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European Journal of Neurology 2008, 15: 1124–1130 doi:10.1111/j.1468-1331.2008.02270.

Modulatory effects of anodal transcranial direct current stimulation on


perception and pain thresholds in healthy volunteers
P. S. Boggioa,b*, S. Zaghia*, M. Lopesa and F. Fregnia
a
Berenson-Allen Center for Noninvasive Brain Stimulation, Beth Israel Deaconess Medical Center, Harvard Medical School, Boston, MA,
USA; and bPrograma de Pós-Graduação em Distúrbios do Desenvolvimento e Núcleo de Neurocieˆncias do Comportamento, Centro de
Cieˆncias Biológicas e da Saúde, Universidade Presbiteriana Mackenzie, São Paulo, São Paulo, Brazil

Keywords: Background and purpose: We aimed to evaluate whether transcranial direct current
brain polarization, stimulation (tDCS) is effective in modulating sensory and pain perception thresholds in
chronic pain, healthy healthy subjects as to further explore mechanisms of tDCS in pain relief.
subjects, pain threshold, Methods: Twenty healthy subjects received stimulation with tDCS under four different
transcranial direct current conditions of stimulation: anodal tDCS of the primary motor cortex (M1), dorsolat-
stimulation eral prefrontal cortex (DLPFC), occipital cortex (V1), and sham tDCS. The order of
conditions was randomized and counterbalanced across subjects. Perception threshold
Received 14 February 2008 and pain threshold to peripheral electrical stimulation of the right index finger were
Accepted 2 July 2008 evaluated by a blinded rater. Results: The results showed a significant effect of the
interaction time versus stimulation condition for perception (P = 0.046) and pain
threshold (P = 0.015). Post hoc comparisons revealed that anodal stimulation of M1
increased both perception (P < 0.001, threshold increase of 6.5%) and pain
(P = 0.001, threshold increase of 8.3%) thresholds significantly, whilst stimulation of
the DLPFC increased pain threshold only (P = 0.046, threshold increase of 10.0%).
There were no significant effects for occipital or sham stimulation. Conclusions: These
results show that both M1 and DLFPC anodal tDCS can be used to modulate pain
thresholds in healthy subjects; thus, the mechanism of tDCS in modulating pain
involves pathways that are independent of abnormal pain-related neural activity.

lation on pain is that these methods of brain stimu-


Introduction
lation function by interfering with plastic changes
Non-invasive methods of brain stimulation, including associated with chronic pain. Indeed, this idea has
transcranial direct current stimulation (tDCS) and best been established in M1 stimulation for pain of
repetitive transcranial magnetic stimulation (rTMS), are thalamic origin: animal studies show that transection
emerging as promising techniques for the management of of the spinal cord results in burst hyperactivity of
pain in patients with chronic, intractable pain disorders VPL thalamic neurons that can be decreased by M1,
[1]. Several rTMS studies in chronic pain have shown but not sensory cortex, stimulation [7]. Furthermore,
promising results (see review [1]). For example, a single epidural stimulation of M1 has been found to relieve
session of 10-Hz rTMS over the primary motor cortex both thalamic hyperactivity and pain in human spinal
(M1) has been shown to transiently reduce pain levels in cord injury pain patients [8]. These findings suggest
patients with intractable neurogenic pain [2,3]. Recently, that M1 stimulation modulates abnormal thalamic
tDCS has been introduced as an effective tool to ame- activity to relieve pain in chronic pain syndromes
liorate chronic pain. Indeed, stimulation of M1 with [9,10].
tDCS has been shown to alleviate pain in patients with Transcranial direct current stimulation influences the
traumatic spinal cord injury [4], fibromyalgia [5], and level of cortical excitability and modulates the firing
cancer pain [6]. Nonetheless, the mechanism of these rate of individual neurons in a polarity-dependent
methods on the perception of pain remains elusive at best. fashion: anodal M1 stimulation enhances and cathodal
Whilst the exact mechanism is unclear, the most stimulation diminishes cortical excitability [11,12]. In
accepted hypothesis as to the effect of cortical stimu- addition to affecting excitability and generating neuro-
plasticity in cortical areas directly under the electrode,
Correspondence: Felipe Fregni, Berenson-Allen Center for anodal tDCS has also been shown to induce effects in
Noninvasive Brain Stimulation, 330 Brookline Ave – KS 452, Boston, distant brain areas via a connectivity-driven network
MA 02215, USA (tel.: 617-667-5272; fax: 617-975-5322; effect [13,14]. For example, anodal tDCS of M1 has
e-mail: ffregni@bidmcharvard.edu).
been proposed to modulate chronic pain by activating
*Equally contributing authors. descending inhibitory M1-thalamic projections [1].

