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C l e f t Li p a n d Pa l a t e

Surgery: An Update
o f C l i n i c a l Ou t c o m e s
f o r Pr i m a r y R e p a i r
Andrew Campbell, DDS, FRCD(C)a,b,
Bernard J. Costello, DMD, MD, FACSa,b,c,*,
Ramon L. Ruiz, DMD, MDd,e,f

KEYWORDS
 Cleft lip  Cleft palate  Nasal repair  Palatoplasty

The comprehensive management of cleft lip and  Normalized esthetic appearance of the lip
palate has received significant attention in the and nose
surgical literature over the last half century. It is  Intact primary and secondary palate
the most common congenital facial malformation  Normalized speech, language, and hearing
in the United States and has a significant develop-  Nasal airway patency
mental, physical, and psychological impact on  Class I occlusion with normal masticatory
those with the deformity and their families. In the function
United States, current estimates place the preva-  Good dental and periodontal health
lence of cleft lip and palate or isolated cleft lip at  Normal psychosocial development
16.86 per 10,000 live births (approximately 1 in
600).1 There is significant phenotypic variation in These goals are best achieved when surgeons
the specific presentation of facial clefts. Care of with extensive training and experience in all
children and adolescents with orofacial clefts phases of care are actively involved in the planning
needs an organized team approach to provide and treatment.5–7 Surgical treatment must be
optimal results.2–4 Specialists from multiple areas based on the best available clinical research to
are needed for successful management from avoid unfruitful, biased treatment schemes and
infancy through adolescence. These include oral optimize outcomes. Ideally, randomized prospec-
and maxillofacial surgery, otolaryngology, plastic tive controlled trials with comparative data and
surgery, genetics and dysmorphology, speech- appropriate outcome measures would guide one’s
language pathology, social work, psychology, decisions. Outcome studies pertaining to the
orthodontics, pediatric dentistry, prosthodontics, multiple outcome measures, such as facial
audiology, and nursing.4 The specific goals of appearance, facial growth, occlusion, patient
surgical care for children born with cleft lip and satisfaction, and psychosocial development, are
palate include: essential. Unfortunately, this level of published

a
Private Practice Austin, TX, USA
b
Division of Craniofacial and Cleft Surgery, Department of Oral and Maxillofacial Surgery, University of
oralmaxsurgery.theclinics.com

Pittsburgh School of Dental Medicine, 3471 Fifth Avenue, Suite 1112, Pittsburgh, PA 15213, USA
c
Pediatric Oral and Maxillofacial Surgery, Children’s Hospital of Pittsburgh, Pittsburgh, PA, USA
d
Department of Pediatric Craniomaxillofacial Surgery, Arnold Palmer Hospital for Children, Orlando, FL
32806, USA
e
Department of Surgery, University of Central Florida College of Medicine, Orlanda, FL, USA
f
Arnold Palmer Children’s Hospital, 1814 Lucerne Terrace, Suite D, Orlando, FL 32806, USA
* Corresponding author. Division of Craniofacial and Cleft Surgery, Department of Oral and Maxillofacial
Surgery, University of Pittsburgh School of Dental Medicine, 3471 Fifth Avenue, Suite 1112, Pittsburgh, PA,
15213.
E-mail address: bjc1@pitt.edu

Oral Maxillofacial Surg Clin N Am 22 (2010) 43–58


doi:10.1016/j.coms.2009.11.003
1042-3699/10/$ – see front matter ª 2010 Elsevier Inc. All rights reserved.
44 Campbell et al

