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Intravascular Coagulation
Emmanuel J. Favaloro, Ph.D., M.A.I.M.S.1
ABSTRACT
D isseminated intravascular coagulation (DIC) is ized by intravascular activation of coagulation with loss
a systemic life-threatening disease characterized by of localization, which can arise from different causes, can
largely uncontrolled activation of the coagulation sys- originate from and cause damage to the microvasculature
tem, excess thrombin generation, activation of the fibri- and, when sufficiently severe, can produce organ dys-
nolytic system, and consumption of coagulation factors function.’’.1 DIC is not a primary disease but reflects a
and platelets. The clinical features are therefore charac- complication of one of several possible underlying ill-
terized by the variable presence of both intravascular nesses or conditions, as largely reflected in this issue of
coagulation and hemorrhage. The International Society Seminars in Thrombosis and Hemostasis. Accordingly,
on Thrombosis and Haemostasis (ISTH) defines the DIC resulting from systemic and persistent activation
pathology of DIC as an ‘‘acquired syndrome character- of blood coagulation may occur in patients consequent to
1
Department of Haematology, Institute of Clinical Pathology and Disseminated Intravascular Coagulation; Guest Editor, Marcel Levi,
Medical Research (ICPMR), Westmead Hospital, NSW, Australia. M.D., Ph.D.
Address for correspondence and reprint requests: Dr. E.J. Favaloro, Semin Thromb Hemost 2010;36:458–468. Copyright # 2010 by
Ph.D., M.A.I.M.S., Department of Haematology, Institute of Thieme Medical Publishers, Inc., 333 Seventh Avenue, New York, NY
Clinical Pathology and Medical Research (ICPMR), Westmead 10001, USA. Tel: +1(212) 584-4662.
Hospital, WSAHS, Westmead, NSW 2145, Australia (e-mail: DOI: http://dx.doi.org/10.1055/s-0030-1254055.
emmanuel.favaloro@swahs.health.nsw.gov.au). ISSN 0094-6176.
458
LABORATORY TESTING FOR DISSEMINATED INTRAVASCULAR COAGULATION/FAVALORO 459
sepsis, severe infection, malignancy (solid tumors, mye- tinually induce coagulation, and the elevated thrombin
loproliferative/lymphoproliferative malignancies), ob- may act to boost the inflammatory process, thus leading
stetric complications (amniotic fluid embolism, a cycle of activation that largely fails to be dampened by
abruptio placentae, placenta previa, retained dead fetus the natural anticoagulant system.
syndrome), vascular disorders (vascular aneurysms,
Kasabach-Merritt syndrome), severe organ injury
(e.g., acute pancreatitis, hepatic failure), massive trauma, LABORATORY DIAGNOSTICS IN
extensive burns, surgery, and severe toxic (snakebites, DISSEMINATED INTRAVASCAULR
drugs) or immunological reactions (hemolytic transfu- COAGULATION
sion reaction, transplant rejection).2–4 The diagnosis of DIC mostly relies on clinical signs and
The clinical spectrum of DIC may be heteroge- is further assisted by using a combination of various
neous, with the balance between thrombosis (micro- or laboratory tests. It is important to diagnose DIC as early
macro-thrombosis) and bleeding (petechiae, ecchymo- as possible in the process to minimize the pathological
ses, mucosal, skin, and catheter hemorrhages) varying consequences and then to monitor the progress contin-
according to the underlying cause and stage of DIC. The ually using laboratory testing. Clearly, the availability of
clinical outcome also depends somewhat on the under- tests in urgent clinical settings mandate that the most
lying cause. For example, sepsis reflects one of the main useful test panel would be one that is widely (i.e.,
causes of DIC, or put another way, DIC is a frequent routinely) available.1,14 In the initial stages of inflam-
complication of sepsis, observed in up to 50% of septic mation or coagulation activation, including DIC, some
patients, and is a strong predictor of mortality.5,6 The hemostasis tests will potentially show elevation in test
Table 1 Laboratory Tests Available for Assisting the Diagnosis of Disseminated Intravascular Coagulation
Test Category Test Name and Expected Patterns Comments
Global hemostatic tests Prolongation of prothrombin time (PT), A normal value for these tests will not
activated partial thromboplastin time exclude DIC (early DIC may show
(APTT), and thrombin time (TT) activation events and elevation in
acute-phase proteins including FVIII
and fibrinogen, and a shortened APTT).
Low or dropping level of fibrinogen A normal value will not exclude DIC
(fibrinogen is an acute-phase protein and
may be elevated in early DIC).
Low or dropping platelet count Wide range of normal platelet count; additional
value in monitoring change in platelet
count over time.
Elevated FDPs including D-dimer A normal D-dimer can effectively rule out DIC,
but a positive D-dimer is not specific for DIC.
Need to consider local cutoff values.
