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Keywords: Background and purpose: We aimed to evaluate whether transcranial direct current
brain polarization, stimulation (tDCS) is effective in modulating sensory and pain perception thresholds in
chronic pain, healthy healthy subjects as to further explore mechanisms of tDCS in pain relief.
subjects, pain threshold, Methods: Twenty healthy subjects received stimulation with tDCS under four different
transcranial direct current conditions of stimulation: anodal tDCS of the primary motor cortex (M1), dorsolat-
stimulation eral prefrontal cortex (DLPFC), occipital cortex (V1), and sham tDCS. The order of
conditions was randomized and counterbalanced across subjects. Perception threshold
Received 14 February 2008 and pain threshold to peripheral electrical stimulation of the right index finger were
Accepted 2 July 2008 evaluated by a blinded rater. Results: The results showed a significant effect of the
interaction time versus stimulation condition for perception (P = 0.046) and pain
threshold (P = 0.015). Post hoc comparisons revealed that anodal stimulation of M1
increased both perception (P < 0.001, threshold increase of 6.5%) and pain
(P = 0.001, threshold increase of 8.3%) thresholds significantly, whilst stimulation of
the DLPFC increased pain threshold only (P = 0.046, threshold increase of 10.0%).
There were no significant effects for occipital or sham stimulation. Conclusions: These
results show that both M1 and DLFPC anodal tDCS can be used to modulate pain
thresholds in healthy subjects; thus, the mechanism of tDCS in modulating pain
involves pathways that are independent of abnormal pain-related neural activity.
Whilst M1 tDCS- as well as epidural motor cortex from Mackenzie University to participate in this study.
stimulation and rTMS- have all been shown to alleviate Written advertisements were posted around campus and
intractable pain from certain chronic pain syndromes, it interested subjects contacted the study coordinator to
is unclear whether the effects of these methods of enroll; the study coordinator explained the risk/benefits
stimulation depend on abnormal baseline neural activ- of the study and screened interested individuals for eli-
ity. Indeed, studies with 10-Hz rTMS reveal that the gibility. Subjects were regarded as suitable to participate
effects of the stimulation vary widely depending on pain in this study if they fulfilled the following criteria: (1) age
site and origin [3]. Thus, it is unknown whether the between 18 and 35 years, (2) no clinically significant or
analgesic effects of tDCS may be induced via modula- unstable medical, neuropsychiatric, or chronic pain dis-
tion of normal pain-related neural networks. This is order, (3) no history of substance abuse or dependence,
especially important to understand for several reasons: (4) no use of central nervous system-effective medication,
(i) to appreciate the mechanism by which tDCS gener- (5) no history of brain surgery, tumor, or intracranial
ates a palliating effect in chronic pain, and specifically metal implantation. All subjects were interviewed and
to understand whether effective tDCS modulation relies examined by a physician prior to enrollment in the study.
on a dysfunction neural network; (ii) to help determine All study participants provided written, informed
which types of pain syndromes may benefit the most consent.
from methods of non-invasive brain stimulation; and
(iii) to determine whether tDCS may be indicated for
Experimental design
use in acute pain states (before plastic maladaptive
changes take place) or as a preventive method – before The healthy subjects received stimulation with tDCS
surgery, for instance. An understanding of these prin- under each of four different conditions of stimulation:
ciples will help guide the applicability of tDCS treat- anodal tDCS of M1, DLPFC, V1, and sham tDCS.
ments and will allow for enhancements in the technique The order of stimulation was randomized according to
of this procedure. a computer algorithm that generated various permu-
Thus, we decided to test the effect of tDCS on per- tations of stimulation; participants were numbered
ception and pain thresholds in healthy volunteers. We according to their order of entry and a randomization
chose tDCS as the method of cortical stimulation as it is list was used to assign the participants to a given order
a simple yet powerfully effective method of brain of stimulation. Before and during each stimulation
stimulation. Specifically, we conducted a double-blind session (after 3 min of stimulation), perception and
cross-over study to assess whether anodal tDCS of pain thresholds to peripheral electrical stimulation
different cortical areas – primary motor cortex (M1), (PES) were assessed. Each tDCS session lasted for
dorsolateral prefrontal cortex (DLPFC), and occipital 5 min in duration. Because short-term tDCS of 5–
cortex (V1), (in addition to sham stimulation) – is 7 min duration has been shown to induce transient
associated with perception and pain threshold changes after-effects that return to baseline within the first
in healthy subjects. minutes after stimulation [10,15], each run was sepa-
rated by 50 min, and baseline measurements were re-
peated between trials to monitor for any long-lasting
Methods
effects.
