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Phenomenological Research
651
posed. In the second (12) we have one numerical order, beginning with a
first and ending with a last. Thus as in any other meaningful proposition,
there is an analytic as well as a synthetic element. Denotatively, any
instance of 7 + 5 is also an instance of 12 and vice versa, but connotatively
the-meanings are distinct. Present-day logic finds the tautological analysis
extremely suitable for its purposes precisely because it has adopted an
extensional treatment of propositions.
Definitions, at first sign, might appear to be exceptions to our principles.
It might be argued that between the definiens and definiendum there is
either connotative diversity, in which case the proposition is not a definition
because of lack of symmetry between the subject and predicate, or, if
there is no connotative diversity, the statement is not a proposition. The
latter alternative is the one we should accept. To define a complex con-
cept S we must know two things: (1) what its constitutive elements are;
and (2) that these are all there are. Thus if R (a, b, c) are all the defining
elements of S, then a definition of S would have the form S is R (a, b, c).
There is an exact symmetry of meaning and consequently the statement
asserts an identity. All definitions are thus identities of meaning and
express no connotative diversity.
However, a real definition is not a bare tautology of the form a is a.
This is the form not of a real definition but of a circular one. The real
definition must not merely repeat the same concept at the same level of
analysis (a tautology). It must repeat the same concept at a higher level
of analysis, dividing it into its constitutive elements and revealing their
relation in the whole. We may say, therefore, that a real definition is
analytically diverse though connotatively identical. Since it involves
no connotative diversity it is not a proposition.
A tautology, such as "A rose is a rose is a rose," is a unit of meaning
repeated in the same level of analysis which contributes nothing to the
illumination of the deflnierndum. Hence it is neither a proposition nor a
real definition but only the sheer repetition of an unanalyzed concept.
Most modem discussions of the analytic and the synthetic involve one
or the other or both of the two formal distinctions we have just considered.
But in addition to these formal distinctions, there is another epistemological
distinction which usually emerges before the discussion is brought to its
close. This way of distinguishing between the analytic and the synthetic
does not merely concern the logical relation between the subject and the
predicate of a proposition. It concerns the very nature of knowledge it-
self, and a supposed radical antithesis between what has come to be called
a prior and a posteriori knowledge, which can be traced back to the sources
of modem idealistic thought in Kant and its incipience in Hume. To
those who accept this doctrine it seems so obvious that they very seldom
take the pains of seriously examining it or analyzing it, but throw it forth
as something that must now be accepted as almost self-evident by anyone
even superficially acquainted with modem research in the fields of logic
and epistemology. In brief the doctrine is essentially this.
The process of knowing is regarded not as the apprehension of an object
by the mind, but rather as an act of making or moulding something by
the mind, like the moulding of a statue out of marble by the sculptor. This
idealistic conception requires two distinct factors in any act of knowledge.
First, there must be the raw material of sensation which is simply presented
to the mind, as the marble is presented to the sculptor. Then there is the
ordering activity of the mind which spontaneously works this raw material
into a theoretical order, as the motions of the sculptor work the marble into
the form of a statue.
The raw sensations constitute the a posteriori factor of knowledge. This
is indefinitely variable and as Professor Lewis says: "All empirical knowl-
edge is probable only."5 We can never be sure what sensations will be
presented to us, nor indeed that any will be presented. The actual content
of knowledge comes from this source, but not its form. This is provided
by the spontaneous a priori action of the mind, which imposes its forms
on the raw material of experience. The a posterior factor is commonly
termed synthetic because it is something supposed to lie beyond the spon-
taneous act of knowing. The a priori factor is commonly termed analytic
in this sense of the word because it can be grasped from an analysis of the
knowing act itself without passing beyond it to any object whatsoever.