 2008 The Author(s)


1124 Journal compilation  2008 EFNS
Modulation of pain threshold with transcranial direct current stimulation 1125

Whilst M1 tDCS- as well as epidural motor cortex from Mackenzie University to participate in this study.
stimulation and rTMS- have all been shown to alleviate Written advertisements were posted around campus and
intractable pain from certain chronic pain syndromes, it interested subjects contacted the study coordinator to
is unclear whether the effects of these methods of enroll; the study coordinator explained the risk/benefits
stimulation depend on abnormal baseline neural activ- of the study and screened interested individuals for eli-
ity. Indeed, studies with 10-Hz rTMS reveal that the gibility. Subjects were regarded as suitable to participate
effects of the stimulation vary widely depending on pain in this study if they fulfilled the following criteria: (1) age
site and origin [3]. Thus, it is unknown whether the between 18 and 35 years, (2) no clinically significant or
analgesic effects of tDCS may be induced via modula- unstable medical, neuropsychiatric, or chronic pain dis-
tion of normal pain-related neural networks. This is order, (3) no history of substance abuse or dependence,
especially important to understand for several reasons: (4) no use of central nervous system-effective medication,
(i) to appreciate the mechanism by which tDCS gener- (5) no history of brain surgery, tumor, or intracranial
ates a palliating effect in chronic pain, and specifically metal implantation. All subjects were interviewed and
to understand whether effective tDCS modulation relies examined by a physician prior to enrollment in the study.
on a dysfunction neural network; (ii) to help determine All study participants provided written, informed
which types of pain syndromes may benefit the most consent.
from methods of non-invasive brain stimulation; and
(iii) to determine whether tDCS may be indicated for
Experimental design
use in acute pain states (before plastic maladaptive
changes take place) or as a preventive method – before The healthy subjects received stimulation with tDCS
surgery, for instance. An understanding of these prin- under each of four different conditions of stimulation:
ciples will help guide the applicability of tDCS treat- anodal tDCS of M1, DLPFC, V1, and sham tDCS.
ments and will allow for enhancements in the technique The order of stimulation was randomized according to
of this procedure. a computer algorithm that generated various permu-
Thus, we decided to test the effect of tDCS on per- tations of stimulation; participants were numbered
ception and pain thresholds in healthy volunteers. We according to their order of entry and a randomization
chose tDCS as the method of cortical stimulation as it is list was used to assign the participants to a given order
a simple yet powerfully effective method of brain of stimulation. Before and during each stimulation
stimulation. Specifically, we conducted a double-blind session (after 3 min of stimulation), perception and
cross-over study to assess whether anodal tDCS of pain thresholds to peripheral electrical stimulation
different cortical areas – primary motor cortex (M1), (PES) were assessed. Each tDCS session lasted for
dorsolateral prefrontal cortex (DLPFC), and occipital 5 min in duration. Because short-term tDCS of 5–
cortex (V1), (in addition to sham stimulation) – is 7 min duration has been shown to induce transient
associated with perception and pain threshold changes after-effects that return to baseline within the first
in healthy subjects. minutes after stimulation [10,15], each run was sepa-
rated by 50 min, and baseline measurements were re-
peated between trials to monitor for any long-lasting
Methods
effects.
Study design
Transcranial direct current stimulation (tDCS)
We conducted a single-center, doubled-blinded, ran-
domized, sham-controlled, cross-over trial to determine Transcranial direct current stimulation is based on the
the effect of a single session of tDCS on pain threshold application of a weak DC to the scalp via two relatively
and perception in healthy volunteers. This study con- large anode and cathode electrodes. During tDCS, low-
formed to the ethical standards of the Declaration of amplitude DCs penetrate the skull to enter the brain.
Helsinki and was approved by the institutional ethics Although there is substantial shunting of current in the
committee at Mackenzie University, Brazil and also by scalp, sufficient current penetrates the brain to modify
the National Ethics Committee (SISNEP, Brazil – the transmembrane neuronal potential [16,17] and,
http://portal.saude.gov.br/sisnep/). thus, influences the level of excitability and modulates
the firing rate of individual neurons. The direction of
the cortical excitability change depends on current
Subjects
orientation, such that anodal stimulation generally in-
Twenty healthy volunteers (mean age of 21.0 ± 2.8 creases cortical excitability, whilst cathodal stimulation
years, mean ± SD; 7 men, 13 women) were recruited decreases it [11,15,18].

