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JFS M: Food Microbiology and Safety

Acid, Bile, and Heat Tolerance of Free


and Microencapsulated Probiotic Bacteria
W.K. DING AND N.P. SHAH

ABSTRACT: Eight strains of probiotic bacteria, including Lactobacillus rhamnosus, Bifidobacterium longum,
L. salivarius, L. plantarum, L. acidophilus, L. paracasei, B. lactis type Bl-O4, and B. lactis type Bi-07, were stud-
ied for their acid, bile, and heat tolerance. Microencapsulation in alginate matrix was used to enhance survival of
the bacteria in acid and bile as well as a brief exposure to heat. Free probiotic organisms were used as a control. The
acid tolerance of probiotic organisms was tested using HCl in MRS broth over a 2-h incubation period. Bile toler-
ance was tested using 2 types of bile salts, oxgall and taurocholic acid, over an 8-h incubation period. Heat tolerance
was tested by exposing the probiotic organisms to 65 ◦ C for up to 1 h. Results indicated microencapsulated probiotic
bacteria survived better (P < 0.05) than free probiotic bacteria in MRS containing HCl. When free probiotic bacteria
were exposed to oxgall, viability was reduced by 6.51-log CFU/mL, whereas only 3.36-log CFU/mL was lost in mi-
croencapsulated strains. At 30 min of heat treatment, microencapsulated probiotic bacteria survived with an aver-
age loss of only 4.17-log CFU/mL, compared to 6.74-log CFU/mL loss with free probiotic bacteria. However, after 1 h
of heating both free and microencapsulated probiotic strains showed similar losses in viability. Overall microen-
capsulation improved the survival of probiotic bacteria when exposed to acidic conditions, bile salts, and mild heat
treatment.
Keywords: acid tolerance, bile tolerance, microencapsulation, probiotics

Introduction verse environment, and mild heat treatment from food processing

I n order to exert health benefits, probiotic bacteria are expected


to be at the level of 107 CFU of live microorganisms per milliliter
of product at the time of consumption (Guarner and Schaafsma
thus potentially reducing cell injury and death. The development
of a heat stable microcapsule may be suitable for heated functional
food products such as cakes and sausages (Arihara 2006). There is
1998; Ouwehand and Salminen 1998; Shah 2000). Since the via- a need for microencapsulation not only to help the probiotic bac-
bility and activity of probiotics are needed at the lower digestive teria to survive in the food product but also during the passage
tract, these organisms should withstand the adverse conditions en- though the human stomach, where the pH can be as low as 2.0. It
countered in the host’s upper gastrointestinal tract (GIT). How- has been reported that microcapsules made of alginate polymers
ever, many probiotic bacteria lack the ability to survive the harsh increased the survival and viability of probiotic bacteria in acidic
acidity and bile concentration commonly encountered in the GIT food products during cold storage (Adhikari and others 2000; Picot
(Shah and Jelen 1990; Berrada and others 1991; Mituoka 1992; Shah and Lacroix 2004). Alginate has been widely used as an encapsulant
and Lankaputhra 1997; Gardiner and others 2000). All bile, depend- material because it has the benefits of being nontoxic and it is an
ing upon its concentration, can inhibit the growth of bacteria. Bile accepted food additive (Prevost and Divies 1992). The reversibility
acids inhibit many Gram-positive probiotic organisms such as Bifi- of microencapsulation, that is, solubilizing of alginate by sequester-
M: Food Microbiology & Safety

