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Research

JAMA Otolaryngology–Head & Neck Surgery | Original Investigation

Host Factors Independently Associated With Prognosis


in Patients With Oral Cavity Cancer
Cristina Valero, MD, PhD; Daniella K. Zanoni, MD; Anjali Pillai, MSc; Ian Ganly, MD, PhD; Luc G. T. Morris, MD, MSc;
Jatin P. Shah, MD; Richard J. Wong, MD; Snehal G. Patel, MD

Supplemental content
IMPORTANCE The association and interaction of host characteristics with prognosis in
patients with oral cavity squamous cell carcinoma (OSCC) are poorly understood. There is
increasing evidence that host characteristics are associated with treatment outcomes of
many cancers.

OBJECTIVES To examine the host factors associated with prognosis in patients with OSCC and
their interactions to create a numerical index that quantifies the prognostic capacity of these
host characteristics.

DESIGN, SETTING, AND PARTICIPANTS This retrospective cohort study included patients with
OSCC treated surgically at a tertiary care center from January 1, 1998, to December 31, 2015.
From a departmental OSCC database of 1377 previously untreated patients, 68 patients with
missing data on any host variable of interest within a month before the start of treatment
were excluded, leaving 1309 patients. Data analysis was performed from October 21, 2019, to
December 10, 2019.

EXPOSURE Primary surgery for OSCC.

MAIN OUTCOMES AND MEASURES Overall survival (OS) was the primary end point, and
disease-specific survival (DSS) was the secondary end point. Optimal cutoffs for each variable
were identified using recursive-partitioning analysis with the classification and regression
tree method using OS as the dependent variable. Body mass index (BMI) and pretreatment
peripheral blood leukocyte count, platelet count, hemoglobin level, and albumin level were
analyzed. A host index (H-index) was developed using independent factors associated with
OS.

RESULTS A total of 1309 patients (731 [55.8%] male; mean [SD] age, 62 [14.3] years)
participated in the study. When including all the host-related factors in a multivariable
analysis, all except BMI (hazard ratio [HR], 1.14; 95% CI, 0.80-1.63) were independently
associated with outcomes. For example, compared with a hemoglobin level of 14.1 g/dL or
greater, the HR for a level of 12.9 to 14.0 g/dL was 1.42 (95% CI, 1.13-1.77) and for a level of 12.8
g/dL or less was 1.51 (95% CI, 1.18-1.94), and compared with an albumin level of 4.3 g/dL or
greater, the HR for a level of 3.7 to 4.2 g/dL was 1.18 (95% CI, 0.95-1.45) and for a level of 3.6
g/dL or less was 3.64 (95% CI, 2.37-5.58). An H-index of 1.4 or less was associated with a 74%
5-year OS, an H-index of 1.5 to 3.5 with a 65% 5-year OS, and an H-index of 3.6 or higher with
a 38% 5-year OS; for DSS, the 5-year survival was 84%, 80%, and 64%, respectively.
Compared with patients with an H-index score of 1.4 or less, patients with H-index scores of
1.5 to 3.5 (hazard ratio, 1.474; 95% CI, 1.208-1.798) and 3.6 or higher (hazard ratio, 3.221; 95%
CI, 2.557-4.058) had a higher risk of death.

CONCLUSIONS AND RELEVANCE The findings suggest that pretreatment values of neutrophils, Author Affiliations: Head and Neck
Service, Department of Surgery,
monocytes, lymphocytes, hemoglobin, and albumin are independently associated with
Memorial Sloan Kettering Cancer
prognosis in patients with OSCC. The interactions between these host factors were Center, New York, New York (Valero,
incorporated into a novel H-index that quantified the prognostic capacity of host Zanoni, Pillai, Ganly, Morris, Shah,
characteristics associated with OSCC. Wong, Patel); Department of
Oncology, Radiotherapy and Plastic
Surgery, Sechenov University,
Moscow, Russia (Shah).
Corresponding Author: Snehal G.
Patel, MD, Head and Neck Service,
Department of Surgery, Memorial
Sloan Kettering Cancer Center, 1275
JAMA Otolaryngol Head Neck Surg. doi:10.1001/jamaoto.2020.1019 York Ave, New York, NY 10065
Published online June 11, 2020. (patels@mskcc.org).