This picture of the analytic as the a priori and of the synthetic as the
a posteriori is usually associated with one or another of the purely formal
views of this distinction which we have just considered. But it is not
based upon a purely formal analysis of subject and predicate. It goes much
deeper than this. It is founded on a conception of the nature of knowledge,
a complete epistemology which must claim therefore: (1) to account for
what we commonly take to be human knowledge and its objectivity, to-
gether with other basic facts of cognition; (2) in particular, the basic fact of
intentionality attaching to every phase of the noetic act; and (3) the basic
fact of necessity which also characterizes knowledge in its most evident
instances. The epistemology of the a priori as we may call it, like any
complete epistemology, must make these claims. Can it show that they
are justified? Let us examine them briefly one by one.
soever. The epistemology of the a priori does not account for what is
commonly recognized as the phenomenon of human knowledge.
(2) Does the Epistemology of the A Priori Account for All the Basic Facts
of This Well-Known Phenomeno-in Particular
the Fact of Intentionality?
this is clearly false. The union of subject and predicate is not an arbitrary
fiat, but rather a union which signifies or intends a union in rerum natura,
beyond the mental act of uniting, not merely between S and P as symbols
but between what is signified by the concept S and what is signified by the
concept P. At the present time, however, there is widespread agreement
that definitions and logical syntax are the clearest instances of non-referen-
tial, a priori activity of the mind. Let us now examine these in greater
detail, one by one.
A. Definition
A real definition defines the thing, not the word only. It analyzes what
is signified into those distinct elements which are only confusedly indicated
by the definiendum. That is why a real definition cannot contain the word
which it really defines or any mere synonym of this word. Such a def-
inition is circular. Thus the real definition of the term "oculist" (eye
doctor) does not contain the word "oculist" or any synonym of "oculist."
Doctor (the genus) does not signify the same as oculist, for some doctors
are not oculists. Neither does "eye" (the difference) signify the same.
An eye is not an oculist. But how about the two together? Is not every
eye doctor an oculist? Is it not true that the definition can be substituted
for the definiendum? Hence is not Mr. Ayer correct in holding that the
two are merely synonyms, two names, one of which is equivalent to the
other, in virtue of an arbitrary linguistic fiat? He is not correct. The
two names, or rather the one name, and the composite defining formula, can
be substituted one for the other, as is true of any real definition and its
deftniendurn. But this is not because of any linguistic convention. The
name and its defining formula are convertible because of the nature of the
thing, not because of any convention.
Such definitions are rightly called real, and they are quite distinct from
those called nominal. For instance, if I say the word oculist means the
same as the word opthalmologist, this is a nominal definition only. Here
the two words are convertible not primarily because of any real composition
in the thing, but because of a linguistic convention. Does this mean a
purely arbitrary eruption of the mind into the field of knowledge-a
purely a priori act having no reference to anything beyond? ANo! That
which is defined by a nominal definition must mean something real (which
may be really defined). Otherwise the two synonyms do not mean any-
thing at all. Then they are not names and hence not synonyms.
The ultimate reason for the equivalence of two names is that the real
definition of what they signify is the same. Even nominal definitions are
never purely a priori in the modern sense. Every nominal definition pre-
supposes a real definition which is prior to it. The nominal equivalence
of two names by itself can never make them really equivalent. It is
ultimately because they signify the same reality that two names are nomi-
nally equivalent. Every phase of the noetic act refers intentionally to
something actual other than itself which it apprehends. Prior to every
concept is the reality it apprehends. Prior to every symbol is the concept
for which it stands.
B. Logical Syntax
It may be said, however, that there is a sense in which the spoken or
written symbols precede the meanings which are arbitrarily imposed upon
them. Surely it is possible to study what is now called the pure syntax
of a language, the relations which the signs have to one another wholly
apart from what they happen to signify. Surely such signs are absolutely
arbitrary and can be chosen a priori to signify anything whatsoever without
reference to any prior concept. How can it be maintained that there is
anything not arbitrary about an "arbitrary sign"?
