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J Neurosurg 78:695-701, 1993

Decompressive lumbar laminectomy for spinal stenosis


H. RoY SILVERS, M.D., P. JEFFREY LEWIS, M.D., AND HAROLD L. ASCH, PH.D.
Southtowns Neurological Surgeons Associates, Buffalo, New York

A total of 258 consecutive decompressive lumbar laminectomies performed on 244 individuals presenting
with spinal stenosis were analyzed retrospectively. Spinal fusion was avoided in all but two patients. Outcome
in terms of pain relief and return to normal activity was evaluated in two stages, one derived from patient
charts and having a relatively short-term follow-up time (mean 8.4 months) and a second derived from patient
responses to a questionnaire (which also scored for satisfaction with the results of surgery), which had a longer
follow-up time (mean 4.7 years). More than 20 clinical and operative parameters were analyzed. Overall, a
high degree of success (93% pain relief, 95% return to normal activity) was achieved in the short term, which
was supported by the longer-term follow-up data (64% pain relief, 56% activity return, 75% satisfaction). The
following factors were not significantly correlated with outcome: patient age; sex; worker's compensation or
no-fault insurance status', employed versus not employed; a history of back surgery prior to the laminectomy
studied; existence of degenerative spondylolisthesis or scoliosis; complete versus incomplete myelographic
block; or the level of the lumbar spine undergoing surgery.
The major conclusions arising from these data are: 1) for all age groups through at least the eighth decade
of life, decompressive lumbar laminectomy is a relatively safe operation having a high medium-to-long-term
success rate; 2) lumbar instability following laminectomy is rare, even in individuals presenting prior to surgery
with degenerative instability conditions; and 3) lumbar fusion in addition to the decompressive laminectomy
procedure is rarely required for degenerative spinal stenosis.

KEY WORDS 9 decompressive lumbar laminectomy 9 spinal stenosis 9


degenerative spondylolisthesis

HE use of decompressive lumbar laminectomy Clinical Material and Methods

T for relief of pain, discomfort, and incapacitation


due to spinal stenosis was introduced at the turn
of the century, L29 and has been practiced extensively
Patient Population
Between January, 1978, and August, 1991, this neu-
since the reports of Verbiest, 4~ Blau and Logue, 2 and rosurgical service performed 262 consecutive lumbar
Wiltse, et ai.,44 among others. Variations in results of laminectomies specifically for decompression of spinal
this procedure have been reported with most studies stenosis in 248 patients. Four patients died of causes
indicating very high short-term success rates and, typi- unrelated to their surgery; they were lost to follow-up
cally, two-thirds or better success rates in the long review within 2 months after surgery and, therefore,
t e r m . 5-7,9,24"27"30"36"43 Despite this success, there appears were deleted from this study. Thus, 244 patients who
to be increasing emphasis on the adjunctive use of had undergone 258 lumbar laminectomies were entered
spinal fusion in order to mitigate the effects of spinal into this retrospective study. Fifteen (6%) of the lami-
instability purportedly caused by the laminectomy pro- nectomies were repeat procedures, and one patient
cedure. 3,14-16'26Spinal fusion, however, is costly to pa- received a third operation. The mean time (_ standard
tients in terms of expense, hospitalization and recovery deviation) between repeat operations was 2.5 _+ 0.5
times, postoperative discomfort, complications, and years (range 8 days to 5.9 years). Each repeat operation
high failure rates, s'3s Moreover, the recent trend toward was analyzed independently.
spinal instrumentation along with bone fusion has con- In all cases, the patients had received conservative
tributed to these increased costs? In an effort to shed therapy including rest, medical therapy, and physical
some light on these controversies, we undertook a ret- therapy for periods of months and, in several cases,
rospective analysis of our experiences with decompres- years before admission for myelography. The response
sive lumbar laminectomy over the past 12 years. This of all had been inconsistent. The finding of lumbar
analysis is the subject of the present report. stenosis on myelography correlated with the clinical