 2008 The Author(s)


Journal compilation  2008 EFNS European Journal of Neurology 15, 1124–1130
1126 P. S. Boggio et al.

During each session, patients received either sham started after 3 min of stimulation as 3 min is the min-
stimulation or anodal stimulation of M1, DLPFC, or imum duration necessary to change cortical excitability
V1. A pair of surface sponge electrodes (35 cm2) were [11]. Perception and pain threshold testing were per-
soaked in saline and applied to the scalp at the desired formed during stimulation. tDCS delivered at a level of
sites of stimulation. Rubber bandages were used to hold 2 mA has been shown to be safe and painless for use in
the electrodes in place for the duration of stimulation. healthy volunteers [26].
For anodal stimulation of M1, the anode electrode was
placed over C3 according to the 10–20 system for EEG
Evaluations of perception threshold and pain threshold
electrode placement. The reference cathode electrode
was placed over the supraorbital area on the opposite All evaluations were performed by a blinded rater
side. Similarly, for anodal stimulation of DLPFC, the immediately before and during each stimulation ses-
anode electrode was placed over F3 – as confirmed sion. The primary outcomes were perception threshold
reliable by neuronavigational techniques [19,20], and and pain threshold to electrical stimulation. PES was
the cathode electrode was placed over the contralateral applied to the right index finger (pulse duration: 200 ls)
supraorbital area. For anodal stimulation of V1, the using a Digitimer DS-7A electrical stimulator (Hert-
anode electrode was placed over Oz and the cathode fordshire, England). Current supply started at 0 mA
electrode was placed over the contralateral supraorbital and was increased in steps of 0.1 mA until the subject
area. For SHAM stimulation, the electrodes were reported sensation and then pain. The intensity of
placed in the same positions as for anodal M1 stimu- current at which the subject first reported perception of
lation, but the stimulator was turned off after 30 s of the electrical stimulus was taken as the perception
stimulation as previously described being a reliable threshold; the intensity of current at which the subject
method of blinding [21]. In this context, it is conceivable reported pain was taken as the pain threshold. For each
that in our experiment, tDCS changed activity in M1, threshold measurement, four trials were conducted and
DLPFC, and V1, respectively, during stimulation of then averaged for analysis. Our data showed that these
these areas. measurements were stable and reliable. Although other
The rationale for the choice of stimulation was the studies use thermal pain stimulation [27] or laser-
following: M1 stimulation via tDCS, rTMS, and epi- induced pain [28] as the preferred method for deter-
dural stimulation have all been associated with de- mining pain threshold, PES has the benefit of allowing
creased pain in patients with chronic pain syndromes a back-to-back determination of both perception and
(see review [1]); in fact, we used the same electrode pain thresholds within a single run.
montage as our previous tDCS studies in chronic pain
[4,5]. DLPFC was chosen as an area of stimulation
Statistical analysis
because the DLFPC is a critical part where the neural
circuit is involved in processing the cognitive and Analyses were done with Stata Statistical Software
emotional aspects of pain [22]. In addition, a previous (version 8.0, College Station, TX, USA). To compare
rTMS study showed that stimulation of this area is the effects of stimulation on perception and pain
associated with a reduction of pain in patients with thresholds, we performed a mixed ANOVA model in
depression [23]. Finally, to have reliable control con- which the dependent variable was either the pain or
ditions, we decided to have two control conditions: an perception threshold and the independent variables
active condition (occipital stimulation – this was also were time of evaluation (before or during stimulation),
important to control for the effects of the reference condition of stimulation (M1, DLPFC, V1, or SHAM),
electrode – supraorbital contralateral electrode) and a the interaction term time · condition, and the random
sham condition (in which no stimulation was delivered, variable subject ID to account for the within subjects
except for the first 30 s). Of note, whereas other studies variability. When appropriate, post hoc comparisons
apply the reference electrode of occipital stimulation were carried out using Bonferroni correction for mul-
over Cz [24,25], for this study, we felt that placement of tiple comparisons.
the reference electrode over the contralateral supraor- To assess carry-over effects, we compared baseline for
bital cortex would provide a more reliable alternate each condition of stimulation and also included the term
control condition. order (1st, 2nd, 3rd, and 4th condition of stimulation) in
For all active tDCS conditions, DC was delivered by our model. Unless stated otherwise, all results are pre-
a specially developed, battery-driven, constant current sented as means and SD (means and SEM are used in the
stimulator (Schneider Electronic, Gleichen, Germany) figures – note that figures show mean and SEM of the
with a maximum output of 10 mA. A constant current difference between post- and pre-treatment), and statis-
of 2 mA was applied for 5 min and threshold testing tical significance refers to a two-tailed P-value < 0.05.