Abnormalities on the peripheral smear Not specific for DIC
(schistocytes, large platelets)
Presence of biphasic waveform High sensitivity for DIC in sepsis, but instrument
acquired or inherited deficiencies of coagulation factors both the PT and the APTT is limited in the diagnostics
of the contact (‘‘intrinsic’’ and common) pathway.17 of DIC, and the results of these tests need to be
Prolonged APTTs are often seen in many patients considered in the clinical context. Moreover, abnormal
with DIC, but APTTs can alternatively be normal or values may reflect pathology other than DIC,17 and
even shortened (e.g., mirroring the initial acute-phase– normal values cannot be used to rule out the diagnosis.16
induced activation events and increases in fibrinogen and Fibrinogen levels often decline in patients with
FVIII). Because significant prolongations often occur at DIC, due to ongoing consumption of the protein as well
a late stage in DIC, this also compromises the overall as entrapment within the thrombi. However, the overall
efficiency of this test for an early diagnosis. Moreover, sensitivity of plasma fibrinogen levels for the diagnosis of
both PTs and APTTs can be prolonged in patients being DIC is also low because the protein is a well-recognized
evaluated for reasons other than DIC. For example, acute-phase reactant, and levels may therefore be normal
trauma or other hemorrhage can lead to loss of blood (particularly in the early developing phase of DIC and in
and plasma components, so that prolonged coagulation patients with sepsis). Thus hypofibrinogenemia is fre-
tests may simply reflect this phenomenon rather than a quently detected only in very severe cases of DIC or in the
pathological DIC process. Prolonged coagulation tests advanced stages of the disease.2,16 Again, like routine
can also occur with hematologic malignancies unrelated coagulation test times, depending on the clinical context,
to DIC. Accordingly, the overall clinical usefulness of low fibrinogen levels can also reflect inherited or acquired
LABORATORY TESTING FOR DISSEMINATED INTRAVASCULAR COAGULATION/FAVALORO 461
pathologies other than DIC (e.g., afibrinogenemia, liver the choice of the most predictive threshold for the
failure). More important than the absolute level of diagnosis of DIC is crucial but sometimes unavailable.
fibrinogen in DIC, then, are longitudinal comparisons Different assays may use different cutoffs, and these are
of values over time because a sudden or dramatic drop not interchangeable.23 Moreover, D-dimer thresholds
may reflect massive consumption, classically characteristic may be locality dependent, and for example, normal
of DIC. Japanese people appear to show values of D-dimer that
The platelet count is considered a useful test in are twice those comparable in European test centers,22
the diagnosis of DIC because it strongly correlates with mandating local revision of cutoff values in that locality.
markers of thrombin generation and because thrombin- Nevertheless, D-dimer testing can be used within a rule-
induced platelet aggregation advances platelet consump- out strategy that incorporates several other pieces of
tion. Moreover, the platelet count is not influenced by clinical and laboratory evidence and takes these variables
the acute-phase response. However, because the normal into consideration.
platelet count varies considerably among individuals
(150 to 450 109/L), a single determination might
not reliably identify DIC, and like the case for fibrino- Consumption of Natural Inhibitors in
gen, a longitudinal assessment of data will provide more Disseminated Intravascular Coagulation
value in DIC diagnostics. Also, like the case for fibri- The natural anticoagulants, especially antithrombin and
nogen and routine coagulation tests, many of the under- protein C, are frequently reduced in patients with DIC,
lying conditions associated with DIC (e.g., infections, and these reductions may also have prognostic signifi-
malignancy, or anticancer therapy) as well as other life- cance.13,25,26 For example, a decrease in plasma antith-
Rising ¼ 1
Fibrinogen >100 ¼ 0 Not included 150 ¼ 1 350 ¼ 0 <150 ¼ 1
level (mg/dL)
<100 ¼ 1 100 ¼ 2 <350 ¼ 1
(not included in revised criteria)
Additional tests/scoring No Yes (see notes) Yes (see notes) Yes (see notes) No
a
ISTH SSC scoring system for ‘‘Overt’’ DIC: (1) Requires prior risk assessment to confirm that the patient has an underlying disorder known to be associated with overt DIC; (2) An overall cumulative score
of 5 is compatible with overt DIC. A score <5 may be indicative (but not affirmative) of non-overt DIC.
b
ISTH SSC scoring system for ‘‘non-overt’’ DIC: (1) Requires prior risk assessment to identify if the patient has an underlying disorder known to be associated with DIC, with this adding to score (yes ¼ 2;
no ¼ 0); (2) Includes ‘‘specific’’ criteria with this adding to score using antithrombin, protein C, TAT-complexes (etc.) that each score add 1 if low, and subtract 1 if normal; (3) includes scoring for changing
values of routine tests over time; (4) in the original publication1 the authors did not provide guidance on the likelihood of DIC according to the score and instead indicated that ‘‘prospective validation of a
given score is needed’’; some data on validation were provided in the subsequent publication, and a score of 5 was considered as permitting the diagnosis of non-overt DIC.32
c
For both ISTH SSC scoring systems: (1) PT ¼ seconds above upper limit of reference range; (2) Degree of elevation in fibrin-related markers to be locally defined.
d
JMHW (Japanese Ministry of Health and Welfare) scoring system for DIC: (1) Underlying disease adds 1 point; (2) organ failure due to thrombosis adds 1 point; (3) differentiates between patients with
(HPTþ) and without (HPT) hematopoietic malignancies, such that bleeding symptoms in HPT add 1 point and platelet count changes do not score in HPTþ; (4) DIC is diagnosed when the cumulative score
is 4 in HPTþ or 7 or more in HPT.