evidence is lacking for this patient population.8 remains the most common technique used
The cleft population as a whole is heterogeneous, today.12,13 Numerous modifications to Millard’s
making it difficult to standardize groups of patients original description have been published since
and to provide valid comparison and outcome then. Prominent surgeons around the world modi-
data. Individual clefts of the lip or palate are as fied their own and others’ distinctive repairs,
unique, as are the patients with the deformity. including Asensio,14 Delaire and colleagues,15,16
Patients have complete or incomplete clefts that and Nakajima and Yoshimura,20 lending to the
may be isolated to the lip or palate only, can be diversity that is cleft lip and nose repair.
unilateral or bilateral, wide or narrow, and found Recent surveys of active North American cleft
in syndromic or nonsyndromic individuals, to surgeons indicate that the Millard rotation
mention the most obvious variations. Infants with advancement or a modification of the technique is
clefting can present with cardiac, neurologic, used by 84% of respondents; triangular flaps are
renal, and other developmental deficits that can used by 9%; and Delaire functional cheilorhino-
delay treatment and affect outcome, further plasty, by 2%.13 A detailed description of each
complicating this patient population. The hetero- repair is presented elsewhere and the reader is
geneity of the population, the difficulty in coordi- referred to a prior publication for detailed discus-
nating and compiling multi-center data, and the sions.17 Studies providing comparison data for
final results of surgical intervention not being results of the various repairs are lacking. The few
seen for approximately 2 decades make high-level available randomized comparison studies investi-
outcome research with long-term, reliable results gated nasal and labial esthetics of patients treated
difficult. Few studies currently stand up to the with the rotation advancement technique versus
rigorous criteria of level I evidence. The vast a triangular flap technique.18,19 Overall, these
majority of publications deal with single-surgeon studies found no significant differences in esthetic
experience, retrospective cohort studies, and outcomes and ultimately advocated either tech-
case series. A lack of comparison or control nique. The variations in technique for repairing cleft
groups in these studies provides little for lip and nasal deformities and the uniqueness of
evidence-based decision making. However, each cleft make comparison studies difficult.
considerable experience can be used to guide Surgical results are also influenced by other vari-
some of one’s decisions. Thus, dogmatic claims ables, such as the use of presurgical orthodontic/
about the best therapies across large populations orthopedic treatment, simultaneous gingivoperios-
of patients are often inappropriate, given the lack teoplasty (GPP), and specific timing of surgery—
of valid data. This article provides an update on the particular procedure perhaps being only one
current primary cleft lip and palate outcome data of many important factors.20 The surgical repair of
and its implications in our treatment decisions. the cleft lip, more than any other area of cleft
care, remains an art with little compelling evidence
CLEFT LIP REPAIR to promote one technique over the other. There
currently are no adequate controlled studies pub-
Cleft lip and palate is a complicated and 3-dimen- lished that compare different primary techniques
sional malformation. Distortion of the skin, muscu- of lip repair and their long-term outcomes.
lature, mucous membranes, underlying skeletal
structures (bones and cartilage), and dentition
Primary Nasal Reconstruction
occurs with varying severity. The goals of unilateral
cleft lip repair include the creation of an intact The reconstruction of a cleft lip defect also
upper lip with appropriate vertical length and involves correction of the associated nasal defor-
symmetry, repair of the underlying muscular struc- mity. Thompson and Reinders21 found that
tures producing normal function, and primary residual nasal deformity required approximately
treatment of the associated nasal deformity twice as many revisions as the lip. In the past 2
(Fig. 1). Original lip reconstruction techniques con- decades, much attention has been given to per-
sisted of simple straight-line closures. In the mid- forming cleft nasal reconstruction in a primary
1800s, the first reports of lip repair that diverged fashion, but controversy still exists. In 2008 Sitz-
from previous simple closures were published by man13 found that 52% of active cleft surgeons in
Malgaine9 and Mirault.10 The Tennison11 tech- North America performed primary nasal recon-
nique with use of a triangular flap to vertically repo- struction routinely, and 22% never used the tech-
sition cupids bow was presented in 1952. Millard12 nique. The typical nasal deformity is characterized
changed cleft lip surgery when he published the by a cleft-side dome depression, splaying of the
rotation-advancement flap technique in 1957. In ala, and eversion of the alar rim exposing the nasal
short order, the technique became popular and mucosa. The septum is directed to the noncleft
Cleft Lip and Palate Surgery 45

Fig. 1. Complete unilateral cleft lip illustrating the typical deformities of cleft-side alar displacement, deviation of
nasal septum, and cleft of the nasal floor (A). Markings for typical cleft repair design incorporates the goals of
hypoplastic tissue excision and precise approximation of lip vermillion and white roll (B). Dissection of all 3 tissue
layers (skin, muscle, mucosa) and excision of hypoplastic tissue is completed. Abnormal muscle insertions at the
anterior nasal spine and nasal ala are completely freed (C). Functional repair of the orbicularis oris muscle with
multiple interrupted sutures; the nasal floor and oral mucosa are approximated (D). Completed repair with
advancement of the cleft side lateral flap and inferior rotation of the medial segment. Vertical scar designed
to resemble the philtral column on the unaffected side, with the remaining incisions being hidden in the
contours of the nose and lip (E). (From Fonseca R, Marciani R, Turvey T, editors. Oral and Maxillofacial Surgery,
vol. 3. 2nd edition. St Louis (MO): Saunders; 2009. p. 730; with permission.)
46 Campbell et al