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Research Original Investigation Host Factors Independently Associated With Prognosis in Patients With Oral Cavity Cancer

T
he American Joint Committee on Cancer (AJCC)/
Union for International Cancer Control (UICC) staging Key Points
system generally estimates prognosis of patients based
Questions What host factors are associated with prognosis in
on only tumor factors.1 However, there is increasing evi- patients with oral cavity cancer, and can these factors be used to
dence of several host characteristics being associated with on- develop an index that quantifies their prognostic capacity?
cologic outcomes.2-6 To our knowledge, the only example of
Findings In this cohort study of 1309 patients with oral cavity
a staging system for head and neck cancer that takes into con-
squamous cell carcinomas, an index (H-index) was developed that
sideration a host factor is the staging system for differenti- combined all the host factors that were independently associated
ated thyroid cancers, in which age is incorporated in the prog- with overall survival. The index, which included the pretreatment
nostic stratification of patients. neutrophil count, monocyte count, lymphocyte count, albumin
Besides well-known host characteristics, such as age, to- level, and hemoglobin level, accurately stratified patients into
bacco and alcohol consumption, and medical comorbidities, groups with differences in overall and disease-specific survival.
the most widely investigated host prognostic factors are pre- Meaning The findings suggest that the H-index can be used to
treatment peripheral blood leukocytes.7-10 Additional host fac- quantify the prognostic capacity of host characteristics associated
tors, such as platelet count, hemoglobin level, albumin level, with oral cavity squamous cell carcinomas.
and body mass index (BMI) (calculated as weight in kilo-
grams divided by height in meters squared), have also been
studied as potential prognostic factors in several cancer (neutrophil, monocyte, and lymphocyte counts), the host-
types.3,11-13 related variables of interest were BMI and the pretreatment pe-
It is logical to assume that these and other host factors are ripheral blood absolute counts of eosinophils, basophils, plate-
not associated with the host-tumor interaction in isolation. lets, hemoglobin, and albumin. We used the blood test closest
Many of these factors are interdependent and interact in a com- to surgery, only considering those blood tests performed within
plex manner to influence prognosis not only directly but also a month before surgery. We excluded 68 patients with miss-
indirectly by affecting the treatment decisions for patients. ing data on any variable of interest, leaving 1309 patients.
Therefore, attempts have been made to combine various sig- Optimal cutoffs for each variable were identified using a
nificant host factors into a comprehensive index for assess- recursive-partitioning analysis with the classification and re-
ing this interaction in association with prognosis.14,15 For ex- gression tree method using overall survival (OS) as the pri-
ample, Jafri et al 14 described the advanced lung cancer mary outcome of interest.17 The established cutoffs were also
inflammation index (ALI), an index that combines host used to analyze differences in disease-specific survival (DSS)
factors, such as albumin level, BMI, and the neutrophil- as the secondary outcome of interest. In addition to the afore-
lymphocyte ratio. mentioned variables, we analyzed other previously pub-
A previous study16 reported the association of pretreat- lished ratios and indexes, such as the platelet-lymphocyte ra-
ment peripheral blood leukocyte levels with outcomes of oral tio and the ALI, calculated as: (BMI × albumin)/neutrophil-
cavity squamous cell carcinomas (OSCCs). Higher neutrophil lymphocyte ratio. 14 Parameters for which the recursive-
and monocyte counts and lower lymphocyte counts were as- partitioning analysis did not find a feasible cutoff or for which
sociated with poorer outcomes. The aims of this study were the cutoff stratified patients in 2 groups with 1 of them repre-
to assess the association of host factors with prognosis and to senting less than 5% of the cohort were excluded from the
examine the interaction between all the analyzed factors to cre- analyses.
ate a numerical index to quantify the prognostic capacity of We analyzed the prognostic capacity of each host vari-
host characteristics in OSCCs. able (for the variables of interest from this study and a previ-
ous study16) using univariable analysis for both OS and DSS and
then we conducted a multivariable analysis that included as
independent variables the clinicopathologic characteristics and
Methods the host variables that were significant in the univariable analy-
This cohort study used our departmental database of 1377 pa- ses (eTable 1 in the Supplement). The host variables that were
tients with a biopsy-proven invasive OSCC treated with pri- independently associated with outcomes in the multivari-
mary surgery at Memorial Sloan Kettering Cancer Center from able analysis were then combined to create the host index
January 1, 1998, to December 31, 2015. Data analysis was per- (H-index), which is calculated using the following formula:
formed from October 21, 2019, to December 10, 2019. The study ([neutrophils × monocytes]/[lymphocytes × hemoglo-
design was approved by the Memorial Sloan Kettering Cancer bin × albumin]) × 100.
Center Institutional Review Board, which determined that no
informed consent was required from participants because of Statistical Analysis
the retrospective, deidentified nature of the study. We evaluated the association between host variables and pa-
Exclusion criteria were synchronous head and neck squa- tient characteristics using the t test or 1-way analysis of vari-
mous cell carcinomas, prior treatment of the reference carci- ance. Survival curves were calculated according to the Kaplan-
noma, distant metastasis at presentation, and history of Meier method, and differences in survival were compared using
nonendocrine head and neck cancer. In addition to tumor vari- the log-rank test. Hazard ratios (HRs) were calculated accord-
ables and pretreatment peripheral blood leukocyte levels ing to the Cox proportional hazards regression model, which