dobacterium and Lactobacillus genera; however, they have little ef- ing the calcium ions, and the possible release of entrapped cells in
fect against Gram-negative organisms such as Escherichia coli. This the lower intestine is another advantage thus allowing the probiotic
information has been known for decades and is actually incorpo- bacteria to exert their health benefits for the consumer. The aim of
rated into the taxonomic identification methods (Stacey and Webb this work was to improve the survivability of probiotic organisms in
1947; Floch and others 1970). acidic conditions and exposure to bile using microencapsulaiton,
The immobilization of probiotics using microencapsulation may and to evaluate the survival of microencapsulated probiotic bacte-
improve the survival of these microorganisms in products, both ria after a brief exposure to heat stress at 65 ◦ C.
during processing and storage, and during digestion (Champagne
and others 1993; Cui and others 2000; Lee and Heo 2000; Sultana Materials and Methods
and others 2000; Goderska and others 2003; Capela and others
2005).
Probiotic bacteria
Microencapsulation of probiotic bacteria is currently gaining at- Eight strains of probiotic bacteria, including L. rhamnosus type
tention as a method to improve the stability of probiotic organ- Lr-32, B. longum typeBl-05, L. salivarius type Ls-33, L. plan-
isms in functional food products (Kailasapathy 2002; Ouwehand tarum Lpc-37, L. acidophilus NCFM, L. paracasei Lp-115, B. lactis
and others 2002; Godward and Kailasapathy 2003; Krasaekoopt and type Bl-04, and B. lactis type Bi-07, were obtained from Danisco
others 2003). Microencapsulation protects the cells from the ad- (Copenhagen, Denmark). The probiotic strains were maintained
individually and grown in MRS broths (Oxoid Ltd., Melbourne, Vic-
MS 20070502 Submitted 7/1/2007, Accepted 8/28/2007. Authors are with
toria, Australia) at 37 ◦ C using a 1% inoculum. MRS broth contain-
School of Molecular Sciences, Victoria Univ., Werribee Campus, PO Box ing Bifidobacterium spp. was supplemented with filter sterilized
14428, Melbourne, Victoria 8001, Australia. Direct inquiries to author Shah 0.05% (w/v) L-cysteine hydrochloride (Sigma Chemical Co., Castel
(E-mail: nagendra.shah@vu.edu.au).
Hill, Sydney, NSW, Australia) to create a more favorable anaerobic

M446 JOURNAL OF FOOD SCIENCE—Vol. 72, Nr. 9, 2007 


C 2007 Institute of Food Technologists
doi: 10.1111/j.1750-3841.2007.00565.x
Further reproduction without permission is prohibited
Acid, bile, and heat tolerance. . .

Table 1 --- Effect of low pH (2.0) on viability of 8 strains of free probiotic bacteria.
Viable cell count (log CFU/mL)
Strain 0 min 30 min 60 min 90 min 120 min
L. rhamnosus 10.01 ± 0.63a 8.54 ± 0.41a 6.43 ± 0.13a 5.32 ± 0.03bc 3.41 ± 0.09ab
B. longum 10.34 ± 0.46a 8.38 ± 0.61a 6.34 ± 0.84a 5.78 ± 0.31b 3.29 ± 0.81bc
L. salivarius 10.93 ± 0.45a 9.34 ± 0.31a 6.31 ± 0.41a 5.65 ± 0.84c 4.10 ± 0.32a
L. plantarum 10.59 ± 0.41a 8.98 ± 0.12a 7.38 ± 0.74a 5.34 ± 0.12a 3.98 ± 0.29ab
L. acidophilus 10.22 ± 0.70a 8.45 ± 0.64a 6.42 ± 0.13a 4.98 ± 0.03a 4.21 ± 0.56a
L. paracasei 10.69 ± 0.52a 8.42 ± 0.38a 7.35 ± 0.31a 5.23 ± 0.07a 3.78 ± 0.74b
B. lactis type Bl-O4 10.73 ± 0.03a 8.32 ± 0.42a 6.21 ± 0.36a 5.32 ± 0.13c 3.98 ± 0.34c
B. lactis type Bi-07 10.43 ± 0.71a 9.26 ± 0.10a 6.98 ± 0.07a 5.65 ± 0.19ab 3.42 ± 0.17c
Means in the same column followed by different lowercase letters are significantly different (P < 0.05).
abc
Results are expressed as mean + SEM; each data point is the average of 3 repeated measurements from 3 independently replicated experiments, n = 3.