J. Neurosurg. / Volume 78/May, 1993 695


H. R. Silvers, P. J. Lewis, and H. L. Asch

finding of neurogenic (spinal) claudication or lumbar of satisfaction with the results of surgery was scored as:
radiculopathy, and a failure to respond to conserva- yes, yes with some limitation, and no; success was the
tive therapy resulted in a recommendation for lami- sum of the first two scores. Written comments by the
nectomy. patients were also solicited on this form and were useful
in clarifying confusing responses. The questionnaire
Surgical Procedure was mailed in the fall of 1991 and all nonresponders
All patients were operated on in the prone position. whose residence was traceable were contacted by tele-
A wide bilateral laminectomy was performed including phone several months later. A total of 128 long-term
foraminotomies and a medial facetectomy. Forty-five responses were obtained with a mean follow-up time of
microsurgical discectomies were performed on 42 pa- 4.7 years (range 4 months to 14.5 years). According to
tients concurrently with the laminectomies because of the parameters evaluated above, this patient population
computerized tomography (CT) myelogram and oper- closely resembled the overall patient population.
ative findings of associated disc herniations. In all of The computerized data were analyzed statistically
these patients, the lumbar stenosis was the major com- using the Statistical Package for the Social Sciences
pressive pathology. (Version 4.01). Descriptive statistics such as cross-tab-
ulation, frequencies, and mean analyses were applied.
Data Collection and Analysis For some parameters (such as the vertebral level oper-
Most of the data were obtained from patient charts. ated on), the total number of operations performed
Twenty-six parameters were entered into the database (258) was counted whereas for other factors (such as
for analysis (see below). This follow-up information, sex) the total number of patients (244) was used.
derived from patient records, represented reports of
office or hospital visits and occasionally was augmented Preoperative Parameters
by subsequent communications from other physicians Sixty-one percent of the patients were women. The
or physical therapists. The mean follow-up time was mean age was 65 __ 0.6 years (range 30 to 87 years),
8.4 months (range 1 month to 6.8 years) and is herein with 7% under 50 years, 69% over 60 years, 36% over
referred to as the "short-term" follow-up period. The 70 years, and 4% over 80 years (Fig. 2).
distribution of this and the long-term follow-up period Employment and legal factors were considered in this
(described below) is depicted in Fig. 1. study: 72 patients were employed and 26 were involved
A questionnaire was prepared in order to increase in worker's compensation claims, two in no-fault au-
the follow-up period (long-term results) and provide a tomobile accident insurance claims, and 17 in other
relatively uniform instrument for following outcome. litigation. Forty-three (18%) of the patients had under-
The form requested patients to score their level of gone previous back surgery, including discectomy in
activity as well as pain relief in their back and right 35, fusion in four, and laminectomy in four. Most of
and/or left leg as excellent, good, fair, or poor; success these procedures were performed many years (mean
was the sum of excellent and good scores. The degree 13.3 years) before the laminectomies considered in this
study.
All patients had undergone plain x-ray studies, but

FIG. I. Bar graph showing the distribution of follow-up


time after decompressivelumbar laminectomy. Two types of
follow-up data are indicated, including short-term follow-up
data based on patient records (open bars; numbers atop bars FIG. 2. Bar graph showing the age distribution of patients
represent laminectomies; total 258 cases) and long-term fol- at the time of lumbar laminectomy. Represented are all
low-up data based on responsesto a questionnaire (solid bars; laminectomies (258 procedures) performed on 244 patients
numbers atop bars represent responses; total 128 cases). included in the present study.