side along with the premaxilla and nasal dorsum CLEFT LIP MUSCULAR RECONSTRUCTION
because of aberrant muscular insertions and
activity.22 Traditionally, surgeons avoided primary Delaire has described the anterior facial muscles
nasal correction for fear of growth retardation as several different groupings of balanced rings.
and further deformity. McComb23–25 published his The middle and lower rings are disrupted when
primary cleft rhinoplasty technique in 1975, with cleft of the lip or palate occurs. The resultant
follow-up studies in 1985 and 1996. In his tech- disturbance in muscular function within these
nique, access to the nasal cartilages is obtained anatomic muscular units secondarily produces
through the cleft lip incisions; this avoids incisions distortions in the subsequent growth of
in the nasal lining, which may contribute to later surrounding skeletal and cartilaginous structures
stenosis. Using the existing incisions, wide under- that theoretically increase over time.34,35 Accurate
mining of the nasal cartilages from the nasal skin reconstruction of the various muscular layers of
is undertaken from the nostril rim to the nasion; the lip is important for normal lip function and
the lower lateral cartilages are then supported in prevents further distortion of underlying hard
proper position with sutures. McComb reported tissue structures.34–36 According to this theory,
stable long-term correction with the technique, treatment of the clefted skin and muscular compo-
without drooping of the nasal rim. Anastassov and nents improves soft tissue symmetry and, through
colleagues26 found increased nasal deviation, molding forces, also improves osseous symmetry.
increased nasal obstruction, higher rates of sinus- The facial musculature adjacent to the cleft defor-
itis, and increased requirement for nasal revision mity has increased collagen content, atrophy, and
surgery in those treated with delayed rhinoplasty. hypoplasia.37 Mooney and colleagues38 have re-
According to these philosophies, the considerable viewed these concepts and documented that
nasal deformity and functional abnormalities result- a 3.5-week delay in muscle development occurs
ing from delayed repair can be explained by growth in the unilateral cleft lip and that fiber insertions
not being ‘‘helped’’ by a proper initial repair, and the are abnormal and asymmetric. In nonclefted indi-
deformities worsen with time.27 Later, Anderl and viduals, the perinasal and perioral muscles attach
colleagues28 reported a similar technique with to the caudal-anterior nasal septum, which func-
more extensive mobilization and undermining of tions to exert forward growth of the midface.
the nasal skin and cheek to allow improved medial- When a facial cleft is present, the abnormal
ization of displaced structures without the need for muscular balance results in the midface deviating
support sutures. The technique proved to have to the noncleft side. Nasal distortions include
satisfactory results in 80% of 130 patients, with widening of the alar base, vertical displacement
the remaining 31 individuals requiring revision of the ala, asymmetric nares, lack of supratip
surgery. Anderl and colleagues concluded that break, underprojected tip, deviated nasal septum,
growth is not inhibited and that no adverse sequelae and a short and drooping columella.26 Clefting
resulted from scar tissue secondary to the wide causes the orbicularis oris to course obliquely
undermining. The technique benefits unilateral and along the cleft edges displacing the superficial
bilateral deformities. Other surgeons remove musculoaponeurotic system (SMAS) inferoposter-
some of the fibrofatty tissue located between the iorly on the affected side. The zygomaticus
domes of the lower lateral cartilages and use inter- muscles pull the SMAS and perioral musculature
domal suturing during the primary nasal repair. laterally, posteriorly, and inferiorly, as attachments
Studies to date regarding primary nasal reconstruc- with the caudal septum are lost on the cleft side.27
tion provide level III evidence illustrated by retro- Each of these theoretically contributes to
spective case review, observational studies, asymmetry.
systematic reviews, and experienced surgeon Joos36 retrospectively compared 2 groups of
opinion. No randomized controlled studies are patients undergoing cleft lip repair, one with 50
available that compare primary versus secondary patients receiving musculoperiosteal reconstruc-
nasal reconstruction. Despite the poor level of tion and no presurgical orthopedics and the other
evidence, results from the studies mentioned and with 60 patients receiving the Millard repair and
similar reports29–33 indicate that primary nasal presurgical orthopedic treatment using a pin-re-
reconstruction can be performed to improve overall tained device. Improvements in skeletal develop-
nasal esthetics and function and possibly to reduce ment were noted in the first group, suggesting to
the number of revision surgeries. Large studies are the authors that midfacial muscular reconstruction
needed to adequately assess the comparative is important and that this cannot be compensated
results between different treatment protocols for by orthopedic therapy. These results were
before strong statements can be made regarding echoed by a similar technique described by Mar-
the utility of one protocol or procedure over another. kus and Precious.39 Confounding variables make
Cleft Lip and Palate Surgery 47