Table 2 --- Effect of low pH (2.0) on viability of 8 strains of encapsulated probiotic bacteria.
Viable cell count (log CFU/mL)
Strain 0 min 30 min 60 min 90 min 120 min
L. rhamnosus 10.49 ± 0.13a 8.76 ± 0.23a 7.53 ± 0.52a 7.22 ± 0.46a 7.11 ± 0.41a
B. longum 10.63 ± 0.45a 8.45 ± 0.56a 7.42 ± 0.74a 6.93 ± 0.73b 6.45 ± 0.23bc
L. salivarius 10.86 ± 0.52a 9.13 ± 0.25a 7.34 ± 0.87a 6.24 ± 0.53ab 6.14 ± 0.93a
L. plantarum 10.45 ± 0.31a 8.88 ± 0.06a 7.25 ± 0.31a 6.93 ± 0.08c 6.64 ± 0.87c
L. acidophilus 10.75 ± 0.07a 9.15 ± 0.08a 7.93 ± 0.34a 7.41 ± 0.05a 7.43 ± 0.53ab
L. paracasei 10.34 ± 0.35a 8.56 ± 0.41a 8.10 ± 0.61ab 7.14 ± 0.46c 6.41 ± 0.76b
B. lactis type Bl-O4 10.46 ± 0.42a 8.58 ±.0.76a 6.72 ± 0.03ac 6.31 ± 0.34ab 6.27 ± 0.42b
B. lactis type Bi-07 10.88 ± 0.0.24a 9.24 ± 0.21ab 8.23 ± 0.35a 7.31 ± 0.42b 6.93 ± 0.04ab
Means in the same column followed by different lowercase letters are significantly different (P < 0.05).
abc
Results are expressed as mean + SEM; each data point is the average of 3 repeated measurements from 3 independently replicated experiments, n = 3.

A Figure 1 --- (A) Viability of


free probiotic bacteria in
12
L. rhamnosus the presence of 3% (w/v)
oxgall. (B) Viability of
B. longum encapsulated probiotic
Viable cells log (CFU/mL)

10
bacteria in the presence of
L. salivarius 3% (w/v) oxgall.
8
L. plantarum

6 L. acidophilus

L. paracasei
4
B. lactis type Bl-O4

M: Food Microbiology & Safety


2 B. lactis type Bi-07
0 min 4h 8h
Incubation time at 37ºC
B 12
L. rhamnosus

10 B. longum
Viable cells log (CFU/mL)

L. salivarius
8
L. plantarum

L. acidophilus
6
L. paracasei
4
B. lactis type Bl-O4

B. lactis type Bi-07


2
0 min 4h 8h
Incubation time at 37ºC

Vol. 72, Nr. 9, 2007—JOURNAL OF FOOD SCIENCE M447


Acid, bile, and heat tolerance. . .

