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Global Climate Change Increases Risk of Crop Yield Losses and Food Insecurity
in the Tropical Andes
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DOI: 10.1111/gcb.13959
1
Instituto de Biologia, Universidade Federal
de Uberl^andia, Uberl^andia, MG, Brazil Abstract
2
Herbario Vargaz (CUZ), Escuela Profesional One of the greatest current challenges to human society is ensuring adequate food
de Biologıa, Universidad Nacional de San
production and security for a rapidly growing population under changing climatic
Antonio Abad del Cusco, Cusco, Per u
3
Department of Biology, University of conditions. Climate change, and specifically rising temperatures, will alter the suit-
Miami, Coral Gables, FL, USA ability of areas for specific crops and cultivation systems. In order to maintain yields,
4
Fairchild Tropical Botanic Garden, Coral
farmers may be forced to change cultivation practices, the timing of cultivation, or
Gables, FL, USA
even the type of crops grown. Alternatively, farmers can change the location where
Correspondence
crops are cultivated (e.g., to higher elevations) to track suitable climates (in which
Richard Tito and Heraldo L. Vasconcelos,
Instituto de Biologia, Universidade Federal case the plants will have to grow in different soils), as cultivated plants will other-
de Uberl^andia, Uberl^andia, MG, Brazil.
wise have to tolerate warmer temperatures and possibly face novel enemies. We
Emails: rtitoleon@gmail.com; heraldo@ufu.br
simulated these two last possible scenarios (for temperature increases of 1.3°C and
Funding information
2.6°C) in the Peruvian Andes through a field experiment in which several tradition-
Federal University of Uberl^andia (through its
Graduate Program in Ecology and ally grown varieties of potato and maize were planted at different elevations (and
Conservation), Grant/Award Number:
thus temperatures) using either the local soil or soil translocated from higher eleva-
302588/2015-9; Brazilian Council of
Research and Scientific Development, Grant/ tions. Maize production declined by 21%–29% in response to new soil conditions.
Award Number: 302588/2015-9; National
The production of maize and potatoes declined by >87% when plants were grown
Science Foundation, Grant/Award Number:
DEB-1350125 under warmer temperatures, mainly as a result of the greater incidence of novel
pests. Crop quality and value also declined under simulated migration and warming
scenarios. We estimated that local farmers may experience severe economic losses
of up to 2,300 US$ ha1 yr1. These findings reveal that climate change is a real
and imminent threat to agriculture and that there is a pressing need to develop
effective management strategies to reduce yield losses and prevent food insecurity.
Importantly, such strategies should take into account the influences of non-climatic
and/or biotic factors (e.g., novel pests) on plant development.
KEYWORDS
agricultural production, future climatic scenarios, global warming, herbivores, maize, novel
interactions, Peru, potato, small-scale agriculture
Glob Change Biol. 2017;1–11. wileyonlinelibrary.com/journal/gcb © 2017 John Wiley & Sons Ltd | 1
2 | TITO ET AL.
Current estimates indicate that an increase of 1°C can cause a 10%– maize and potato because these are staple foods that provide basic
20% decrease in the global production of maize (Challinor et al., nutrition to millions of people in the world, especially in developing
2014; Lobell et al., 2011; Rose, Osborne, Greatrex, & Wheeler, countries, and the demand for which is rapidly increasingly (Alexan-
2016); likewise, an increase of 1.6–3°C could reduce global potato dratos & Bruinsma, 2012; FAOSTAT, 2014; Hijmans, 2003; Shiferaw,
yields by 18%–32% (Hijmans, 2003). Decreases in the production of Prasanna, Hellin, & B€anziger, 2011). In addition, maize is widely used
these and other staple crops represent a major challenge to food for animal feed and as raw material for industrial products, including
security, especially in the face of rapid population growth (Alexan- biofuels (Alexandratos & Bruinsma, 2012; Shiferaw et al., 2011). The
dratos & Bruinsma, 2012). tropical Andes is one of the main regions for the production of
In addition to temperature, precipitation and CO2 concentrations potato and maize (FAOSTAT, 2014; Hijmans, 2003) and in this
are also projected to change in the future (IPCC, 2014). Many stud- region most producers are small-scale farmers (Halloy, Ortega, Yager,
ies have evaluated the influence of these three factors, individually & Seimon, 2005).