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Host Factors Independently Associated With Prognosis in Patients With Oral Cavity Cancer Original Investigation Research

was also used to perform the multivariable analyses. All sta-


Table 1. Clinicopathologic Characteristics of the Study Cohort
tistical analyses were conducted using SPSS software,
version 25.0 (IBM Corp) and Stata software, version 15 Characteristic Finding (N = 1309)a
(StataCorp). Age, mean (SD) [range], y 62.1 (14.3) [18.3-100.4]
Sex
Male 731 (55.8)
Female 578 (44.2)
Results
Tobacco use
A total of 1309 patients (731 [55.8%] male; mean [SD] age, 62 Never 488 (37.3)
[14.3] years) participated in the study. The clinicopathologic Ever 821 (62.7)
characteristics of the study cohort are given in Table 1. His-
Alcohol use
tory of tobacco and alcohol use was reported by 821 (62.7%)
Never 392 (29.9)
and 917 (70.1%), respectively. We considered patients as smok-
Ever 917 (70.1)
ers (ever) if they reported a history of actively smoking or hav-
WUHNCI scoreb
ing smoked tobacco at any point in their life. Comorbidities
were recorded according to the Washington University Head 0 933 (71.3)

and Neck Comorbidity Index (WUHNCI) (scores range from 0 ≥1 376 (28.7)
to 15, with higher scores indicating worse prognosis because Subsite
of comorbidities), with 376 patients (28.7%) having a WUHNCI Oral tongue 696 (53.2)
score of 1 or higher at the time of diagnosis.18 The most com- Lower gum 174 (13.3)
mon primary tumor subsite was the tongue (696 [53.2%]). Floor of the mouth 155 (11.8)
A total of 630 patients (48.2%) had an advanced pathologic Buccal mucosa 104 (7.9)
stage (stages III–IV) according to AJCC TNM classification.1 Me-
Upper gum 88 (6.7)
dian follow-up time from the date of surgery was 39 months
Retromolar trigone 67 (5.1)
(range, 1-221 months). Five-year OS was 64.2%, and 5-year DSS
Hard palate 25 (1.9)
was 79.7%.
pTc
When conducting the recursive-partitioning analysis for
each of the host variables of interest and following the previ- pT1 420 (32.1)

ously mentioned exclusion criteria (no cutoff found or cutoff pT2 327 (25.0)
creating only 2 groups with 1 of them representing <5% of the pT3 246 (18.8)
cohort), we excluded eosinophil count, basophil count, plate- pT4 252 (19.3)
let count, and platelet-lymphocyte ratio from further analy- Not recorded 64 (4.9)
ses. The recursive-partitioning analysis for these variables is pNc
shown in eFigure 1 in the Supplement. The remaining host vari- pN0 891 (68.1)
ables analyzed had a feasible cutoff and were used for further pN1 118 (9.0)
analyses.
pN2 129 (9.9)
We first analyzed the 5-year OS and DSS for each host vari-
pN3 152 (11.6)
able according to the categories defined by the recursive-
Not recorded 19 (1.5)
partitioning analysis for the variables of interest from this study
pStagec
and a previous study (Table 2).16 All variables were associ-
ated with OS and DSS. An ordered decrease in OS was associ- I 381 (29.1)

ated with decreases in hemoglobin level (≥14.1 vs 12.9-14.0 II 230 (17.6)


g/dL: HR, 1.372 [95% CI, 1.121-1.680]; ≥14.1 vs ≤12.8 g/dL: HR, III 201 (15.4)
2.071 [95% CI, 1.682-2.549]), albumin level (≥4.3 vs 3.7-4.2 g/dL: IV 429 (32.8)
HR, 1.726 [95% CI, 1.438-2.071]; ≥4.3 vs ≤3.6 g/dL: HR, 5.754 Not recorded 68 (5.2)
[95% CI, 3.898-8.492]), BMI (>19.3 vs ≤19.3: HR, 2.078 [95% Grade
CI, 1.526-2.831]), and lymphocyte count (>0.8 vs ≤0.8/μL: HR, Differentiated
2.358 [95% CI, 1.731-3.213]). An ordered decrease in DSS was
Well 219 (16.7)
also associated with decreases in these measures. An ordered
Moderately 830 (63.4)
decrease in OS was associated with increases in neutrophil
Poorly 199 (15.2)
count (≤4.8 vs 4.7-9.0/μL: HR, 1.504 [95% CI, 1.264-1.791]; ≤4.8
Not recorded 61 (4.7)
vs ≥9.1/μL: HR, 3.060 [95% CI, 2.157-4.341]) and monocyte
count (≤0.3 vs >0.3: HR, 1.418 [95% CI, 1.191-1.689]). An or- Perineural invasion

dered decrease in DSS was also associated with increases in Absent 819 (62.6)
neutrophil and monocyte counts. The OS and DSS curves ac- Present 402 (30.7)
cording to hemoglobin levels, albumin levels, and BMI are Not recorded 88 (6.7)
shown in Figure 1 and eFigure 2 in the Supplement, respec- (continued)
tively. When analyzing ALI, patients with the lowest score had