environment. Before use, the probiotic organisms were activated by chains or clusters particularly in MRS broth, thus cultures were
growing 3 times successively in MRS at 37 ◦ C for 18 h. The identity sonicated for 5 s to disperse the cells before serial dilutions were
of all probiotic bacteria was confirmed using biochemical methods preformed. Subsequent serial dilutions were vortexed for 30 s in-
as described by Shah and Lankaputhra (1997). dividually before inoculation to MRS agar plates. Plates were in-
cubated at 37 ◦ C for 72 h in an anaerobic jar (Becton Dickinson
Microencapsulation of probiotics Microbiology Systems, Sparks, Md., U.S.A.) with an anaerobic gas
The microencapsulation of probioitc bacteria was performed us- generating kit (Oxoid Ltd.). For the enumeration of microencap-
ing a modified method of Shah and Ravula (2000). Briefly, 100 mL sulated probiotic organisms, the bacteria were released from the
of 3% (w/v) sodium alginate (D3247 AJAX Chemicals Ltd., Mel- capsules by sequestering calcium ions with phosphate buffer at pH
bourne, Victoria, Australia) were prepared in a volumetric flask and 7.0. Acid tolerance was determined by comparing the final plate
sterilized by autoclaving. The sterile alginate was mixed with 25 count after 2 h with the initial plate count at 0 h. All acid toler-
mL of washed and concentrated (1010 CFU/mL) probiotic organ- ance tests were repeated 3 times to estimate average and standard
isms. An initial emulsion was made by mixing the alginate-bacteria error.
mixture with 600 mL of vegetable oil and 1 mL of Tween 80 in a
glass beaker. To reduce the particle size, the emulsion was mixed Bile tolerance
thoroughly using an M-110Y microfluidizer (Microfluidics, Newton, Two types of bile salts were used to study the bile tolerance of
Mich., U.S.A.). After several cycles in the microfluidizer, calcium probiotic bacteria: oxgall and taurocholic acid (Sigma Chemical
chloride (0.01 M) was gently added to the emulsion until the emul- Co.). Taurocholic acid was used as the conjugated bile, and oxgall
sion was broken. After 30 min, the calcium alginate beads were re- contained both conjugated and deconjugated bile. Bile tolerance
moved from the aqueous phase and were refrigerated at 4 ◦ C for was studied according to the method of Gilliland and Walker (1990).
10 h to allow the beads to fully harden. Briefly, MRS broth containing 3% (w/v) of oxgall or 3% (w/v) tauro-
cholic acid was adjusted to pH 5.8 using 5.0 M HCl. Approximately
Acid tolerance 1010 CFU/mL of each probiotic strain was inoculated into the MRS
Acid tolerance of microencapsulated probiotic organisms and a broths with bile salts and incubated at 37 ◦ C for up to 8 h. Al-
control consisting of free probiotic organisms was studied accord- though the concentration of bile acid and pH varies largely between
ing to the method of Liong and Shah (2004). In brief, MRS broth was individuals, the levels used in our study are within the physiological
adjusted to pH 2.0 with 5.0 M HCl. Approximately 1010 CFU/mL of concentrations found in the human duodenum (Floch 2002). The
each probiotic strain was inoculated into the modified MRS broth control comprised MRS broth without bile salts. Bacterial growth
and were incubated at 37 ◦ C for up to 2 h and samples were taken was observed by monitoring viable cell counts at 0-, 4-, and 8-h
at 30 min intervals for enumeration. Probiotic bacteria can form intervals on MRS agar supplemented with 0.05% (w/v) L-cysteine

A 12 Figure 2 --- (A) Viability of free


L. rhamnosus probiotic bacteria in the
presence of 3% (w/v)
10 B. longum taurocholic acid. (B) Viability of
encapsulated probiotic bacteria
Viable cells log (cfu/ml)

L. salivarius in the presence of 3% (w/v)


8 taurocholic acid.
L. plantarum

L. acidophilus
6
L. paracasei
M: Food Microbiology & Safety

4 B. lactis type Bl-O4

B. lactis type Bi-07


2
0 min 4h 8h
Incubation time at 37ºC

B 12
L. rhamnosus

10 B. longum
Viable cells log (cfu/ml)

L. salivarius
8
L. plantarum

L. acidophilus
6

L. paracasei

4
B. lactis type Bl-O4

B. lactis type Bi-07


2
Initial 4h 8h
Incubation time at 37ºC

M448 JOURNAL OF FOOD SCIENCE—Vol. 72, Nr. 9, 2007


Acid, bile, and heat tolerance. . .