696 J. Neurosurg. / Volume 78/May. 1993


Decompressive lumbar laminectomy for spinal stenosis

these were generally of limited value. Myeiography was study exhibited neither type of deficit. Thus, motor or
usually augmented by post-contrast C I and occasion- sensory deficits were not uncommon, but seldom pre-
ally by magnetic resonance (MR) imaging. The preop- sented as diagnostic features referable to a specific neu-
erative myelography reports indicated that 61% of the ral site of compromise, especially in view of their
patients presented with stenosis only, 13% with stenosis common occurrence in the elderly.
and herniated disc, 22% with stenosis and spondylolis- In 13 patients there was a coexisting diabetic periph-
thesis, and 2% with all three findings. When the types eral neuropathy. This group exhibited twice the rate of
of myelographic block were scored according to degree motor deficits and 2.6 times the rate of sensory, deficits.
of occlusion, 15% were found to be complete and 85% Only two patients were identified as having congenital
incomplete. stenosis, and in both cases degenerative changes aug-
The major clinical findings among these patients are mented the congenital contribution. Degenerative
as follows. The median duration of pain symptoms spondylolisthesis (52 patients) and degenerative scolio-
prior to initial medical consultation was 4.5 months sis (12 patients) were identified by plain x-ray films and
(mean 21.6 __. 3.3 months, range 3 days to 40 years). myelography.
Nearly all patients presented with leg pain; 88% of
patients had both leg pain and back pain. Radiculopa- Operative Parameters
thy (constant leg pain in a sciatic distribution) was Nearly one-half of the procedures involved stenosis
diagnosed in 92% of patients, and in one-fourth of the at a single level, most commonly at L4-5. One-third
cases it was supported by positive findings on electro- involved two levels, primarily L3-4 and L4-5 and
myography or nerve conduction studies when per- about one-fifth involved three levels, mostly L2-5.
formed. Leg pain was about equally apportioned be- Four-level procedures comprised 3% of the operations.
tween unilateral and bilateral presentations. Spinal Thus, the two most common procedures, accounting
claudication, defined as intermittent leg pain in a sciatic for 62% of the operations, were laminectomies at L4-
distribution brought on by ambulation and relieved by 5 and laminectomies at L3-5.
rest, appeared in 86% of patients. Seven percent of Microsurgical discectomy as an adjunct to wide lam-
patients had spinal (neurogenic) claudication without inectomy was performed in 45 (17%) of the 258 lami-
radiculopathy. Nearly one-half of all patients had par- nectomy procedures. More than 75% were carried out
esthesia of the lower extremities and one-third com- at the same level(s) as the laminectomy.
plained of weakness in legs upon standing or walking.
One-fifth of patients suffered from both motor and Results
sensory deficits, one-fifth had motor deficit without
Short-Term vs. Long-Term O u t c o m e
sensory deficit, and less than one-tenth had sensory
deficit only; more than one-half the patients in this In the short-term outcome (mean follow-up period
8.4 months), evaluated by physical examination, relief
of pain was successful in 93% and return to activity
was achieved in 95 % (Table 1). For the long-term results
(mean follow-up period 4.7 years), scored by the pa-
TABLE 1 tients in the questionnaire, 64% reported successful
Short-term outcome correlated with various factors in patients pain relief, 56% had returned to normal activity, and
who underwent lumbar laminectomy 75% reported overall satisfaction with the results of
% Successful surgery (Table 2).
Patient No. Mean Outcome*
Subgroups of Age
Cases (yrs) Pain Normal
Relief Activity
total cases 244 65 93 95 TABLE 2
females 147 66 90 95 Long-term outcome correlated with various factors in patients
males 97 63 96 93 who underwent lumbar laminectomy
previousback surgeryt 47 63 83 90
employed 69 56 96 93 % SuccessfulOutcome*
worker's compensation 26 56 89 89 Patient No. of
no-fault insurance/other litigation 18 58 88 88 Subgroupt Cases Pain Normal Satis-
spondylolisthesis 52 67 90 91 Relief Activity faction
scoliosis 12 69 100 100 total cases 128 64 56 75
complete myelographicblock 34 70 97 96 females 88 55 49 66
concurrent discectomy 37 61 92 97 males 40 83 70 95
"pure" claudication:[: 18 65 100 93 previous back surgery 31 52 42 65
peripheral neuropathy 13 67 93 89 employed 35 65 64 79
* Data obtained from patient's charts (ncurosurgeon's physical spondylolisthesis 32 75 72 84
evaluation at last follow-upexamination). Mean follow-uptime 8.4 complete myelographicblock 15 80 80 93
months. concurrent discectomy 20 85 75 85
t Discectomy,laminectomy,and/or fusion performed prior to this * Data obtained from patients' responses to questionnaire. Mean
laminectomy. follow-uptime 4.7 years.
~tPatients who presented with observed intermittent claudication ~ Includes only categories with sufficient responses for statistical
without radiculopathyand who exhibited pain only on ambulation. analysis.