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Research Original Investigation Host Factors Independently Associated With Prognosis in Patients With Oral Cavity Cancer

in the number of patients included in each category. After con-


Table 1. Clinicopathologic Characteristics of the Study Cohort
(continued) trolling for clinicopathologic characteristics in the multivari-
able analysis, the H-index showed a 2 times greater risk of death
Characteristic Finding (N = 1309)a
for patients in the highest category (H-index ≥3.6: HR, 1.988;
Lymphovascular invasion
95% CI, 1.521-2.598) compared with the patients in the low-
Absent 1044 (79.8) est category (H-index ≤1.4 [reference category]).
Present 177 (13.5)
Not recorded 88 (6.7)
Margins
Discussion
Negative 385 (29.4)
Close 781 (59.7) The current AJCC/UICC staging system for most head and neck
Positive 137 (10.5) cancers, including OSCC, considers only tumor-related fac-
Not recorded 6 (0.5)
tors to stratify patients into prognostic groups. Despite the cur-
rent system’s ability to estimate prognosis, heterogeneity
Treatment
within staging groups still exists. We hypothesized that inclu-
Surgery 807 (61.7)
sion of both tumor and host-related factors in the staging sys-
Surgery and adjuvant radiotherapy 379 (29.0)
tem would increase its prognostic fidelity by decreasing hetero-
Surgery and adjuvant chemoradiotherapy 123 (9.4)
geneity within each group.
Abbreviation: WUHNCI, Washington University Head and Neck Comorbidity Screening of the possible significant host prognostic fac-
Index. tors is the natural first step toward including host factors in
a
Data are presented as number (percentage) of patients unless otherwise the staging system. The most commonly investigated host fac-
indicated.
b
tors besides age, tobacco and alcohol consumption, and medi-
The WUHNCI scores range from 0 to 15, with higher scores indicating worse
prognosis because of comorbidities.18
cal comorbidities are pretreatment peripheral blood leuko-
c
Based on the American Joint Committee on Cancer, 8th edition.1
cyte counts. A previous study16 found that elevated neutrophil
count, monocyte count, neutrophil-lymphocyte ratio, or sys-
temic inflammatory response index and a decreased lympho-
a decrease in OS compared with the rest of the cohort, and pa- cyte count are correlated with worse oncologic outcomes. Other
tients with the highest score had the best OS. However, the 2 host factors, such as pretreatment peripheral blood eosino-
intermediate groups did not follow the expected order. For DSS, phil count, basophil count, platelet count, hemoglobin level,
the categories did not stratify survival in an ordered manner, albumin level, C-reactive protein (CRP) level, and a wide range
with the 2 intermediate categories being the ones with the best of ratios and indexes combining these parameters, have been
and worst DSS. The OS and DSS curves according to ALI cat- analyzed.
egories are shown in eFigure 3 in the Supplement. Only a few studies19-21 have analyzed the prognostic ca-
When including all the host-related factors in a multivari- pacity of eosinophil and basophil counts by evaluating their
able analysis, all except BMI (hazard ratio [HR], 1.14; 95% CI, pretreatment values, and the results were consistent with our
0.80-1.63) were independently associated with outcomes. For findings, in which neither eosinophil nor basophil count were
example, compared with a hemoglobin level of 14.1 g/dL or associated with outcomes. However, Wei et al22 found that
greater, the HR for a level of 12.9 to 14.0 g/dL was 1.42 (95% lower eosinophil and basophil counts were associated with
CI, 1.13-1.77) and for a level of 12.8 g/dL or less was 1.51 (95% worse outcomes in patients with stage I to III colorectal can-
CI, 1.18-1.94), and compared with an albumin level of 4.3 g/dL cer, and Holub and Biete4 found the same results for eosino-
or greater, the HR for a level of 3.7 to 4.2 g/dL was 1.18 (95% phil counts in patients with cervical cancer.
CI, 0.95-1.45) and for a level of 3.6 g/dL or less was 3.64 Several studies11,23-28 have analyzed the association of
(95% CI, 2.37-5.58) (eTable 1 in the Supplement). On the basis platelet count with outcomes, and, similarly to neutrophil-
of these results, we created the H-index, an index that ac- lymphocyte ratio, the platelet-to-lymphocyte ratio has also
counts for the prognostic capacity and interactions of all the been used. Li et al23 found differences in survival associated
host-related factors that were independently associated with with platelet or platelet-lymphocyte ratio counts, revealing that
outcomes. An H-index of 1.4 or less was associated with a 74% higher counts were associated with worse survival, with plate-
5-year OS, an H-index of 1.5 to 3.5 with a 65% 5-year OS, and let count being a surrogate marker of inflammation and lym-
an H-index of 3.6 or higher with a 38% 5-year OS; for DSS, the phocyte count with immune status. On the other hand, in sev-
5-year survival was 84%, 80%, and 64%, respectively. Com- eral studies,11,24-28 including the present study, platelet count
pared with patients with an H-index score of 1.4 or less, pa- and platelet-lymphocyte ratio were not associated with out-
tients with an H-index score of 1.5 to 3.5 (HR, 1.474; 95% CI, comes. It is possible that platelet values would act as a prog-
1.208-1.798) and those with an H-index of 3.6 or higher (HR, nostic factor only at extreme values; low values are likely as-
3.221; 95% CI, 2.557-4.058) had a greater risk of death. sociated with poor performance status, whereas high values
Survival curves according to H-index categories defined may be associated with a proinflammatory status, both of
by the recursive-partitioning analysis cutoffs are shown in which are associated with worse outcomes.
Figure 2. In multivariable analysis using the association of H- C-reactive protein level and various indexes that include
index with OS (Table 3), the H-index showed a good balance CRP level, such as the Glasgow prognostic score, have been

