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A total of 258 consecutive decompressive lumbar laminectomies performed on 244 individuals presenting
with spinal stenosis were analyzed retrospectively. Spinal fusion was avoided in all but two patients. Outcome
in terms of pain relief and return to normal activity was evaluated in two stages, one derived from patient
charts and having a relatively short-term follow-up time (mean 8.4 months) and a second derived from patient
responses to a questionnaire (which also scored for satisfaction with the results of surgery), which had a longer
follow-up time (mean 4.7 years). More than 20 clinical and operative parameters were analyzed. Overall, a
high degree of success (93% pain relief, 95% return to normal activity) was achieved in the short term, which
was supported by the longer-term follow-up data (64% pain relief, 56% activity return, 75% satisfaction). The
following factors were not significantly correlated with outcome: patient age; sex; worker's compensation or
no-fault insurance status', employed versus not employed; a history of back surgery prior to the laminectomy
studied; existence of degenerative spondylolisthesis or scoliosis; complete versus incomplete myelographic
block; or the level of the lumbar spine undergoing surgery.
The major conclusions arising from these data are: 1) for all age groups through at least the eighth decade
of life, decompressive lumbar laminectomy is a relatively safe operation having a high medium-to-long-term
success rate; 2) lumbar instability following laminectomy is rare, even in individuals presenting prior to surgery
with degenerative instability conditions; and 3) lumbar fusion in addition to the decompressive laminectomy
procedure is rarely required for degenerative spinal stenosis.
finding of neurogenic (spinal) claudication or lumbar of satisfaction with the results of surgery was scored as:
radiculopathy, and a failure to respond to conserva- yes, yes with some limitation, and no; success was the
tive therapy resulted in a recommendation for lami- sum of the first two scores. Written comments by the
nectomy. patients were also solicited on this form and were useful
in clarifying confusing responses. The questionnaire
Surgical Procedure was mailed in the fall of 1991 and all nonresponders
All patients were operated on in the prone position. whose residence was traceable were contacted by tele-
A wide bilateral laminectomy was performed including phone several months later. A total of 128 long-term
foraminotomies and a medial facetectomy. Forty-five responses were obtained with a mean follow-up time of
microsurgical discectomies were performed on 42 pa- 4.7 years (range 4 months to 14.5 years). According to
tients concurrently with the laminectomies because of the parameters evaluated above, this patient population
computerized tomography (CT) myelogram and oper- closely resembled the overall patient population.
ative findings of associated disc herniations. In all of The computerized data were analyzed statistically
these patients, the lumbar stenosis was the major com- using the Statistical Package for the Social Sciences
pressive pathology. (Version 4.01). Descriptive statistics such as cross-tab-
ulation, frequencies, and mean analyses were applied.
Data Collection and Analysis For some parameters (such as the vertebral level oper-
Most of the data were obtained from patient charts. ated on), the total number of operations performed
Twenty-six parameters were entered into the database (258) was counted whereas for other factors (such as
for analysis (see below). This follow-up information, sex) the total number of patients (244) was used.
derived from patient records, represented reports of
office or hospital visits and occasionally was augmented Preoperative Parameters
by subsequent communications from other physicians Sixty-one percent of the patients were women. The
or physical therapists. The mean follow-up time was mean age was 65 __ 0.6 years (range 30 to 87 years),
8.4 months (range 1 month to 6.8 years) and is herein with 7% under 50 years, 69% over 60 years, 36% over
referred to as the "short-term" follow-up period. The 70 years, and 4% over 80 years (Fig. 2).
distribution of this and the long-term follow-up period Employment and legal factors were considered in this
(described below) is depicted in Fig. 1. study: 72 patients were employed and 26 were involved
A questionnaire was prepared in order to increase in worker's compensation claims, two in no-fault au-
the follow-up period (long-term results) and provide a tomobile accident insurance claims, and 17 in other
relatively uniform instrument for following outcome. litigation. Forty-three (18%) of the patients had under-
The form requested patients to score their level of gone previous back surgery, including discectomy in
activity as well as pain relief in their back and right 35, fusion in four, and laminectomy in four. Most of
and/or left leg as excellent, good, fair, or poor; success these procedures were performed many years (mean
was the sum of excellent and good scores. The degree 13.3 years) before the laminectomies considered in this
study.