J. Neurosurg. / Volume 7 8 / M a y , 1993 697


H. R. Silvers, P. J. Lewis, and H. L. Asch

Correlation of Parameters Spondyl~)#sthesis v~s.Spinal Stenosis


Correlations among each of the 26 parameters ana- The 52 patients with degenerative spondylolisthesis
lyzed, especially with regard to the five outcome param- experienced the same level of success as the overall
eters, were examined and some are indicated in Ta- population in both the short term and the long term
bles 1 and 2. In the follow-up questionnaire, responses (Tables i and 2). This group of patients was of similar
for certain parameters were too few to be evaluated age (67 + 1 years), but included a higher proportion of
statistically. Also, the success rates did not correlate women (73%). The 12 individuals with degenerative
with the long-term follow-up duration: for example, scoliosis (mean age 69 + 3.2 years; female:male ratio,
responses obtained more than 5 years after surgery were 4:1) had an outcome at least as successful as any other
not significantly different from those less than 5 years group in the short-term analysis (Table 1).
postoperatively.
There was no correlation between patient age and Complete vs. Incomplete Myelographic Block
outcome. In the short-term follow-up data there was no The degree of stenosis identified by myelography was
statistical difference between men and women with tested for correlation with outcome. In comparison to
respect to pain relief or return to normal activity. In the overall population, severe stenosis (complete my-
the follow-up questionnaire men reported more success elographic block) was associated with slightly but not
than women with pain relief (p = 0.003), more satisfac- significantly better short-term and long-term outcomes
tion with surgery (p = 0.001), and greater return to (Tables 1 and 2).
normal activity (p = 0.03). The lower satisfaction re-
sponse for women correlated with a somewhat higher Spinal Claudication
mean age and especially with a significantly increased
Eighteen patients had "pure" claudication; by defi-
likelihood that more than one vertebral level was ste-
nition, their pain was not constant (no radiculopathy)
notic. Employed individuals fared equal to the overall
population in both short-term and long-term evalua- and they exhibited pain only with ambulation. These
patients had highly successful outcomes in the short-
tions. Patients involved in worker's compensation
term analysis (Table 1).
claims experienced about the same degree of success in
relief of pain as did the general patient population.
Those conducting no-fault automobile accident insur- Complications
ance claims and other litigation were not significantly There were 57 complications among the 258 lumbar
different in outcomes when compared to the overall laminectomy procedures carried out. The primary op-
population. erative complication was represented by 32 relatively
In most cases, patients were ambulatory within 24 to minor dural tears (representing 12% of surgeries). All
48 hours after surgery. The mean postoperative hospital but two were immediately recognized and successfully
stay was 9.8 _ 1.0 days (median 7 days, range 3 to 240 repaired as indicated by the lack of postoperative cere-
days). As the time spent in hospital after surgery in- brospinal fluid (CSF) leakage. In one case, a pseudo-
creased from 7 days or less to more than 14 days, both meningocele developed which was successfully repaired
long- and short-term success rates decreased signifi- at surgery 7 months later. The second case required a
cantly (p < 0.001 and p < 0.05, respectively). lumbar spinal drain for closure of the CSF leak. Occur-
When the vertebral level of surgery was analyzed, rence of dural tears was not related to the presence of
patients operated on at L3-5 and, especially, L4-5 had other complications; patients who incurred dural tears
superior postoperative activity when compared with had short-term outcome success similar to that of the
those undergoing laminectomies at other levels. The overall population (32 cases: 94% pain relief, 93%
same trend was apparent with regard to pain relief but return to normal activity) and a similar success rate on
the differences were not significant. When single-level follow-up questionnaire (17 cases: 71% pain relief, 65 %
operations were compared to multilevel procedures for return to normal activity, and 71% satisfaction with
correlations with various parameters, there was a strong surgical outcome).
(p < 0.001) linear correlation between the number of The operative mortality rate was 0.8%. An 84-year-
vertebral levels operated on and the age of the patient, old diabetic patient died 2 months postoperatively fol-
as follows (level, mean age): single level, 63 years; two lowing myocardial infarction, respiratory failure, and
levels, 65 years; three levels, 68 years; four levels, 69 congestive heart failure, and a 78-year-old patient de-
years; and five levels, 74 years. veloped pneumonia followed by respiratory failure and
Differences in outcome were not found to be related died 1 month after surgery.
to associated peripheral neuropathy, whether or not As with other operations in the elderly requiring
microdiscectomy was performed concurrently with general anesthesia, it was not unusual for some patients
laminectomy (Tables 1 and 2), or to the preoperative to experience some confusion or disorientation follow-
findings of motor or sensory deficits. ing surgery. In our series, six patients exhibited transient
but severe episodes of confusion and disorientation. Of
Previous Back Surgery 10 patients requiring a Foley catheter for urinary reten-
Patients who had undergone lumbar back surgery tion, eight had predisposing conditions such as prostate
(mostly discectomy) prior to the current laminectomy cancer, benign prostatic hyperplasia, osteoblastic me-
fared no differently from the overall population in the tastases, or a neurogenic bladder. One superficial and
short-term and long-term analyses. two deep-vein thrombophlebitis cases were encoun-