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Host Factors Independently Associated With Prognosis in Patients With Oral Cavity Cancer Original Investigation Research

Table 2. Survival Outcomes According to Host Variables Using the Cutoffs Found in a Previous Study16
and in This Study

Overall survival Disease-specific survival


5-y
No. of 5-y Survival,
Variable patients Survival, % HR (95% CI) % HR (95% CI)
Neutrophil count, /μL
≤4.8 735 69.5 1 [Reference] 83.1 1 [Reference]
4.7-9.0 524 60.0 1.504 (1.264-1.791) 76.7 1.517 (1.162-1.982)
≥9.1 50 31.5 3.060 (2.157-4.341) 60.0 3.045 (1.800-5.153)
Monocyte count, /μL
≤0.3 552 70.9 1 [Reference] 83.1 1 [Reference]
>0.3 757 59.1 1.418 (1.191-1.689) 77.0 1.368 (1.048-1.785)
Lymphocyte count, /μL
>0.8 1242 65.3 1 [Reference] 80.0 1 [Reference]
≤0.8 67 42.7 2.358 (1.731-3.213) 74.9 1.453 (0.817-2.600)
Hemoglobin level, g/dL
≥14.1 563 72.8 1 [Reference] 85.2 1 [Reference]
12.9-14.0 429 62.9 1.372 (1.121-1.680) 78.1 1.516 (1.111-2.067)
≤12.8 317 50.8 2.071 (1.682-2.549) 71.6 2.117 (1.534-2.921)
Albumin level, g/dL
≥4.3 912 69.8 1 [Reference] 80.7 1 [Reference]
3.7-4.2 366 54.5 1.726 (1.438-2.071) 79.1 1.255 (0.941-1.673)
≤3.6 31 15.6 5.754 (3.898-8.492) 61.8 3.360 (1.712-6.593)
BMI
>19.3 1240 65.3 1 [Reference] 80.4 1 [Reference]
≤19.3 69 43.8 2.078 (1.526-2.831) 65.0 2.107 (1.302-3.410)
ALI14 Abbreviations: ALI, advanced lung
cancer inflammation index; BMI,
≥30.0 969 70.6 1 [Reference] 82.7 1 [Reference]
body mass index (calculated as
27.5-29.9 60 44.8 2.455 (1.754-3.436) 58.2 2.902 (1.798-4.684) weight in kilograms divided by height
21.8-27.4 112 65.3 1.155 (0.846-1.576) 86.5 0.911 (0.536-1.550) in meters squared); H-index, host
index; HR, hazard ratio.
≤21.9 168 34.8 2.932 (2.379-3.614) 62.7 2.654 (1.916-3.677)
SI conversion factors: To convert
H-index
neutrophils, monocytes, and
≤1.4 505 73.8 1 [Reference] 84.4 1 [Reference] lymphocytes to ×109/L, multiply by
1.5-3.5 614 64.6 1.474 (1.208-1.798) 80.0 1.372 (1.019-1.847) 0.001; to convert hemoglobin and
albumin to grams per liter, multiply
≥3.6 190 37.7 3.221 (2.557-4.058) 64.1 2.704 (1.772-3.873)
by 10.