hydrochloride (Sigma Chemical Co.) to maintain a more favorable Results and Discussion
anaerobic environment. The bile tolerance of each strain was de-
termined by comparing the plate count after 4 and 8 h of exposure Acid tolerance
to bile salts with the initial pate count at 0 h. All experiments were The effect of acidic conditions on the viability of free probi-
repeated 3 times to estimate average and standard error. otic organisms is shown in Table 1. All probiotic organisms tested
showed a steady loss in viability when exposed to acidic conditions.
Heat tolerance Initially there was an average of 10.49-log CFU/mL of viable pro-
Heat tolerance of free and microencapsulated probiotic bacte- biotic bacteria, but after 1 h of exposure the average viability of
ria was studied by exposing 1010 CFU/mL of organisms in pep- cells was reduced to 6.66-log CFU/mL and the viability was fur-
tone water (pH 6.4 ± 0.2) (Oxoid Ltd.) to 65 ◦ C for up to 1 h. For ther reduced to an average of 3.77-log CFU/mL after 2 h of expo-
each strain, 1 g of microcapsules was inoculated into 9 mL of pep- sure. Lctobacillus acidophilus and L. salivarius were the most acid-
tone water in a 15 mL Falcon tube (BD, Franklin Lakes, N.J., U.S.A.) tolerant strains, with > 104 CFU/mL surviving after 2 h incubation
and 1 mL of free cells was used as a control. After heat treatment, at pH 2.0. The Bifidobacterium strains, including B. longum, B. lac-
the tubes were cooled to 22 ◦ C and serial dilutions were made us- tis type Bl-O4, and B. lactis type Bi-07, were the most acid-sensitive
ing phosphate buffer at pH 7.0 that helped release the encapsu- strains.
lated probiotic bacteria. Heat tolerance was determined by com- The effect of low pH on the viability of microencapsulated pro-
paring the final plate count after 1 h of heat treatment with the biotic bacteria is shown in Table 2. There was a loss in viability of
initial plate count at 0 h. All heat tolerance tests were repeated all the 8 strains tested however, at 1 h of exposure most microen-
3 times. capsulated probiotic organisms survived at > 107 CFU/mL and at
2 h of exposure most microencapsulated probiotic organisms sur-
Statistical analysis vived at > 106 CFU/mL. This level of survival is needed to confer
Results from 3 individual experiments were used to calculate the health benefits to the consumer (Ouwehand and Salminen 1998).
mean of cell counts. A single factor analysis of variance (ANOVA) Microencapsulation of probiotics in alginate beads has previously
was used to calculate the SEM of the cell counts. Significant dif- been tested for improving viability of probiotic bacteria in simu-
ferences between the means of cell counts were determined using lated gastric conditions (Kebary and others 1998; Krasaekoopt and
Tukey’s HSD test. All statistical analysis was carried out using SPSS others 2003) and the results of this study concur with other sim-
15.0 for Windows XP. ilar studies where microencapsultaion in alginate beads has been

initial 30 min 60 min


Figure 3 --- (A) The
effect of exposure to
A 12
65 ◦ C on the viability of
free probiotic bacteria.
10 (B) The effect of
Viable cells log (CFU/mL)

exposure to 65 ◦ C on
the viability of
8
microencapsulated
probiotic bacteria.
6

M: Food Microbiology & Safety


0
L. rhamnosus B. longum L. salivarius L. plantarum L. acidophilus L. paracasei B. lactis type Bl- B. lactis type Bi-
O4 07
Probiotic bacteria

initial 30 min 60 min


B 12

10
Viable cells log (CFU/mL)

0
L. rhamnosus B. longum L. salivarius L. plantarum L. acidophilus L. paracasei B. lactis type Bl- B. lactis type Bi-
O4 07
Probiotic bacteria

Vol. 72, Nr. 9, 2007—JOURNAL OF FOOD SCIENCE M449


Acid, bile, and heat tolerance. . .

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M icroencapsulation with alginate can be applied to a many


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Acknowledgment Stacey M, Webb M. 1947. Studies on the antibacterial properties of the bile
acids and some compounds derived from cholanic acid. Proc Roy Soc 134:523–
We would like to thank DANISCO for providing the probiotic strains 37.
that were used in the study.

M450 JOURNAL OF FOOD SCIENCE—Vol. 72, Nr. 9, 2007

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