698 J. Neurosurg. / Volume 78/May, 1993


Decompressive lumbar laminectomy for spinal stenosis

tered, one of which required several months of antico- lower (64% and 56%, respectively), but the patient's
agulant therapy to resolve. Two epidural hematomas own satisfaction with the results of surgery remained
were encountered. One was apparent on postsurgical high (75%).
myelogram and was removed successfully without neu- Patients who responded to the questionnaire tended
rological deficit. The second epidural hematoma was to rate their return to activity lower than their relief of
accompanied by severe paraparesis. U p o n immediate pain and satisfaction (Table 2). This may reflect the
return of the patient to surgery, the hematoma was advanced age and concomitant medical problems of
evacuated. A partial recovery ensued, but this patient the present patient population.
continued to exhibit significant neurological deficit. Patients with pure spinal claudication had signifi-
Three patients (1%) had postoperative wound infections cantly better outcomes than did the overall patient
which were successfully treated by incision, drainage, population. A similar trend was noted for patients with
and antibiotic therapy. complete myelographic block as compared to those with
incomplete block, but the differences were not statisti-
Spinal Fusion cally significant. We are examining this question more
Spinal fusion was necessary in two patients. One was closely in a prospective study of decompressive lumbar
a 72-year-old woman with diabetes who presented with laminectomy currently in progress. These two results
back and right-leg pain and myelographic block; she are consistent with the historical development of de-
failed to improve with a wide L3-5 decompressive compression of lumbar stenosis by laminectomy in
laminectomy. Repeat myelogram showed extradural that, in the early literature, the classical clinical pres-
defects on the right side, and she underwent reoperation entation was "cauda equina syndrome" (spinal claudi-
with wide foraminotomy procedures on the right side 2 cation) and the most striking radiological feature is
months after the first surgery. Because of the extensive complete blockage of contrast material due to degen-
decompression it was considered that a fusion was erative stenosis.
indicated. Despite some improvement in pain relief, An interesting finding was the strong linear correla-
this procedure was not successful. The second patient tion between the number of vertebral levels operated
undergoing spinal fusion was a 45-year-old woman in on and mean patient age. This probably reflects the
whom a decompressive laminectomy at L3-5 failed; progressive nature of the disease. This relationship may
she required a lumbar fusion and wide foraminotomy be consistent with the common experience of neuro-
procedure for treatment of back and leg pain. She has surgeons that some patients who undergo a laminec-
shown no significant leg or back pain relief. tomy at L4-5 require a subsequent laminectomy at a
higher level several years later.
Essentially, none of the other parameters analyzed
Discussion showed a correlation with outcome. The lack of corre-
At the beginning of the 20th century, lumbar stenosis lation for some parameters such as age or neurological
or narrowing of the spinal canal was inferred as a deficit was not unexpected, but noncorrelation for