shown to be associated with outcomes based on CRP level being Besides inflammation and the immune system status, nu-
a proinflammatory marker.29-31 We did not include this factor tritional status is associated with patient outcomes. Malnu-
in our analyses because CRP level is not routinely included in trition can influence the intensity of treatment that a patient
the preoperative assessment of patients with OSCC and there- is able to receive as well as the host’s immune response to the
fore is not a good candidate to be used on a routine basis in tumor. Nutritional status is partially mirrored by albumin level,
clinical practice. and some studies12,39 have found that lower albumin levels,
Studies23,32-36 that analyzed hemoglobin level as a prog- corresponding to malnutrition, are correlated with worse out-
nostic factor found that lower levels of hemoglobin are corre- comes. Moreover, a low BMI can also act as a surrogate marker
lated with worse oncologic outcomes. Hemoglobin can be con- of malnutrition. In our study, patients with the lowest BMI had
sidered a surrogate marker for a patient’s general nutritional worse outcomes. The cutoff point in our study (≤19.3) was close
and performance status, with patients with lower hemoglo- to the World Health Organization BMI underweight range
bin levels having worse outcomes.32 It has also been pro- (<18.5); our analysis revealed that only severe malnourish-
posed that decreased levels of hemoglobin lead to reduced oxy- ment was associated with prognosis.
gen concentrations that will facilitate a hypoxic environment Bi et al37 have shown that underweight patients had the
that promotes tumor progression by increasing tumor cell re- worst prognosis, and Peter et al3 have shown that low BMI is
sistance to therapy and promoting distant metastases.23,33-36 not significantly associated with prognosis. Another study13
Many studies3,32,33,37,38 that have analyzed hemoglobin level reported that the other extreme of BMI measure, obesity, is
in different tumor models have found that hemoglobin level also correlated with worse outcomes. These contradictory
is independently associated with outcomes. Only a few results may be seen because the analyses using BMI gener-
studies23,27 did not corroborate these results. ally compare obesity with healthy weight only, not includ-

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Research Original Investigation Host Factors Independently Associated With Prognosis in Patients With Oral Cavity Cancer

were even larger when only analyzing T1/T2 tumors. There-


Figure 1. Overall Survival Curves
fore, excluding malnourished patients, BMI analysis showed
A Hemoglobin that patients with obesity had worse outcomes than
100 patients with healthy weight. It is possible that patients
with obesity have a worse disease-specific outcome because
80 a higher amount of fat tissue can act as a reservoir of inflam-
Overall survival, % 60
matory cells, such as macrophages, which when recruited to
the tumor transform in protumoral cells, facilitating tumor
Hemoglobin
40
≥14.1 g/dL
progression, angiogenesis, and metastases.40-42
20
12.9-14.0 g/dL The BMI correlation with survival is not linear; lower BMI
≤12.8 g/dL
is associated with worse outcomes because it is a surrogate of
0 a poor performance status, and higher BMI is also associated
0 12 24 36 48 60
Time, mo with worse outcomes not only because of a higher proinflam-
No. at risk matory status based on a higher volume of fat tissue but also
Hemoglobin ≥14.1 g/dL 563 498 427 359 303 239
Hemoglobin 12.9-14.0 g/dL 429 359 304 251 209 153 because of associated comorbidities in patients with high BMI.
Hemoglobin ≤12.8 g/dL 317 242 193 157 114 86 We believe that both extremes of BMI harbor an adverse host
environment that allows tumors to progress, but this simple
B Albumin measure is probably not strong enough to emerge as an inde-
100 pendent prognostic factor in all patients.
Albumin ≥4.3 g/dL The ALI was one of the first attempts to combine differ-
80
Overall survival, %

ent host factors in 1 index by analyzing the combination of al-


60 bumin level, BMI, and neutrophil-lymphocyte ratio.14 Albu-
Albumin 3.7-4.2 g/dL min level and BMI represent the nutritional status of the
40
patient. The neutrophil-lymphocyte ratio represents the bal-
20 ance between inflammation and immune system response.
Albumin ≤3.6 g/dL
In our study, ALI showed only significant and ordered differ-
0
0 12 24 36 48 60 ences in OS when comparing the highest and lowest catego-
Time, mo ries obtained in this study but showed a contrary to expected
No. at risk
Albumin ≥4.3 g/dL 912 789 675 567 471 369 trend in survival within the 2 intermediate categories. We also
Albumin 3.7-4.2 g/dL 366 293 239 191 149 106 tested the cutoff reported in the article published by Jafri et al14
Albumin ≤3.6 g/dL 31 17 10 9 6 3
and observed that it stratified patients better than the cutoffs
found in our study (eFigure 4 in the Supplement). However,
C BMI
the balance in the number of patients included in each group
100
was limited in the study by Jafri et al,14 with only 8% of pa-
80 tients in the lower category.
Overall survival, %