it difficult to make direct comparisons between the PNAM. Bennum and colleagues48 report improved
2 studies. These reports are theoretical and repre- nasal symmetry lasting into childhood when PNAM
sent Level III evidence. Whether to perform the is used, compared with children excluded from
midfacial dissection in the supraperiosteal or sub- orthopedic treatment. Conversely, subsequent
periosteal plane is another controversial technical publications note that the initial improvement in
point. Regardless of the depth of dissection, nasal symmetry noted with PNAM before unilateral
modern techniques rely on restoration of the peri- repair has shown significant relapse in the first year
nasal and perioral muscular anatomy in at attempt after surgery.49,50 Nasal asymmetry is known to
to create balanced facial growth. When such worsen with growth in cleft patients, especially at
a correction does not occur, the secondary defor- the prepubertal growth spurt; therefore,
mities that plagued earlier repairs are the result.40 a controlled study with follow-up into adulthood is
These concepts have been generally self-reported required.
by those who advocate them and using mostly Many surgeons using PNAM also perform GPP
Level III data. However, considerable positive and report reduction in the need for secondary
experience with these techniques warrants addi- bone grafting and minimal growth inhibition.
tional investigation to determine the possible Results show that at least 40% of patients having
improved results purported by the advocates of GPP require secondary bone grafting to obtain
these techniques and philosophies. alveolar continuity and allow tooth eruption.51
Secondary maxillary bone grafting procedures
PRESURGICAL ORTHOPEDICS have a success of 96%, making the 40% failure
rate of GPP unreasonably high. GPP has been
Some of the more significant challenges abandoned at some centers because of the
commonly discussed in the literature on cleft lip frequent lack of adequate bone formation and its
and nasal repair are the optimal results of nasal detriment to growth and the final overall result.52
reconstruction and repair of the wide unilateral or Experiences with similar primary bone grafting
bilateral cleft lip. Wide and extensive cleft defor- techniques in the 1960s had poor growth results,
mities are associated with more significant nasola- leading to recommendations against the
bial deformity.41 In an attempt to improve results in procedure.53,54
these difficult cases, surgeons and orthodontists Additional stated benefits of PNAM are
have developed presurgical methods to approxi- improved feeding efficiency and growth.55 A
mate the soft tissues and osseous structures. randomized 2-arm long-term multicenter trial
One of the best known devices was introduced providing rare level I evidence is being carried
by Latham in 1975 and subsequently used in the out in the Netherlands (Dutchcleft) and is
Millard-Latham protocol. This pin-retained active providing interesting results regarding presurgi-
device widened lateral segments while approxi- cal orthopedics using passive plates without
mating the alveolar arches and, in bilateral cases, active nasal molding. Results have shown that
retracted the protruding premaxilla.42 Long-term there were no sustained effects on maxillary
follow-up of patients treated with these pin-re- arch dimensions in the primary dentition; initial
tained orthopedic devices has revealed significant improvements in language skills and facial
negative effect on maxillary growth making their esthetics were no longer realized by age 6 years;
use limited.43–45 no benefits were noted in feeding or weight gain;
The modern era of presurgical nasoalveolar greater satisfaction with treatment results was
molding (PNAM) was introduced by Grayson and not shown by mothers; and ultimately, the
colleagues46 in 1993, using a passive intraoral cost-effectiveness of presurgical orthopedic
device with the addition of nasal prongs. It is theo- treatment should be questioned.56–60 Similar to
rized that neonatal nasal cartilages have plasticity other studies, Dutchcleft lacks follow-up into
and can be actively molded and repositioned to adulthood; future results of this well-performed
the benefit of long-term esthetics. Overall goals of study are anxiously awaited. A randomized
PNAM have been described as improved nasal controlled trial of 50 nonsyndromic infants with
appearance that persists, fewer secondary nasal cleft palate by Masarei and colleagues61 found
surgeries, columellar elongation, minimizing the no benefit in feeding efficiency or body growth
need for alveolar bone grafting, limited maxillary when presurgical orthopedics were used. The
growth disturbance, and economics.47 Contro- published or stated benefits of PNAM have
versy exists as to whether these benefits are truly largely been unproven and are based mainly on
achieved and maintained over time. Lack of self-reported level III evidence. Incorporating
adequate long-term controlled studies prevents these devices into cleft care bears a significant
evidence-based recommendations on use of financial cost and parental burden. Currently,
48 Campbell et al

they are without proven benefit and show poor regarding primary cleft lip repair. Repair is still
results in well done comparative studies. The appropriate when performed at age 3 months or
clinical use of PNAM is not strongly supported older. Earlier repair can be safely performed but
by the literature. offers no benefits in esthetics or maternal bonding.
The use of presurgical orthopedics and GPP has
TIMING OF CLEFT LIP REPAIR many advocates but hypothesized benefits remain
largely unsupported, and results of the available
Cleft lip/nasal repair represents the initial surgical level I evidence indicate no significant improve-
endeavor in the care of an individual with cleft lip ments in outcome. Significant financial and
and palate. Each cleft team advocates a slightly parental resources are required when presurgical
different timing for lip reconstruction, with actual orthopedics is undertaken, making the cost-
correction being performed from the neonatal benefit ratio unreasonable. There is little debate
period to 6 months or later. Intrauterine repair of over the need to perform accurate perinasal/perio-
the cleft lip deformity has been contemplated, ral muscular reconstruction and nasal reconstruc-
but it is not viable considering the life-threatening tion at the time of primary lip repair. Insufficient
position in which it places the mother and fetus. data exist to advocate one type of repair over
Antenatal and neonatal repair have prompted another; if the principles of muscular and nasal
interest based on experimental findings indicating repair are followed, one can perform the rotation-
that wounds in the fetus heal without scar tissue advancement, Delaire cheilorhinoplasty, or trian-
early in gestation.62,63 Despite theoretical and gular technique and obtain excellent results.
experimental benefits, neonatal repair has not
seen improvement in esthetic outcomes over CLEFT PALATE
repair at 3 months.64,65 In fact, problems with
excessive scarring and less esthetic outcomes Le Monnier, a French dentist, reported the first
have resulted. Proponents of traditional repair at successful cleft palate repair in Paris in 1766.68,69
10 to 12 weeks argue that this timeline provides Subsequently, many surgical techniques for cleft
for improved esthetic results, because the lip palate closure have been described. There is still
musculature is more developed and allows for active debate over which technique produces
proper reconstruction, decreased risk of anes- superior results. A lack of clinical data from
thesia-related complications, and time for the prospective trials forces clinical decisions to be
parents to accept the malformation. Early cleft lip made from retrospective studies, cohort studies,
repair has not been shown to improve maternal and surgeon experience. Because of the inherent
bonding or have other psychosocial benefits.66,67 bias and uncontrolled nature of this level of
Surgery was traditionally delayed for several evidence, clinicians need to be aware of the short-
weeks based on the ‘‘rule of tens.’’ These guide- comings and incorporate the information appropri-
lines included the infant weighing a minimum of ately into practice. It may be prudent to consider
10 pounds, having a hemoglobin level of 10 g/ repair of the hard and soft palates as separate
mL, and reaching an age of 10 weeks and were entities, because the outcome measures for each
based on minimizing anesthetic morbidity and are different. The primary objective of soft palate
mortality. Current anesthesia and pharmacologic closure is the development of normalized
methods make earlier surgery safe, but without speech.70 Outcome measures for hard palate
a significant benefit to neonatal repair; most teams closure should include maxillary growth, facial
choose to wait the traditional 3 months. There is profile, dental occlusion, and fistula formation.71
currently no compelling evidence for a repair per- An overall detrimental effect of surgery on growth
formed at an earlier time. has been shown, and this should be minimized
by considering the timing of the repair.72 Bernard
SUMMARY: CLEFT LIP von Langenbeck described a palatoplasty tech-
nique in 1861, which is the oldest such procedure
Cleft lip repair has many aspects that require used today. The von Langenbeck palatoplasty
consideration; surgeons have the responsibility involves bipedicled mucoperiosteal flaps with me-
of making decisions using the best available data dialization of nasal and oral side mucosa for
to optimize results. A critical appraisal of the liter- closure. The technique leaves minimal hard palate
ature reveals deficient level I evidence. Decisions exposed but does not lengthen the velum and can
need to be made using published cohort studies, impair access for repair of the nasal lining and
comparison data, case series, and reviews by velar musculature. Subsequently, multiple palate
experts in the field. Based on the best available repair techniques incorporated a push-back
evidence, some statements can be made component designed to lengthen the palate and
Cleft Lip and Palate Surgery 49