potential cause of back and leg pain from studies of worker's compensation cases or for patients who had
neurogenic claudication 32 and spinal osteoarthritis. ~'29 previously undergone back surgery was unforeseen.~2"37
Subsequent studies also suggested thickening of the Males predominate in most studies on lumbar lami-
ligamentum flavum 39 or local stenotic factors4 in the nectomy. 7'~'~5"24"36~37In the present study, unlike our
etiology of spinal stenosis symptoms. Recognition of report on discectomy,3s there was a preponderance of
this phenomenon by the medical community was pro- female patients. This, together with the advanced age
moted by the landmark studies of Verbiest4~ as well of most of these patients, is consistent with the low
as those of Blau and Logue,2 Ehni, 5 Kirkaldy-Willis number of workers or worker's compensation cases.
and coworkers,2~ and others. For patients failing
conservative treatment, the main surgical approach to Spinal Fusion
relief of symptoms caused by spinal stenosis is decom- In an attempt to improve on the success rates for
pressive laminectomy. 2"~-7"9"13"17'19'2~176 Most decompressive laminectomy, some surgeons have
of these studies indicate favorable outcomes in the turned to spinal fusion. However, as stated by Nasca, 26
majority of patients for whom laminectomy was per- the indications for decompression in spinal stenosis are
formed. well delineated, but the reasons for spinal fusion are
not so well defined. Gartland 8 summarized the current
Correlations of Patient Parameters and Outcomes status of spinal fusion in general and noted that the
The present study represents a retrospective analysis role of spinal fusion in the surgical treatment of spinal
of a relatively large number of patients (244 individu- stenosis has not yet been totally clarified. The realiza-
als) subjected to 258 laminectomies for spinal stenosis. tion that a thickened posterior midline fusion can, of
When evaluated according to records available from itself, cause spinal stenosis has been disturbing? Still
patients' charts, relief of pain and return to normal unsettled is the frequency of postoperative instability
activity were extremely successful (93% and 95%, re- after surgical decompression for spinal stenosis and, if
spectively). When evaluated according to patient's re- it does occur, whether it is symptomatic enough to
sponses to a questionnaire, which represented a longer warrant the addition of spinal fusion to the decompres-
average follow-up time (mean 4.7 years), the success sion procedures. Dissatisfaction with the results ob-
rates for pain relief and resumption of activity were tained by current lumbar spine fusion techniques has

J. Neurosurg. / Volume 78 / May, 1993 B99


H . R. Silvers, P. J. Lewis, a n d H . L. A s c h

led to the introduction of different forms of internal tistical analysis and evaluation. Assistance in data entry was
fixation devices as internal stabilizers to help attain a provided by David Clabeaux, Robert Vinci, and Jason Silvers.
higher rate of successful lumbar fusion. The evidence
to date is inconclusive that any of these devices is References
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700 J. Neurosurg. / Volume 78 / M a y , 1993


Decompressive lumbar laminectomy for spinal stenosis

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