e
JAAM (Japanese Association for Acute Medicine) scoring system for DIC: (1) Underlying disease taken into account, so that the presence of 3 ‘‘systemic inflammatory response syndrome criteria’’ add 1
point to score; (2) DIC is diagnosed when the cumulative score is 5; (3) the revised JAAM criteria removed fibrinogen from the scoring system, in which case DIC is diagnosed when the cumulative score
is 4.
f
KSTH scoring system for DIC: (1) This is the simplest of the scoring systems but is the least validated; (2) a score of 3 identifies overt DIC.
HPT, hematopoietic tumor; FDP, fibrin(ogen) degradation product; APTT, activated partial thromboplastin time.
DIC developed scoring systems for both ‘‘overt’’ and A 5-year overview by the ISTH SSC on DIC has
‘‘non-overt’’ DIC in 2001 (Table 2).1 These two separate recently confirmed that a score of 5 using the ISTH
scoring systems have been evaluated and compared in SSC overt DIC criteria can reliably identify overt DIC,
several published studies,35–41 including one by the Jap- with a sensitivity of 91% and a specificity of 97%.32 It
anese Association for Acute Medicine (JAAM) DIC was also shown that patients with overt DIC diagnosed
Study Group in 2006, who also reported their own according to the ISTH overt DIC score had a signifi-
DIC diagnostic criteria for critically ill patients cantly higher risk of death and of developing septic
(Table 2).37 Although there are some similarities between shock. However, the utility of individual markers to
the different scoring systems, there are also several this process was highly dependent on the underlying
notable differences. cause of the DIC. For example, >95% of septic patients
In one Japanese study involving 1284 people will have elevated fibrin-related markers, and so the DIC
with DIC, the rate of agreement in the diagnosis of score would be strongly dependent on prolongation of
DIC by the ISTH SSC overt-DIC and JMHW DIC the PT and reduction in the platelet count.35 A similar
criteria was 67%, and only 2% of non-DIC patients by limitation in utility of fibrin-related markers will in fact
JMHW criteria were diagnosed with overt DIC by also be obvious for many other causes of DIC. The
ISTH criteria.36 Better concordance was obtained in ISTH SSC overview also reflected on the variation in
select clinical groups, namely those with trauma or reporting of laboratory results in different studies for PT
acute promyelocytic leukemia. An abnormal PT scoring and in the cutoff values or definitions of moderate or
>1 by these criteria was observed in 70% of patients strong increases for D-dimer.
with DIC or overt DIC, but 50% of these scored 0 Finally, the British Committee for Standards in
Waveform Analysis
During the APTT clotting process, fibrinogen is con- Procoagulant Phospholipids
verted to fibrin, which causes a change in the opacity (or Conventional clotting tests such as the PT or APTT
turbidity) of the plasma and reagent mixture. This normally contain relatively high levels of phospholipid,
LABORATORY TESTING FOR DISSEMINATED INTRAVASCULAR COAGULATION/FAVALORO 465
and so they tend to be undersensitive to any excess platelet-derived parameters that may in time emerge to
procoagulant phospholipids (PPL) present in test sam- better assist in the diagnosis of DIC. For example, the
ples. The exception here may be the APTT, depending presence of reticulated platelets, measured as an imma-
on the test reagent used, and the level of phospholipid ture platelet fraction, and plasma thrombopoietin are
included (which will differ between reagents). Also, as markers of platelet production, and measurement of
previously noted, the APTT may be short in some these may improve the identification of DIC. In one
patients with early DIC. It has always been assumed recent study, both were significantly increased in overt
that this shortening reflects activation events and ele- DIC as well as correlating with the DIC score using the
vation of acute-phase proteins (notably fibrinogen and ISTH overt DIC criteria.61 Moreover, the presence of
FVIII). However, in a recent general investigation into reticulated platelets correlated with FDPs, and both the
short APTTs unrelated to DIC, my research group immature platelet fraction and plasma thrombopoietin
observed that short APTTs were associated with a showed better mortality prediction than platelet count.
wide variety of altered hemostasis, including the pres-
ence of additional PPL, as detected by a novel test called
activated factor X-activated clotting time (XACT).54 In Inflammatory Biomarkers
contrast to the PT and the APTT, the XACT assay has DIC is often associated with, or consequent to, a process
been purposely designed to be sensitive to test plasma of inflammation. Thus, for a comprehensive investigation
provided PPL.55 In vivo, PPL is likely provided mainly of DIC in certain clinical settings, for example sepsis, the
by platelets localized to, and activated at, a site of injury. evaluation of several inflammatory biomarkers might be
Activated platelets usually aggregate but can also release of additional value, and these might also be available in
can reliably rule out the disease, but elevation may or may 14. Toh CH. Laboratory testing in disseminated intravascular
not reflect DIC. coagulation. Semin Thromb Hemost 2001;27(6):653–656
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and protein C, may have value in select cases because
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