BMI >19.3
Other attempts have been made to combine host nutri-
60
tional and immune status and inflammation into 1 index. Chen
40 BMI ≤19.3 et al15 created an index combining hemoglobin level, albu-
min level, lymphocyte count, and platelet count (HALP). We
20
believe that this index can be improved by the incorporation
0 of neutrophil and monocyte counts, which had strong asso-
0 12 24 36 48 60
ciations with outcomes in our study, and by excluding plate-
Time, mo
No. at risk let count, which was not associated with outcomes in our study.
BMI >19.3 1240 1049 887 738 603 460 By creating the H-index, we were able to include all the in-
BMI ≤19.3 69 50 37 29 23 18
dependent host-related prognostic factors identified in our
The group stratification was based on the categories obtained with the studies. Because the 3 individual factors analyzed in the pre-
recursive-partitioning analysis. BMI is calculated as weight in kilograms divided vious study (neutrophil, monocyte, and lymphocyte count)
by height in meters squared. To convert hemoglobin and albumin to grams per were independently associated with prognosis, we included
liter, multiply by 10.
all 3 as components of the H-index jointly with the indepen-
dent host factors found in this study (hemoglobin and albu-
ing the subset of patients with cachexia, and are mostly min levels). To create an index that inversely correlates with
restricted to early-stage tumors. We analyzed BMI as a outcomes, we included in the numerator the variables with a
potential variable associated with outcomes in our study negative correlation with survival (neutrophil and monocyte
cohort comparing healthy weight (BMI, 18.5-24.9) with counts) and in the denominator the variables with a positive
overweight (BMI, 25.0-29.9) and obese (BMI, ≥30.0), follow- correlation (lymphocyte count, hemoglobin level, and albu-
ing the universal World Health Organization BMI ranges. No min level). The H-index stratified patients better than the ALI,
differences were found in OS, but when analyzing DSS, with an improved balance in the number of patients included
patients with obesity had worse outcomes. The differences in each category.

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Host Factors Independently Associated With Prognosis in Patients With Oral Cavity Cancer Original Investigation Research

Some variables included in the H-index, such as leuko-


Table 3. Multivariable Analysis Including the H-Index as an Independent
cyte count, may be associated with other clinicopathologic Variable Associated With Overall Survival
characteristics.2,16 To analyze whether the remaining vari-
HR (95% CI)
ables of the H-index are also correlated with patients’ clinico-
Variable Univariable analysis Multivariable analysis
pathologic characteristics, we reported the mean number of
Age, y
each of the host variables included in this study according to
≤60 1 [Reference] 1 [Reference]
patients’ clinicopathologic characteristics (eTable 2 in the
>60 1.955 (1.631-2.343) 1.807 (1.481-2.203)
Supplement). We observed a correlation between different vari-
ables, such as age, smoking status, or cancer stage, and the dif- Tobacco use

ferent host factors analyzed. Nevertheless, these host factors Never 1 [Reference] 1 [Reference]

maintained independent associations with outcomes when Ever 1.305 (1.091-1.561) 1.033 (0.850-1.255)
controlling for clinicopathologic characteristics in the multi- WUHNCIa
variable analyses. 0 1 [Reference] 1 [Reference]
Furthermore, to elucidate whether the H-index goes ≥1 1.624 (1.363-1.936) 1.273 (1.050-1.544)
beyond tracking comorbidities, subanalyses based on the Lymphovascular invasion
presence or absence of comorbidities are shown in eFigure 5 Absent 1 [Reference] 1 [Reference]
in the Supplement. We categorized patients based on the Present 2.100 (1.690-2.611) 1.181 (0.922-1.512)
WUHNCI. Patients with a score of 0 were considered as the Perineural invasion
group without comorbidities, and patients with a score of 1 Absent 1 [Reference] 1 [Reference]
or higher were considered as the group with comorbidities. Present 2.209 (1.855-2.630) 1.374 (1.111-1.699)
The H-index accurately stratified patients in terms of OS Margin status
and DSS both for the subgroup of patients without comor- Negative 1 [Reference] 1 [Reference]
bidities and for the subgroup of patients with comorbidities. Close 1.544 (1.256-1.900) 1.262 (1.000-1.591)
This observation suggests that the H-index accounts not
Positive 3.051 (2.343-3.973) 1.949 (1.426-2.663)
only for comorbidities and performance status but also for
Histologic grade
other interactions of the host against the tumor. We believe
Differentiated
that the H-index is a more comprehensive evaluation of the
Well 1 [Reference] 1 [Reference]
patient status, improving previous classifications that did
Moderately 1.548 (1.204-1.990) 1.084 (0.808-1.454)
not account for all the independent host-related prognostic
Poorly 2.179 (1.619-2.931) 1.035 (0.721-1.486)
factors. Even though statistically the prognostic capacity of
pTb
the H-index might be slightly better than when analyzing
pT1 1 [Reference] 1 [Reference]
leukocyte count alone, by introducing nutritional status
based on albumin levels and hypoxic status based on hemo- pT2 1.657 (1.274-2.153) 1.197 (0.897-1.596)

globin levels, clinically meaningful factors were added in pT3 2.624 (2.024-3.401) 1.309 (0.958-1.789)