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Journal compilation  2008 EFNS European Journal of Neurology 15, 1124–1130
Modulation of pain threshold with transcranial direct current stimulation 1127

Results

Percentage of perception threshold


9
8 *
Subjects tolerated the tDCS procedure well. There were 7

changes from baseline


6
no adverse effects, except for one subject who reported 5
headache after the end of occipital stimulation. Sensa- 4
tion associated with tDCS was perceived only at the 3
2
beginning of stimulation in 17 of the 20 subjects; and 1
these 17 participants specifically denied feeling any 0
sensations from tDCS during the PES threshold testing. –1
–2 M1 DLPFC Occipital Sham
Three subjects reported tingling/burning sensation
throughout the entire stimulation session; interestingly, Figure 1 Sensory perception threshold changes (percent change
two of these subjects also reported this same sensation from baseline) associated with the four conditions: M1 (primary
during sham stimulation. Of the 20 subjects enrolled, motor cortex), DLPFC (dorsolateral prefrontal cortex), occipital
only 16 participated in all four conditions of stimula- (V1), and sham tDCS. *Indicates statistically significant
(P < 0.05). Each column represents mean percentage change ±
tion. All 20 subjects completed stimulation at DLPFC,
SEM.
19 completed SHAM, and 16 completed the entire 4-h
experiment undergoing stimulation at all conditions at which subjects first reported pain from the target
including M1 and V1 (see Table 1). stimulus. Post hoc comparisons showed a significant
increase in pain threshold during M1 stimulation
(P = 0.001, threshold increase of 8.3%) and also dur-
Perception threshold
ing stimulation of the DLFPC (P = 0.046, threshold
The two-way mixed ANOVA showed that the interaction increase of 10.0%). There were no significant pain
time of evaluation versus condition of stimulation was threshold changes during V1 (P = 0.76, threshold in-
statistically significant [F(3,76) = 2.78; P = 0.0465] for crease of 1.2%) and sham stimulation (P = 0.87,
changes to the threshold at which subjects first reported threshold increase of 0.42%) (see Fig. 2).
perception of the target stimulus. Post hoc comparisons
showed a significant increase in perception threshold
Carry-over effect
after M1 stimulation only (P < 0.001, threshold in-
crease of 6.5%). There were no significant changes after To analyze carry-over effect, we initially analyzed
stimulation of DLFPC (P = 0.58, threshold increase of whether perception and pain thresholds at baseline were
1.2%), V1 (P = 0.91, threshold increase of 0.2%) and similar. A one-way ANOVA in which the dependent
sham stimulation (P = 0.44, threshold decrease of variable was the baseline threshold and independent
0.3%) (see Fig. 1). variable was condition of stimulation showed that this
variable was not significant for both perception and
pain threshold (F < 0.5 for both conditions). We then
Pain threshold
analyzed whether there was an effect of order in our
Results from the two-way mixed ANOVA for pain results (including the term order in the original model).
threshold were similar to perception threshold: there This analysis also disclosed that the main effect of order
was a significant interaction time versus group was not significant for both perception and pain
[F(3,76) = 3.71; P = 0.015] for changes to the threshold thresholds (F < 0.5 for both models).