or in combination, on plant development under projected, future cli- For maize, we simulated a “migration” scenario in which plants
matic conditions (reviewed in Challinor et al., 2014; Kimball, 2016). are grown in their current climate but on soils from higher elevations
However, most of these previous studies were based on models or (i.e., as would occur under an upward shift of crop cultivation areas),
experiments performed under controlled conditions and, therefore, and a “tolerance” scenario in which plants experience warmer tem-
they could not account for the potential influence of non-climatic or peratures (+1.3°C and +2.6°C) while remaining on the current soil
biotic factors on plant development. This is one of the reasons why (Figure 1). For potatoes, we simulated future “tolerance” scenarios in
the effectiveness of many potential adaptation and mitigation strate- which plants experience warmer temperatures (+1.3°C and +2.6°C)
gies proposed to reduce the negative impacts of climate change on while remaining on the current soil (Figure 1). We did not simulate
food production are considered highly uncertain (Howden, Tubiello, an upward shift in the cultivation of potatoes because the varieties
Dunlop, & Meinke, 2007; Lobell, 2014). we studied are already being cultivated at or near the tops of the
As already evident in some parts of the world, climate change and local mountains. In other words, it will be impossible for farmers in
the consequent changes in the suitability of areas for certain crops and/ this region to shift the production of potatoes, or other similar high-
or cultivation systems (Machovina & Feeley 2013) can force farmers to elevation crops, to cooler elevations in the future.
change the timing of cultivation (Hijmans, 2003; Howden et al., 2007; Through these experiments, we addressed the following ques-
Rose et al., 2016), or the type of crop grown (Meng et al., 2014). Alter- tions: (1) considering an eventual upward migration of crop produc-
natively, farmers may maintain their current crops and cultivations sys- tion areas, what are the effects of soils from higher elevations on
tem but change locations (e.g., to higher, cooler elevations; Skarbø & maize survivorship, production, and yield? (2) What are the effects
VanderMolen, 2016). In the latter case, crops may be in the proper cli- of future, warmer conditions on potato and maize development and
mate but they will potentially have to grow in different soil conditions the susceptibility of these crops to pests and pathogens? (3) What
that can affect growth and yield (Barker & Pilbeam, 2015). are the estimated economic losses on maize and potato production
Here, we evaluated the potential impact of global warming on associated with the projected climatic changes?
maize and potato production in the Peruvian Andes. We contrasted
two possible scenarios: one in which farmers move their crops to
2 | MATERIALS AND METHODS
cooler, higher elevation areas (with new soils) and the other in which
farmers are unwilling or unable to move production into new land,
2.1 | Study area and species
and in which case crops will have to tolerate the new climatic condi-
tions as well as potential concomitant increases in the incidence of The study was conducted in the remote Andean region of Huam-
pests and pathogens (Bebber, Holmes, & Gurr, 2014; Bebber, Ramo- burque, near the town of Chincheros, in southern Peru (between
rez, Re
towski, & Gurr, 2013; Crespo-Pe gnie
re, Chuine, Rebaudo, & coordinates 13°210 –13°240 S and 73°350 –73°360 W) and at an eleva-
Dangles, 2015; Dangles, Carpio, Barragan, Zeddam, & Silvain, 2008; tion varying from ~2,100 to 4,100 m above sea level (m asl; Fig. S1).
Dangles, Herrera, Mazoyer, & Silvain, 2013). More specifically, we The dominant soil in this region is classified as Lithosol (FAO, 1971).