decrease the incidence of velopharyngeal insuffi- and functional results.77,78 In the Bardach repair, 2
ciency (VPI).76 These include variations of the mucoperiosteal flaps based on the greater pala-
V-Y pushback described separately by Veau,73 tine vessels are raised; as the flaps are not pedi-
Kilner74, and Wardill.75 Mucoperiosteal flaps are cled anteriorly, visibility is optimal for closure of
raised based on the greater palatine vasculature, the nasal layer and velar musculature (Fig. 2).
then retropositioned via a V-Y technique, resulting The technique also limits hard palate bone expo-
in lengthening of the velum at the expense of sure, because the flaps are rotated downward at
denuded anterior hard palate. Poor growth the expense of palatal depth. These cleft palate
outcomes and anterior fistula formation has limited surgical procedures are now collectively termed
the use of this technique. the 2-flap palatoplasties. In 1978, Leonard Fur-
The Bardach 2-flap palatoplasty was described low79 introduced a novel technique of repairing
in 1967 and further refined with excellent anatomic palatal clefts using double-opposing z-plasties of

Fig. 2. Typical complete cleft of the primary and secondary palates (A). In the Bardach palatoplasty, incisions are
designed along the cleft edges and at the junction of the alveolus and hard palate, bilaterally. Two large full-
thickness mucoperiosteal flaps are raised on the hard palate; the soft palate is dissected into 3 layers (nasal
mucosa, soft palate muscle, oral mucosa). Incisions end at the area of the incisive foramen anteriorly (B). Layered
palatal closure proceeds with approximation of the nasal mucosa followed by release of the levator palatini
muscles from the posterior hard palate. The newly released levator muscles are then posteriorly repositioned
and repaired to create a dynamic sling that allows for velar closure (C). Closure of the oral mucosal flaps
completes the repair; first, the midline is sutured, followed by the lateral releases. Rarely, the lateral releases
are left to heal by secondary intention. The cleft anterior to the incisive foramen is left untouched and will be
repaired in the mixed dentition stage of development (D). (From Fonseca R, Marciani R, Turvey T, editors. Oral
and Maxillofacial Surgery, vol. 3. 2nd edition. St Louis (MO): Saunders; 2009. p. 730; with permission.)
50 Campbell et al

the oral and nasal layers, with anatomic orientation IVV. Andrades and colleagues96 reported lower re-
of the soft palate musculature. Furlow has re- operation rates for VPI and better speech
ported superior results using this procedure as outcomes when IVV was performed than when
compared with his experience with the 2-flap pal- IVV was omitted. Similarly, Hassan and Askar97
atoplasty.80 Many centers adopted the Furlow pal- did a prospective cohort study of nonsyndromic
atoplasty and have reported better outcomes.81–84 patients with cleft palate, comparing those who
These reports consist mostly of experience from received IVV with those who had a 2-layered
a single center or surgeon and limited retrospec- closure. Improved velopharyngeal and eustachian
tive comparisons of techniques. They do not tube function was found in the IVV group.
provide powerful enough data to make definitive Currently, the consensus among surgeons seems
statements. Currently, only some Level II and to suggest that soft palate function is improved
mostly Level III evidence is available to help when IVV is performed. The available literature
make clinical decisions regarding repair tech- also supports the procedure. Reasonable Level II
niques. Successful cleft palate repair requires and III evidence is available to guide decisions in
adequate muscular reconstruction of the velum this area, and considerable experience seems to
to create a dynamic and functional soft palate. indicate that using an IVV in some manner is
The 2-flap and Furlow palatoplasties reconstruct important to long-term speech results. Level I
the velar musculature (ie, levator veli palatini and evidence is still lacking to a great extent in this
palatopharyngeus) into a dynamic sling but do so particular area of cleft palate repair and outcome
in different ways. measurements.