Study design
Transcranial direct current stimulation (tDCS)
We conducted a single-center, doubled-blinded, ran-
domized, sham-controlled, cross-over trial to determine Transcranial direct current stimulation is based on the
the effect of a single session of tDCS on pain threshold application of a weak DC to the scalp via two relatively
and perception in healthy volunteers. This study con- large anode and cathode electrodes. During tDCS, low-
formed to the ethical standards of the Declaration of amplitude DCs penetrate the skull to enter the brain.
Helsinki and was approved by the institutional ethics Although there is substantial shunting of current in the
committee at Mackenzie University, Brazil and also by scalp, sufficient current penetrates the brain to modify
the National Ethics Committee (SISNEP, Brazil – the transmembrane neuronal potential [16,17] and,
http://portal.saude.gov.br/sisnep/). thus, influences the level of excitability and modulates
the firing rate of individual neurons. The direction of
the cortical excitability change depends on current
Subjects
orientation, such that anodal stimulation generally in-
Twenty healthy volunteers (mean age of 21.0 ± 2.8 creases cortical excitability, whilst cathodal stimulation
years, mean ± SD; 7 men, 13 women) were recruited decreases it [11,15,18].
During each session, patients received either sham started after 3 min of stimulation as 3 min is the min-
stimulation or anodal stimulation of M1, DLPFC, or imum duration necessary to change cortical excitability
V1. A pair of surface sponge electrodes (35 cm2) were [11]. Perception and pain threshold testing were per-
soaked in saline and applied to the scalp at the desired formed during stimulation. tDCS delivered at a level of
sites of stimulation. Rubber bandages were used to hold 2 mA has been shown to be safe and painless for use in
the electrodes in place for the duration of stimulation. healthy volunteers [26].
For anodal stimulation of M1, the anode electrode was
placed over C3 according to the 10–20 system for EEG
Evaluations of perception threshold and pain threshold
electrode placement. The reference cathode electrode
was placed over the supraorbital area on the opposite All evaluations were performed by a blinded rater
side. Similarly, for anodal stimulation of DLPFC, the immediately before and during each stimulation ses-
anode electrode was placed over F3 – as confirmed sion. The primary outcomes were perception threshold
reliable by neuronavigational techniques [19,20], and and pain threshold to electrical stimulation. PES was
the cathode electrode was placed over the contralateral applied to the right index finger (pulse duration: 200 ls)
supraorbital area. For anodal stimulation of V1, the using a Digitimer DS-7A electrical stimulator (Hert-
anode electrode was placed over Oz and the cathode fordshire, England). Current supply started at 0 mA
electrode was placed over the contralateral supraorbital and was increased in steps of 0.1 mA until the subject
area. For SHAM stimulation, the electrodes were reported sensation and then pain. The intensity of
placed in the same positions as for anodal M1 stimu- current at which the subject first reported perception of
lation, but the stimulator was turned off after 30 s of the electrical stimulus was taken as the perception
stimulation as previously described being a reliable threshold; the intensity of current at which the subject
method of blinding [21]. In this context, it is conceivable reported pain was taken as the pain threshold. For each
that in our experiment, tDCS changed activity in M1, threshold measurement, four trials were conducted and
DLPFC, and V1, respectively, during stimulation of then averaged for analysis. Our data showed that these
these areas. measurements were stable and reliable. Although other
The rationale for the choice of stimulation was the studies use thermal pain stimulation [27] or laser-
following: M1 stimulation via tDCS, rTMS, and epi- induced pain [28] as the preferred method for deter-
dural stimulation have all been associated with de- mining pain threshold, PES has the benefit of allowing
creased pain in patients with chronic pain syndromes a back-to-back determination of both perception and
(see review [1]); in fact, we used the same electrode pain thresholds within a single run.