performed a field experiment in which several traditional varieties of The average annual rainfall in our study region varies from 905 mm
potato (Solanaceae: Solanum tuberosum) and maize (Poaceae: Zea at 2750 m asl to 856 mm at 4150 m asl, with most of the rain fall-
mays) were planted at different elevations (and thus temperatures) ing from October to April (Condom, Rau, & Espinoza, 2011). Mean
using either the local soil or soil translocated from higher elevations daily temperatures at our study sites range from 19.3°C (1.2) at
(Figures 1 and 2). The experiment was designed to simulate future 2135 m asl to 7.6°C (0.8) at 3812 m asl and decrease with an adi-
climatic scenarios for the tropical Andes where temperatures are abatic lapse rate of 7.4°C (0.3) for every 1 km of elevation
expected to rise by approximately 0.3°C per decade (Vuille & Brad- (Fig. S2). This climatic variability allows the local farmers (~300 fami-
ley, 2000). We simulated conditions expected to be found in the lies) to cultivate dozens of varieties of agricultural species, thus
study area (southern Peru) within the next ~35–70 years under maintaining an important source of germplasm diversity. In our study
increases of 1.3°C and 2.6°C in mean temperatures, considering that area, about 30 varieties of potato and 15 varieties of maize are
climate change continues as currently projected. We chose to study grown at different elevations. Farmers produce the majority of these
TITO ET AL. | 3
F I G U R E 1 Schematic representation of the experiment. The experiment evaluated: (1) the performance of three varieties of potato and
two varieties of maize under temperatures 1.3°C and 2.6°C higher than the highest temperatures currently experienced by these varieties,
and (2) the performance of two maize varieties growing in soils collected from higher elevations where current temperatures are 1.3°C and
2.6°C lower than the lowest temperature currently experienced by these varieties. The maize varieties are currently cultivated at elevations
between 2,500 and 3,400 m asl; the potato varieties are cultivated between 3,700 and 4,100 m (current areas of cultivation depicted in
green). In the study area, every 190 m of elevation corresponds to a difference of 1.3°C. Semi-circles with different colors represent soil
from different origins (elevations). Black and gray arrows represent experimental treatments to simulate an upward shift (“migration”) of
cultivation areas in order to avoid elevated temperatures. Yellow and red arrows represent experimental treatments to simulate the
tolerance scenario in which plants experience warmer temperatures while remaining on the current area of cultivation. The green arrows
represent control treatments
crop varieties for their own consumption. Only eight varieties of elevations [i.e., farmers “migrate” upwards; cf. (Skarbø & Van-
potato and four of maize are produced for commercial purposes. derMolen, 2016)], in which case plants will face temperatures simi-
From the commercial varieties, we chose three native potatoes (lo- lar to those that they are facing today but will have to grow in a
cally known as “asnupa runtun,” “k’Akas,” and “peruanita”; hereafter different soil, and (2) one in which the varieties remain being culti-
referred to as var.1, var.2, and var.3, respectively) and two maize vated at the same range of elevations as today, in which case soil
n” and “morocho amarillo”; here-
varieties (locally known as “almido conditions will not change but plants will have to “tolerate” higher
after referred to as white and yellow varieties, respectively) to use in temperatures (Figure 1). For the first scenario, we collected soil
our experimental studies. These varieties were chosen because they from 3,590 and 3,780 m asl (i.e., 190 and 380 m above the upper
are commonly cultivated by most farmers. altitudinal limit of cultivation of the two maize varieties), and then
The local farmers typically cultivate maize or potato in small transported this soil to 2,900 m asl (Figure 1). Thus, maize seeds
(<4 ha) patches of land. Most farmers own several patches of land were planted at 2,900 m in the local soil (hereafter control plants),
(each of them usually located at a different elevation), and in each year or in soil collected at 3,590 or at 3,780 m of elevation (hereafter
they cultivate a different patch. In this way, the two maize varieties plants from the “migration” treatment; Figures 1 and 2). Chemical
are cultivated anywhere from 2,500 to 3,400 m asl (i.e., at current and physical analyses of these soils (n = 6 soil samples per eleva-
mean temperatures ranging from 18.1 to 11.3°C), whereas the potato tion) were performed following the standard procedures adopted
varieties are grown anywhere from 3,700 m to the top of the moun- by the Brazilian Agricultural Research Corporation (EMBRAPA
tain (located at ~4,100 m of elevation; <8.6°C; Figure 1). Maize and Solos, 2011). The soil was transported on horseback (as access by
potato are cultivated without agricultural machinery, with limited use roads was nonexistent) and in total over 4 tons of soil were
of chemicals, and generally using only natural fertilizers (e.g., manure). moved into our experimental plots (Fig. S3a). Our intention was to
Such small-scale and low input agriculture is typical for most of the test the influence of higher elevation soils on plant performance.
Andean regions of Peru (Halloy et al., 2005). During the design, imple- This experiment was performed only with maize as the three vari-
mentation, and maintenance of our experiment, we tried to follow as eties of potato we studied are already being cultivated up to the
close as possible the agronomic practices employed by local farmers. mountaintop.