TWO-FLAP PALATOPLASTY DOUBLE-OPPOSING Z-PLASTY


In these techniques, hard palate repair is per- Closure of a cleft using the Furlow technique
formed in a 2-layered fashion, with mucoperiosteal involves hard palate closure in a similar manner
flaps for oral side closure and nasal mucosa with to that described in the 2-flap palatoplasty, with
or without vomer flaps to reduce tension and the goal of a tension-free 2-layered closure. The
fistula formation. The amount of denuded hard soft palate is closed in a unique manner that allows
palate should be minimized, because this has theoretical lengthening of the soft palate and
been shown to inhibit maxillary growth in all reconstruction of the musculature into an anatom-
dimensions. Ross72,85–90 found improved maxil- ically appropriate position (Fig. 3). The technique
lary incisor position when von Langenbeck repair uses opposing, mirror-imaged z-plasties, one on
is performed instead of push-back procedures, each side of the oral mucosa and the other on
and similar results were reported by Friede.91 each side of the nasal mucosa. The posteriorly
This is probably due to the reduced scarring based flaps on the nasal and oral surfaces contain
present with more limited procedures during the mucosa and muscle; the anteriorly based flaps
early part of the maxillary growth process. contain only mucosa. The posteriorly based oral
In the 2-flap technique an intravelar veloplasty myomucosal flap is designed on the patients left
(IVV) is performed with dissection of the levator pa- side; the incision is made along the cleft edge
latini muscle (and palatopharyngeus), releasing its just shy of the midline hard palate junction, extend-
abnormal attachment to the posterior hard palate ing toward the hamular notch. The flap containing
followed by retropositioning of the muscular pos- muscle and mucosa is then raised with a posterior
teriorly. Ultimately, the muscle fiber direction is re- base, leaving the nasal side mucosa intact. On the
oriented from a sagittal direction to a transverse patient’s right side, an oral side mucosa-only flap
one. The idea of IVV was first proposed by Kriens92 is developed based anteriorly; the incision is along
in 1969 and has since been incorporated into the cleft edge and extends from the uvular area to
many techniques. Comparative data on IVV are the hamular notch, leaving the musculature
lacking and conflicting, most probably because attached to the nasal mucosa. The nasal side
of variability in how surgeons perform the z-plasties are a mirror image of the oral side. On
muscular dissection and repositioning. In the patient’s right, an incision is made just shy of
a prospective study, Marsh and colleagues93 the midline hard palate junction to the hamular
found no significant difference in speech outcome notch, making a posteriorly based myomucosal
or incidence of VPI among patients who had their flap. On the left, an incision is made through nasal
clefts repaired with IVV versus those who did mucosa from uvula to hamular notch, thus creating
not. However, the IVV group showed a tendency an anteriorly based mucosal flap. Dissection
toward less VPI. In contrast, Sommerlad94,95 re- proceeds bilaterally into the space of Ernst, and
ported improved outcomes with his version of the tensor palatini tendons are released to allow
Cleft Lip and Palate Surgery 51

Fig. 3. Complete cleft of the secondary palate consisting of a defect in hard and soft tissue from the incisive
foramen to the uvula (A). A Furlow double-opposing z-plasty requires the creation of oral side and nasal side
z-plasties. Note that both musculomucosal flaps are based posteriorly (B). The nasal flaps are transposed for
lengthening the soft palate and creating a dynamic levator palatini sling to enhance velar closure. Closure of
the nasal mucosa anterior to the hard/soft palate junction is performed in the standard manner (C). The oral
side flaps are transposed, placing the musculomucosal flap posteriorly; closure proceeds with interrupted sutures
(D). (From Fonseca R, Marciani R, Turvey T, editors. Oral and Maxillofacial Surgery, vol. 3. 2nd edition, St Louis
(MO): Saunders; 2009. p. 730; with permission.)

adequate mobilization of all flaps. The flaps are re- narrowing of the space that the velum must close
positioned and closed accordingly. This repair has during speech.
many similarities to the IVV, without having to One criticism of this technique relates to the
dissect the muscle off the mucosal flaps as is per- higher fistula rates found by many studies when
formed in a 2-flap palatoplasty. This effectively compared with 2-flap techniques. Fistula rates re-
reduces the volume of the closure port for the ported in the literature are infamous for reporting
velum, making it easier for the palate to achieve bias, for differing definitions and classifications of
closure. Documentation of ‘‘lengthening’’ of the fistulae, and for faulty study design. This makes
palate is not present in the literature, but observa- meaningful comparisons nearly impossible, and
tion during the repair reveals a 3-dimensional several investigators have recommended
52 Campbell et al