All patients had undergone plain x-ray studies, but
these were generally of limited value. Myeiography was study exhibited neither type of deficit. Thus, motor or
usually augmented by post-contrast C I and occasion- sensory deficits were not uncommon, but seldom pre-
ally by magnetic resonance (MR) imaging. The preop- sented as diagnostic features referable to a specific neu-
erative myelography reports indicated that 61% of the ral site of compromise, especially in view of their
patients presented with stenosis only, 13% with stenosis common occurrence in the elderly.
and herniated disc, 22% with stenosis and spondylolis- In 13 patients there was a coexisting diabetic periph-
thesis, and 2% with all three findings. When the types eral neuropathy. This group exhibited twice the rate of
of myelographic block were scored according to degree motor deficits and 2.6 times the rate of sensory, deficits.
of occlusion, 15% were found to be complete and 85% Only two patients were identified as having congenital
incomplete. stenosis, and in both cases degenerative changes aug-
The major clinical findings among these patients are mented the congenital contribution. Degenerative
as follows. The median duration of pain symptoms spondylolisthesis (52 patients) and degenerative scolio-
prior to initial medical consultation was 4.5 months sis (12 patients) were identified by plain x-ray films and
(mean 21.6 __. 3.3 months, range 3 days to 40 years). myelography.
Nearly all patients presented with leg pain; 88% of
patients had both leg pain and back pain. Radiculopa- Operative Parameters
thy (constant leg pain in a sciatic distribution) was Nearly one-half of the procedures involved stenosis
diagnosed in 92% of patients, and in one-fourth of the at a single level, most commonly at L4-5. One-third
cases it was supported by positive findings on electro- involved two levels, primarily L3-4 and L4-5 and
myography or nerve conduction studies when per- about one-fifth involved three levels, mostly L2-5.
formed. Leg pain was about equally apportioned be- Four-level procedures comprised 3% of the operations.
tween unilateral and bilateral presentations. Spinal Thus, the two most common procedures, accounting
claudication, defined as intermittent leg pain in a sciatic for 62% of the operations, were laminectomies at L4-
distribution brought on by ambulation and relieved by 5 and laminectomies at L3-5.
rest, appeared in 86% of patients. Seven percent of Microsurgical discectomy as an adjunct to wide lam-
patients had spinal (neurogenic) claudication without inectomy was performed in 45 (17%) of the 258 lami-
radiculopathy. Nearly one-half of all patients had par- nectomy procedures. More than 75% were carried out
esthesia of the lower extremities and one-third com- at the same level(s) as the laminectomy.
plained of weakness in legs upon standing or walking.
One-fifth of patients suffered from both motor and Results
sensory deficits, one-fifth had motor deficit without
Short-Term vs. Long-Term O u t c o m e
sensory deficit, and less than one-tenth had sensory
deficit only; more than one-half the patients in this In the short-term outcome (mean follow-up period
8.4 months), evaluated by physical examination, relief
of pain was successful in 93% and return to activity
was achieved in 95 % (Table 1). For the long-term results
(mean follow-up period 4.7 years), scored by the pa-
TABLE 1 tients in the questionnaire, 64% reported successful
Short-term outcome correlated with various factors in patients pain relief, 56% had returned to normal activity, and
who underwent lumbar laminectomy 75% reported overall satisfaction with the results of
% Successful surgery (Table 2).
Patient No. Mean Outcome*
Subgroups of Age
Cases (yrs) Pain Normal
Relief Activity
total cases 244 65 93 95 TABLE 2
females 147 66 90 95 Long-term outcome correlated with various factors in patients
males 97 63 96 93 who underwent lumbar laminectomy
previousback surgeryt 47 63 83 90
employed 69 56 96 93 % SuccessfulOutcome*
worker's compensation 26 56 89 89 Patient No. of
no-fault insurance/other litigation 18 58 88 88 Subgroupt Cases Pain Normal Satis-
spondylolisthesis 52 67 90 91 Relief Activity faction
scoliosis 12 69 100 100 total cases 128 64 56 75
complete myelographicblock 34 70 97 96 females 88 55 49 66
concurrent discectomy 37 61 92 97 males 40 83 70 95
"pure" claudication:[: 18 65 100 93 previous back surgery 31 52 42 65
peripheral neuropathy 13 67 93 89 employed 35 65 64 79
* Data obtained from patient's charts (ncurosurgeon's physical spondylolisthesis 32 75 72 84
evaluation at last follow-upexamination). Mean follow-uptime 8.4 complete myelographicblock 15 80 80 93
months. concurrent discectomy 20 85 75 85
t Discectomy,laminectomy,and/or fusion performed prior to this * Data obtained from patients' responses to questionnaire. Mean
laminectomy. follow-uptime 4.7 years.
~tPatients who presented with observed intermittent claudication ~ Includes only categories with sufficient responses for statistical
without radiculopathyand who exhibited pain only on ambulation. analysis.
tered, one of which required several months of antico- lower (64% and 56%, respectively), but the patient's
agulant therapy to resolve. Two epidural hematomas own satisfaction with the results of surgery remained
were encountered. One was apparent on postsurgical high (75%).
myelogram and was removed successfully without neu- Patients who responded to the questionnaire tended
rological deficit. The second epidural hematoma was to rate their return to activity lower than their relief of
accompanied by severe paraparesis. U p o n immediate pain and satisfaction (Table 2). This may reflect the
return of the patient to surgery, the hematoma was advanced age and concomitant medical problems of
evacuated. A partial recovery ensued, but this patient the present patient population.
