings that seeks to be as efficient as An Evaluation Module providing the option of evaluating the
possible time-wise and, at the same time, provide the necessary design during the design process or assess the finished design in
information concerning degradation of building elements and relation to the sustainability goals.
occupant satisfaction. However, one downside to the EPIQR soft-
ware is that it depends on local databases, which are not accessible Fig. 4 shows the modules with their interrelations and related
in all local contexts and, therefore, only some aspects of the method actions. The suggested modules are specifically focused on reno-
can be used in that case. The aspect of setting objectives within a vation of existing buildings, but some elements could serve as
larger building portfolio can be approached in the same way as with inspiration in the development of decision support tools for
a single building. Here, however, it is relevant to include that a designing new buildings as well, e.g. the Goal Setting and Sugges-
model could be generic to support in prioritizing actions within tion Modules.
different building typologies, or it could be designed specifically for
one building type, e.g. school buildings. Choosing between existing 5. Conclusion
buildings demands that the values and objectives of the decision
makers are clearly defined, or there is a chance that the evaluation The aim of this paper was to provide a state-of-the-art overview
will be vague and unsystematic. For this purpose, the methods for of the development of decision support tools applicable in the pre-
goal setting presented in this review can be useful. One tool which design and design phase of renovation projects in order to identify
is interesting in this regard is the Office Building Rating Method- areas for future research. Six areas where decision support tools can
ology (ORME) [24], which aims to rate and rank office buildings and substantiate the renovation process have been identified. The tools
renovation scenarios of the same building according to an extended have been categorized and discussed in relation to these areas. An
list of pre-defined parameters, using ELECTRE algorithms. This overview of the percentage of tools in each category is shown in
approach could be adapted to fit the necessary objectives in the Fig. 5. This review has shown that there has been a continuous
individual case, whether criteria are based on existing assessment development of decision support tools for renovation since the
methods or case-specific criteria defined by the decision makers. mid-1990s, varying in methodological approach, complexity, and
sustainability objectives. The criteria encompassed in the 43
4.2. Roadmap for future development reviewed tools have been divided into the categories of social,
environmental, and economic quality, showing that 40% of the
Based on the findings in the review, the authors suggest that the reviewed tools include criteria from all three categories. 81% of the
following modules are considered when developing decision sup- tools included environmental criteria, 72% included economic
port tools for sustainable renovation of one or multiple buildings: criteria, and 63% included social criteria.
The aspect of Goal Setting is included in 21% of the tools. Even Guidelines or models for building diagnosis should be provided,
though it is essential to set the appropriate sustainability goals, systemizing the registration and data collected with regard to
only 5% of the reviewed tools provide a model for determining the existing building. Existing methods could be adapted and
objectives and choosing criteria for the project. Both RENO-EVALUE integrated into new tools or methods.
and the Total Value Model provide a checklist that seeks to entail Tools should be flexible with regard to choosing and/or
dialogue among the stakeholders in order to establish a common weighting criteria. In that way, using criteria and weights from
ground and point of departure for the project. The predefined sustainability assessment methods is an option.
criteria for RENO-EVALUE and the objectives in the Total Value The choice of AHP as a preferred weighting method should be
Model seek a broad and holistic approach to sustainability and challenged in comparison to other relevant weighting methods,
provide checklists to ensure that all aspects are included at an early testing their applicability in the pre-design phase of renovation
stage. The development of methods and guidelines for setting goals projects.
and choosing criteria for sustainable renovation is recommended as It should be considered to make tools freely available online as
an area for future research. this could improve knowledge-sharing and make the process
The most used weighting method within this review is AHP, in more transparent for the involved stakeholders.
which criteria are compared pair-wise, subjectively determining New tools could be connected to existing databases, facility
their relative importance. AHP has been widely used in the building management systems, simulation tools, calculation tools and
industry but has been criticized by e.g. Arroyo [70]. The authors BIM models to the extent it is advantageous.
suggest comparing weighting methods for use in the pre-design Instead of focusing on developing single, comprehensive tools,
phase of sustainable renovation projects as a relevant subject for combining existing methods and tools could be beneficial.
future research. New tools aimed towards helping professional building owners
21% of the tools provide guidelines and specific methods for the manage renovation decisions in larger building portfolios is of
aspect of registration and collecting data about the existing building high relevance and should be considered.
and its deterioration state. The methods and the type and amount of
data to be collected do not differ much, and often the time used for
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