To simulate the second scenario, we intended to compare the
performance of maize and potato plants growing at temperatures
2.2 | Experimental setup
1.3°C and 2.6°C higher than where they are being currently culti-
Our experiment was designed to simulate two possible future sce- vated; i.e., the average temperature at 2,500 m asl for maize and at
narios: (1) one in which the varieties will be cultivated at higher 3,700 m asl for potato. For this, we planted and grew the two
4 | TITO ET AL.
F I G U R E 2 Schematic representation (left) and photographs (right) of the experimental plots for maize (top) and potato (bottom). A total of
16 plots of maize (8 for each variety) and eight plots of potatoes were established at each elevation as indicated in Figure 1
varieties of maize at 2,310 and at 2,120 m asl with soil collected at varieties were obtained from different farmers and from plants that
2,900 m asl, and the three varieties of potato at 3,590 and at grew during the previous year at elevations ranging from ~3,700 to
3,780 m elevation with soil brought from 3,900 m of elevation 4,000 m asl.
(hereafter plants from the “tolerance” treatment; Figures 1 and 2)— Plants were grown following local farming practices. The soil of our
in our study area, each 190 m of elevation corresponds to a 1.3°C study plots (n = 8 plots) was plowed to a depth of ~25 cm before plant-
change in temperature (Fig. S2). These treatments allowed us to ing. Plots located in the same elevation were located ≥50 m apart. Each
compare the performance of plants growing at higher temperatures maize variety was planted in a different plot to prevent cross-pollina-
with those growing at the “average current temperature.” As average tion between varieties. The different potato varieties were planted in
current temperature, we denote the mean temperature along the the same plot (Figure 2). Therefore, in each elevation, we established a
altitudes 2,500–3,400 m for maize and 3,700–4,100 m for potato. total of 16 “maize plots” (8 for each variety) and 8 “potato plots”. For
Given the logistical difficulties of establishing control plots across maize plots located at 2,310 or 2,120 m asl, six seeds were planted in
this entire area, we set our control plots at approximately the middle the soil brought from 2,900 m elevation, whereas for those located at
of the current range of cultivation for each crop. As such, we set 2,900 m asl, seeds were planted either in the local soil, or in soil
our control plots at ~2,900 and 3,900 m asl for maize and potato, brought from 3,590 or from 3,780 m asl (5–6 seeds in each soil; Fig-
respectively. ure 2). Seeds were planted in soil pits of ~25 cm of diameter and 25 cm
Seeds from the two maize varieties were obtained from three deep (that were subsequently filled with local soil or with soil from
different farmers, and they originated from plants that grew during higher elevations). Five to six soil pits were set at 40 cm distances along
the previous year at elevations ranging from ~2,600 to 3,300 m asl. “planting rows” keeping a space of 80 cm between any two rows (i.e.,
Similarly, “seed tubers” (20–30 g each) from the different potato 3 plants/m2; Figure 2).
TITO ET AL. | 5
(a) (b)
(c) (d)
(e) (f)
F I G U R E 3 Effects of different planting soils and elevations (temperatures) on the performance of two varieties of maize. (a–b) Plant
survival at different growth stages. (c–d) Biomass of marketable grains produced per plant. (e–f) Biomass of marketable grains produced per
unit of planted area and corresponding market values in US$. Market value was calculated based on commodity prices in the production zone
as of December 2015. Shown are means SE. Different letters represent significant differences in mean values. Uppercase letters represent
comparisons among different soils and lowercase letters among different elevations
grown in higher elevation soils with equivalent losses of 142– growing at lower, warmer elevations (at 2,310 m asl = +1.3°C, or
1 1
246 US$ ha yr (Figure 3e,f). 2,120 m asl = +2.6°C) but in control soils (Figure 3a,b). The number
of maize plants reaching the reproductive phase was 5–21 times
higher in the control plots than in plots located at lower elevations.
3.3 | Effects of elevation on maize
Observed differences in crop production (kg/ha) were even stronger.