Table 1 Sensory perception and pain


threshold throughout the experiment Baseline M1 Baseline DLPFC Baseline Occipital Baseline Sham

Perception threshold (mA)


Mean 2.96 3.14 2.97 3.02 2.95 2.95 2.95 2.92
SD 1.02 1.05 0.82 0.97 0.85 0.89 0.90 0.74
% Change 0.06 0.01 0.00 )0.01
Pain threshold (mA)
Mean 4.59 4.97 4.43 5.09 4.46 4.49 4.41 4.42
SD 2.44 2.64 1.98 3.21 2.09 2.01 2.30 2.31
% Change 0.08 0.13 0.01 0.00

Sensory perception and pain thresholds: mean values and percent change associated with the
four conditions: M1 (primary motor cortex), DLPFC (dorsolateral prefrontal cortex), occipital
(V1), and sham tDCS. Mean values are reported as minimum level of current applied (mA) via
PES to generate either a perception or pain response during threshold testing.

 2008 The Author(s)


Journal compilation  2008 EFNS European Journal of Neurology 15, 1124–1130
1128 P. S. Boggio et al.

14
*
that a greater magnitude of stimulus is required to
generate a perception response [1].
Percentage of pain threshold

12
With respect to the effect of M1 stimulation on
changes from baseline

10 * somatosensory perception and pain thresholds, it


8 should be noted that for safety reasons, the tDCS
6 electrodes have a relatively large surface area (35 cm2).
Thus, whilst placement of the electrodes over M1 has
4
most of the effect on BroadmannÕs area 4 (M1) and area
2 6 (premotor cortex), areas 1 and 2 of the postcentral
0 gyrus (S1 and S2) are also stimulated and may be
M1 DLPFC Occipital Sham
affected by M1 stimulation [30]. Although it is true that
Figure 2 Pain threshold changes (percent change from baseline) a smaller electrode size would result in more focal
associated with the four conditions: M1 (primary motor cortex), effects, stimulation conditions were kept constant in
DLPFC (dorsolateral prefrontal cortex), occipital (V1), and sham relation to other clinical studies with the goal of
tDCS. *Indicates statistically significant (P < 0.05). Each column enhancing comparability to these other tDCS studies,
represents mean percentage change ± SEM. namely those performed in patients with chronic pain
[4–6]. Thus, the effect of M1 anodal stimulation on the
observed increase in perception and pain threshold can
be explained as mediated primarily by action on M1 or
Discussion
– less likely, but possibly – by action on the somato-
In this study, we applied anodal tDCS to different sensory cortex.
cortical regions in healthy volunteers and compared Indeed, experiments with rTMS suggest evidence in
perception and pain thresholds that were measured favor of the suggestion that anodal M1 tDCS mediates
before and during stimulation. During M1 stimulation, its effect on perception exclusively via stimulation of
we measured a 6.5% increase in the threshold required M1: a rTMS study by Enomoto et al. suggests that
for the participants to report perception of the PES focal S1/S2 stimulation does not alter the detection of
target stimuli. Other sites of tDCS, including DLPFC somatosensory stimuli [31]. In addition, a tDCS study
and V1, and SHAM stimulation, did not result in sta- by Antal et al. demonstrates that whilst cathodal tDCS
tistically significant changes to perception threshold. In of S1 significantly diminished subjective pain percep-
addition, we found that during M1 and DLPFC stim- tion, anodal and sham stimulations had no effect [28];
ulation (but not V1 or sham), the threshold required for and, Dieckhofer et al. report that whilst cathodal tDCS
the healthy volunteers to report a painful sensation in of S1 leads to a reduction of the N20 component of
response to PES increased by 8.3% and 10.0%, SEPs, anodal stimulation results in no effect [32]. Fi-
respectively. These results indicate that anodal tDCS of nally, Ragert et al. show that anodal tDCS of S1 ap-
M1 increases both perception and pain thresholds, plied under slightly alternative parameters enhances
whilst anodal tDCS of DLPFC increases pain threshold (rather than decreases) tactile spatial acuity. Together,
only. V1 stimulation and sham both had no effect on this evidence suggests that anodal tDCS of somato-
either perception or pain threshold – the lack of a sensory cortex might have no effect on pain modula-
placebo effect perhaps being due to the fact that the tion; therefore, any observed effects in sensory
subjects did not know that tDCS was applied with the perception during anodal M1 tDCS would more
intention of affecting pain and perception thresholds. probably be mediated by action primarily through M1.
Our results demonstrate that tDCS of M1 can indeed Therefore, we propose that anodal tDCS of M1 mod-
increase pain thresholds in healthy volunteers; and ulates both perception and pain thresholds via corti-
therefore, we conclude that the pain-modulating fea- cothalamic inhibition of epicritic and nociceptive
tures of anodal M1 tDCS do not require abnormal sensation at the VPL and VPM thalamic nuclei,
baseline neural activity. Modulation of M1 with tDCS respectively [33].
has been proposed to result in the inhibition of thalamic Interestingly, our data suggest that anodal stimula-
and brainstem nuclei activity – decreasing the hyper- tion of the DLPFC might have an impact on pain
activity in these areas that underlie chronic pain [29]. modulation, but perhaps by a mechanism distinct from
Indeed, neuroimaging studies demonstrate that anodal M1 stimulation. This is especially pertinent because our
M1 tDCS induces widespread bi-directional changes in results indicate that anodal stimulation of DLPFC
regional neuronal activities including thalamic nuclei changes pain thresholds in healthy volunteers without
[12]. Therefore, in these experiments, tDCS may be generating a significant effect on perception thresholds.
modulating M1-thalamic inhibitory connections, such It is also interesting to note that the pain threshold was