the holistic assessment of patients with OSCC. pT4 4.136 (3.239-5.281) 1.582 (1.161-2.157)
Several studies43-46 that supported the inclusion of host fac- pNb
tors in the assessment of patients with cancer have been pub- pN0 1 [Reference] 1 [Reference]
lished. A systematic effort is needed to identify relevant host fac- pN1 1.487 (1.109-1.993) 1.264 (0.921-1.736)
tors that should be included in prediction models for OSCC. In pN2 2.200 (1.699-2.850) 1.594 (1.200-2.118)
addition, there is the issue of geographic heterogeneity because pN3 5.681 (4.565-7.069) 2.966 (2.255-3.901)
it has been previously proposed that host-related variables, such H-index
as CRP level and neutrophil-lymphocyte ratio, differ among ≤1.4 1 [Reference] 1 [Reference]
populations.5,45,47 A previous study16 reported a cohort from Eu- 1.5-3.5 1.474 (1.208-1.798) 1.262 (1.016-1.567)
rope that had different median values in terms of leukocyte ≥3.6 3.221 (2.557-4.058) 1.988 (1.521-2.598)
counts compared with the cohort in the present study. A multi-
Abbreviations: H-index, host index; HR, hazard ratio; WUHNCI, Washington
institutional study that incorporated cohorts from different con- University Head and Neck Comorbidity Index.
tinents would be the next step to account for geographic varia- a
The WUHNCI scores range from 0 to 15, with higher scores indicating worse
tions. This study would allow the development of a more repro- prognosis because of comorbidities.18
ducible and generalizable model for prediction of outcomes in b
Based on the American Joint Committee on Cancer, 8th edition.1
OSCC. Every patient undergoing surgery for OSCC in any setting
around the world will have a presurgical blood test that measures Limitations
leukocyte count, hemoglobin level, and albumin level, and BMI This study has inherent limitations because of its retrospec-
measurement is also universally available. Therefore, we iden- tive nature. Moreover, values were only analyzed at a single
tified a set of powerful and universally available host-related fac- time point before initial treatment. The association of non–
tors associated with outcomes that can be incorporated into a sta- cancer-related conditions (eg, infection and the treatment and
tistical tool, such as a nomogram, to assess risk among individual its complications) with host factors, such as peripheral blood
patients but also allow worldwide use in future iterations of the leukocyte count, hemoglobin level, albumin level, and body
staging system for OSCC.46 weight, could not be analyzed and accounted for in our study.

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Research Original Investigation Host Factors Independently Associated With Prognosis in Patients With Oral Cavity Cancer

Figure 2. Survival Curves for the Host Index (H-Index)

A Overall survival B Disease-specific survival


100 100
H-index ≤1.4

Disease-specific survival, %
80 H-index ≤1.4 80
Overall survival, %
H-index 1.5-3.5

60 H-index 1.5-3.5 60 H-index ≥3.6

40 40
H-index ≥3.6
20 20

0 0
0 12 24 36 48 60 0 12 24 36 48 60
Time, mo Time, mo
No. at risk No. at risk
H-index ≤1.4 505 443 390 334 280 226 H-index ≤1.4 505 425 366 309 253 201
H-index 1.5-3.5 614 516 429 352 285 210 H-index 1.5-3.5 614 482 399 318 256 182
H-index ≥3.6 190 140 105 81 61 42 H-index ≥3.6 190 126 90 63 45 32

The group stratification was based on the categories obtained with the recursive-partitioning analysis.

are independently associated with prognosis in patients


Conclusions with OSCC. The interactions between these host factors
were incorporated into a novel H-index that quantified the
The findings suggest that pretreatment values of neutro- prognostic capacity of host characteristics associated
phils, monocytes, lymphocytes, hemoglobin, and albumin with OSCC.

ARTICLE INFORMATION Funding/Support: This study was funded by cancer: a STROBE compliant retrospective cohort
Accepted for Publication: April 13, 2020. Fundación Alfonso Martín Escudero and Cancer study. Cancer Med. 2019;8(7):3379-3388.
Center Support Grant P30 CA008748 from the doi:10.1002/cam4.2212
Published Online: June 11, 2020. National Cancer Institute, National Institutes of
doi:10.1001/jamaoto.2020.1019 7. Yu W, Dou Y, Wang K, et al. Preoperative
Health. neutrophil lymphocyte ratio but not platelet
Author Contributions: Drs Valero and Patel had full Role of the Funder/Sponsor: The funding sources lymphocyte ratio predicts survival and early relapse
access to all the data in the study and take had no role in the design and conduct of the study; in patients with oral, pharyngeal, and lip cancer.
responsibility for the integrity of the data and the collection, management, analysis, and Head Neck. 2019;41(5):1468-1474. doi:10.1002/
accuracy of the data analysis. interpretation of the data; preparation, review, or hed.25580
Concept and design: Valero, Shah, Patel. approval of the manuscript; and decision to submit
Acquisition, analysis, or interpretation of data: 8. Tham T, Bardash Y, Herman SW, Costantino PD.
the manuscript for publication. Neutrophil-to-lymphocyte ratio as a prognostic
Valero, Zanoni, Pillai, Ganly, Morris, Wong, Patel.
Drafting of the manuscript: Valero, Patel. indicator in head and neck cancer: a systematic
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