This concept of a pure logical syntax is the last refuge of the idealistic
a priori, the notion that there is some prior noetic machinery which imposes
its structure on What is known. According to the positivists this a priori
mechanism is to be found in the structure of language. This view includes
three theses. First, the sign precedes its semantic or signifying function,
or as Mr. Morris says: "Semantics presupposes syntactics."'1 Second,
syntax, or the relations that signs have to one another, may be studied
without any reference to their significance. Thus, according to Carnap,
"If we abstract from the user of the language and analyze only the ex-
pressions and their designata we are in the field of semantics. And if
finally, we abstract from the designata also and analyze only the relations
between expressions, we are in (logical) syntax."'2 Finally, third, there is
no sense in which these arbitrary signs are dominated by any prior, stable
meaning which they always signify. Any one of them may signify any-
thing whatsoever. None of these theses will bear a careful examination.
Let us consider them one by one.
The first thesis is clearly false. No sign precedes its signifying function.
A "word" which has no significance is not an actual word. It is only a
noise, not a sign at all, but a physical disturbance of the air, or a physical
spot on paper. Such a physical entity cannot become a sign until it rela-
tively intends or signifies something other than itself. Hence it is false
that "semantics presupposes syntactics." The exact opposite is true.
Syntactics presupposes semantics.
The second thesis is also clearly false. If we try to study signs without
any reference to their significance we are not studying signs at all but
purely physical phenomena. "If finally, we abstract from the designata
also and analyze only the relations between expressions" we are not in
logical syntax. There are no logical relations whatsoever between such
physical entities. There are only physical relations of size and distance.
Logical relations arise only as a result of the genuine concepts which they
signify.
Finally, the third thesis also is false. The concept arbitrary sign has the
same meaning in all languages. It is in no sense arbitrary, but like all
other concepts refers to an actual entity with only one real definition,
(3) Does the Epistemology of the A Priori Account for the Factor
of Necessity in Knowledge?
notion of the a priori really able to account for noetic necessity? This is
the question we are now raising.
The traditional Kantian conception of the a prior tries to explain this
objective, noetic necessity by the subjective presence in the mind of an
operational machinery which always tends to produce the same result by
efficient constraint, as a knife always tends to slice what presses against it.
But the modem positivists have introduced certain modifications into
the Kantian conception. They have tried to remove from it any suggestion
of subjective or psychological compulsion. For them the a priori is
simply how the mind spontaneously chooses to deal with experience,
whatever the given facts may be. We may agree that this theory is no
doubt in many ways an improvement on the Kantian view, but where does
it leave us with respect to necessity? As a matter of fact it leaves us with
no necessity at all. The realm of the a posterior is admittedly only con-
tingent and probable. No necessity can accrue to knowledge from this
source. But the a priori is interpreted as a free choice between genuine
alternatives. This also is something that might be otherwise. and thus
not necessary. We are left with no necessity at all.
Thus, according to Professor Lewis: "The a priori represents the ac-
tivity of mind itself; it represents an attitude in some sense freely taken."'4
But what is "in some sense freely taken" is certainly not necessary. If
the mind can choose between different alternative categories and systems
of classification, then the a priori factor is certainly incapable of explaining
the necessity and universality that appertains to knowledge. As Professor
Lewis says, "It is given experience, the brute fact element in knowledge,
which the mind must accept willy-nilly."''5 But this is waived as a mere
welter of unpredictable data. Necessity is excluded from this, which
can at best yield only a faltering probability. How then are we to explain
that necessity which belongs to knowledge? Of course we may deny it.
But we are then denying an evident fact. If I know that the definition of a
square is a four-sided plane figure of equal sides, this is true necessarily
and admits of no exceptions. Nothing can be a square and not be this.
There can be no exceptions. Similarly such a principle as the Law of
Contradiction is universally and necessarily true. It admits of no possible
exception or alternative. But the modem notion of the a prior has alter-
natives. The modem a posterior has both alternatives and exceptions.
We submit therefore that neither the one nor the other nor the two in
combination can explain the objective necessity which is an evident fact
of knowledge.
III. CONCLUSION
phers to try to clarify and rectify the categories of the analytic and the
synthetic, which at the present time are as unclear and as uncertain in their
meaning as they are widespread in their use.
JOHN WILD.
J. L. COBLITZ.
HARVARD UNIVERSITY.
EXTRACTO