continued to exhibit significant neurological deficit. Patients with pure spinal claudication had signifi-
Three patients (1%) had postoperative wound infections cantly better outcomes than did the overall patient
which were successfully treated by incision, drainage, population. A similar trend was noted for patients with
and antibiotic therapy. complete myelographic block as compared to those with
incomplete block, but the differences were not statisti-
Spinal Fusion cally significant. We are examining this question more
Spinal fusion was necessary in two patients. One was closely in a prospective study of decompressive lumbar
a 72-year-old woman with diabetes who presented with laminectomy currently in progress. These two results
back and right-leg pain and myelographic block; she are consistent with the historical development of de-
failed to improve with a wide L3-5 decompressive compression of lumbar stenosis by laminectomy in
laminectomy. Repeat myelogram showed extradural that, in the early literature, the classical clinical pres-
defects on the right side, and she underwent reoperation entation was "cauda equina syndrome" (spinal claudi-
with wide foraminotomy procedures on the right side 2 cation) and the most striking radiological feature is
months after the first surgery. Because of the extensive complete blockage of contrast material due to degen-
decompression it was considered that a fusion was erative stenosis.
indicated. Despite some improvement in pain relief, An interesting finding was the strong linear correla-
this procedure was not successful. The second patient tion between the number of vertebral levels operated
undergoing spinal fusion was a 45-year-old woman in on and mean patient age. This probably reflects the
whom a decompressive laminectomy at L3-5 failed; progressive nature of the disease. This relationship may
she required a lumbar fusion and wide foraminotomy be consistent with the common experience of neuro-
procedure for treatment of back and leg pain. She has surgeons that some patients who undergo a laminec-
shown no significant leg or back pain relief. tomy at L4-5 require a subsequent laminectomy at a
higher level several years later.
Essentially, none of the other parameters analyzed
Discussion showed a correlation with outcome. The lack of corre-
At the beginning of the 20th century, lumbar stenosis lation for some parameters such as age or neurological
or narrowing of the spinal canal was inferred as a deficit was not unexpected, but noncorrelation for
potential cause of back and leg pain from studies of worker's compensation cases or for patients who had
neurogenic claudication 32 and spinal osteoarthritis. ~'29 previously undergone back surgery was unforeseen.~2"37
Subsequent studies also suggested thickening of the Males predominate in most studies on lumbar lami-
ligamentum flavum 39 or local stenotic factors4 in the nectomy. 7'~'~5"24"36~37In the present study, unlike our
etiology of spinal stenosis symptoms. Recognition of report on discectomy,3s there was a preponderance of
this phenomenon by the medical community was pro- female patients. This, together with the advanced age
moted by the landmark studies of Verbiest4~ as well of most of these patients, is consistent with the low
as those of Blau and Logue,2 Ehni, 5 Kirkaldy-Willis number of workers or worker's compensation cases.
and coworkers,2~ and others. For patients failing
conservative treatment, the main surgical approach to Spinal Fusion
relief of symptoms caused by spinal stenosis is decom- In an attempt to improve on the success rates for
pressive laminectomy. 2"~-7"9"13"17'19'2~176 Most decompressive laminectomy, some surgeons have
of these studies indicate favorable outcomes in the turned to spinal fusion. However, as stated by Nasca, 26
majority of patients for whom laminectomy was per- the indications for decompression in spinal stenosis are
formed. well delineated, but the reasons for spinal fusion are
not so well defined. Gartland 8 summarized the current
Correlations of Patient Parameters and Outcomes status of spinal fusion in general and noted that the
The present study represents a retrospective analysis role of spinal fusion in the surgical treatment of spinal
of a relatively large number of patients (244 individu- stenosis has not yet been totally clarified. The realiza-
als) subjected to 258 laminectomies for spinal stenosis. tion that a thickened posterior midline fusion can, of
When evaluated according to records available from itself, cause spinal stenosis has been disturbing? Still
patients' charts, relief of pain and return to normal unsettled is the frequency of postoperative instability
activity were extremely successful (93% and 95%, re- after surgical decompression for spinal stenosis and, if
spectively). When evaluated according to patient's re- it does occur, whether it is symptomatic enough to
sponses to a questionnaire, which represented a longer warrant the addition of spinal fusion to the decompres-
average follow-up time (mean 4.7 years), the success sion procedures. Dissatisfaction with the results ob-
rates for pain relief and resumption of activity were tained by current lumbar spine fusion techniques has
led to the introduction of different forms of internal tistical analysis and evaluation. Assistance in data entry was
fixation devices as internal stabilizers to help attain a provided by David Clabeaux, Robert Vinci, and Jason Silvers.
higher rate of successful lumbar fusion. The evidence
to date is inconclusive that any of these devices is References
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Dr. Okhee Suh, Department of Cancer Control and Epi- 22. Kostuik JP, Errico TJ, Gleason TF: Techniques of inter-
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