strategies to decrease fistula rates—particularly and vertical retrusion, transverse arch restriction,
with the Furlow technique. The placement of acel- and occlusion. It is generally accepted that the
lular dermis between the oral and nasal flaps is surgical repair (and resultant scarring) of the palate
recommended by some, and this has shown and lip and other interventions in cleft correction
a significant reduction in fistula rates comparable contribute greatly to midface growth restriction.
to 2-flap closures.98–100 Some recent reviews of Ross72,85–90 has demonstrated, however, that the
fistula formation after 2-flap palatoplasty revealed final facial form is a result of treatment effects,
the fairly low rates of 3.4% and 3.2%, respec- inherent growth potential, and features specific
tively.101,102 Helling100 reported a fistula rate of to each deformity. He also concluded that
3.2% when acellular dermis was used in conjunc- surgeons performing the same repairs can have
tion with the Furlow technique. significantly different growth outcomes. With
The outcome data for the Furlow palatoplasty such an integrated mechanism complicated by
technique compared with the 2-flap techniques the myriad of surgical variables, growth inhibition
have generally been favorable. Multiple investiga- continues to be an area of controversy. Among
tors have reported improved speech results and dozens of studies, a minority based their results
low rates of VPI with Furlow versus von Langen- on a series of consecutively treated patients (eg,
beck.83,86,103–105 These studies consist of single- longitudinal). Many of these have reported maxil-
surgeon and single-center experience before and lary growth deficiency in adolescents with
after adoption of the Furlow technique. Although a decreased sella-nasion-subspinale angle (an
compelling, these data represent Level III evidence average of 4.5 ) compared with noncleft
and have not had the statistical power to convinc- controls.110–112 To improve growth outcomes,
ingly provide a wave of change in the surgical centers have attempted delayed hard palate
community. Despite flaws in the study designs, closure with conflicting results, increased fistula
the reduction in reported rates of VPI is impressive. rates, and poor speech outcomes in the short
Randall and colleagues106 confirmed a decrease in term. A major stated advantage of 2-stage repairs
VPI from 68% to 25% after instituting the Furlow is the narrowing of the hard palate cleft after
technique. Williams amd colleagues104 report primary veloplasty.40 The reduced defect size
a VPI rate of 13% with the Furlow and 25% with allows for closure later in the growth curve, with
von Langenbeck palatoplasties. A small number smaller flaps and, presumably, less of a negative
of uncontrolled studies have reported no significant effect on future growth. Excellent growth results
difference in speech or VPI outcomes between the have been reported with this technique.113,114
Furlow and Veau-Wardill-Kilner or von Langenbeck One-stage palate repair remains the most
techniques.107,108 A current and impressive study common protocol in North America. Scarring of
being conducted at the University of Florida and the hard palatal tissues is associated with maxil-
Sao Paolo, Brazil seeks to compare outcomes of lary growth inhibition.115 Techniques that minimize
the Furlow and von Langenbeck palatoplasties. the degree of palatal scarring are considered
The results are unpublished but preliminary find- beneficial to overall maxillary growth. The push-
ings have suggested only minor differences in back palatoplasties leave areas of the anterior
outcome, with the exception that the Furlow group hard palate denuded to heal by secondary inten-
has a higher fistula rate and the von Langenbeck, tion with resultant scarring. Multiple studies have
increased amounts of hypernasality as only one reported greater growth impairment secondary to
element of a comprehensive speech evaluation.109 these techniques versus the von Langenbeck pal-
The available published data has been weak Level II atoplasty, with some centers abandoning the
or Level III, and, as such, has been difficult to use push-back for that reason.72,84–91 When a palato-
when deciding between repair techniques. Conse- plasty has been performed, there is the possibility
quently, the data at this time is not convincing of a residual palatal fistula developing at or poste-
enough to advocate the Furlow over the 2-flap pal- rior to the incisive foramen region. Oronasal
atoplasties. As evidenced by the available litera- communications anterior to the foramen are
ture, good results can be obtained with 2-flap or purposely left open, with plans for repair at the
double-opposing z-plasty techniques. time of alveolar/maxillary bone grafting. A decision
needs to be made on whether to repair symptom-
GROWTH atic residual fistulae early or wait until more growth
has occurred. The best data to aid in the decision
Growth outcome is a major area of study in cleft lip making comes from a thorough speech examina-
and palate care and an important long-term tion, performed when the child is cooperative
outcome variable. Outcomes traditionally and linguistically developed enough to do one—
measured include degree of maxillary horizontal often at about 3 years of age. Fistulae large
Cleft Lip and Palate Surgery 53