 2008 The Author(s)


Journal compilation  2008 EFNS European Journal of Neurology 15, 1124–1130
Modulation of pain threshold with transcranial direct current stimulation 1129

increased by a greater magnitude during DLPFC advantage of allowing us to determine perception and
stimulation than M1 stimulation (although this differ- pain thresholds within a single run, allowing for added
ence was not statistically significant). control in comparing the relative values and helping to
The DLPFC plays an important role in anxiety, minimize habituation and sensitization induced by the
depression [23], and unpleasantness related to pain [34]. serial testing. Of note, the mean age for participants in
Indeed, pain following normally non-painful heat this study was 21.0 ± 2.8 years, and care was taken to
stimuli uniquely engages extensive areas of this part of ensure that all subjects rested their arm comfortably
the brain [35]. Interestingly, the activity of DLPFC has during the stimulation testing. Furthermore, whereas
been shown to correlate negatively with the perception laser stimuli activate Ad and C pain fibers, peripheral
of pain, suggesting that the DLPFC may have a electrical stimuli primarily activates Ab fibers [37]; this
dampening effect on the activity of the midbrain-medial feature of PES was particularly appealing because it
thalamic pathway. Thus, the DLPFC may be activated allowed us to study both perception thresholds and
during painful states and may in turn ultimately mod- pain thresholds via a common modality.
ulate structures involved in the emotional perception of Our data suggest that anodal tDCS of M1 in healthy
pain including the anterior cingulate cortex, insula, and volunteers increases both perception and pain thresh-
amygdala [35]. Thus, tDCS of DLPFC may interfere olds, whilst stimulation of DLPFC increases pain
with the emotional processing of pain by actively thresholds only. Therefore, we conclude that the pain-
exerting control on pain perception by modulating modulating features of anodal M1 tDCS do not require
these corticosubcortical and corticocortical pathways abnormal thalamic activity (or an otherwise dysfunc-
[35]. It has also been shown that 10-Hz TMS of the left tional neural network), and we suggest that stimulation
DLPFC reduces pain in patients with major depression, of DLPFC may modulate pain via a mechanism distinct
further supporting this hypothesis [23]. from M1 stimulation. In addition to contributing to the
These results ultimately suggest that M1 stimulation understanding of potential mechanisms for the action
produces an analgesic effect by modulating the sensory of tDCS in chronic pain, our results open new avenues
aspects of pain, whilst DLPFC stimulation mediates its to be explored in further studies – such as simultaneous
effects by modulating affective-emotional networks anodal M1 and DLPFC stimulation.
associated with pain, especially unpleasantness associ-
ated with pain. Thus, depending on the nature of the
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 2008 The Author(s)


Journal compilation  2008 EFNS European Journal of Neurology 15, 1124–1130

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