We observed a strong and significant effect of elevation (tempera- For the white variety of maize, mean production was 32–58 times
ture) on plant survival (white variety: v2 = 116.7, df = 2, p < .001; higher in control plots than in those located at 2,310 or 2,120 m asl
yellow variety: v2 = 87.3, df = 2, p < .001). Mortality was lower for (Kruskal–Wallis test: H = 18.3, df = 2, p < .001, Figure 3e), whereas
plants growing in the control plots (at 2,900 m asl) than for those for the yellow variety production was 11–56 times higher in the
TITO ET AL. | 7
F I G U R E 4 Effects of different elevations (temperatures) on the performance of three potato varieties. (a–c) Plant survival at different
growth stages. (d–f) Biomass of marketable tubers produced per plant. (g–i) Biomass of marketable tubers produced per unit of planted area
and corresponding market values in US$. Market value was calculated based on commodity prices in the production zone as of December
2015. Shown are means SE. Different letters represent significant differences in mean values
8 | TITO ET AL.
plants during the tuberization phase (Fig. S3c), was never recorded rate of population growth and thus the pressure on their host plants
in plants in the control plots. (Bale et al., 2002).
limited by soil nutrient conditions, potentially ameliorated through that the dangers of climate change for crops is not only the direct
fertilization. Even if fertilization is economically feasible, shifting cul- effects of rising temperatures but also the indirect effects of
tivation locations may still not prevent production declines due to changing biotic conditions.
the inevitable reduction in arable land as elevation increases. For Future studies should evaluate the isolated and combined
example, even moderate warming would restrict farming of the effects of soil, temperature, and CO2 concentration on crop produc-
potato varies studied here to just the very tops of mountains and a tion. There is strong evidence that elevated atmospheric concentra-
warming of approximately 3°C would make potato production in our tions of CO2 can enhance the production of the crops we studied
study area entirely unfeasible as no land with suitable temperatures (with this effect being stronger for potatoes than for maize; Finnan,
would remain. Likewise, warming will rapidly shrink the extent of Donnelly, Jones, & Agency, 2013; Kimball, 2016; Korres et al.,
land with temperatures suitable for the production of maize and 2016; Streck, 2005). However, there is also evidence that tempera-
other local crops. ture and CO2 act antagonistically, indicating that higher concentra-
Development of pest management strategies focused on cur- tions of atmospheric CO2 will not mitigate the negative effects of
rent and novel pests are also needed. As shown here, novel pest global warming on crop production (Ruiz-vera, Siebers, Drag, & Ort,
and diseases will very likely become a damaging threat under war- 2015).
mer conditions (Bebber et al., 2014; Dangles et al., 2008, 2013).
Laboratory experiments, for instance, have shown that the survival
ACKNOWLEDGMENTS
and developmental rates of stem borer S. tangolias increases at
temperatures warmer than those found within their current area We wish to thank the local farmers of Huamburque for granting
of occurrence (Dangles et al., 2008). This indicates that this pest permission to work on their lands, and Saul M. Tito Leon for his
species is likely to expand its distribution and prevalence in help with the identification of the herbivores and pathogens. We
rez et al., 2013; Crespo-
response to global warming (Crespo-pe also thank Dr. Alan N. Andersen and two anonymous reviewers
rez et al., 2015). A suitable and ideally “environmentally friendly”
Pe for reading and commenting on earlier drafts of the manuscript.
control management will be important to maintain reasonably Financial support was provided by the Federal University of
healthy conditions for consumers and the environment (Foley Uberl^andia (through its Graduate Program in Ecology and Conser-
et al., 2011). Studies show that the use of pesticides has increased vation), the Brazilian Coordination for the Improvement of Higher
over recent decades and rising trends will likely continue (Bourguet Education Personnel (CAPES, through its Scholarship of the Gradu-
& Guillemaud, 2016; Oerke, 2006). In this sense, the valorization ate Program - PEC-PG, CAPES/CNPq), the Brazilian Council of
of farmer’s skills and traditional knowledge should be encouraged. Research and Scientific Development (CNPq grant 302588/2015-9
In our study site, some farmers plant maize in association with to HLV) and the US National Science Foundation (DEB-1350125
beans and cucumber in order to minimize the damage caused by to KJF).
granivorous birds.
In short, our experimental findings clearly demonstrate that cli-
ORCID
mate change, and specifically rising temperatures, is a real and
imminent threat to small-scale agriculture in the Peruvian Andes, as Richard Tito http://orcid.org/0000-0002-4184-5654
it will very likely cause severe declines in the production of two
locally and globally important crops. We show that plant survival
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