enough to interfere with proper language develop- and colleagues visited Schweckendiek’s unit and
ment or cause significant oronasal regurgitation documented high rates of VPI and compensatory
need to be repaired. Repair of insignificant fistulae misarticulations among patients treated with this
at an early age will probably restrict maxillary protocol.124 Additional studies, many with
growth further and should be delayed. critiques from speech pathologists, confirmed
Whatever the cause of hypoplastic maxillae, these results when patients were treated with
a significant cohort of treated cleft lip and palate similar protocols.123–126 Cleft palate centers in
patients require maxillary advancement surgery. North America have mostly abandoned delayed
The frequency with which LeFort I surgery is hard palate closure; however, many European
required in the cleft population has a wide range, units favor these protocols.
depending on the subgroup treated. A retrospec- Despite the lack of statistical power and the
tive cohort study of a heterogeneous cleft popula- shortcomings of the available literature, some
tion by Good and colleagues116 found an overall current studies suggest that cleft palate repair per-
need for maxillary advancement of 20.9%. When formed before age 14 months is associated with
subgroups were considered, they found a range better speech when compared with repairs per-
of 0.0% to 47.7%; no patient with isolated clefting formed later.127 Dorf and Curtin128,129 found that
of the lip or secondary palate required LeFort I children with palatal repair after age 12 months
advancement, but 47.7% of those with cleft lip had a 90% likelihood of compensatory articula-
and palate required an osteotomy. Posnick117 tions (CAs) compared with less than 5% of chil-
states that rates of maxillary advancement range dren with repair before 12 months of age.
from 25% to 75% in a cleft population, depending Chapman and Hardin130 also found a 90% rate
on the criteria applied. The evidence available on of CAs in their study of children receiving late
this topic is level III in nature and often does not surgery. Chapman and colleagues127 recently per-
control for cleft type or the surgical variables. To formed a multicenter prospective study examining
reduce the need for maxillary advancement, 40 children, comparing timing of palatal surgery
consistent team care with a minimum number of and lexical status with outcome. They found
surgical procedures and timely orthodontic inter- patients operated on with a mean age of 11
vention has been advocated.118 With roughly months and less lexical ability had better speech
one-quarter of the cleft population requiring this than those with a mean age of 15 months and
additional surgical intervention, growth needs to more lexical ability. Kirschner and colleagues131
remain an area of active investigation. More impor- performed modified Furlow palatoplasties on 2
tantly, the concepts of how to potentially alter the groups of patients, one between 3 and 7 months
current protocols based on the available Level III of age and the second aged 7 months or older.
evidence remains a mystery. Given the multiple They found no significant differences in speech
variables assessed in the long-term outcome of scores, VPI, or rate of secondary pharyngoplasty
patients with clefts, larger studies are necessary and stated that there is no benefit to performing
to strongly advocate for one protocol over another. palatoplasty before age 7 months. Chapman’s
work represents some of the best evidence
TIMING OF PALATE REPAIR regarding timing of palate closure, corresponding
to high quality level II data. However, most studies
As has been stated earlier, the major goal of cleft in this area consist of level III case series and
palate repair is the development of normalized single-surgeon experience. Consensus from the
speech for the affected individual, while limiting available data dictates that primary palatal surgery
the amount of maxillary growth restriction. For should most often be performed between about 7
normalized speech to develop, an intact and and 15 months of age to appropriately balance
appropriately functioning palate needs to be growth and speech development.
present at the time a child begins speech produc-
tion.119 It is well known that surgery on the hard SUMMARY: CLEFT PALATE
palate has a negative effect on maxillary growth.
To prevent this, some authors advocated delayed Over the past century, improved outcomes have
hard palate closure.120,121 In 1944, Schwecken- been realized with cleft palate repair, primarily
diek122 advocated early primary repair of the soft through improved understanding of anatomy,
palate and delay of hard palate closure until after superior techniques, better training, and emphasis
puberty. Later reports found merit in his technique on interdisciplinary care. There are limitations in
with less maxillary growth restriction to the extent the currently available literature and a high level
that up to 90% of patients had normal to near of heterogeneity exists in the cleft population.
normal midface morphology.89,122,123 Bardach There is also variability in how different surgeons
54 Campbell et al

perform the same operation. Despite the inherent 6. Kapp K. Self concept of the cleft lip and or palate
difficulties in studying this population, there is child. Cleft Palate J 1979;16:171.
enough evidence to guide surgeons in repairing 7. Kapp-Simon KA. Psychological interventions for
the cleft palate deformity. However, it is inappro- the adolescent with cleft lip and palate. Cleft Palate
priate to be dogmatic regarding cleft repair tech- Craniofac J 1995;32:104–8.
niques. Consensus has been reached for many 8. Shaw WC, Asher-McDade C, Brattstrom V, et al. A
general concepts, but the debate continues over six-center international study of treatment outcome
several key technical considerations. It is probably in patients with clefts of the lip and palate. Part 5.
beneficial to minimize denuded palatal bone to General discussion and conclusions. Cleft Palate
prevent scar formation and subsequent growth Craniofac J 1992;29:413–8.
inhibition. Soft palate closure requires the 9. Malgaine J. Du bec-de-lievre. J Chir (Paris) 1844;2:
anatomic reconstruction of the levator palatini 1–6.
muscle into a functional sling. Ideally, the levator 10. Mirault G. Lettre sur l’operation du bec-de-lievre.
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cantly retropositioned fashion. The creation of 11. Tennison CW. The repair of the unilateral cleft lip by
this dynamic sling can be performed with a the stencil method. Plast Reconstr Surg 1952;9(2):
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Furlow double-opposing z-plasty palatoplasty, 12. Millard DR. A primary camoulflage in the unilateral
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