montage as our previous tDCS studies in chronic pain
[4,5]. DLPFC was chosen as an area of stimulation
Statistical analysis
because the DLFPC is a critical part where the neural
circuit is involved in processing the cognitive and Analyses were done with Stata Statistical Software
emotional aspects of pain [22]. In addition, a previous (version 8.0, College Station, TX, USA). To compare
rTMS study showed that stimulation of this area is the effects of stimulation on perception and pain
associated with a reduction of pain in patients with thresholds, we performed a mixed ANOVA model in
depression [23]. Finally, to have reliable control con- which the dependent variable was either the pain or
ditions, we decided to have two control conditions: an perception threshold and the independent variables
active condition (occipital stimulation – this was also were time of evaluation (before or during stimulation),
important to control for the effects of the reference condition of stimulation (M1, DLPFC, V1, or SHAM),
electrode – supraorbital contralateral electrode) and a the interaction term time · condition, and the random
sham condition (in which no stimulation was delivered, variable subject ID to account for the within subjects
except for the first 30 s). Of note, whereas other studies variability. When appropriate, post hoc comparisons
apply the reference electrode of occipital stimulation were carried out using Bonferroni correction for mul-
over Cz [24,25], for this study, we felt that placement of tiple comparisons.
the reference electrode over the contralateral supraor- To assess carry-over effects, we compared baseline for
bital cortex would provide a more reliable alternate each condition of stimulation and also included the term
control condition. order (1st, 2nd, 3rd, and 4th condition of stimulation) in
For all active tDCS conditions, DC was delivered by our model. Unless stated otherwise, all results are pre-
a specially developed, battery-driven, constant current sented as means and SD (means and SEM are used in the
stimulator (Schneider Electronic, Gleichen, Germany) figures – note that figures show mean and SEM of the
with a maximum output of 10 mA. A constant current difference between post- and pre-treatment), and statis-
of 2 mA was applied for 5 min and threshold testing tical significance refers to a two-tailed P-value < 0.05.
Results
Sensory perception and pain thresholds: mean values and percent change associated with the
four conditions: M1 (primary motor cortex), DLPFC (dorsolateral prefrontal cortex), occipital
(V1), and sham tDCS. Mean values are reported as minimum level of current applied (mA) via
PES to generate either a perception or pain response during threshold testing.
14
*
that a greater magnitude of stimulus is required to
generate a perception response [1].
Percentage of pain threshold
12
With respect to the effect of M1 stimulation on
changes from baseline
increased by a greater magnitude during DLPFC advantage of allowing us to determine perception and
stimulation than M1 stimulation (although this differ- pain thresholds within a single run, allowing for added
ence was not statistically significant). control in comparing the relative values and helping to
The DLPFC plays an important role in anxiety, minimize habituation and sensitization induced by the
depression [23], and unpleasantness related to pain [34]. serial testing. Of note, the mean age for participants in
Indeed, pain following normally non-painful heat this study was 21.0 ± 2.8 years, and care was taken to
stimuli uniquely engages extensive areas of this part of ensure that all subjects rested their arm comfortably
the brain [35]. Interestingly, the activity of DLPFC has during the stimulation testing. Furthermore, whereas
been shown to correlate negatively with the perception laser stimuli activate Ad and C pain fibers, peripheral
of pain, suggesting that the DLPFC may have a electrical stimuli primarily activates Ab fibers [37]; this
dampening effect on the activity of the midbrain-medial feature of PES was particularly appealing because it
thalamic pathway. Thus, the DLPFC may be activated allowed us to study both perception thresholds and
during painful states and may in turn ultimately mod- pain thresholds via a common modality.
ulate structures involved in the emotional perception of Our data suggest that anodal tDCS of M1 in healthy
pain including the anterior cingulate cortex, insula, and volunteers increases both perception and pain thresh-
amygdala [35]. Thus, tDCS of DLPFC may interfere olds, whilst stimulation of DLPFC increases pain
with the emotional processing of pain by actively thresholds only. Therefore, we conclude that the pain-
exerting control on pain perception by modulating modulating features of anodal M1 tDCS do not require
these corticosubcortical and corticocortical pathways abnormal thalamic activity (or an otherwise dysfunc-
[35]. It has also been shown that 10-Hz TMS of the left tional neural network), and we suggest that stimulation
DLPFC reduces pain in patients with major depression, of DLPFC may modulate pain via a mechanism distinct
further supporting this hypothesis [23]. from M1 stimulation. In addition to contributing to the
These results ultimately suggest that M1 stimulation understanding of potential mechanisms for the action
produces an analgesic effect by modulating the sensory of tDCS in chronic pain, our results open new avenues
aspects of pain, whilst DLPFC stimulation mediates its to be explored in further studies – such as simultaneous
effects by modulating affective-emotional networks anodal M1 and DLPFC stimulation.
associated with pain, especially unpleasantness associ-
ated with pain. Thus, depending on the nature of the
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